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Author SHA1 Message Date
Sharang ParnerkarandClaude Fable 5 54cf39383c feat(oscal): emit unmapped findings as-is + MCP oscal_assessment tool
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The OSCAL emitter now reports EVERY non-false-positive finding: mapped findings
(via their stamped control_refs) target their controls; UNMAPPED findings are
emitted as standalone observations, reported as-is (cwe/tool/severity props) so
nothing is lost — they can be mapped later as the LUT / master-controls grow.
assess() keys off Finding.control_refs now, not the CWE linker.

New compliance-mcp `oscal_assessment` tool serves this OSCAL over MCP — what
breakpilot's scanner_mcp_client pulls. Assess endpoint simplified to match.
Emitter tests cover mapped / unmapped-as-is / false-positive-excluded.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 11:33:09 +02:00
sharang c6baf72c6d feat: control-driven SAST — LUT + grounded LLM triage over tool findings (#213)
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2026-07-21 09:01:51 +00:00
sharang 5285fb67ae feat(oscal): live assessment endpoint POST /api/v1/oscal/assess (#212)
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2026-07-20 19:13:47 +00:00
sharang ca4e31cb65 feat(oscal): assessment-results emitter + finding->control linker (#211)
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2026-07-20 16:53:39 +00:00
sharang d4884cfe4f feat(oscal): ingest breakpilot OSCAL catalog via OscalControlsProvider (#210)
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2026-07-20 16:19:09 +00:00
33 changed files with 5304 additions and 9 deletions
+4 -2
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@@ -109,6 +109,8 @@ jobs:
run: cargo clippy -p compliance-mcp -- -D warnings
- name: Clippy (werkbank-exec)
run: cargo clippy -p werkbank-exec -- -D warnings
- name: Clippy (control-map)
run: cargo clippy -p control-map -- -D warnings
# Security audit
- name: Security Audit
@@ -117,8 +119,8 @@ jobs:
RUSTC_WRAPPER: ""
# Tests (reuses compilation artifacts from clippy)
- name: Tests (core + agent + werkbank-exec)
run: cargo test -p compliance-core -p compliance-agent -p werkbank-exec --lib
- name: Tests (core + agent + werkbank-exec + control-map)
run: cargo test -p compliance-core -p compliance-agent -p werkbank-exec -p control-map --lib
- name: Tests (dashboard server)
run: cargo test -p compliance-dashboard --features server --no-default-features
- name: Tests (dashboard web)
Generated
+17
View File
@@ -666,6 +666,7 @@ dependencies = [
"compliance-core",
"compliance-dast",
"compliance-graph",
"control-map",
"dashmap",
"dotenvy",
"futures-core",
@@ -968,6 +969,15 @@ dependencies = [
"charset",
]
[[package]]
name = "control-map"
version = "0.1.0"
dependencies = [
"serde",
"serde_json",
"thiserror 2.0.18",
]
[[package]]
name = "convert_case"
version = "0.8.0"
@@ -5089,6 +5099,12 @@ dependencies = [
"digest",
]
[[package]]
name = "sha1_smol"
version = "1.0.1"
source = "registry+https://github.com/rust-lang/crates.io-index"
checksum = "bbfa15b3dddfee50a0fff136974b3e1bde555604ba463834a7eb7deb6417705d"
[[package]]
name = "sha2"
version = "0.10.9"
@@ -6472,6 +6488,7 @@ dependencies = [
"getrandom 0.4.1",
"js-sys",
"serde_core",
"sha1_smol",
"wasm-bindgen",
]
+3 -1
View File
@@ -8,6 +8,7 @@ members = [
"compliance-mcp",
"compliance-smoke",
"werkbank-exec",
"control-map",
]
resolver = "2"
@@ -17,6 +18,7 @@ expect_used = "deny"
[workspace.dependencies]
compliance-core = { path = "compliance-core", default-features = false }
control-map = { path = "control-map" }
serde = { version = "1", features = ["derive"] }
serde_json = "1"
tokio = { version = "1", features = ["full"] }
@@ -28,7 +30,7 @@ reqwest = { version = "0.12", features = ["json", "rustls-tls", "multipart", "co
thiserror = "2"
sha2 = "0.10"
hex = "0.4"
uuid = { version = "1", features = ["v4", "serde"] }
uuid = { version = "1", features = ["v4", "v5", "serde"] }
secrecy = { version = "0.10", features = ["serde"] }
regex = "1"
zip = { version = "2", features = ["aes-crypto", "deflate"] }
+1
View File
@@ -8,6 +8,7 @@ workspace = true
[dependencies]
compliance-core = { workspace = true, features = ["mongodb", "telemetry", "axum"] }
control-map = { workspace = true }
compliance-graph = { path = "../compliance-graph" }
compliance-dast = { path = "../compliance-dast" }
# Shared dynamic-execution logic (soft-PLC provisioning + ICS probing), also
+1
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@@ -10,6 +10,7 @@ pub mod issues;
pub mod mcp_tokens;
pub mod notifications;
pub mod onboarding;
pub mod oscal;
pub mod pentest_handlers;
pub use pentest_handlers as pentest;
pub mod sbom;
@@ -0,0 +1,48 @@
//! OSCAL assessment endpoint.
//!
//! Returns a standard OSCAL assessment-results document for a target's findings,
//! driven by each finding's stamped `control_refs` (from the scan's control-triage
//! stage): mapped findings target their controls, unmapped findings are reported
//! as-is. See `compliance_core::models::oscal_assessment`.
use axum::extract::Extension;
use axum::http::StatusCode;
use axum::response::{IntoResponse, Response};
use axum::Json;
use mongodb::bson::doc;
use serde::Deserialize;
use compliance_core::models::oscal_assessment::assess;
use compliance_core::models::Finding;
use compliance_core::tenant_ctx::TenantCtx;
use super::dto::{collect_cursor_async, tenant_db, AgentExt};
#[derive(Debug, Deserialize)]
pub struct AssessRequest {
/// The target / repo id whose findings are assessed.
pub target_id: String,
}
/// `POST /api/v1/oscal/assess` — OSCAL assessment-results for a target's findings.
pub async fn assess_target(
Extension(agent): AgentExt,
tenant: TenantCtx,
Json(req): Json<AssessRequest>,
) -> Response {
let db = match tenant_db(&agent, &tenant).await {
Ok(db) => db,
Err(code) => return code.into_response(),
};
let findings: Vec<Finding> = match db.findings().find(doc! { "repo_id": &req.target_id }).await
{
Ok(cursor) => collect_cursor_async(cursor).await,
Err(e) => {
tracing::warn!(error = %e, "failed to load findings for OSCAL assessment");
return StatusCode::INTERNAL_SERVER_ERROR.into_response();
}
};
Json(assess(&findings, chrono::Utc::now())).into_response()
}
+1
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@@ -6,6 +6,7 @@ use crate::api::handlers;
pub fn build_router() -> Router {
Router::new()
.route("/api/v1/health", get(handlers::health))
.route("/api/v1/oscal/assess", post(handlers::oscal::assess_target))
.route("/api/v1/stats/overview", get(handlers::stats_overview))
.route(
"/api/v1/settings/ssh-public-key",
+13 -1
View File
@@ -1,4 +1,4 @@
use compliance_core::config::PlcRuntimeConfig;
use compliance_core::config::{BreakpilotConfig, PlcRuntimeConfig};
use compliance_core::AgentConfig;
use secrecy::SecretString;
@@ -66,6 +66,7 @@ pub fn load_config() -> Result<AgentConfig, AgentError> {
tenant_registry_url: env_var_opt("TENANT_REGISTRY_URL"),
plc_runtime: load_plc_runtime_config(),
werkbank_runner_token: env_secret_opt("WERKBANK_RUNNER_TOKEN"),
breakpilot: load_breakpilot_config(),
})
}
@@ -90,3 +91,14 @@ fn load_plc_runtime_config() -> PlcRuntimeConfig {
.unwrap_or(d.openplc_password),
}
}
/// Assemble the breakpilot OSCAL-catalog source from env, defaulting the snapshot
/// directory. A missing `BREAKPILOT_BASE_URL` leaves the controls provider off.
fn load_breakpilot_config() -> BreakpilotConfig {
let d = BreakpilotConfig::default();
BreakpilotConfig {
base_url: env_var_opt("BREAKPILOT_BASE_URL"),
token: env_secret_opt("BREAKPILOT_TOKEN"),
snapshot_dir: env_var_opt("BREAKPILOT_SNAPSHOT_DIR").unwrap_or(d.snapshot_dir),
}
}
+114
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@@ -0,0 +1,114 @@
//! The grounded control checker: judge each candidate region for a control, then
//! keep only the verdicts that survive the grounding gate.
