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Author SHA1 Message Date
Sharang ParnerkarandClaude Fable 5 95c18e7683 feat(agent): C4 — semantic_stamp_findings + provider load_master_controls
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Wires the semantic mapping into a callable scan pass:
- OscalControlsProvider: token-based fetch refactor + load_master_controls()
  (pulls ?framework=master-controls)
- semantic_stamp_findings(): build the ControlIndex from the master-controls
  catalog, then per finding embed its code region, retrieve the top-K nearest
  master controls, grounded-judge confirm, and stamp the confirmed ids onto
  control_refs (alongside the CRA CWE-LUT refs).

Opt-in — the orchestrator doesn't auto-run it, and it rebuilds the corpus index
per call (production should cache it). Live-verifiable once breakpilot #129 deploys.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 12:43:58 +02:00
Sharang ParnerkarandClaude Fable 5 30487e4d8f feat(agent): semantic control mapping — embedding index + region->control retrieval
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The scale mechanism for the master-control corpus (which carries no CWE to LUT
on): ControlIndex embeds each control's requirement text and returns the top-K
nearest to a code region (cosine); SemanticControlChecker retrieves those K,
judges each with the grounded judge, and grounds the verdicts -> control_refs.

The region->control direction (vs the CWE-LUT's finding->control) is what scales
to ~13.6k: the LLM only ever judges a handful of retrieved candidates, and every
survivor is still anchored to real code by the grounding gate. Reuses judge +
ground gate. Stub-tested (cosine ranking, retrieve->ground, ungrounded dropped).

Not yet wired into the scan (needs the master-controls catalog live, breakpilot #129).

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 12:35:30 +02:00
26 changed files with 136 additions and 1653 deletions
+11 -30
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@@ -7,13 +7,6 @@ on:
pull_request:
env:
# registry + cosign creds via env, NOT inline ${{ }}: the Harbor robot
# username contains '$', which sh expands when interpolated into the
# script (robot$ci-push -> robot-push) => docker login unauthorized.
REGISTRY_USERNAME: ${{ secrets.REGISTRY_USERNAME }}
REGISTRY_PASSWORD: ${{ secrets.REGISTRY_PASSWORD }}
COSIGN_KEY: ${{ secrets.COSIGN_KEY }}
COSIGN_PASSWORD: ${{ secrets.COSIGN_PASSWORD }}
CARGO_TERM_COLOR: always
RUSTFLAGS: "-D warnings"
# Compile cache: sccache -> Hetzner S3 (breakpilot-sccache), runner-independent
@@ -72,7 +65,7 @@ jobs:
echo '[source.crates-io]'
echo 'replace-with = "kellnr"'
echo '[registries.kellnr]'
echo 'index = "sparse+https://crates.breakpilot.com/api/v1/cratesio/"'
echo 'index = "sparse+https://crates.meghsakha.com/api/v1/cratesio/"'
} >> "$CARGO_HOME/config.toml"
env:
RUSTC_WRAPPER: ""
@@ -94,8 +87,8 @@ jobs:
- name: Configure git auth for private tramiton dependency
run: |
git config --global \
url."https://sharang:${{ secrets.TRAMITON_FETCH_TOKEN }}@git.breakpilot.com/".insteadOf \
"ssh://git@git.breakpilot.com:22222/"
url."https://sharang:${{ secrets.TRAMITON_FETCH_TOKEN }}@gitea.meghsakha.com/".insteadOf \
"ssh://git@gitea.meghsakha.com:22222/"
env:
RUSTC_WRAPPER: ""
@@ -213,14 +206,11 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.breakpilot.com/certifai/compliance-agent
echo "$REGISTRY_PASSWORD" | docker login repo.breakpilot.com -u "$REGISTRY_USERNAME" --password-stdin
IMAGE=registry.meghsakha.com/compliance-agent
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
DOCKER_BUILDKIT=1 docker build --secret id=tramiton_token,env=TRAMITON_FETCH_TOKEN \
-f Dockerfile.agent -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
{ command -v cosign >/dev/null 2>&1 || curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 || wget -qO /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64; } || echo "::warning::cosign fetch failed"
chmod +x /usr/local/bin/cosign 2>/dev/null || true
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy agent"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
@@ -240,14 +230,11 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.breakpilot.com/certifai/compliance-dashboard
echo "$REGISTRY_PASSWORD" | docker login repo.breakpilot.com -u "$REGISTRY_USERNAME" --password-stdin
IMAGE=registry.meghsakha.com/compliance-dashboard
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
DOCKER_BUILDKIT=1 docker build --secret id=tramiton_token,env=TRAMITON_FETCH_TOKEN \
-f Dockerfile.dashboard -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
{ command -v cosign >/dev/null 2>&1 || curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 || wget -qO /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64; } || echo "::warning::cosign fetch failed"
chmod +x /usr/local/bin/cosign 2>/dev/null || true
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy dashboard"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
@@ -265,13 +252,10 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.breakpilot.com/certifai/compliance-docs
echo "$REGISTRY_PASSWORD" | docker login repo.breakpilot.com -u "$REGISTRY_USERNAME" --password-stdin
IMAGE=registry.meghsakha.com/compliance-docs
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
docker build -f Dockerfile.docs -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
{ command -v cosign >/dev/null 2>&1 || curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 || wget -qO /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64; } || echo "::warning::cosign fetch failed"
chmod +x /usr/local/bin/cosign 2>/dev/null || true
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy docs"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
@@ -291,14 +275,11 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.breakpilot.com/certifai/compliance-mcp
echo "$REGISTRY_PASSWORD" | docker login repo.breakpilot.com -u "$REGISTRY_USERNAME" --password-stdin
IMAGE=registry.meghsakha.com/compliance-mcp
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
DOCKER_BUILDKIT=1 docker build --secret id=tramiton_token,env=TRAMITON_FETCH_TOKEN \
-f Dockerfile.mcp -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
{ command -v cosign >/dev/null 2>&1 || curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 || wget -qO /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64; } || echo "::warning::cosign fetch failed"
chmod +x /usr/local/bin/cosign 2>/dev/null || true
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy mcp"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
+2 -2
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@@ -8,8 +8,8 @@ COPY . .
RUN --mount=type=secret,id=tramiton_token \
if [ -s /run/secrets/tramiton_token ]; then \
git config --global \
url."https://sharang:$(cat /run/secrets/tramiton_token)@git.breakpilot.com/".insteadOf \
"ssh://git@git.breakpilot.com:22222/"; \
url."https://sharang:$(cat /run/secrets/tramiton_token)@gitea.meghsakha.com/".insteadOf \
"ssh://git@gitea.meghsakha.com:22222/"; \
fi && \
CARGO_NET_GIT_FETCH_WITH_CLI=true cargo build --release -p compliance-agent
+2 -2
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@@ -13,8 +13,8 @@ ENV DOCS_URL=${DOCS_URL}
RUN --mount=type=secret,id=tramiton_token \
if [ -s /run/secrets/tramiton_token ]; then \
git config --global \
url."https://sharang:$(cat /run/secrets/tramiton_token)@git.breakpilot.com/".insteadOf \
"ssh://git@git.breakpilot.com:22222/"; \
url."https://sharang:$(cat /run/secrets/tramiton_token)@gitea.meghsakha.com/".insteadOf \
"ssh://git@gitea.meghsakha.com:22222/"; \
fi && \
CARGO_NET_GIT_FETCH_WITH_CLI=true dx build --release --package compliance-dashboard
+2 -2
View File
@@ -8,8 +8,8 @@ COPY . .
RUN --mount=type=secret,id=tramiton_token \
if [ -s /run/secrets/tramiton_token ]; then \
git config --global \
url."https://sharang:$(cat /run/secrets/tramiton_token)@git.breakpilot.com/".insteadOf \
"ssh://git@git.breakpilot.com:22222/"; \
url."https://sharang:$(cat /run/secrets/tramiton_token)@gitea.meghsakha.com/".insteadOf \
"ssh://git@gitea.meghsakha.com:22222/"; \
fi && \
CARGO_NET_GIT_FETCH_WITH_CLI=true cargo build --release -p compliance-mcp
-117
View File
@@ -1,117 +0,0 @@
# Custom semgrep rules for CRA controls that no off-the-shelf ruleset digs out.
# Each rule id is `cra-ai-<n>-<slug>` and is keyed back to its control via the
# `control-map` LUT (by rule-id suffix, so semgrep's path prefix on check_id does
# not matter). Detection here is deterministic; the grounded LLM judge downstream
# only confirms/refutes — it never detects. Keep patterns tight: a false positive
# that the judge refutes marks the whole finding a false positive.
rules:
# --- cra-ai-1: Secure-by-Default-Konfiguration -------------------------------
- id: cra-ai-1-flask-debug-enabled
languages: [python]
severity: WARNING
message: Flask app started with debug=True — ships an interactive debugger / code execution in production (secure-by-default violation).
metadata:
cwe: ["CWE-489: Active Debug Code"]
control: cra-ai-1
patterns:
- pattern: '$APP.run(..., debug=True, ...)'
- id: cra-ai-1-django-debug-true
languages: [python]
severity: WARNING
message: Django DEBUG = True — leaks stack traces / settings in production (secure-by-default violation).
metadata:
cwe: ["CWE-489: Active Debug Code"]
control: cra-ai-1
patterns:
- pattern: 'DEBUG = True'
- id: cra-ai-1-tls-verify-disabled
languages: [python]
severity: ERROR
message: TLS certificate verification disabled (verify=False) — defeats transport security by default.
metadata:
cwe: ["CWE-295: Improper Certificate Validation"]
control: cra-ai-1
patterns:
- pattern: 'requests.$M(..., verify=False, ...)'
