Files
breakpilot-compliance/ai-compliance-sdk/internal/ucca/authority_rerank.go
T
Benjamin_Boenisch f11b2e035f
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feat(ai-sdk): controlled interpretation-intent guidance override (#34)
2026-06-24 09:01:25 +00:00

127 lines
4.7 KiB
Go

package ucca
import (
"sort"
"strings"
)
// Re-ranking coefficients (validated in the offline golden harness; Phase A — conservative).
const (
authorityCoef = 0.40 // * weight/100
jurisdictionGain = 0.05 // binding/guidance from DE or EU
foreignPenalty = 0.60 // foreign law on a DE/EU question (demoted, not removed)
unknownPenalty = 0.08
domainMatchGain = 0.15
offDomainPenalty = 0.10 // off-domain binding (demoted, not removed)
scopePenalty = 0.25 // BDSG Teil 3 (law enforcement) on a general DP question
topicGain = 0.18 // amplifier only
supersededPenalty = 0.50 // superseded Alt-Quelle (pre-eu-v1): demoted, nicht versteckt
guidanceIntentGain = 0.25 // controlled guidance override on explicit interpretation intent
guidanceIntentMargin = 0.05 // ...only if the guideline is semantically competitive with binding
)
// guidanceIntentSignals mark a query that EXPLICITLY asks for an interpretation /
// recommendation by a guidance body, rather than for the binding obligation. Only
// then may a (semantically competitive) guideline outrank the binding norm.
var guidanceIntentSignals = []string{
"edpb", "europäischer datenschutzausschuss", "europaeischer datenschutzausschuss",
"dsk", "enisa", "bsi", "leitlinie", "guideline", "orientierungshilfe",
"auslegung", "empfiehlt", "empfehlung", "sagt", "laut",
}
// queryWantsGuidance reports whether the query explicitly asks for guidance/interpretation.
func queryWantsGuidance(query string) bool {
q := strings.ToLower(query)
for _, sig := range guidanceIntentSignals {
if strings.Contains(q, sig) {
return true
}
}
return false
}
// bestBindingSemantic returns the highest RAW semantic score among binding-law
// results (0 if none / intent not requested). Used as the guard threshold so an
// off-topic guideline cannot ride the interpretation-intent boost.
func bestBindingSemantic(results []LegalSearchResult, wantsGuidance bool) float64 {
if !wantsGuidance {
return 0
}
best := 0.0
for _, r := range results {
if r.SourceClass == "binding_law" && r.Score > best {
best = r.Score
}
}
return best
}
// authorityScore computes the normative relevance of a result for a query. It augments the
// semantic score with authority/jurisdiction/domain/scope/topic signals. Exposed for tests.
func authorityScore(query string, r LegalSearchResult, qDomain string, qForeign bool) float64 {
info := classifyAuthority(r)
score := r.Score + authorityCoef*float64(info.weight)/100.0
if r.Superseded {
// Alt-Quelle (pre-eu-v1): Default-Fragen sollen die eu-v1-Norm sehen. Demoted,
// nicht entfernt — fuer Historie/Uebergangsfragen bleibt sie auffindbar.
score -= supersededPenalty
}
if info.jurisdiction == "CH" && !qForeign {
score -= foreignPenalty // Fremdrecht bei DE/EU-Frage: demoted, nicht geloescht
} else {
score += jurisdictionGain
}
if info.sourceClass == "unknown" {
score -= unknownPenalty
}
if qDomain != "" {
switch cd := chunkDomain(r); {
case cd == qDomain:
score += domainMatchGain
case cd != "":
score -= offDomainPenalty // off-domain binding: demoted, nicht geloescht
}
}
if qDomain == "data_protection" && scopeClass(r) == "law_enforcement" {
score -= scopePenalty
}
if resultMatchesTopic(query, r) {
score += topicGain // Verstaerker, kein Override
}
return score
}
// rerankByAuthority re-orders results so binding law from the matching jurisdiction/domain
// ranks above guidance, foreign and off-domain law — WITHOUT dropping anything (guidance is
// kept as interpretation context). The computed score is written back to Score so downstream
// merges (e.g. the multi-collection advisor) preserve this order. Pure + deterministic.
func rerankByAuthority(query string, results []LegalSearchResult) []LegalSearchResult {
if len(results) < 2 {
return results
}
qDomain := queryDomain(query)
qForeign := queryIsForeign(query)
wantsGuidance := queryWantsGuidance(query)
bestBindingSem := bestBindingSemantic(results, wantsGuidance)
out := make([]LegalSearchResult, len(results))
copy(out, results)
for i := range out {
out[i].Score = authorityScore(query, out[i], qDomain, qForeign)
// Interpretations-Intent (eng begrenzt): NUR wenn die Query explizit nach
// Guidance/Auslegung fragt UND die Leitlinie semantisch konkurrenzfaehig ist
// (>= bester binding-Treffer - margin), darf supervisory_guidance die bindende
// Norm ueberholen. Sonst bleibt binding > guidance (Normfrage unveraendert).
if wantsGuidance && out[i].SourceClass == "supervisory_guidance" &&
results[i].Score >= bestBindingSem-guidanceIntentMargin {
out[i].Score += guidanceIntentGain
}
}
sort.SliceStable(out, func(a, b int) bool {
return out[a].Score > out[b].Score
})
return out
}