//!
//! Generic over [`ControlJudge`] so tests drive it with a deterministic stub —
//! the whole recognize → ground path is then exercised without an LLM. With the
//! real judge, determinism comes from temperature 0 plus the gate.
use compliance_core::control_check::{ground, CandidateRegion, ControlCheckSpec};
use compliance_core::models::Finding;
use super::judge::ControlJudge;
/// Runs a [`ControlJudge`] over candidate regions and grounds the results.
pub struct GroundedControlChecker<J> {
judge: J,
}
impl<J: ControlJudge> GroundedControlChecker<J> {
pub fn new(judge: J) -> Self {
Self { judge }
}
/// Judge every candidate region for `spec` and return the grounded findings.
/// A verdict that doesn't quote real code in its region is dropped by
/// [`ground`], so nothing fabricated reaches the caller.
pub async fn check(
&self,
spec: &ControlCheckSpec,
regions: &[CandidateRegion],
repo_id: &str,
) -> Vec<Finding> {
let mut findings = Vec::new();
for region in regions {
let verdict = self.judge.judge(spec, region).await;
if let Some(finding) = ground(spec, region, &verdict, repo_id) {
findings.push(finding);
}
}
findings
}
}
#[cfg(test)]
mod tests {
use super::*;
use compliance_core::control_check::LlmVerdict;
use compliance_core::models::finding::Severity;
/// Deterministic stub: returns a fixed verdict for every region, so the
/// recognize → ground composition is tested without an LLM.
struct StubJudge {
verdict: LlmVerdict,
}
impl ControlJudge for StubJudge {
async fn judge(&self, _spec: &ControlCheckSpec, _region: &CandidateRegion) -> LlmVerdict {
self.verdict.clone()
}
}
fn spec() -> ControlCheckSpec {
ControlCheckSpec {
control_id: "cra-ai-8".into(),
title: "No default passwords".into(),
requirement: "No default credentials".into(),
default_cwe: Some("CWE-798".into()),
severity: Severity::High,
}
}
fn region(content: &str) -> CandidateRegion {
CandidateRegion {
file: "src/auth.py".into(),
start_line: 1,
content: content.into(),
}
}
#[tokio::test]
async fn keeps_grounded_and_drops_ungrounded() {
let checker = GroundedControlChecker::new(StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "PASSWORD = \"admin\"".into(),
cwe: None,
confidence: 0.9,
},
});
let regions = vec![
region("x = 1\nPASSWORD = \"admin\"\n"), // quotes real code → grounded
region("totally unrelated code\n"), // snippet absent → dropped
];
let findings = checker.check(&spec(), &regions, "repo").await;
assert_eq!(findings.len(), 1);
assert_eq!(findings[0].control_refs, vec!["cra-ai-8".to_string()]);
assert_eq!(findings[0].line_number, Some(2));
}
#[tokio::test]
async fn non_violation_yields_nothing() {
let checker = GroundedControlChecker::new(StubJudge {
verdict: LlmVerdict {
violates: false,
snippet: String::new(),
cwe: None,
confidence: 0.0,
},
});
let findings = checker
.check(&spec(), &[region("PASSWORD = \"admin\"\n")], "repo")
.await;
assert!(findings.is_empty());
}
}
+167
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@@ -0,0 +1,167 @@
//! The "recognize" stage: judge whether a code region violates a control.
//!
//! Behind the [`ControlJudge`] trait so the grounded checker can be driven by a
//! deterministic stub in tests. The real [`LlmControlJudge`] runs the model at
//! temperature 0 with a closed prompt — it must quote the offending code VERBATIM,
//! and everything it returns is then re-checked by the grounding gate
//! ([`compliance_core::control_check::ground`]). The judge is allowed to be
//! smart; it is never trusted.
use std::sync::Arc;
use serde::Deserialize;
use compliance_core::control_check::{CandidateRegion, ControlCheckSpec, LlmVerdict};
use crate::llm::LlmClient;
/// Prompt/logic version — part of the verdict cache key, bump on any change here.
pub const PROMPT_VERSION: &str = "control-judge-v1";
const SYSTEM_PROMPT: &str = "You are a precise security & compliance code auditor. \
You are given ONE compliance control (a requirement) and ONE code region. Decide \
ONLY whether the code region VIOLATES the control. Rules: (1) Judge only the code \
shown — never assume code that is not present. (2) If and only if it violates, copy \
the EXACT offending code VERBATIM into `snippet`, character-for-character from the \
region — do not paraphrase, reformat, or reconstruct it. (3) If it does not clearly \
violate, set violates=false and leave snippet empty. (4) Prefer false over guessing. \
Respond with STRICT JSON only, no prose: \
{\"violates\": bool, \"snippet\": \"<verbatim code or empty>\", \"cwe\": \"CWE-NNN or null\", \"confidence\": 0.0-1.0}";
/// Judges one (control, region). Async-in-trait so a stub can drive tests.
#[allow(async_fn_in_trait)]
pub trait ControlJudge: Send + Sync {
async fn judge(&self, spec: &ControlCheckSpec, region: &CandidateRegion) -> LlmVerdict;
}
/// The real judge: the LLM at temperature 0 with the closed, verbatim-snippet prompt.
pub struct LlmControlJudge {
llm: Arc<LlmClient>,
}
impl LlmControlJudge {
pub fn new(llm: Arc<LlmClient>) -> Self {
Self { llm }
}
}
impl ControlJudge for LlmControlJudge {
async fn judge(&self, spec: &ControlCheckSpec, region: &CandidateRegion) -> LlmVerdict {
let user = build_user_prompt(spec, region);
match self.llm.chat(SYSTEM_PROMPT, &user, Some(0.0)).await {
Ok(response) => parse_verdict(&response),
Err(e) => {
// Fail closed: a transient model error yields no finding, never a
// fabricated one.
tracing::warn!(control = %spec.control_id, error = %e, "control judge call failed");
no_violation()
}
}
}
}
fn build_user_prompt(spec: &ControlCheckSpec, region: &CandidateRegion) -> String {
format!(
"CONTROL {id}{title}\nRequirement: {req}\n\nCODE ({file}, first line = {line}):\n```\n{code}\n```\n\nReturn the JSON verdict.",
id = spec.control_id,
title = spec.title,
req = spec.requirement,
file = region.file,
line = region.start_line,
code = region.content,
)
}
#[derive(Debug, Default, Deserialize)]
struct RawVerdict {
#[serde(default)]
violates: bool,
#[serde(default)]
snippet: String,
#[serde(default)]
cwe: Option<String>,
#[serde(default)]
confidence: f64,
}
/// Parse the model's JSON verdict, tolerant of ```json fencing. Any parse failure
/// degrades to a non-violation (never a fabricated finding).