- id: cra-ai-1-cors-wildcard
languages: [javascript, typescript]
severity: WARNING
message: CORS Access-Control-Allow-Origin set to "*" — opens the API to any origin by default.
metadata:
cwe: ["CWE-942: Permissive Cross-domain Policy with Untrusted Domains"]
control: cra-ai-1
patterns:
- pattern-either:
- pattern: '$RES.header("Access-Control-Allow-Origin", "*")'
- pattern: '$RES.setHeader("Access-Control-Allow-Origin", "*")'
# --- cra-ai-7: Starke Authentifizierung (weak password hashing) --------------
- id: cra-ai-7-weak-password-hash
languages: [python]
severity: ERROR
message: Password/secret hashed with a fast, broken digest (md5/sha1) — use a password KDF (bcrypt/scrypt/argon2).
metadata:
cwe: ["CWE-916: Use of Password Hash With Insufficient Computational Effort"]
control: cra-ai-7
patterns:
- pattern-either:
- pattern: 'hashlib.md5($PW)'
- pattern: 'hashlib.sha1($PW)'
- metavariable-regex:
metavariable: $PW
regex: '(?i).*(pass|pwd|secret|cred|token).*'
# --- cra-ai-10: Sitzungsmanagement (insecure session cookies) ----------------
- id: cra-ai-10-session-cookie-insecure
languages: [python]
severity: ERROR
message: Session cookie hardened flag explicitly disabled (Secure/HttpOnly = False) — session token exposed to theft.
metadata:
cwe: ["CWE-614: Sensitive Cookie in HTTPS Session Without 'Secure' Attribute"]
control: cra-ai-10
patterns:
- pattern-either:
- pattern: 'SESSION_COOKIE_SECURE = False'
- pattern: 'SESSION_COOKIE_HTTPONLY = False'
- id: cra-ai-10-express-cookie-insecure
languages: [javascript, typescript]
severity: ERROR
message: Express cookie set with secure/httpOnly = false — session token exposed to interception / XSS theft.
metadata:
cwe: ["CWE-614: Sensitive Cookie in HTTPS Session Without 'Secure' Attribute"]
control: cra-ai-10
patterns:
- pattern-either:
- pattern: '$RES.cookie($NAME, $VAL, {..., secure: false, ...})'
- pattern: '$RES.cookie($NAME, $VAL, {..., httpOnly: false, ...})'
# --- cra-ai-14: Speicher-Schutz / Data at Rest (weak cipher) -----------------
- id: cra-ai-14-python-weak-cipher
languages: [python]
severity: ERROR
message: Data-at-rest encrypted with a broken cipher/mode (ECB, DES, 3DES) — provides no real confidentiality.
metadata:
cwe: ["CWE-327: Use of a Broken or Risky Cryptographic Algorithm"]
control: cra-ai-14
patterns:
- pattern-either:
- pattern: 'AES.new($K, AES.MODE_ECB, ...)'
- pattern: 'DES.new(...)'
- pattern: 'DES3.new(...)'
- id: cra-ai-14-node-weak-cipher
languages: [javascript, typescript]
severity: ERROR
message: Data-at-rest encrypted with a broken cipher (DES / deprecated createCipher) — provides no real confidentiality.
metadata:
cwe: ["CWE-327: Use of a Broken or Risky Cryptographic Algorithm"]
control: cra-ai-14
patterns:
- pattern-either:
- pattern: 'crypto.createCipheriv("des-ecb", ...)'
- pattern: 'crypto.createCipheriv("des", ...)'
- pattern: 'crypto.createCipher(...)'
-6
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@@ -100,11 +100,5 @@ fn load_breakpilot_config() -> BreakpilotConfig {
base_url: env_var_opt("BREAKPILOT_BASE_URL"),
token: env_secret_opt("BREAKPILOT_TOKEN"),
snapshot_dir: env_var_opt("BREAKPILOT_SNAPSHOT_DIR").unwrap_or(d.snapshot_dir),
semantic_mapping: env_var_opt("BREAKPILOT_SEMANTIC_MAPPING")
.map(|v| v == "1" || v.eq_ignore_ascii_case("true"))
.unwrap_or(d.semantic_mapping),
grounded_control_checks: env_var_opt("BREAKPILOT_GROUNDED_CHECKS")
.map(|v| v == "1" || v.eq_ignore_ascii_case("true"))
.unwrap_or(d.grounded_control_checks),
}
}
-135
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@@ -6,11 +6,6 @@
//! requirement text once, then for a code region pull the top-K nearest controls
//! to hand to the grounded judge. This is the retrieval half of the semantic path.
use std::path::Path;
use serde::{Deserialize, Serialize};
use sha2::{Digest, Sha256};
use compliance_core::control_check::ControlCheckSpec;
use compliance_core::error::CoreError;
@@ -21,34 +16,6 @@ pub struct ControlIndex {
entries: Vec<(ControlCheckSpec, Vec<f64>)>,
}
/// On-disk form of the index: the corpus identity hash plus every spec+embedding.
/// The hash lets a later scan reuse the embeddings only if the corpus is unchanged.
#[derive(Serialize, Deserialize)]
struct PersistedIndex {
corpus_hash: String,
entries: Vec<PersistedEntry>,
}
#[derive(Serialize, Deserialize)]
struct PersistedEntry {
spec: ControlCheckSpec,
embedding: Vec<f64>,
}
/// Stable hash of the corpus identity (each control's id + requirement text, in
/// order). Same catalog → same hash → the cached embeddings are reused instead of
/// re-embedding the whole corpus.
fn corpus_hash(specs: &[ControlCheckSpec]) -> String {
let mut hasher = Sha256::new();
for s in specs {
hasher.update(s.control_id.as_bytes());
hasher.update([0u8]);
hasher.update(s.requirement.as_bytes());
hasher.update([0u8]);
}
format!("{:x}", hasher.finalize())
}
impl ControlIndex {
/// Build directly from precomputed embeddings (used by tests + callers that
/// already embedded the corpus).
@@ -56,70 +23,6 @@ impl ControlIndex {
Self { entries }
}
/// Load the index from `cache_path` if it still matches the current corpus,
/// otherwise embed the corpus and persist it there. This turns the per-scan
/// re-embed of the whole (~13.6k) master-control corpus into a one-time cost
/// that survives across scans; the cache self-invalidates when the catalog
/// changes (its [`corpus_hash`] no longer matches).
pub async fn load_or_build(
llm: &LlmClient,
specs: Vec<ControlCheckSpec>,
cache_path: &Path,
) -> Result<Self, CoreError> {
let hash = corpus_hash(&specs);
if let Some(index) = Self::load_cache(cache_path, &hash).await {
tracing::debug!(
controls = index.len(),
"reusing cached control embedding index"
);
return Ok(index);
}
let index = Self::build(llm, specs).await?;
if let Err(e) = index.write_cache(cache_path, &hash).await {
tracing::warn!(error = %e, "failed to persist control embedding index");
}
Ok(index)
}
/// Read a persisted index, returning it only if its corpus hash matches.
async fn load_cache(path: &Path, hash: &str) -> Option<Self> {
let raw = tokio::fs::read(path).await.ok()?;
let persisted: PersistedIndex = serde_json::from_slice(&raw).ok()?;
if persisted.corpus_hash != hash {
return None;
}
Some(Self {
entries: persisted
.entries
.into_iter()
.map(|e| (e.spec, e.embedding))
.collect(),
})
}
/// Persist the index atomically (temp file + rename) keyed by corpus hash.
async fn write_cache(&self, path: &Path, hash: &str) -> Result<(), CoreError> {
if let Some(parent) = path.parent() {
tokio::fs::create_dir_all(parent).await?;
}
let persisted = PersistedIndex {
corpus_hash: hash.to_string(),
entries: self
.entries
.iter()
.map(|(spec, emb)| PersistedEntry {
spec: spec.clone(),
embedding: emb.clone(),
})
.collect(),
};
let raw = serde_json::to_vec(&persisted)?;
let tmp = path.with_extension("json.tmp");
tokio::fs::write(&tmp, &raw).await?;
tokio::fs::rename(&tmp, path).await?;
Ok(())
}
/// Build by embedding each control's requirement text.
pub async fn build(llm: &LlmClient, specs: Vec<ControlCheckSpec>) -> Result<Self, CoreError> {
if specs.is_empty() {
@@ -204,42 +107,4 @@ mod tests {
assert_eq!(cosine(&[0.0, 0.0], &[1.0, 1.0]), 0.0); // zero vector
assert!((cosine(&[1.0, 0.0], &[1.0, 0.0]) - 1.0).abs() < 1e-9); // identical
}
#[test]
fn corpus_hash_is_stable_and_identity_sensitive() {
let a = corpus_hash(&[spec("x"), spec("y")]);
assert_eq!(a, corpus_hash(&[spec("x"), spec("y")])); // same corpus → same hash
assert_ne!(a, corpus_hash(&[spec("y"), spec("x")])); // reorder → different
assert_ne!(a, corpus_hash(&[spec("x")])); // fewer controls → different
}
#[tokio::test]
#[allow(clippy::unwrap_used)]
async fn cache_round_trips_and_misses_on_corpus_change() {
let dir = std::env::temp_dir().join(format!("cidx-{}", uuid::Uuid::new_v4()));
let path = dir.join("control-index.json");
let specs = [spec("a"), spec("b")];
let hash = corpus_hash(&specs);
let index = ControlIndex::from_embeddings(vec![
(spec("a"), vec![1.0, 0.0]),
(spec("b"), vec![0.0, 1.0]),
]);
index.write_cache(&path, &hash).await.unwrap();
// matching corpus hash → hit
let loaded = ControlIndex::load_cache(&path, &hash).await.unwrap();
assert_eq!(loaded.len(), 2);
assert_eq!(loaded.nearest(&[0.9, 0.1], 1)[0].control_id, "a");
// corpus changed → miss (forces a rebuild)
assert!(ControlIndex::load_cache(&path, "differenthash")
.await
.is_none());
// absent file → miss, not an error
assert!(
ControlIndex::load_cache(dir.join("nope.json").as_path(), &hash)
.await
.is_none()
);
let _ = std::fs::remove_dir_all(&dir);
}
}
+1 -2
View File
@@ -11,13 +11,12 @@ mod judge;
mod oscal_provider;
mod scan_triage;
mod semantic;
mod surface;
mod triage;
pub use checker::GroundedControlChecker;
pub use index::ControlIndex;
pub use judge::{ControlJudge, LlmControlJudge, PROMPT_VERSION};
pub use oscal_provider::OscalControlsProvider;
pub use scan_triage::{grounded_surface_findings, semantic_stamp_findings, triage_repo_findings};
pub use scan_triage::{semantic_stamp_findings, triage_repo_findings};
pub use semantic::SemanticControlChecker;
pub use triage::{ControlTriage, TriageOutcome};
+9 -66
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@@ -16,10 +16,9 @@ use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::AgentConfig;
use control_map::ControlMap;
use super::surface;
use super::{
ControlIndex, ControlTriage, GroundedControlChecker, LlmControlJudge, OscalControlsProvider,
SemanticControlChecker, TriageOutcome,
ControlIndex, ControlTriage, LlmControlJudge, OscalControlsProvider, SemanticControlChecker,
TriageOutcome,
};
use crate::llm::LlmClient;
@@ -106,50 +105,6 @@ async fn build_specs(provider: &OscalControlsProvider) -> HashMap<String, Contro
specs
}
/// Absence-based control pass (the grounded half of the hybrid coverage): for each
/// control with a [`surface`] definition, deterministically retrieve the code
/// surfaces it governs (login routes, logging setup, update/download code) and have
/// the grounded judge decide whether the control holds there. Returns net-new
/// findings, each already tagged with its control and grounded to a real snippet.