fn parse_verdict(response: &str) -> LlmVerdict {
let cleaned = response
.trim()
.trim_start_matches("```json")
.trim_start_matches("```")
.trim_end_matches("```")
.trim();
match serde_json::from_str::<RawVerdict>(cleaned) {
Ok(raw) => LlmVerdict {
violates: raw.violates,
snippet: raw.snippet,
cwe: raw.cwe.filter(|c| !c.trim().is_empty()),
confidence: raw.confidence,
},
Err(e) => {
tracing::debug!(error = %e, "failed to parse control verdict; treating as non-violation");
no_violation()
}
}
}
fn no_violation() -> LlmVerdict {
LlmVerdict {
violates: false,
snippet: String::new(),
cwe: None,
confidence: 0.0,
}
}
#[cfg(test)]
mod tests {
use super::*;
use compliance_core::models::finding::Severity;
fn spec() -> ControlCheckSpec {
ControlCheckSpec {
control_id: "cra-ai-8".into(),
title: "No default passwords".into(),
requirement: "Products must not ship default credentials".into(),
default_cwe: Some("CWE-798".into()),
severity: Severity::High,
}
}
#[test]
fn parses_plain_and_fenced_json() {
let plain = r#"{"violates": true, "snippet": "PASSWORD = \"x\"", "cwe": "CWE-798", "confidence": 0.9}"#;
let v = parse_verdict(plain);
assert!(v.violates);
assert_eq!(v.snippet, "PASSWORD = \"x\"");
assert_eq!(v.cwe.as_deref(), Some("CWE-798"));
let fenced = "```json\n{\"violates\": false, \"snippet\": \"\", \"cwe\": null, \"confidence\": 0.1}\n```";
assert!(!parse_verdict(fenced).violates);
}
#[test]
fn garbage_and_empty_cwe_are_safe() {
assert!(!parse_verdict("not json at all").violates); // fail closed
let no_cwe =
parse_verdict(r#"{"violates": true, "snippet": "x", "cwe": " ", "confidence": 0.5}"#);
assert!(no_cwe.cwe.is_none()); // blank CWE normalised away
}
#[test]
fn user_prompt_carries_control_and_code() {
let region = CandidateRegion {
file: "src/auth.py".into(),
start_line: 10,
content: "PASSWORD = \"admin\"".into(),
};
let p = build_user_prompt(&spec(), &region);
assert!(p.contains("cra-ai-8"));
assert!(p.contains("Products must not ship default credentials"));
assert!(p.contains("PASSWORD = \"admin\""));
assert!(p.contains("src/auth.py"));
}
}
+18
View File
@@ -0,0 +1,18 @@
//! Controls corpus providers.
//!
//! Implementations of [`compliance_core::traits::ControlsProvider`] that supply
//! the control corpus the mapping engine assesses findings against. Currently:
//! [`OscalControlsProvider`], which pulls breakpilot-compliance's OSCAL catalog
//! and snapshots it locally.
mod checker;
mod judge;
mod oscal_provider;
mod scan_triage;
mod triage;
pub use checker::GroundedControlChecker;
pub use judge::{ControlJudge, LlmControlJudge, PROMPT_VERSION};
pub use oscal_provider::OscalControlsProvider;
pub use scan_triage::triage_repo_findings;
pub use triage::{ControlTriage, TriageOutcome};
@@ -0,0 +1,233 @@
//! Pull + snapshot [`ControlsProvider`] backed by breakpilot-compliance's OSCAL
//! catalog export.
//!
//! Fetches `GET {base}/api/compliance/v1/oscal/catalog?framework=<fw>`, snapshots
//! the exact bytes to disk (so scans are deterministic and keep working offline /
//! on-prem), and maps the catalog into the corpus controls the mapping engine
//! consumes. The producer owns the catalog; we own the assessment — this is the
//! ingest half of the loop.
use std::path::PathBuf;
use secrecy::{ExposeSecret, SecretString};
use compliance_core::error::CoreError;
use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::models::oscal::OscalDocument;
use compliance_core::traits::{Control, ControlQuery, ControlsProvider};
/// A [`ControlsProvider`] that pulls the OSCAL catalog from breakpilot-compliance
/// and snapshots it locally for deterministic / offline reuse.
pub struct OscalControlsProvider {
http: reqwest::Client,
base_url: String,
token: Option<SecretString>,
snapshot_dir: PathBuf,
}
impl OscalControlsProvider {
/// Create a provider. `base_url` is the breakpilot-compliance root (e.g.
/// `http://backend-compliance:8002`); `snapshot_dir` is where catalog
/// snapshots are written so a later scan can reuse them without the network.
pub fn new(
http: reqwest::Client,
base_url: impl Into<String>,
token: Option<SecretString>,
snapshot_dir: impl Into<PathBuf>,
) -> Self {
Self {
http,
base_url: base_url.into(),
token,
snapshot_dir: snapshot_dir.into(),
}
}
fn catalog_url(&self, framework: ComplianceFramework) -> String {
format!(
"{}/api/compliance/v1/oscal/catalog?framework={framework}",
self.base_url.trim_end_matches('/')
)
}
fn snapshot_path(&self, framework: ComplianceFramework) -> PathBuf {
self.snapshot_dir
.join(format!("oscal-catalog-{framework}.json"))
}
/// Fetch the raw catalog bytes for a framework over HTTP.
async fn fetch_raw(&self, framework: ComplianceFramework) -> Result<Vec<u8>, CoreError> {
let mut req = self.http.get(self.catalog_url(framework));
if let Some(token) = &self.token {
req = req.bearer_auth(token.expose_secret());
}
let resp = req
.send()
.await
.map_err(|e| CoreError::Http(e.to_string()))?;
if !resp.status().is_success() {
return Err(CoreError::Http(format!(
"catalog fetch for {framework} returned HTTP {}",
resp.status()
)));
}
resp.bytes()
.await
.map(|b| b.to_vec())
.map_err(|e| CoreError::Http(e.to_string()))
}
/// Write a catalog snapshot atomically (temp file + rename).
async fn write_snapshot(
&self,
framework: ComplianceFramework,
raw: &[u8],
) -> Result<(), CoreError> {
tokio::fs::create_dir_all(&self.snapshot_dir).await?;
let path = self.snapshot_path(framework);
let tmp = path.with_extension("json.tmp");
tokio::fs::write(&tmp, raw).await?;
tokio::fs::rename(&tmp, &path).await?;
Ok(())
}
/// Read a previously written snapshot, if one exists.
async fn read_snapshot(
&self,
framework: ComplianceFramework,
) -> Result<Option<OscalDocument>, CoreError> {
match tokio::fs::read(self.snapshot_path(framework)).await {
Ok(raw) => Ok(Some(serde_json::from_slice(&raw)?)),
Err(e) if e.kind() == std::io::ErrorKind::NotFound => Ok(None),
Err(e) => Err(e.into()),
}
}
/// Load the catalog for a framework: fetch fresh + snapshot the exact bytes;
/// on network failure, fall back to the last snapshot so scans still run.
pub async fn load(&self, framework: ComplianceFramework) -> Result<OscalDocument, CoreError> {
match self.fetch_raw(framework).await {
Ok(raw) => {
let doc: OscalDocument = serde_json::from_slice(&raw)?;
if let Err(e) = self.write_snapshot(framework, &raw).await {
tracing::warn!(%framework, error = %e, "failed to write OSCAL snapshot");
}
Ok(doc)
}
Err(fetch_err) => match self.read_snapshot(framework).await? {
Some(doc) => {
tracing::warn!(
%framework, error = %fetch_err,
"OSCAL catalog fetch failed; falling back to snapshot"
);
Ok(doc)
}
None => Err(fetch_err),
},
}
}
}
/// Order controls whose title/text mention the query context first (stable), then
/// truncate to the requested limit. Naive relevance — refined when the assessment
/// layer lands.
fn rank_and_truncate(mut controls: Vec<Control>, context: &str, limit: usize) -> Vec<Control> {
if !context.is_empty() {
let needle = context.to_lowercase();
controls.sort_by_key(|c| {
let hit =
c.title.to_lowercase().contains(&needle) || c.text.to_lowercase().contains(&needle);
u8::from(!hit)
});
}
controls.truncate(limit);
controls
}
impl ControlsProvider for OscalControlsProvider {
fn name(&self) -> &str {
"breakpilot-oscal"
}
async fn controls(&self, query: &ControlQuery<'_>) -> Result<Vec<Control>, CoreError> {
let mut out: Vec<Control> = Vec::new();
for &framework in query.frameworks {
match self.load(framework).await {
Ok(doc) => out.extend(doc.to_controls()),
Err(e) => {
tracing::warn!(%framework, error = %e, "skipping framework: catalog unavailable")
}
}
}
Ok(rank_and_truncate(out, query.context, query.limit))
}
}
#[cfg(test)]
#[allow(clippy::unwrap_used)]
mod tests {
use super::*;
const MINI_CATALOG: &str = r#"{"catalog":{"uuid":"u","metadata":{"title":"T",
"version":"1.0.0","oscal-version":"1.1.2","props":[{"name":"framework","value":"cra"}]},
"groups":[{"id":"g","title":"G","controls":[{"id":"cra-ai-1","title":"MFA",
"props":[],"parts":[{"name":"statement","prose":"require mfa"}]}]}]}}"#;
fn provider(dir: &std::path::Path) -> OscalControlsProvider {
OscalControlsProvider::new(reqwest::Client::new(), "http://unused/", None, dir)
}
#[test]
fn builds_catalog_url_and_snapshot_path() {
let p = provider(std::path::Path::new("/snap"));
assert_eq!(
p.catalog_url(ComplianceFramework::Cra),
"http://unused/api/compliance/v1/oscal/catalog?framework=cra"
);
assert_eq!(
p.snapshot_path(ComplianceFramework::Cra),
std::path::Path::new("/snap/oscal-catalog-cra.json")
);
}
#[test]
fn ranks_context_hits_first_then_truncates() {
let mk = |id: &str, title: &str| Control {
id: id.into(),
framework: ComplianceFramework::Cra,
title: title.into(),
text: String::new(),
source: None,
};
let controls = vec![
mk("a", "logging policy"),
mk("b", "multi-factor auth"),
mk("c", "backup"),
];
let ranked = rank_and_truncate(controls, "auth", 2);
assert_eq!(ranked.len(), 2);
assert_eq!(ranked[0].id, "b"); // the "auth" hit floats to the top
}
#[tokio::test]
async fn snapshot_round_trip_and_offline_fallback() {
let dir = std::env::temp_dir().join(format!("oscal-test-{}", uuid::Uuid::new_v4()));
let p = provider(&dir);
assert!(p
.read_snapshot(ComplianceFramework::Cra)
.await
.unwrap()
.is_none());
p.write_snapshot(ComplianceFramework::Cra, MINI_CATALOG.as_bytes())
.await
.unwrap();
let doc = p
.read_snapshot(ComplianceFramework::Cra)
.await
.unwrap()
.unwrap();
assert_eq!(doc.to_controls().len(), 1);
assert_eq!(doc.framework(), Some(ComplianceFramework::Cra));
let _ = std::fs::remove_dir_all(&dir);
}
}
@@ -0,0 +1,139 @@
//! Scan-pipeline integration for control triage.
//!
//! After the deterministic tools have produced findings, this stamps each finding
//! with the compliance control(s) it's evidence for and marks control-level false
//! positives — using the ingested OSCAL catalog for control text, the
//! `control-map` LUT for the finding→control link, and the grounded LLM judge to
//! confirm. Skipped entirely unless breakpilot is configured.
use std::collections::HashMap;
use std::path::Path;
use std::sync::Arc;
use compliance_core::control_check::{CandidateRegion, ControlCheckSpec};
use compliance_core::models::finding::{Finding, FindingStatus, Severity};
use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::AgentConfig;
use control_map::ControlMap;
use super::{ControlTriage, LlmControlJudge, OscalControlsProvider, TriageOutcome};
use crate::llm::LlmClient;
/// Lines of context to read on each side of a finding's line.
const REGION_WINDOW: usize = 6;
/// Triage every finding in `findings` against the CRA control map: stamp
/// `control_refs` on confirmed findings and flag control false positives. Returns
/// the number of findings tagged with at least one control.
pub async fn triage_repo_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
findings: &mut [Finding],
) -> usize {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return 0; // control triage is opt-in via BREAKPILOT_BASE_URL
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let specs = build_specs(&provider).await;
if specs.is_empty() {
return 0;
}
let map = match ControlMap::cra() {
Ok(m) => m,
Err(e) => {
tracing::warn!(error = %e, "control map failed to load; skipping control triage");
return 0;
}
};
let triage = ControlTriage::new(LlmControlJudge::new(llm), map, specs);
let mut tagged = 0;
for finding in findings.iter_mut() {
let (Some(file), Some(line)) = (finding.file_path.clone(), finding.line_number) else {
continue;
};
let Some(region) = fetch_region(repo_path, &file, line) else {
continue;
};
match triage.triage(finding, &region).await {
TriageOutcome::Confirmed(controls) => {
finding.control_refs = controls;
tagged += 1;
}
TriageOutcome::FalsePositive => {
finding.status = FindingStatus::FalsePositive;
finding.triage_action = Some("control_false_positive".to_string());
}
TriageOutcome::Unmapped => {}
}
}
tagged
}
/// Build the control requirement specs (by id) from the ingested OSCAL catalog.
async fn build_specs(provider: &OscalControlsProvider) -> HashMap<String, ControlCheckSpec> {
let mut specs = HashMap::new();
match provider.load(ComplianceFramework::Cra).await {
Ok(doc) => {
for control in doc.to_controls() {
specs.insert(
control.id.clone(),
ControlCheckSpec {
control_id: control.id,
title: control.title,
requirement: control.text,
default_cwe: None,
severity: Severity::Medium,
},
);
}
}
Err(e) => tracing::warn!(error = %e, "could not load control catalog for triage"),
}
specs
}
/// Read a window of lines around `line` (1-based) from `repo_path/file`.
fn fetch_region(repo_path: &Path, file: &str, line: u32) -> Option<CandidateRegion> {
let content = std::fs::read_to_string(repo_path.join(file)).ok()?;
let lines: Vec<&str> = content.lines().collect();
if lines.is_empty() {
return None;
}
let center = (line.saturating_sub(1) as usize).min(lines.len() - 1);
let start = center.saturating_sub(REGION_WINDOW);
let end = (center + REGION_WINDOW + 1).min(lines.len());
Some(CandidateRegion {
file: file.to_string(),
start_line: (start as u32) + 1,
content: lines[start..end].join("\n"),
})
}
#[cfg(test)]
mod tests {
use super::*;
#[test]
fn fetch_region_windows_around_the_line() {
let dir = std::env::temp_dir().join(format!("triage-region-{}", uuid::Uuid::new_v4()));
std::fs::create_dir_all(&dir).unwrap();
let file = "a.py";
std::fs::write(dir.join(file), "l1\nl2\nl3\nSECRET=1\nl5\nl6\n").unwrap();
let r = fetch_region(&dir, file, 4).unwrap();
assert!(r.content.contains("SECRET=1"));
assert_eq!(r.start_line, 1); // window clamps to file start
let _ = std::fs::remove_dir_all(&dir);
}
#[test]
fn fetch_region_missing_file_is_none() {
assert!(fetch_region(Path::new("/nonexistent"), "nope.py", 1).is_none());
}
}
+184
View File
@@ -0,0 +1,184 @@
//! Triage step: confirm/refute a deterministic tool finding against the controls
//! it maps to (via the `control-map` LUT), grounding the judgment.