///
/// The orchestrator runs this when `breakpilot.grounded_control_checks` is set
/// (on by default). Validated live; it covers the 8 absence-based CRA controls
/// (the judge decides presence/absence, grounded to a real snippet).
pub async fn grounded_surface_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
repo_id: &str,
) -> Vec<Finding> {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return Vec::new();
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let specs = build_specs(&provider).await;
if specs.is_empty() {
return Vec::new();
}
let checker = GroundedControlChecker::new(LlmControlJudge::new(llm));
let mut out = Vec::new();
for surf in surface::SURFACES {
let Some(spec) = specs.get(surf.control_id) else {
continue; // catalog doesn't carry this control
};
let regions = surface::retrieve(repo_path, surf.terms);
if regions.is_empty() {
continue;
}
out.extend(checker.check(spec, &regions, repo_id).await);
}
out
}
/// Read a window of lines around `line` (1-based) from `repo_path/file`.
fn fetch_region(repo_path: &Path, file: &str, line: u32) -> Option<CandidateRegion> {
let content = std::fs::read_to_string(repo_path.join(file)).ok()?;
@@ -173,10 +128,9 @@ fn fetch_region(repo_path: &Path, file: &str, line: u32) -> Option<CandidateRegi
/// ~13.6k master-control corpus (which has no CWE to LUT on). Returns the number
/// of findings that gained a master-control ref.
///
/// The orchestrator runs this when `breakpilot.semantic_mapping` is set (on by
/// default). The control embedding index is built once and cached to
/// `snapshot_dir` keyed by corpus hash ([`ControlIndex::load_or_build`]), so only
/// the first scan after a catalog change pays the embedding cost.
/// Opt-in: the orchestrator does not run this yet. It builds the control embedding
/// index per call (embeds the whole corpus) — production should cache/persist that
/// index rather than rebuild it each scan.
pub async fn semantic_stamp_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
@@ -210,9 +164,7 @@ pub async fn semantic_stamp_findings(
severity: Severity::Medium,
})
.collect();
let cache_path =
Path::new(&config.breakpilot.snapshot_dir).join("control-index-master-controls.json");
let index = match ControlIndex::load_or_build(&llm, specs, &cache_path).await {
let index = match ControlIndex::build(&llm, specs).await {
Ok(i) if !i.is_empty() => i,
Ok(_) => return 0,
Err(e) => {
@@ -233,22 +185,13 @@ pub async fn semantic_stamp_findings(
let Some(region) = fetch_region(repo_path, &file, line) else {
continue;
};
// Retrieve on the finding's intent + the code, not the region alone: two
// findings in one file share overlapping windows and otherwise embed alike,
// collapsing onto the same controls. The finding's title/description carry
// the discriminating signal (e.g. "brute-force protection" vs "weak hash").
// The raw `region` still goes to the judge for snippet grounding.
let query = format!(
"{}\n{}\n\n{}",
finding.title, finding.description, region.content
);
let query_emb = match llm.embed(vec![query]).await {
let region_emb = match llm.embed(vec![region.content.clone()]).await {
Ok(mut embs) => match embs.pop() {
Some(v) => v,
None => continue,
},
Err(e) => {
tracing::warn!(error = %e, "query embed failed; skipping finding");
tracing::warn!(error = %e, "region embed failed; skipping finding");
continue;
}
};
@@ -256,7 +199,7 @@ pub async fn semantic_stamp_findings(
.check(
&index,
&region,
&query_emb,
&region_emb,
SEMANTIC_TOP_K,
&finding.repo_id,
)
+5 -7
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@@ -22,20 +22,18 @@ impl<J: ControlJudge> SemanticControlChecker<J> {
Self { judge }
}
/// Map a code region to the controls it violates. `query_embedding` is the
/// caller-supplied retrieval embedding — typically the finding's intent
/// (title/description) plus the region, so retrieval keys on what the finding
/// is *about*, not just the ambient code. The top-`k` nearest controls in
/// `index` are then judged against the raw `region` and grounded.
/// Map a code region to the controls it violates. `region_embedding` is the
/// region's embedding (the caller computes it via the LLM); the top-`k`
/// nearest controls in `index` are judged and grounded.
pub async fn check(
&self,
index: &ControlIndex,
region: &CandidateRegion,
query_embedding: &[f64],
region_embedding: &[f64],
k: usize,
repo_id: &str,
) -> Vec<Finding> {
let candidates = index.nearest(query_embedding, k);
let candidates = index.nearest(region_embedding, k);
let mut findings = Vec::new();
for spec in &candidates {
let verdict = self.judge.judge(spec, region).await;
-258
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@@ -1,258 +0,0 @@
//! Surface retrieval for absence-based controls.
//!
//! Some CRA controls are violated by an *absence* — no rate limiting on login, no
//! security logging, no signature check on an update — so there's no offending
//! pattern for semgrep to match. Instead we deterministically locate the code
//! *surface* the control governs (a login route, a logging setup, update/download
//! code) by identifier/route terms, then hand each surface region to the grounded
//! judge, which decides whether the control is satisfied there. The resulting
//! finding grounds to the surface snippet, so nothing fabricated survives.
//!
//! Retrieval is intentionally cheap and bounded: keyword match + a fixed window,
//! capped per control to keep the downstream LLM cost predictable.
use std::path::Path;
use compliance_core::control_check::CandidateRegion;
/// An absence-based control and the case-insensitive terms that mark the code
/// surface it governs.
pub struct Surface {
pub control_id: &'static str,
pub terms: &'static [&'static str],
}
/// The absence-based CRA controls we retrieve surfaces for — the grounded half of
/// the hybrid coverage (the pattern-expressible half is custom semgrep rules).
pub const SURFACES: &[Surface] = &[
Surface {
control_id: "cra-ai-6", // Integritaetspruefung
terms: &[
"checksum",
"sha256",
"signature",
"hmac",
"integrity",
"verify",
],
},
Surface {
control_id: "cra-ai-11", // Brute-Force-Schutz
terms: &[
"login",
"signin",
"authenticate",
"/auth",
"password",
"ratelimit",
],
},
Surface {
control_id: "cra-ai-12", // Rollenbasierte Autorisierung (RBAC)
terms: &[
"authorize",
"permission",
"role",
"rbac",
"require_role",
"has_role",
],
},
Surface {
control_id: "cra-ai-24", // Security-Logging
terms: &["login", "authorize", "permission", "role", "admin", "audit"],
},
Surface {
control_id: "cra-ai-27", // Log-Integritaet und -Aufbewahrung
terms: &["logging", "logger", "getlogger", "audit_log"],
},
Surface {
control_id: "cra-ai-28", // Sichere Update-Mechanismen
terms: &["update", "upgrade", "download", "firmware"],
},
Surface {
control_id: "cra-ai-29", // Update-Authentizitaet
terms: &["update", "signature", "verify", "pubkey", "certificate"],
},
Surface {
control_id: "cra-ai-30", // Update-Integritaet
terms: &["update", "checksum", "digest", "integrity", "verify"],
},
];
/// Source file extensions worth reading (skip binaries/assets/lockfiles).
const CODE_EXTS: &[&str] = &[
"py", "js", "ts", "tsx", "jsx", "go", "java", "rb", "php", "rs", "cs", "kt",
];
/// Directories never worth walking.
const SKIP_DIRS: &[&str] = &[
".git",
"node_modules",
"target",
"vendor",
".venv",
"__pycache__",
"dist",
"build",
];
/// Lines of context on each side of a hit.
const WINDOW: usize = 6;
/// Cap on regions per control, to bound downstream LLM calls.
const MAX_REGIONS_PER_CONTROL: usize = 8;
/// Skip files larger than this (generated/minified).
const MAX_FILE_BYTES: u64 = 512 * 1024;
/// Deterministically retrieve up to [`MAX_REGIONS_PER_CONTROL`] code regions in
/// `repo_path` whose lines mention any of `terms`. Hits close together within a
/// file are merged into one region; results are capped to bound LLM cost.
pub fn retrieve(repo_path: &Path, terms: &[&str]) -> Vec<CandidateRegion> {
let lowered: Vec<String> = terms.iter().map(|t| t.to_lowercase()).collect();
let mut regions = Vec::new();
for entry in walk(repo_path) {
if regions.len() >= MAX_REGIONS_PER_CONTROL {
break;
}
let path = entry.path();
if !has_code_ext(path) {
continue;
}
let Ok(meta) = entry.metadata() else { continue };
if !meta.is_file() || meta.len() > MAX_FILE_BYTES {
continue;
}
let Ok(content) = std::fs::read_to_string(path) else {
continue;
};
let rel = path
.strip_prefix(repo_path)
.unwrap_or(path)
.to_string_lossy()
.to_string();
let lines: Vec<&str> = content.lines().collect();
let hits: Vec<usize> = lines
.iter()
.enumerate()
.filter(|(_, line)| {
let ll = line.to_lowercase();
lowered.iter().any(|t| ll.contains(t.as_str()))
})
.map(|(i, _)| i)
.collect();
for center in merge_centers(&hits) {
if regions.len() >= MAX_REGIONS_PER_CONTROL {
break;
}
let start = center.saturating_sub(WINDOW);
let end = (center + WINDOW + 1).min(lines.len());
regions.push(CandidateRegion {
file: rel.clone(),
start_line: (start as u32) + 1,
content: lines[start..end].join("\n"),
});
}
}
regions
}
/// Collapse ascending hit indices that fall within one window into a single
/// representative center, so overlapping regions aren't judged repeatedly.
fn merge_centers(hits: &[usize]) -> Vec<usize> {
let mut out: Vec<usize> = Vec::new();
for &h in hits {
match out.last() {
Some(&last) if h.saturating_sub(last) <= WINDOW => {}
_ => out.push(h),
}
}
out
}
fn has_code_ext(path: &Path) -> bool {
path.extension()
.and_then(|e| e.to_str())
.is_some_and(|e| CODE_EXTS.contains(&e))
}
fn walk(root: &Path) -> Vec<walkdir::DirEntry> {
walkdir::WalkDir::new(root)
.into_iter()
.filter_entry(|e| {
let name = e.file_name().to_string_lossy();
!SKIP_DIRS.contains(&name.as_ref())
})
.filter_map(|e| e.ok())
.collect()
}
#[cfg(test)]
#[allow(clippy::unwrap_used)]
mod tests {
use super::*;
fn write(dir: &Path, rel: &str, body: &str) {
let p = dir.join(rel);
if let Some(parent) = p.parent() {
std::fs::create_dir_all(parent).unwrap();
}
std::fs::write(p, body).unwrap();
}
fn terms_for(control_id: &str) -> &'static [&'static str] {
SURFACES
.iter()
.find(|s| s.control_id == control_id)
.unwrap()
.terms
}
#[test]
fn surfaces_cover_the_absence_based_controls() {
assert_eq!(SURFACES.len(), 8);
for id in [
"cra-ai-6",
"cra-ai-11",
"cra-ai-12",
"cra-ai-24",
"cra-ai-27",
"cra-ai-28",
"cra-ai-29",
"cra-ai-30",
] {
assert!(SURFACES.iter().any(|s| s.control_id == id), "{id} missing");
}
}
#[test]
fn retrieves_matching_region_with_context() {
let dir = std::env::temp_dir().join(format!("surface-{}", uuid::Uuid::new_v4()));
std::fs::create_dir_all(&dir).unwrap();
write(
&dir,
"app/auth.py",
"import x\n\n\n\n\n\n\ndef login(u, p):\n return check(u, p)\n",
);
let regions = retrieve(&dir, terms_for("cra-ai-11"));
assert_eq!(regions.len(), 1);
assert!(regions[0].content.contains("def login"));
assert_eq!(regions[0].file, "app/auth.py");
let _ = std::fs::remove_dir_all(&dir);
}
#[test]
fn skips_non_code_and_vendored() {
let dir = std::env::temp_dir().join(format!("surface-{}", uuid::Uuid::new_v4()));
std::fs::create_dir_all(&dir).unwrap();
write(&dir, "README.md", "login and password and audit\n"); // not code ext
write(&dir, "node_modules/pkg/index.js", "function login() {}\n"); // vendored
assert!(retrieve(&dir, terms_for("cra-ai-11")).is_empty());
let _ = std::fs::remove_dir_all(&dir);
}
#[test]
fn merges_adjacent_hits_into_one_region() {
// Two hits one line apart collapse to a single center/region.
assert_eq!(merge_centers(&[10, 11, 30]), vec![10, 30]);
assert_eq!(merge_centers(&[]), Vec::<usize>::new());
assert_eq!(merge_centers(&[5]), vec![5]);
}
}
+4 -54
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@@ -44,14 +44,10 @@ impl<J: ControlJudge> ControlTriage<J> {
/// Triage one tool finding. `region` is the code around the finding, used as
/// the grounding evidence for the judge.
pub async fn triage(&self, finding: &Finding, region: &CandidateRegion) -> TriageOutcome {
// Match by CWE (off-the-shelf findings) and/or rule id (our custom
// detectors, which carry no LUT-bound CWE). A finding with neither is
// simply unmapped.
let mapped = self.map.controls_for_finding(
&finding.scanner,
finding.cwe.as_deref(),
finding.rule_id.as_deref(),
);
let Some(cwe) = finding.cwe.as_deref() else {
return TriageOutcome::Unmapped;
};
let mapped = self.map.controls_for(&finding.scanner, cwe);
if mapped.is_empty() {
return TriageOutcome::Unmapped;
}
@@ -166,52 +162,6 @@ mod tests {
assert_eq!(out, TriageOutcome::FalsePositive);
}
#[tokio::test]
async fn custom_rule_finding_without_cwe_is_confirmed() {
// A custom detector finding carries a rule id but no LUT-bound CWE; it must
// still map (by rule id) and confirm.
let mut specs = specs();
specs.insert(
"cra-ai-1".to_string(),
ControlCheckSpec {
control_id: "cra-ai-1".into(),
title: "Secure-by-Default".into(),
requirement: "Ship secure defaults".into(),
default_cwe: None,
severity: Severity::Medium,
},
);
let triage = ControlTriage::new(
StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "app.run(debug=True)".into(),
cwe: None,
confidence: 0.9,
},
},
ControlMap::cra().unwrap(),
specs,
);
let mut f = Finding::new(
"repo".into(),
"fp".into(),
"semgrep".into(),
ScanType::Sast,
"flask debug".into(),
"desc".into(),
Severity::Medium,
);
f.rule_id = Some("tmp.x.cra-ai-1-flask-debug-enabled".into()); // no cwe
let region = CandidateRegion {
file: "app.py".into(),
start_line: 1,
content: "app.run(debug=True)\n".into(),
};
let out = triage.triage(&f, &region).await;
assert_eq!(out, TriageOutcome::Confirmed(vec!["cra-ai-1".to_string()]));
}
#[tokio::test]
async fn unmapped_cwe_is_left_untagged() {
let triage = ControlTriage::new(
+1 -49
View File
@@ -22,11 +22,6 @@ struct EmbeddingData {
index: usize,
}
/// Max inputs per embedding request. The bge/OpenAI-like backends cap the input
/// array (bge-multilingual-gemma2 rejects >25 with "batch size overflow"), so we
/// chunk larger corpora — a whole control catalog (~1.8k) would otherwise 500.
const EMBED_BATCH_SIZE: usize = 16;
// ── Embedding implementation ───────────────────────────────────
impl LlmClient {
@@ -34,21 +29,8 @@ impl LlmClient {
&self.embed_model
}
/// Generate embeddings for a batch of texts, chunking into backend-sized
/// requests and preserving input order across chunks.
/// Generate embeddings for a batch of texts
pub async fn embed(&self, texts: Vec<String>) -> Result<Vec<Vec<f64>>, AgentError> {
if texts.is_empty() {
return Ok(Vec::new());
}
let mut out = Vec::with_capacity(texts.len());
for chunk in texts.chunks(EMBED_BATCH_SIZE) {
out.extend(self.embed_batch(chunk.to_vec()).await?);
}
Ok(out)
}
/// Embed one backend-sized batch (≤ [`EMBED_BATCH_SIZE`]) in a single request.
async fn embed_batch(&self, texts: Vec<String>) -> Result<Vec<Vec<f64>>, AgentError> {
let url = format!("{}/v1/embeddings", self.base_url.trim_end_matches('/'));
let request_body = EmbeddingRequest {
@@ -90,33 +72,3 @@ impl LlmClient {
Ok(data.into_iter().map(|d| d.embedding).collect())
}
}
#[cfg(test)]
mod tests {
use super::*;
use secrecy::SecretString;
fn client() -> LlmClient {
LlmClient::new(
"http://unused".into(),
SecretString::from(String::new()),
"m".into(),
"e".into(),
)
}
#[tokio::test]
async fn empty_input_makes_no_request() {
// Must short-circuit before any HTTP call (base_url is unroutable).
let out = client().embed(Vec::new()).await.unwrap();
assert!(out.is_empty());
}
#[test]
fn batch_size_is_within_backend_cap() {
assert!(
EMBED_BATCH_SIZE <= 25,
"must stay under the bge 25-input cap"
);
}
}
+2 -102
View File
@@ -230,57 +230,8 @@ impl PipelineOrchestrator {
tracing::info!("[{repo_id}] Control triage tagged {tagged} findings with control refs");
}
// Stage 5c: semantic control mapping — scale path for the master-controls
// corpus (no CWE to LUT on): embed each finding's region, retrieve the
// nearest master controls, grounded-judge, and stamp confirmed refs. On by
// default (validated live); the corpus embedding is cached so only the
// first scan after a catalog change pays it.
if self.config.breakpilot.semantic_mapping {
self.update_phase(scan_run_id, "semantic_control_mapping")
.await;
let sem = crate::controls::semantic_stamp_findings(
&self.config,
self.llm.clone(),
&repo_path,
&mut all_findings,
)
.await;
if sem > 0 {
tracing::info!(
"[{repo_id}] Semantic mapping tagged {sem} findings with master-control refs"
);
}
}
// Stage 5d: grounded surface checks — the absence-based controls (no
// rate limiting, no security logging, no update-signature check) have no
// syntactic pattern to match, so we retrieve the code surface each governs
// and let the grounded judge decide whether it holds, producing net-new
// findings already tagged + grounded. On by default (validated live); it
// covers the 8 absence-based CRA controls.
if self.config.breakpilot.grounded_control_checks {
self.update_phase(scan_run_id, "grounded_control_checks")
.await;
let grounded = crate::controls::grounded_surface_findings(
&self.config,
self.llm.clone(),
&repo_path,
&repo_id,
)
.await;
if !grounded.is_empty() {
tracing::info!(
"[{repo_id}] Grounded surface checks raised {} control findings",
grounded.len()
);
all_findings.extend(grounded);
}
}
// Dedup against existing findings: insert first-seen ones, and refresh the
// control mappings on ones we've seen before.
// Dedup against existing findings and insert new ones
let mut new_count = 0u32;
let mut refreshed_count = 0u32;
let mut new_findings: Vec<Finding> = Vec::new();
for mut finding in all_findings {
finding.scan_run_id = Some(scan_run_id.to_string());
@@ -295,25 +246,8 @@ impl PipelineOrchestrator {
finding.id = result.inserted_id.as_object_id();
new_findings.push(finding);
new_count += 1;
} else if !finding.control_refs.is_empty() {
// Re-scan refresh: a mapping pass (newly enabled or tuned) computed
// control_refs for a finding first seen before mapping ran. Persist
// them onto the existing row — the insert path alone never would.
self.db
.findings()
.update_one(
doc! { "fingerprint": &finding.fingerprint },
doc! { "$set": { "control_refs": finding.control_refs.clone() } },
)
.await?;
refreshed_count += 1;
}
}
if refreshed_count > 0 {
tracing::info!(
"[{repo_id}] Refreshed control_refs on {refreshed_count} existing findings"
);
}
// Remove stale SBOM entries for this repo before reinserting
if !sbom_entries.is_empty() {
@@ -586,21 +520,7 @@ impl PipelineOrchestrator {
let Some(path) = ingest_set.get(&a.id).and_then(|ia| ia.working_path.clone()) else {
continue;
};
let mut source_findings = crate::pipeline::plc::analyze_tree(&path, target_id);
// Control mapping for the PLC path (run_plc_scan is separate from
// run_pipeline, which does its own mapping). PLC findings carry
// file_path/line/cwe, so the semantic pass reads each region under this
// source's `path` and stamps master-control refs. The LUT + grounded
// surface passes are code-pattern / CRA-specific and don't apply to
// IEC 61131-3 control logic, so only the semantic pass runs here.