//!
//! This is where the LLM finally enters — as a **false-positive filter over tool
//! output**, never as the detector (the ZeroFalse / IRIS pattern). A tool
//! (semgrep, gitleaks, syft/osv) detects deterministically; `controls_for(tool,
//! cwe)` attaches the finding to the control(s) it's evidence for; the grounded
//! judge then confirms or refutes each, and only judgments anchored to real code
//! survive.
use std::collections::HashMap;
use compliance_core::control_check::{ground, CandidateRegion, ControlCheckSpec};
use compliance_core::models::Finding;
use control_map::ControlMap;
use super::judge::ControlJudge;
/// What triage decided for one tool finding.
#[derive(Debug, Clone, PartialEq, Eq)]
pub enum TriageOutcome {
/// The finding maps to no control in the LUT — keep it, untagged.
Unmapped,
/// Maps to controls and the grounded judge confirmed at least one — keep the
/// finding and tag it with these control ids.
Confirmed(Vec<String>),
/// Maps to controls but the judge grounded none — treat as a false positive.
FalsePositive,
}
/// Triages tool findings against the control map, confirming with a grounded judge.
pub struct ControlTriage<J> {
judge: J,
map: ControlMap,
/// Control requirement specs (by control id), built from the ingested catalog.
specs: HashMap<String, ControlCheckSpec>,
}
impl<J: ControlJudge> ControlTriage<J> {
pub fn new(judge: J, map: ControlMap, specs: HashMap<String, ControlCheckSpec>) -> Self {
Self { judge, map, specs }
}
/// Triage one tool finding. `region` is the code around the finding, used as
/// the grounding evidence for the judge.
pub async fn triage(&self, finding: &Finding, region: &CandidateRegion) -> TriageOutcome {
let Some(cwe) = finding.cwe.as_deref() else {
return TriageOutcome::Unmapped;
};
let mapped = self.map.controls_for(&finding.scanner, cwe);
if mapped.is_empty() {
return TriageOutcome::Unmapped;
}
let mut confirmed = Vec::new();
for entry in mapped {
let Some(spec) = self.specs.get(&entry.control) else {
continue;
};
let verdict = self.judge.judge(spec, region).await;
// The verdict only counts if it grounds to real code in the region.
if ground(spec, region, &verdict, &finding.repo_id).is_some() {
confirmed.push(entry.control.clone());
}
}
if confirmed.is_empty() {
TriageOutcome::FalsePositive
} else {
TriageOutcome::Confirmed(confirmed)
}
}
}
#[cfg(test)]
mod tests {
use super::*;
use compliance_core::control_check::LlmVerdict;
use compliance_core::models::finding::Severity;
use compliance_core::models::scan::ScanType;
struct StubJudge {
verdict: LlmVerdict,
}
impl ControlJudge for StubJudge {
async fn judge(&self, _s: &ControlCheckSpec, _r: &CandidateRegion) -> LlmVerdict {
self.verdict.clone()
}
}
fn specs() -> HashMap<String, ControlCheckSpec> {
let mut m = HashMap::new();
m.insert(
"cra-ai-8".to_string(),
ControlCheckSpec {
control_id: "cra-ai-8".into(),
title: "No default passwords".into(),
requirement: "No default credentials".into(),
default_cwe: Some("CWE-798".into()),
severity: Severity::High,
},
);
m
}
fn semgrep_finding(cwe: &str) -> Finding {
let mut f = Finding::new(
"repo".into(),
"fp1".into(),
"semgrep".into(),
ScanType::Sast,
"hardcoded credential".into(),
"desc".into(),
Severity::High,
);
f.cwe = Some(cwe.into());
f
}
fn region() -> CandidateRegion {
CandidateRegion {
file: "src/auth.py".into(),
start_line: 1,
content: "PASSWORD = \"admin123\"\n".into(),
}
}
#[tokio::test]
async fn confirmed_finding_is_tagged_with_control() {
let triage = ControlTriage::new(
StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "PASSWORD = \"admin123\"".into(),
cwe: None,
confidence: 0.9,
},
},
ControlMap::cra().unwrap(),
specs(),
);
let out = triage.triage(&semgrep_finding("CWE-798"), &region()).await;
assert_eq!(out, TriageOutcome::Confirmed(vec!["cra-ai-8".to_string()]));
}
#[tokio::test]
async fn refuted_mapped_finding_is_false_positive() {
// Maps to cra-ai-8, but the judge doesn't confirm (no violation) → FP.
let triage = ControlTriage::new(
StubJudge {
verdict: LlmVerdict {
violates: false,
snippet: String::new(),
cwe: None,
confidence: 0.1,
},
},
ControlMap::cra().unwrap(),
specs(),
);
let out = triage.triage(&semgrep_finding("CWE-798"), &region()).await;
assert_eq!(out, TriageOutcome::FalsePositive);
}
#[tokio::test]
async fn unmapped_cwe_is_left_untagged() {
let triage = ControlTriage::new(
StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "PASSWORD = \"admin123\"".into(),
cwe: None,
confidence: 0.9,
},
},
ControlMap::cra().unwrap(),
specs(),
);
let out = triage
.triage(&semgrep_finding("CWE-99999"), &region())
.await;
assert_eq!(out, TriageOutcome::Unmapped);
}
}
+1
View File
@@ -4,6 +4,7 @@ pub mod agent;
pub mod api;
pub mod classify;
pub mod config;
pub mod controls;
pub mod database;
pub mod error;
pub mod ingest;
+1
View File
@@ -344,6 +344,7 @@ mod tests {
tenant_registry_url: None,
plc_runtime: compliance_core::PlcRuntimeConfig::default(),
werkbank_runner_token: None,
breakpilot: compliance_core::config::BreakpilotConfig::default(),
}
}
@@ -215,6 +215,21 @@ impl PipelineOrchestrator {
.await;
tracing::info!("[{repo_id}] Triaged: {triaged} findings passed confidence threshold");
// Stage 5b: control triage — stamp findings with the compliance control(s)
// they're evidence for and flag control false positives (grounded LLM over
// deterministic tool output). No-op unless breakpilot is configured.
self.update_phase(scan_run_id, "control_triage").await;
let tagged = crate::controls::triage_repo_findings(
&self.config,
self.llm.clone(),
&repo_path,
&mut all_findings,
)
.await;
if tagged > 0 {
tracing::info!("[{repo_id}] Control triage tagged {tagged} findings with control refs");
}
// Dedup against existing findings and insert new ones
let mut new_count = 0u32;
let mut new_findings: Vec<Finding> = Vec::new();
+25 -4
View File
@@ -82,10 +82,7 @@ impl Scanner for SemgrepScanner {
finding.file_path = Some(r.path);
finding.line_number = Some(r.start.line);
finding.code_snippet = Some(r.extra.lines);
finding.cwe = r
.extra
.metadata
.and_then(|m| m.get("cwe").and_then(|v| v.as_str()).map(|s| s.to_string()));
finding.cwe = r.extra.metadata.as_ref().and_then(extract_cwe);
finding
})
.collect();
@@ -124,10 +121,34 @@ struct SemgrepExtra {
metadata: Option<serde_json::Value>,
}
/// semgrep emits `metadata.cwe` as a list of strings like
/// `"CWE-798: Use of Hard-coded Credentials"` (occasionally a bare string). Take
/// the first entry and normalise it to just the `CWE-NNN` id.