crate::controls::semantic_stamp_findings(
&self.config,
self.llm.clone(),
&path,
&mut source_findings,
)
.await;
all_findings.extend(source_findings);
all_findings.extend(crate::pipeline::plc::analyze_tree(&path, target_id));
// Control-application SBOM: CODESYS libraries + runtime from a
// `.projectarchive` (uploaded, or committed in the working tree).
let archive = a
@@ -625,7 +545,6 @@ impl PipelineOrchestrator {
);
let mut new_count = 0u32;
let mut refreshed_count = 0u32;
for mut finding in all_findings {
finding.scan_run_id = Some(scan_run_id.to_string());
if self
@@ -637,27 +556,8 @@ impl PipelineOrchestrator {
{
self.db.findings().insert_one(&finding).await?;
new_count += 1;
} else if !finding.control_refs.is_empty() {
// Re-scan refresh: mirror run_pipeline — persist newly-computed
// control_refs onto a PLC finding first seen before the semantic
// pass ran. The insert path alone never would, so without this a
// PLC re-scan can only pick up mappings via a delete + re-add.
self.db
.findings()
.update_one(
doc! { "fingerprint": &finding.fingerprint },
doc! { "$set": { "control_refs": finding.control_refs.clone() } },
)
.await?;
refreshed_count += 1;
}
}
if refreshed_count > 0 {
tracing::info!(
target_id,
"Refreshed control_refs on {refreshed_count} existing PLC findings"
);
}
if !all_sbom.is_empty() {
if let Err(e) = self
+25 -45
View File
@@ -1,4 +1,4 @@
use std::path::{Path, PathBuf};
use std::path::Path;
use compliance_core::models::{Finding, ScanType, Severity};
use compliance_core::traits::{ScanOutput, Scanner};
@@ -6,30 +6,6 @@ use compliance_core::CoreError;
use crate::pipeline::dedup;
/// Custom CRA-control detectors bundled into the binary and staged to a temp file
/// at scan time so semgrep can `--config` them alongside the auto ruleset. These
/// cover controls no off-the-shelf rule digs out (secure defaults, weak password
/// hashing, insecure session cookies, weak data-at-rest ciphers); each rule id is
/// keyed back to its control by the `control-map` LUT.
const CRA_RULES: &str = include_str!("../../rules/cra_semgrep.yaml");
/// Write the bundled CRA rules to a stable temp path (atomic: unique tmp +
/// rename). Returns `None` on failure — the scan then runs with auto rules only.
async fn stage_cra_rules() -> Option<PathBuf> {
let dir = std::env::temp_dir();
let path = dir.join("compliance-cra-semgrep.yaml");
let tmp = dir.join(format!("compliance-cra-semgrep.{}.tmp", std::process::id()));
if let Err(e) = tokio::fs::write(&tmp, CRA_RULES).await {
tracing::warn!(error = %e, "failed to stage custom CRA semgrep rules; using auto rules only");
return None;
}
if let Err(e) = tokio::fs::rename(&tmp, &path).await {
tracing::warn!(error = %e, "failed to stage custom CRA semgrep rules; using auto rules only");
return None;
}
Some(path)
}
pub struct SemgrepScanner;
impl Scanner for SemgrepScanner {
@@ -43,26 +19,30 @@ impl Scanner for SemgrepScanner {
#[tracing::instrument(skip_all)]
async fn scan(&self, repo_path: &Path, repo_id: &str) -> Result<ScanOutput, CoreError> {
let cra_rules = stage_cra_rules().await;
let mut command = tokio::process::Command::new("semgrep");
command.arg("--config=auto");
if let Some(path) = &cra_rules {
command.arg(format!("--config={}", path.display()));
}
command
.args(["--json", "--quiet", "--max-memory", "500", "--jobs", "1"])
.arg(repo_path);
let output = tokio::time::timeout(std::time::Duration::from_secs(600), command.output())
.await
.map_err(|_| CoreError::Scanner {
scanner: "semgrep".to_string(),
source: "timed out after 10 minutes".into(),
})?
.map_err(|e| CoreError::Scanner {
scanner: "semgrep".to_string(),
source: Box::new(e),
})?;
let output = tokio::time::timeout(
std::time::Duration::from_secs(600),
tokio::process::Command::new("semgrep")
.args([
"--config=auto",
"--json",
"--quiet",
"--max-memory",
"500",
"--jobs",
"1",
])
.arg(repo_path)
.output(),
)
.await
.map_err(|_| CoreError::Scanner {
scanner: "semgrep".to_string(),
source: "timed out after 10 minutes".into(),
})?
.map_err(|e| CoreError::Scanner {
scanner: "semgrep".to_string(),
source: Box::new(e),
})?;
if !output.status.success() && output.stdout.is_empty() {
let stderr = String::from_utf8_lossy(&output.stderr);
-125
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@@ -1,125 +0,0 @@
//! C5 example 2 — exploratory (not a committed regression test). Four topically
//! distinct findings, to see whether tuned semantic retrieval maps each to the
//! right master-control family. Run:
//! export ... (LITELLM_* + BREAKPILOT_BASE_URL)
//! cargo test -p compliance-agent --test c5_example2 -- --ignored --nocapture
mod common;
use std::sync::Arc;
use compliance_agent::llm::LlmClient;
use compliance_core::config::BreakpilotConfig;
use compliance_core::models::finding::{Finding, Severity};
use compliance_core::models::scan::ScanType;
use secrecy::SecretString;
fn env(k: &str) -> String {
std::env::var(k).unwrap_or_else(|_| panic!("env {k} must be set"))
}
fn mk(file: &str, line: u32, title: &str, desc: &str) -> Finding {
let mut f = Finding::new(
"repo-c5b".into(),
format!("{file}:{line}"),
"semgrep".into(),
ScanType::Sast,
title.into(),
desc.into(),
Severity::High,
);
f.file_path = Some(file.into());
f.line_number = Some(line);
f
}
fn write(repo: &std::path::Path, rel: &str, body: &str) {
let p = repo.join(rel);
if let Some(parent) = p.parent() {
std::fs::create_dir_all(parent).unwrap();
}
std::fs::write(p, body).unwrap();
}
#[tokio::test]
#[ignore = "live: api-dev + LiteLLM"]
async fn c5b_varied_findings() {
let llm = Arc::new(LlmClient::new(
env("LITELLM_URL"),
SecretString::from(env("LITELLM_API_KEY")),
env("LITELLM_MODEL"),
env("LITELLM_EMBED_MODEL"),
));
let mut config = common::dev_config("mongodb://unused".into(), "c5b".into());
config.breakpilot = BreakpilotConfig {
base_url: Some(env("BREAKPILOT_BASE_URL")),
token: None,
snapshot_dir: std::env::temp_dir()
.join("c5-oscal-snap")
.to_string_lossy()
.into_owned(),
semantic_mapping: true,
grounded_control_checks: false,
};
let repo = std::env::temp_dir().join("c5b-fixture-repo");
let _ = std::fs::remove_dir_all(&repo);
write(
&repo,
"app/db.py",
"import sqlite3\n\ndef get_user(username):\n q = \"SELECT * FROM users WHERE name = '\" + username + \"'\"\n return conn.execute(q)\n",
);
write(
&repo,
"app/config.py",
"# service config\nAPI_KEY = \"sk_live_51H8xYz3kQ9v2bNmR7wT4uSpQ\"\nDB_HOST = \"db.internal\"\n",
);
write(
&repo,
"app/net.py",
"import requests\n\ndef fetch(url):\n return requests.get(url, verify=False, timeout=5)\n",
);
write(
&repo,
"app/ser.py",
"import pickle\n\ndef load_state(blob):\n return pickle.loads(blob)\n",
);
let mut findings = vec![
mk(
"app/db.py",
4,
"SQL injection via string-concatenated query",
"User input is concatenated directly into a SQL statement, allowing SQL injection.",
),
mk(
"app/config.py",
2,
"Hardcoded API credential in source",
"A live API key is hardcoded in source code instead of a secret store.",
),
mk(
"app/net.py",
4,
"TLS certificate verification disabled",
"requests is called with verify=False, disabling TLS certificate validation.",
),
mk(
"app/ser.py",
3,
"Insecure deserialization with pickle.loads",
"Untrusted data is deserialized with pickle.loads, allowing remote code execution.",
),
];
let tagged =
compliance_agent::controls::semantic_stamp_findings(&config, llm, &repo, &mut findings)
.await;
println!("\n=== C5 example 2: varied findings ===");
for f in &findings {
println!(" {:52} -> {:?}", f.title, f.control_refs);
}
println!("tagged: {tagged}/4");
let _ = std::fs::remove_dir_all(&repo);
assert!(tagged >= 1);
}
-145
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@@ -1,145 +0,0 @@
//! C5 live verification — the semantic master-controls path end to end against the
//! deployed api-dev catalog. Ignored (hits api-dev + LiteLLM). Run explicitly:
//!
//! set -a; . ./.env; set +a
//! BREAKPILOT_BASE_URL=https://api-dev.breakpilot.ai \
//! cargo test -p compliance-agent --test c5_semantic_live -- --ignored --nocapture
//!
//! Pulls the live master-controls catalog, embeds the corpus (chunked), then for a
//! couple of real vulnerable findings retrieves the nearest master controls and
//! grounded-judges them, stamping master-control refs.
mod common;
use std::sync::Arc;
use compliance_agent::llm::LlmClient;
use compliance_core::config::BreakpilotConfig;
use compliance_core::models::finding::{Finding, Severity};
use compliance_core::models::scan::ScanType;
use secrecy::SecretString;
fn env(k: &str) -> String {
std::env::var(k).unwrap_or_else(|_| panic!("env {k} must be set for the live C5 test"))
}
fn mk_finding(file: &str, line: u32, title: &str) -> Finding {
let mut f = Finding::new(
"repo-c5".into(),
format!("{file}:{line}"),
"semgrep".into(),
ScanType::Sast,
title.into(),
title.into(),
Severity::High,
);
f.file_path = Some(file.into());
f.line_number = Some(line);
f
}
#[tokio::test]
#[ignore = "live: requires deployed api-dev master-controls (fetch+parse only, no LLM)"]
async fn c5_ingest_master_controls_catalog() {
use compliance_agent::controls::OscalControlsProvider;
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
env("BREAKPILOT_BASE_URL"),
None,
std::env::temp_dir().join("c5-ingest-snap"),
);
let doc = provider
.load_master_controls()
.await
.expect("pull + parse master-controls catalog");
let controls = doc.to_controls();
println!(
"\n=== C5 ingest: {} master controls parsed ===",
controls.len()
);
for c in controls.iter().take(4) {
let text: String = c.text.chars().take(90).collect();
println!(" {} | {} | {}", c.id, c.title, text);
}
assert!(
!controls.is_empty(),
"expected a non-empty master-control corpus"
);
}
#[tokio::test]
#[ignore = "live: requires deployed api-dev master-controls + LiteLLM"]
async fn c5_semantic_stamps_master_control_refs() {
let llm = Arc::new(LlmClient::new(
env("LITELLM_URL"),
SecretString::from(env("LITELLM_API_KEY")),
env("LITELLM_MODEL"),
env("LITELLM_EMBED_MODEL"),
));
let mut config = common::dev_config("mongodb://unused".into(), "c5".into());
let snapshot = std::env::temp_dir().join("c5-oscal-snap");
config.breakpilot = BreakpilotConfig {
base_url: Some(env("BREAKPILOT_BASE_URL")),
token: None,
snapshot_dir: snapshot.to_string_lossy().into_owned(),
semantic_mapping: true,
grounded_control_checks: false,
};
// Fixture repo with recognizable code-checkable surfaces.
let repo = std::env::temp_dir().join("c5-fixture-repo");
let _ = std::fs::remove_dir_all(&repo);
std::fs::create_dir_all(repo.join("app")).expect("mkdir");
std::fs::write(
repo.join("app/auth.py"),
concat!(
"import hashlib\n",
"\n",
"def store_password(user, password):\n",
" # weak, unsalted password hashing\n",
" digest = hashlib.md5(password.encode()).hexdigest()\n",
" db.save(user, digest)\n",
"\n",
"@app.route('/login', methods=['POST'])\n",
"def login():\n",
" u = request.form['username']\n",
" p = request.form['password']\n",
" return 'ok' if check(u, p) else ('bad', 401)\n",
),
)
.expect("write fixture");
let mut findings = vec![
mk_finding("app/auth.py", 5, "Weak password hash (md5, unsalted)"),
mk_finding(
"app/auth.py",
9,
"Login endpoint without brute-force protection",
),
];
let tagged =
compliance_agent::controls::semantic_stamp_findings(&config, llm, &repo, &mut findings)
.await;
println!("\n=== C5 semantic master-controls stamping ===");
for f in &findings {
println!(
" {:50} {}:{:?} -> {:?}",
f.title,
f.file_path.as_deref().unwrap_or(""),
f.line_number,
f.control_refs
);
}
println!("findings that gained >=1 master-control ref: {tagged}");
let _ = std::fs::remove_dir_all(&repo);
// Live corpus — assert only that the path runs and stamps at least one ref.
assert!(
tagged >= 1,
"expected at least one finding to gain a master-control ref"
);
}
@@ -1,92 +0,0 @@
//! Live validation of the grounded surface path (Stage 5d) for absence-based CRA
//! controls. Ignored (hits api-dev CRA catalog + LiteLLM). Run:
//! export ... (LITELLM_* + BREAKPILOT_BASE_URL)
//! cargo test -p compliance-agent --test grounded_surface_live -- --ignored --nocapture
//!
//! Builds a fixture whose code surfaces trigger several absence-based controls
//! (no rate limiting, no security logging, unverified update) and checks that the
//! grounded checker produces control-tagged findings.
mod common;
use std::sync::Arc;
use compliance_agent::llm::LlmClient;
use compliance_core::config::BreakpilotConfig;
use secrecy::SecretString;
fn env(k: &str) -> String {
std::env::var(k).unwrap_or_else(|_| panic!("env {k} must be set"))
}
fn write(repo: &std::path::Path, rel: &str, body: &str) {
let p = repo.join(rel);
if let Some(parent) = p.parent() {
std::fs::create_dir_all(parent).unwrap();
}
std::fs::write(p, body).unwrap();
}
#[tokio::test]
#[ignore = "live: api-dev CRA catalog + LiteLLM"]
async fn grounded_surface_flags_absence_controls() {
let llm = Arc::new(LlmClient::new(
env("LITELLM_URL"),
SecretString::from(env("LITELLM_API_KEY")),
env("LITELLM_MODEL"),
env("LITELLM_EMBED_MODEL"),
));
let mut config = common::dev_config("mongodb://unused".into(), "grounded".into());
config.breakpilot = BreakpilotConfig {
base_url: Some(env("BREAKPILOT_BASE_URL")),
token: None,
snapshot_dir: std::env::temp_dir()
.join("grounded-snap")
.to_string_lossy()
.into_owned(),
semantic_mapping: false,
grounded_control_checks: true,
};
let repo = std::env::temp_dir().join("grounded-fixture-repo");
let _ = std::fs::remove_dir_all(&repo);
// cra-ai-11: login endpoint with no rate limiting / lockout
write(
&repo,
"app/auth.py",
"@app.route('/login', methods=['POST'])\ndef login():\n u = request.form['username']\n p = request.form['password']\n if authenticate(u, p):\n return redirect('/')\n return 'bad credentials', 401\n",
);
// cra-ai-24: privileged admin action with no security/audit logging
write(
&repo,
"app/admin.py",
"@app.route('/admin/delete_user', methods=['POST'])\ndef admin_delete_user():\n uid = request.form['uid']\n db.users.delete_one({'_id': uid})\n return 'ok', 200\n",
);
// cra-ai-28/29/30: firmware update applied without signature / checksum verification
write(
&repo,
"app/updater.py",
"def apply_firmware_update(url):\n blob = download(url)\n install_firmware(blob)\n reboot_device()\n",
);
let findings =
compliance_agent::controls::grounded_surface_findings(&config, llm, &repo, "repo-grounded")
.await;
println!("\n=== Grounded surface findings ({}) ===", findings.len());
for f in &findings {
println!(
" {:24} {}:{:?} {}",
f.control_refs.join(","),
f.file_path.as_deref().unwrap_or(""),
f.line_number,
f.title
);
}
let _ = std::fs::remove_dir_all(&repo);
assert!(
!findings.is_empty(),
"expected the grounded pass to flag at least one absence-based control"
);
}
-13
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@@ -75,17 +75,6 @@ pub struct BreakpilotConfig {
pub token: Option<SecretString>,
/// Directory for catalog snapshots.
pub snapshot_dir: String,
/// Enable the master-controls **semantic** mapping pass (embed regions,
/// Enable the master-controls **semantic** mapping pass (embed regions,
/// retrieve nearest controls, grounded-judge). On by default — validated live
/// against the deployed master-controls catalog. Still a no-op unless
/// `base_url` is set and the catalog is reachable.
pub semantic_mapping: bool,
/// Enable the **grounded surface** pass for absence-based controls (retrieve
/// the code surface a control governs, judge whether it holds). On by default
/// — validated live; it covers the 8 absence-based CRA controls that no
/// syntactic rule can.
pub grounded_control_checks: bool,
}
impl Default for BreakpilotConfig {
@@ -94,8 +83,6 @@ impl Default for BreakpilotConfig {
base_url: None,
token: None,
snapshot_dir: "/data/compliance-scanner/oscal".to_string(),
semantic_mapping: true,
grounded_control_checks: true,
}
}
}
+1 -2
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@@ -14,14 +14,13 @@
//! The LLM supplies cross-language / cross-stack pattern recognition; this module
//! supplies the determinism.
use serde::{Deserialize, Serialize};
use sha2::{Digest, Sha256};
use crate::models::finding::{Finding, Severity};
use crate::models::scan::ScanType;
/// A control rendered as a check the LLM judges code against.
#[derive(Debug, Clone, Serialize, Deserialize)]
#[derive(Debug, Clone)]
pub struct ControlCheckSpec {
/// Stable control id, e.g. `"cra-ai-8"`.
pub control_id: String,
+9 -16
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@@ -42,19 +42,7 @@ async fn main() -> Result<(), Box<dyn std::error::Error>> {
let pool_for_factory = pool.clone();
let service = StreamableHttpService::new(
move || {
// The factory runs in the request task, still inside the bearer
// middleware's `TENANT_ID` scope, and BEFORE rmcp spawns the
// session task (which would lose the task_local). So bind the
// tenant into the session's server instance here, once.
let tenant_id = auth::current_tenant_id().ok_or_else(|| {
std::io::Error::other("no tenant context when creating MCP session")
})?;
Ok(ComplianceMcpServer::new(
pool_for_factory.clone(),
tenant_id,
))
},
move || Ok(ComplianceMcpServer::new(pool_for_factory.clone())),
Arc::new(LocalSessionManager::default()),
StreamableHttpServerConfig::default(),
);
@@ -81,11 +69,16 @@ async fn main() -> Result<(), Box<dyn std::error::Error>> {
tenant_id = %synth_tenant,
"stdio transport — using synthetic tenant id; DO NOT use in production"
);
let server = ComplianceMcpServer::new(pool, synth_tenant);
let server = ComplianceMcpServer::new(pool);
let transport = rmcp::transport::stdio();
use rmcp::ServiceExt;
let handle = server.serve(transport).await?;
handle.waiting().await?;
auth::TENANT_ID
.scope(synth_tenant, async {
let handle = server.serve(transport).await?;
handle.waiting().await?;
Ok::<_, Box<dyn std::error::Error>>(())
})
.await?;
}
Ok(())
+13 -9
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@@ -2,33 +2,37 @@ use rmcp::{
handler::server::wrapper::Parameters, model::*, tool, tool_handler, tool_router, ServerHandler,
};
use crate::auth::current_tenant_id;
use crate::database::{Database, DatabasePool};
use crate::tools::{dast, findings, oscal, pentest, sbom};
pub struct ComplianceMcpServer {
pool: DatabasePool,
/// Tenant this session serves. Bound once at session creation (the HTTP
/// factory reads the bearer-set tenant while still in the request scope;
/// stdio passes a synthetic id) — NOT a per-request `task_local`, which is
/// lost across the `tokio::spawn` that runs the Streamable-HTTP session.
tenant_id: String,
#[allow(dead_code)]
tool_router: rmcp::handler::server::router::tool::ToolRouter<Self>,
}
impl ComplianceMcpServer {
/// The per-tenant `Database` for this session.