fn extract_cwe(metadata: &serde_json::Value) -> Option<String> {
let raw = metadata.get("cwe")?;
let text = match raw {
serde_json::Value::Array(items) => items.first()?.as_str()?,
serde_json::Value::String(s) => s.as_str(),
_ => return None,
};
let id = text.split(':').next().unwrap_or(text).trim();
(!id.is_empty()).then(|| id.to_string())
}
#[cfg(test)]
mod tests {
use super::*;
#[test]
fn extract_cwe_handles_list_and_normalises() {
let md = serde_json::json!({"cwe": ["CWE-798: Use of Hard-coded Credentials"]});
assert_eq!(extract_cwe(&md).as_deref(), Some("CWE-798"));
let bare = serde_json::json!({"cwe": "CWE-89"});
assert_eq!(extract_cwe(&bare).as_deref(), Some("CWE-89"));
let none = serde_json::json!({"severity": "ERROR"});
assert_eq!(extract_cwe(&none), None);
}
#[test]
fn deserialize_semgrep_output() {
let json = r#"{
+1
View File
@@ -60,6 +60,7 @@ pub fn dev_config(mongodb_uri: String, db_name: String) -> AgentConfig {
tenant_registry_url: None,
plc_runtime: compliance_core::PlcRuntimeConfig::default(),
werkbank_runner_token: Some(SecretString::from(TEST_RUNNER_TOKEN.to_string())),
breakpilot: compliance_core::config::BreakpilotConfig::default(),
}
}
+27
View File
@@ -58,6 +58,33 @@ pub struct AgentConfig {
/// jobs — NOT a Keycloak JWT, since a runner acts across tenants. When
/// `None`, those endpoints are not mounted at all.
pub werkbank_runner_token: Option<SecretString>,
/// Source for the OSCAL control catalog pulled from breakpilot-compliance
/// (drives the [`crate::traits::ControlsProvider`]). Disabled when
/// `base_url` is `None`.
pub breakpilot: BreakpilotConfig,
}
/// Where to pull the OSCAL control catalog from breakpilot-compliance, and where
/// to snapshot it for deterministic / offline reuse.
#[derive(Debug, Clone)]
pub struct BreakpilotConfig {
/// Backend base URL (e.g. `http://backend-compliance:8002`). `None` disables
/// the OSCAL controls provider.
pub base_url: Option<String>,
/// Optional bearer token for the catalog endpoint.
pub token: Option<SecretString>,
/// Directory for catalog snapshots.
pub snapshot_dir: String,
}
impl Default for BreakpilotConfig {
fn default() -> Self {
Self {
base_url: None,
token: None,
snapshot_dir: "/data/compliance-scanner/oscal".to_string(),
}
}
}
/// Configuration for the ephemeral soft-PLC "provision-and-test" path (#183).
+204
View File
@@ -0,0 +1,204 @@
//! Grounded control-driven checking.
//!
//! Turns a *text* control into findings via an LLM used as a **pattern-recognizer**
//! whose output is grounded to real code — so a hallucinated finding cannot
//! survive. Determinism is structural, not a prompt plea:
//!
//! 1. the LLM only ever judges *retrieved* regions — it can't invent findings in
//! code it never saw;
//! 2. a verdict becomes a finding only if its quoted snippet appears **verbatim**
//! in the region, and the line is recomputed from that match — the model's own
//! line number is never trusted ([`ground`]);
//! 3. verdicts are cached by content hash ([`cache_key`]) so re-scans reproduce.
//!
//! The LLM supplies cross-language / cross-stack pattern recognition; this module
//! supplies the determinism.
use sha2::{Digest, Sha256};
use crate::models::finding::{Finding, Severity};
use crate::models::scan::ScanType;
/// A control rendered as a check the LLM judges code against.
#[derive(Debug, Clone)]
pub struct ControlCheckSpec {
/// Stable control id, e.g. `"cra-ai-8"`.
pub control_id: String,
/// Short control title (used in the finding title).
pub title: String,
/// The requirement text the LLM judges against (control objective/statement).
pub requirement: String,
/// CWE to fall back to when the model doesn't supply one.
pub default_cwe: Option<String>,
/// Severity for findings raised from this control.
pub severity: Severity,
}
/// A retrieved code region the LLM judges — never the whole repo.
#[derive(Debug, Clone)]
pub struct CandidateRegion {
/// Repo-relative path.
pub file: String,
/// 1-based line number of the region's first line in `file`.
pub start_line: u32,
/// The region's source text.
pub content: String,
}
/// The LLM's structured verdict for one (control, region). `snippet` is the
/// verbatim code the model claims proves the violation — it is the anchor the
/// grounding gate checks.
#[derive(Debug, Clone)]
pub struct LlmVerdict {
pub violates: bool,
pub snippet: String,
pub cwe: Option<String>,
pub confidence: f64,
}
/// The grounding gate. A verdict becomes a [`Finding`] only if it claims a
/// violation AND its quoted `snippet` appears verbatim in `region.content`; the
/// finding's line is computed from the match, so a fabricated or mis-located
/// snippet is dropped. Pure — no LLM, no I/O.
pub fn ground(
spec: &ControlCheckSpec,
region: &CandidateRegion,
verdict: &LlmVerdict,
repo_id: &str,
) -> Option<Finding> {
if !verdict.violates {
return None;
}
let snippet = verdict.snippet.trim();
if snippet.is_empty() {
return None;
}
// Grounding: the quoted snippet must literally exist in the retrieved region.
let pos = region.content.find(snippet)?;
// Recompute the real line from the match — never trust the model's number.
let newlines_before = region.content[..pos].matches('\n').count();
let line = region.start_line + newlines_before as u32;
let mut finding = Finding::new(
repo_id.to_string(),
control_finding_fingerprint(&spec.control_id, &region.file, snippet),
"control-check".to_string(),
ScanType::CodeReview,
format!("{}: {}", spec.control_id, spec.title),
format!(
"Control {} appears violated ({}) at {}:{line}",
spec.control_id, spec.requirement, region.file
),
spec.severity.clone(),
);
finding.cwe = verdict.cwe.clone().or_else(|| spec.default_cwe.clone());
finding.file_path = Some(region.file.clone());
finding.line_number = Some(line);
finding.code_snippet = Some(snippet.to_string());
finding.confidence = Some(verdict.confidence);
// Carry the control reference on the finding.
finding.control_refs = vec![spec.control_id.clone()];
Some(finding)
}
/// Deterministic cache key for a (control, region, model, prompt-version) verdict
/// so identical inputs reproduce the same verdict without another LLM call.