/// Resolve the per-tenant `Database` from the bearer-set
/// `task_local`. Every tool handler calls this; missing context
/// surfaces as `internal_error` because it means the auth
/// middleware was misconfigured (handler ran without scope).
fn tenant_db(&self) -> Result<Database, rmcp::ErrorData> {
Ok(self.pool.for_tenant_id(&self.tenant_id))
let tenant_id = current_tenant_id().ok_or_else(|| {
rmcp::ErrorData::internal_error(
"no tenant context — bearer middleware not in chain".to_string(),
None,
)
})?;
Ok(self.pool.for_tenant_id(&tenant_id))
}
}
#[tool_router]
impl ComplianceMcpServer {
pub fn new(pool: DatabasePool, tenant_id: String) -> Self {
pub fn new(pool: DatabasePool) -> Self {
Self {
pool,
tenant_id,
tool_router: Self::tool_router(),
}
}
+44 -141
View File
@@ -5,79 +5,51 @@
{
"control": "cra-ai-1",
"title": "Secure-by-Default-Konfiguration",
"scans": [
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [],
"rules": [
"cra-ai-1-flask-debug-enabled",
"cra-ai-1-django-debug-true",
"cra-ai-1-tls-verify-disabled",
"cra-ai-1-cors-wildcard"
]
}
],
"note": null,
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-2",
"title": "Minimale Angriffsflaeche",
"scans": [],
"note": "design property (minimal attack surface) — not derivable from local code patterns; architecture/threat-model review",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-3",
"title": "Sichere Systemarchitektur",
"scans": [],
"note": "design property (secure system architecture) — architecture review, not statically code-checkable",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-4",
"title": "Least-Privilege-Prinzip",
"scans": [],
"note": "design property (least-privilege) — deployment/IAM & architecture review, not a local code pattern",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-5",
"title": "Manipulationsschutz",
"scans": [],
"note": "design property (tamper protection) — hardware/runtime & operational control, not statically code-checkable",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-6",
"title": "Integritaetspruefung",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-7",
"title": "Starke Authentifizierung",
"scans": [
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [],
"rules": [
"cra-ai-7-weak-password-hash"
]
}
],
"note": null,
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-8",
@@ -128,47 +100,23 @@
{
"control": "cra-ai-10",
"title": "Sitzungsmanagement",
"scans": [
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [],
"rules": [
"cra-ai-10-session-cookie-insecure",
"cra-ai-10-express-cookie-insecure"
]
}
],
"note": null,
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-11",
"title": "Brute-Force-Schutz",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-12",
"title": "Rollenbasierte Autorisierung",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-13",
@@ -190,19 +138,9 @@
{
"control": "cra-ai-14",
"title": "Speicher-Schutz (Data at Rest)",
"scans": [
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [],
"rules": [
"cra-ai-14-python-weak-cipher",
"cra-ai-14-node-weak-cipher"
]
}
],
"note": null,
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-15",
@@ -328,16 +266,9 @@
{
"control": "cra-ai-24",
"title": "Security-Logging",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-25",
@@ -356,58 +287,30 @@
{
"control": "cra-ai-27",
"title": "Log-Integritaet und -Aufbewahrung",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-28",
"title": "Sichere Update-Mechanismen",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-29",
"title": "Update-Authentizitaet",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-30",
"title": "Update-Integritaet",
"scans": [
{
"tool": "grounded-control-check",
"scan_type": "code_review",
"cwe": [],
"rules": []
}
],
"note": "covered by the grounded surface check (retrieve code surface + grounded LLM judge decides presence/absence); validated live",
"status": "covered"
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-31",
+5 -96
View File
@@ -66,14 +66,6 @@ pub struct ControlMap {
const CRA_MAP_JSON: &str = include_str!("../data/cra_control_map.json");
/// Whether an authored rule id `bound` matches a scanner's emitted rule id
/// `actual`. semgrep prefixes local-rule check_ids with a path
/// (`tmp.compliance-cra-semgrep.cra-ai-1-flask-debug-enabled`), so match the final
/// id segment rather than requiring exact equality.
fn rule_id_matches(bound: &str, actual: &str) -> bool {
actual == bound || actual.ends_with(&format!(".{bound}"))
}
impl ControlMap {
/// Load the built-in CRA control map (the embedded, authored LUT).
pub fn cra() -> Result<Self, MapError> {
@@ -88,28 +80,12 @@ impl ControlMap {
/// Controls whose bindings include the given `tool` + `cwe` — used to attach a
/// raw tool finding back to the control(s) it's evidence for.
pub fn controls_for(&self, tool: &str, cwe: &str) -> Vec<&ControlEntry> {
self.controls_for_finding(tool, Some(cwe), None)
}
/// Controls a tool finding is evidence for, matched by CWE and/or the specific
/// rule id that fired. Off-the-shelf findings bind by CWE; our custom detectors
/// bind by rule id (precise — a broad CWE would over-attribute and then the
/// grounded judge could drop a genuine finding as a control false positive).
pub fn controls_for_finding(
&self,
tool: &str,
cwe: Option<&str>,
rule_id: Option<&str>,
) -> Vec<&ControlEntry> {
self.controls
.iter()
.filter(|c| {
c.scans.iter().any(|s| {
s.tool == tool
&& (cwe.is_some_and(|w| s.cwe.iter().any(|x| x == w))
|| rule_id
.is_some_and(|r| s.rules.iter().any(|b| rule_id_matches(b, r))))
})
c.scans
.iter()
.any(|s| s.tool == tool && s.cwe.iter().any(|w| w == cwe))
})
.collect()
}
@@ -178,77 +154,10 @@ mod tests {
}
#[test]
fn covered_and_not_checkable_are_populated() {
fn every_bucket_is_represented() {
let s = ControlMap::cra().unwrap().summary();
assert!(s.covered > 0);
assert!(s.needs_tooling > 0);
assert!(s.not_code_checkable > 0);
// needs_tooling is now empty: every code-checkable control is either
// tool-covered or covered by the grounded surface pass.
assert_eq!(s.needs_tooling, 0);
}
#[test]
fn rule_id_matching_handles_semgrep_path_prefix() {
let bound = "cra-ai-1-flask-debug-enabled";
assert!(rule_id_matches(bound, bound)); // exact
assert!(rule_id_matches(
bound,
"tmp.compliance-cra-semgrep.cra-ai-1-flask-debug-enabled"
)); // semgrep path prefix
assert!(!rule_id_matches(
bound,
"cra-ai-1-flask-debug-enabled-extra"
)); // not a suffix segment
assert!(!rule_id_matches(
bound,
"python.lang.security.exec-detected"
)); // unrelated
}
#[test]
fn custom_rule_finding_attaches_to_control_by_rule_id() {
let map = ControlMap::cra().unwrap();
// cra-ai-1 is now tool-covered by custom rules.
assert_eq!(map.coverage("cra-ai-1").unwrap().status, Coverage::Covered);
// A prefixed check_id still maps back to cra-ai-1 by rule id.
let hits =
map.controls_for_finding("semgrep", None, Some("tmp.x.cra-ai-1-tls-verify-disabled"));
assert!(hits.iter().any(|c| c.control == "cra-ai-1"));
}
#[test]
fn coverage_after_grounded_promotion() {
let s = ControlMap::cra().unwrap().summary();
// 9 off-the-shelf + 4 custom-semgrep + 8 grounded surface controls (promoted
// after the grounded path was validated live).
assert_eq!(s.covered, 21);
// Nothing left as needs_tooling — every code-checkable control is covered.
assert_eq!(s.needs_tooling, 0);
// The 4 pure-architectural controls remain not code-checkable.
assert_eq!(s.not_code_checkable, 19);
assert_eq!(s.total(), 40);
}
#[test]
fn architectural_controls_are_not_code_checkable() {
let map = ControlMap::cra().unwrap();
for id in ["cra-ai-2", "cra-ai-3", "cra-ai-4", "cra-ai-5"] {
let c = map.coverage(id).unwrap();
assert_eq!(c.status, Coverage::NotCodeCheckable, "{id}");
assert!(c.scans.is_empty(), "{id} should carry no scan bindings");
}
}
#[test]
fn custom_rule_controls_do_not_bind_by_broad_cwe() {
let map = ControlMap::cra().unwrap();
// cra-ai-1 rules emit CWE-489 in metadata, but the LUT binds by rule id
// only (cwe: []) — so a stray CWE-489 finding must NOT attach to it.
assert!(map.controls_for("semgrep", "CWE-489").is_empty());
// The CWE path for off-the-shelf findings is unchanged.
assert!(map
.controls_for("semgrep", "CWE-798")
.iter()
.any(|c| c.control == "cra-ai-8"));
}
}
-1
View File
@@ -36,7 +36,6 @@ export default withMermaid(defineConfig({
{ text: 'Pentest Architecture', link: '/features/pentest-architecture' },
{ text: 'AI Chat', link: '/features/ai-chat' },
{ text: 'Code Knowledge Graph', link: '/features/graph' },
{ text: 'Compliance Control Mapping', link: '/features/control-mapping' },
{ text: 'MCP Integration', link: '/features/mcp-server' },
],
},
-136
View File
@@ -1,136 +0,0 @@
# Compliance Control Mapping
Control mapping connects the scanner's raw output — deterministic tool findings and the code itself — to the **compliance controls** each piece of evidence supports. A hardcoded credential stops being just "CWE-798 from semgrep" and becomes evidence for *"cra-ai-8: no default passwords"* and, at scale, master control *`mc-31761` hardcoded_secrets_detection*. Findings carry those references (`control_refs`) into the dashboard and out over the MCP server as OSCAL, so the compliance report is built from real, grounded findings rather than a questionnaire.
## The core principle: tools detect, the LLM judges
The design has one rule, borrowed from the ZeroFalse / IRIS line of research: **deterministic tools are the detectors; the LLM is only ever a grounded false-positive filter, never the thing that finds the issue.**
- A tool (semgrep, gitleaks, syft/osv, ZAP, nuclei) detects deterministically.
- An **authored, human-reviewed lookup table** (`control-map`) maps that detection to the control(s) it's evidence for.
- The LLM enters last, to *confirm or refute* the mapping against the actual code — and every surviving verdict is anchored to a verbatim snippet by the grounding gate.
This keeps hallucination out of detection. The LLM supplies cross-language, cross-stack pattern *recognition*; the surrounding machinery supplies determinism.