pub fn cache_key(
control_id: &str,
region_content: &str,
model: &str,
prompt_version: &str,
) -> String {
hash_parts(&[control_id, region_content, model, prompt_version])
}
fn control_finding_fingerprint(control_id: &str, file: &str, snippet: &str) -> String {
hash_parts(&[control_id, file, snippet])
}
fn hash_parts(parts: &[&str]) -> String {
let mut hasher = Sha256::new();
for part in parts {
hasher.update(part.as_bytes());
hasher.update([0u8]); // domain separator between parts
}
hex::encode(hasher.finalize())
}
#[cfg(test)]
mod tests {
use super::*;
fn spec() -> ControlCheckSpec {
ControlCheckSpec {
control_id: "cra-ai-8".into(),
title: "No default passwords".into(),
requirement: "Products must not ship default credentials".into(),
default_cwe: Some("CWE-798".into()),
severity: Severity::High,
}
}
fn region() -> CandidateRegion {
CandidateRegion {
file: "src/auth.py".into(),
start_line: 10,
content: "def login():\n PASSWORD = \"admin123\"\n return PASSWORD\n".into(),
}
}
#[test]
fn grounds_real_snippet_with_recomputed_line() {
let v = LlmVerdict {
violates: true,
snippet: "PASSWORD = \"admin123\"".into(),
cwe: None,
confidence: 0.9,
};
let f = ground(&spec(), &region(), &v, "repo").expect("should ground");
assert_eq!(f.line_number, Some(11)); // 2nd line of a region starting at 10
assert_eq!(f.cwe.as_deref(), Some("CWE-798")); // fell back to the spec default
assert_eq!(f.control_refs, vec!["cra-ai-8".to_string()]); // control ref carried
assert_eq!(f.file_path.as_deref(), Some("src/auth.py"));
assert_eq!(f.code_snippet.as_deref(), Some("PASSWORD = \"admin123\""));
}
#[test]
fn drops_fabricated_snippet_not_in_region() {
let v = LlmVerdict {
violates: true,
snippet: "SECRET = \"totally-made-up\"".into(),
cwe: None,
confidence: 0.99,
};
assert!(ground(&spec(), &region(), &v, "repo").is_none());
}
#[test]
fn drops_non_violation_and_empty_snippet() {
let no = LlmVerdict {
violates: false,
snippet: "PASSWORD = \"admin123\"".into(),
cwe: None,
confidence: 0.9,
};
assert!(ground(&spec(), &region(), &no, "repo").is_none());
let empty = LlmVerdict {
violates: true,
snippet: " ".into(),
cwe: None,
confidence: 0.9,
};
assert!(ground(&spec(), &region(), &empty, "repo").is_none());
}
#[test]
fn cache_key_and_fingerprint_are_deterministic() {
assert_eq!(cache_key("c", "x", "m", "v"), cache_key("c", "x", "m", "v"));
assert_ne!(cache_key("c", "x", "m", "v"), cache_key("c", "y", "m", "v"));
assert_eq!(
control_finding_fingerprint("c", "f", "s"),
control_finding_fingerprint("c", "f", "s")
);
}
}
+1
View File
@@ -1,4 +1,5 @@
pub mod config;
pub mod control_check;
pub mod db;
pub mod error;
pub mod models;
+5
View File
@@ -76,6 +76,10 @@ pub struct Finding {
pub triage_rationale: Option<String>,
/// Developer feedback on finding quality
pub developer_feedback: Option<String>,
/// Compliance control ids this finding is evidence for (stamped by control
/// triage against the `control-map` LUT). Empty when unmapped.
#[serde(default)]
pub control_refs: Vec<String>,
#[serde(with = "super::serde_helpers::bson_datetime")]
pub created_at: DateTime<Utc>,
#[serde(with = "super::serde_helpers::bson_datetime")]
@@ -118,6 +122,7 @@ impl Finding {
triage_action: None,
triage_rationale: None,
developer_feedback: None,
control_refs: Vec::new(),
created_at: now,
updated_at: now,
}
+4
View File
@@ -10,6 +10,8 @@ pub mod mcp;
pub mod mcp_token;
pub mod notification;
pub mod onboarding;
pub mod oscal;
pub mod oscal_assessment;
pub mod pentest;
pub mod repository;
pub mod sbom;
@@ -39,6 +41,8 @@ pub use onboarding::{
GitArtifactConfig, IssueTrackerConfig, OnboardedTarget, PlcArtifactConfig, PlcFormat,
TargetScanConfig, TargetType, TargetTypeCandidate, WebArtifactConfig,
};
pub use oscal::OscalDocument;
pub use oscal_assessment::{assess, AssessmentResultsDoc, ControlLinker};
pub use pentest::{
AttackChainNode, AttackNodeStatus, AuthMode, CodeContextHint, Environment, IdentityProvider,
PentestAuthConfig, PentestConfig, PentestEvent, PentestMessage, PentestSession, PentestStats,
+250
View File
@@ -0,0 +1,250 @@
//! OSCAL 1.1 catalog types + mapping into the controls corpus.
//!
//! Deserialises the OSCAL catalog served by breakpilot-compliance
//! (`GET /api/compliance/v1/oscal/catalog`) and maps its controls into the
//! framework-agnostic [`crate::traits::Control`] that the mapping engine consumes.
//! Only the fields we use are modelled; unknown OSCAL fields are ignored so the
//! producer can add detail without breaking us.
//!
//! Scope boundary: this is the *catalog* (domain content). Assessment objectives
//! and scanner routing live in our assessment layer, not here — see
//! [`crate::traits::ControlsProvider`].
use serde::Deserialize;
use crate::models::onboarding::ComplianceFramework;
use crate::traits::Control as CorpusControl;
/// A parsed OSCAL catalog document (`{"catalog": {...}}`).
#[derive(Debug, Clone, Deserialize)]
pub struct OscalDocument {
pub catalog: Catalog,
}
/// An OSCAL catalog: metadata + a tree of control groups.
#[derive(Debug, Clone, Deserialize)]
pub struct Catalog {
pub uuid: String,
pub metadata: Metadata,
#[serde(default)]
pub groups: Vec<Group>,
#[serde(rename = "back-matter", default)]
pub back_matter: Option<BackMatter>,
}
/// Catalog metadata (title/version + provenance props).
#[derive(Debug, Clone, Deserialize)]
pub struct Metadata {
pub title: String,
pub version: String,
#[serde(rename = "oscal-version")]
pub oscal_version: String,
#[serde(default)]
pub props: Vec<Prop>,
}
/// A name/value property, optionally namespaced.
#[derive(Debug, Clone, Deserialize)]
pub struct Prop {
pub name: String,
pub value: String,
#[serde(default)]
pub ns: Option<String>,
}
/// A control group (may nest sub-groups and controls).
#[derive(Debug, Clone, Deserialize)]
pub struct Group {
#[serde(default)]
pub id: String,
#[serde(default)]
pub title: String,
#[serde(default)]
pub controls: Vec<Control>,
#[serde(default)]
pub groups: Vec<Group>,
}
/// An OSCAL control (may nest enhancement controls).
#[derive(Debug, Clone, Deserialize)]
pub struct Control {
pub id: String,
#[serde(default)]
pub title: String,
#[serde(default)]
pub props: Vec<Prop>,
#[serde(default)]
pub parts: Vec<Part>,
#[serde(default)]
pub links: Vec<Link>,
#[serde(default)]
pub controls: Vec<Control>,
}
/// A control part (e.g. the `statement`), may nest sub-parts.
#[derive(Debug, Clone, Deserialize)]
pub struct Part {
#[serde(default)]
pub name: String,
#[serde(default)]
pub prose: Option<String>,
#[serde(default)]
pub parts: Vec<Part>,
}
/// A link, e.g. a `reference` to a back-matter resource.
#[derive(Debug, Clone, Deserialize)]
pub struct Link {
pub href: String,
#[serde(default)]
pub rel: Option<String>,
}
/// Back-matter holding referenced resources (e.g. the CRA measures).
#[derive(Debug, Clone, Deserialize)]
pub struct BackMatter {
#[serde(default)]
pub resources: Vec<Resource>,
}
/// A back-matter resource referenced by control links.
#[derive(Debug, Clone, Deserialize)]
pub struct Resource {
pub uuid: String,
#[serde(default)]
pub title: Option<String>,
#[serde(default)]
pub description: Option<String>,
}
impl Metadata {
/// First prop value with the given name.
pub fn prop(&self, name: &str) -> Option<&str> {
self.props
.iter()
.find(|p| p.name == name)
.map(|p| p.value.as_str())
}
}
impl Control {
/// First prop value with the given name.
pub fn prop(&self, name: &str) -> Option<&str> {
self.props
.iter()
.find(|p| p.name == name)
.map(|p| p.value.as_str())
}
/// The control's `statement` prose, if present.
pub fn statement(&self) -> Option<&str> {
self.parts
.iter()
.find(|p| p.name == "statement")
.and_then(|p| p.prose.as_deref())
}
}
impl OscalDocument {
/// The framework this catalog declares (`metadata.props[name="framework"]`).
pub fn framework(&self) -> Option<ComplianceFramework> {
framework_from_str(self.catalog.metadata.prop("framework")?)