## Coverage model
Every control lands in one of three buckets, recorded in the `control-map` LUT (`control-map/data/cra_control_map.json`) and never decided by an LLM:
| Bucket | Meaning |
| --- | --- |
| `covered` | An existing tool's scan surfaces findings for this control |
| `needs_tooling` | Code-checkable, but no off-the-shelf tool digs it out — we author a detector or use the grounded surface check |
| `not_code_checkable` | A design/process property — out of static-scan scope |
For the **CRA** framework (40 controls) the split is **13 covered · 8 needs_tooling · 19 not_code_checkable**. The 16 originally-uncovered controls were resolved as a hybrid:
- **4 custom semgrep detectors** (`cra-ai-1`, `7`, `10`, `14`) — secure-by-default, weak password hashing, insecure session cookies, weak data-at-rest ciphers. Shipped in the binary and matched back to controls **by rule id** so a broad CWE can't over-attribute.
- **8 grounded surface checks** (`cra-ai-6`, `11`, `12`, `24`, `27`, `28`, `29`, `30`) — the absence-based controls (no rate limiting, no security logging, no update-signature check…) that have no syntactic pattern.
- **4 marked not_code_checkable** (`cra-ai-2`, `3`, `4`, `5`) — minimal attack surface, secure architecture, least privilege, tamper protection.
At scale, the **master-controls** corpus (breakpilot's deduped clusters, exported as OSCAL) currently provides **~2,882 code-checkable controls** (2,143 `network` + 739 `source_code`), matched semantically.
## The three mapping paths
```mermaid
flowchart TD
T[Deterministic tools\nsemgrep · gitleaks · syft/osv · ZAP] --> F[Findings]
F --> B["Stage 5b — LUT triage\ncontrols_for(tool, cwe / rule_id)"]
F --> C["Stage 5c — Semantic\nembed region+intent → top-K master controls"]
R[Repo source] --> D["Stage 5d — Grounded surface\nretrieve surface for absence-based controls"]
B --> J{{Grounded LLM judge\ntemp 0 · verbatim snippet}}
C --> J
D --> J
J -->|snippet grounds in region| S[Stamp control_refs]
J -->|refuted / ungrounded| X[Dropped]
```
All three paths converge on the same **grounded judge** and the same **grounding gate**. They differ only in how candidate (finding/region, control) pairs are produced.
### Stage 5b — deterministic LUT triage
The default path. A tool finding is matched to controls via `control_map.controls_for_finding(tool, cwe, rule_id)`; the judge then confirms each mapped control against the code region. Outcomes: `Confirmed([ids])` (stamp them), `FalsePositive` (drop the finding), or `Unmapped` (keep it untagged). Runs whenever `BREAKPILOT_BASE_URL` is set.
### Stage 5c — semantic retrieval (master-controls scale)
Master controls carry no CWE, so they can't be LUT-mapped. Instead we map by *similarity*: embed every control's requirement text once (cached), then for each finding retrieve the top-K nearest controls and hand them to the judge. Gated behind `BREAKPILOT_SEMANTIC_MAPPING` (default off). See [Semantic retrieval](#semantic-retrieval-in-detail).
### Stage 5d — grounded surface checks (absence-based controls)
Some controls are violated by an *absence* — no rate limiting on login, no security logging, no signature check on an update. There's no pattern for semgrep to match, so we deterministically retrieve the code **surface** the control governs (a login route, a logging setup, update/download code) by identifier/route terms, and let the judge decide whether the control holds there. Produces net-new, already-grounded findings. Gated behind `BREAKPILOT_GROUNDED_CHECKS` (default off).
## The grounding gate
No matter the path, a verdict becomes a finding only if it survives `compliance_core::control_check::ground`:
1. The judge runs at **temperature 0** with a closed prompt and must quote the offending code **verbatim** into `snippet`.
2. That snippet must appear **literally** in the retrieved region — otherwise the verdict is dropped.
3. The finding's line is **recomputed from the match**; the model's own line number is never trusted.
4. Verdicts are cached by content hash, so re-scans reproduce.
The model is allowed to be smart; it is never trusted.
## Semantic retrieval in detail
1. **Embed the corpus once.** Each control's requirement text is embedded with `bge-multilingual-gemma2` (3584-dim — multilingual matters, the master controls are in German while code is English). The embedding backend caps input arrays at 25 per request, so `embed()` chunks at 16; the whole `ControlIndex` is persisted to `snapshot_dir` keyed by a **corpus hash**, so only the first scan after a catalog change pays the embedding cost.
2. **Build the query from the finding's intent, not just the code.** The retrieval query is `finding.title + finding.description + region`, not the raw region. This is the single most important tuning: two findings in one file share overlapping windows and, on the code alone, embed alike and collapse onto the same controls. The finding's own words ("brute-force protection" vs "weak hash") carry the discriminating signal. The raw region still goes to the judge for grounding.
3. **Retrieve → judge → ground.** Top-K nearest by cosine, each judged against the region, each grounded.
## Worked examples
Both examples are from the live end-to-end verification (`c5_semantic_live.rs`) against the real ~2,882-control corpus.
### Example 1 — a small auth file (the tuning story)
Two findings in one `auth.py`: a weak `hashlib.md5(password)` hash and a login endpoint with no brute-force protection.
| Finding | Region-only retrieval | Intent-enriched retrieval |
| --- | --- | --- |
| Weak md5 hash | 19874, 20683, 23149, 29985 | **`mc-23149`** (eliminate weak unsalted hashes) at rank 1, + `mc-21634` salted hashing |
| Login w/o brute-force protection | *identical 4, reordered* | newly surfaces **`mc-19984`** brute_force_protection + **`mc-23186`** account_lockout |
Region-only retrieval gave both findings the *same* four password-hashing controls — the brute-force finding never found its real controls because its window is saturated with `password` tokens. Enriching the query with the finding's intent fixed it: the brute-force finding now pulls the correct rate-limiting / lockout controls out of the 2,882.
### Example 2 — four topically distinct vulnerabilities
| Finding | Top matched controls | Family |
| --- | --- | --- |
| SQL injection (string-concat query) | `sql_injection_prevention`, `sql_injection`, `parameterized_queries`, input_sanitization | input-validation ✓ |
| Hardcoded API credential | `hardcoded_secrets_detection`, credential_scanning, secrets_detection | credentials ✓ |
| TLS verification disabled (`verify=False`) | `https_enforcement`, `configuration_verification`, transport config | transport-encryption ✓ |
| Insecure deserialization (`pickle.loads`) | `deserialization`, `deserialization_testing`, `deserialization_security` | deserialization ✓ |
Every finding maps to its exact control family, with the most specific control often at the top, and the four sets are distinct.
## Known limitations
- **Absence findings are weak for semantic retrieval.** Similarity matches what code *is about*, not what it *lacks*; a "missing rate limiting" finding embeds like login code. This is exactly why the grounded surface path (Stage 5d) exists — it decides presence/absence at a retrieved surface rather than by embedding distance.
- **Generic catch-all controls co-occur.** `mc-20890 secure_development_security_code_review` appears in the top-K for many code-security findings because it is semantically near almost all of them. It's harmless (the judge grounds it, and it never crowds out the specific controls — the SQLi example didn't get it) but is a candidate for future down-weighting.
- **Corpus classification noise.** The master-controls `verification_method` classification is imperfect — e.g. a documentation control (`eu_declaration_accuracy`) is currently tagged `source_code`. That's a corpus-side data-quality issue, separate from the mapping engine.
## Emitting over MCP — closing the loop
Findings don't just land in the dashboard; they flow to breakpilot-compliance as OSCAL over the scanner's MCP server, so the compliance report is assembled from real, control-tagged findings.
- The MCP server exposes an **`oscal_assessment`** tool: given a `repo_id`, it emits a standard OSCAL 1.1 assessment-results document for that repo's findings — mapped findings target their controls via the stamped `control_refs`, and unmapped findings are reported **as-is** (as observations), so nothing is lost.
- breakpilot pulls it: `POST /v1/cra/oscal-from-scanner` calls `oscal_assessment` over MCP (Streamable HTTP + bearer) and consumes the pre-computed OSCAL — rather than pulling raw findings and re-assessing.
**Operational note — tenant context over HTTP.** The MCP server is multi-tenant; the bearer token resolves a tenant whose per-tenant database the tools query. rmcp's Streamable HTTP transport runs each session's tool calls in a `tokio::spawn`ed task, and `task_local`s do **not** cross a spawn — so binding the tenant in a per-request middleware `task_local` leaves tool handlers with no context (every call fails `no tenant context`). The fix is to bind the tenant to the **per-session server instance** at creation (the factory runs in the request scope before the spawn), not to a per-request task_local. Until this was fixed, the loop silently failed over HTTP and consumers fell back to demo data.
## Configuration
| Variable | Effect |
| --- | --- |
| `BREAKPILOT_BASE_URL` | breakpilot-compliance root; enables control ingest + all mapping passes. **Unset disables all control mapping** — findings are produced without `control_refs`. |
| `BREAKPILOT_SEMANTIC_MAPPING` | Stage 5c (semantic master-controls mapping). **Default on** (validated live). |
| `BREAKPILOT_GROUNDED_CHECKS` | Stage 5d (grounded surface checks). **Default on** (validated live). |
| `BREAKPILOT_SNAPSHOT_DIR` | Where OSCAL catalog snapshots and the cached control-embedding index live. |
The semantic and grounded passes default **on** now that both are validated live; each is still a no-op if `BREAKPILOT_BASE_URL` is unset or the catalog is unreachable, so they only ever add coverage. The live verifications live in `compliance-agent/tests/c5_semantic_live.rs` and `grounded_surface_live.rs` (ignored; run with `--ignored`).
## Appendix — the master-controls data pipeline
The master-controls corpus is produced by breakpilot-compliance and pulled as an OSCAL catalog from `GET /api/compliance/v1/oscal/catalog?framework=master-controls`. Two operational lessons are worth recording, because they cost real time to diagnose:
- **The catalog is served from `breakpilot_db`, not `postgres`.** Diagnostics run against the wrong database will look clean while the app serves something else entirely. Confirm the app's datname (`pg_stat_activity`) before trusting any count or `EXPLAIN`.
- **A constraint-less dump triplicated the master-control tables.** Restored without their PK/unique constraints, `master_controls` / `mc_verification` / `master_control_members` accumulated identical rows 3× (the same artifact migration `158` fixed for `doc_check_controls`). That inflated the catalog to ~26k dup'd controls and, with the indexes also missing, drove the export query to a >120s / 502. The fix (breakpilot migration `160`) ctid-dedups each table by its natural key and restores the constraints + indexes so it can't recur; the export query was also rewritten set-based (a single windowed pass instead of a per-row correlated subquery). After dedup: 41,850 → 13,950 master controls, catalog **25,938 → 2,882** code-checkable, endpoint **502 → 200 in ~3s**.