}
/// The catalog `content-hash` prop — consumers pin this to snapshot/detect drift.
pub fn content_hash(&self) -> Option<&str> {
self.catalog.metadata.prop("content-hash")
}
/// Flatten the catalog into the corpus controls the mapping engine consumes.
pub fn to_controls(&self) -> Vec<CorpusControl> {
let framework = self.framework().unwrap_or(ComplianceFramework::Cra);
let source_label = self.catalog.metadata.title.as_str();
let mut out = Vec::new();
for group in &self.catalog.groups {
collect_group(group, framework, source_label, &mut out);
}
out
}
}
/// Map an OSCAL framework token (e.g. `"cra"`) to [`ComplianceFramework`] via its
/// serde snake_case representation.
fn framework_from_str(raw: &str) -> Option<ComplianceFramework> {
serde_json::from_value(serde_json::Value::String(raw.to_string())).ok()
}
fn collect_group(
group: &Group,
framework: ComplianceFramework,
source_label: &str,
out: &mut Vec<CorpusControl>,
) {
for control in &group.controls {
collect_control(control, framework, source_label, out);
}
for sub in &group.groups {
collect_group(sub, framework, source_label, out);
}
}
fn collect_control(
control: &Control,
framework: ComplianceFramework,
source_label: &str,
out: &mut Vec<CorpusControl>,
) {
let source = match control.prop("annex-anchor") {
Some(anchor) => Some(format!("{source_label} · {anchor}")),
None => Some(source_label.to_string()),
};
out.push(CorpusControl {
id: control.id.clone(),
framework,
title: control.title.clone(),
text: control.statement().unwrap_or_default().to_string(),
source,
});
for enhancement in &control.controls {
collect_control(enhancement, framework, source_label, out);
}
}
#[cfg(test)]
#[allow(clippy::unwrap_used)]
mod tests {
use super::*;
const CATALOG: &str = include_str!("../../tests/data/cra_catalog.json");
fn parse() -> OscalDocument {
serde_json::from_str(CATALOG).unwrap()
}
#[test]
fn parses_full_catalog() {
let doc = parse();
assert_eq!(doc.catalog.metadata.oscal_version, "1.1.2");
assert!(!doc.catalog.groups.is_empty());
assert!(doc.catalog.back_matter.is_some());
}
#[test]
fn maps_all_controls_to_corpus() {
let doc = parse();
let controls = doc.to_controls();
assert_eq!(controls.len(), 40);
assert_eq!(doc.framework(), Some(ComplianceFramework::Cra));
let c8 = controls.iter().find(|c| c.id == "cra-ai-8").unwrap();
assert_eq!(c8.framework, ComplianceFramework::Cra);
assert!(!c8.title.is_empty());
assert!(!c8.text.is_empty(), "statement prose should map into text");
assert!(c8.source.as_deref().unwrap_or_default().contains("Annex I"));
}
#[test]
fn exposes_content_hash_for_snapshotting() {
assert_eq!(parse().content_hash().map(str::len), Some(64));
}
}
@@ -0,0 +1,424 @@
//! OSCAL 1.1 assessment-results — assess our findings against catalog controls.
//!
//! The catalog (domain content) comes from the producer; the **assessment** is
//! ours. This links compliance [`Finding`]s to catalog control-ids and emits a
//! standard OSCAL assessment-results document: an observation per linked finding,
//! and a per-control finding with a `not-satisfied` status. `reviewed-controls`
//! records the full catalog set we considered.
//!
//! Deterministic: stable `uuid5` ids; the caller supplies the assessment
//! timestamp. Pure — no DB, no network.
use std::collections::HashMap;
use chrono::{DateTime, Utc};
use serde::Serialize;
use uuid::Uuid;
use crate::models::finding::{Finding, FindingStatus};
const OSCAL_VERSION: &str = "1.1.2";
/// Same namespace as the catalog exporter, so ids are stable and correlatable.
const NAMESPACE: Uuid = Uuid::from_bytes([
0x6f, 0x1e, 0x7c, 0x2a, 0x3b, 0x4d, 0x5e, 0x6f, 0x8a, 0x9b, 0x0c, 0x1d, 0x2e, 0x3f, 0x4a, 0x5b,
]);
fn det_uuid(name: &str) -> String {
Uuid::new_v5(&NAMESPACE, name.as_bytes()).to_string()
}
/// Links findings to the catalog control-ids they provide evidence for.
pub struct ControlLinker {
cwe_to_controls: HashMap<u32, Vec<String>>,
}
impl ControlLinker {
/// Build a linker from an explicit CWE → control-id map.
pub fn new(cwe_to_controls: HashMap<u32, Vec<String>>) -> Self {
Self { cwe_to_controls }
}
/// Seed of CWE → CRA Annex I control mappings (mirrors breakpilot's
/// `_CWE_TO_REQ`; extend as scanner coverage grows).
pub fn cra_seed() -> Self {
let pairs: &[(u32, &str)] = &[
(798, "cra-ai-8"),
(259, "cra-ai-8"),
(1392, "cra-ai-8"),
(327, "cra-ai-13"),
(326, "cra-ai-13"),
(319, "cra-ai-15"),
(311, "cra-ai-15"),
(89, "cra-ai-20"),
(79, "cra-ai-20"),
(78, "cra-ai-20"),
(22, "cra-ai-20"),
];
let mut map: HashMap<u32, Vec<String>> = HashMap::new();
for (cwe, id) in pairs {
map.entry(*cwe).or_default().push((*id).to_string());
}
Self::new(map)
}
/// Parse a CWE token such as `"CWE-798"` or `"798"` into its number.
fn parse_cwe(raw: &str) -> Option<u32> {
raw.trim_start_matches(|c: char| !c.is_ascii_digit())
.split(|c: char| !c.is_ascii_digit())
.next()
.filter(|s| !s.is_empty())
.and_then(|s| s.parse().ok())
}
/// The control-ids a finding provides evidence for (via its CWE).
pub fn controls_for(&self, finding: &Finding) -> Vec<String> {
finding
.cwe
.as_deref()
.and_then(Self::parse_cwe)
.and_then(|cwe| self.cwe_to_controls.get(&cwe))
.cloned()
.unwrap_or_default()
}
}
/// Build a standard OSCAL assessment-results document from `findings`, using each
/// finding's stamped `control_refs` for control linkage. EVERY non-false-positive
/// finding is emitted as an observation — mapped findings additionally produce a
/// per-control `not-satisfied` finding; **unmapped findings are reported as-is**
/// (an observation carrying their CWE/tool/severity, with no control target) so
/// nothing is lost. `at` is the assessment timestamp.
pub fn assess(findings: &[Finding], at: DateTime<Utc>) -> AssessmentResultsDoc {
let ts = at.to_rfc3339();
let mut observations = Vec::new();
let mut obs_by_control: HashMap<String, Vec<String>> = HashMap::new();
let mut mapped = 0usize;
let mut unmapped = 0usize;
for finding in findings {
if finding.status == FindingStatus::FalsePositive {
continue; // flagged tool false positive — excluded from the report
}
let obs_uuid = det_uuid(&format!("obs:{}", finding.fingerprint));
let location = match (&finding.file_path, finding.line_number) {
(Some(f), Some(l)) => Some(format!("{f}:{l}")),
(Some(f), None) => Some(f.clone()),
_ => None,
};
let is_mapped = !finding.control_refs.is_empty();
if is_mapped {
mapped += 1;
} else {
unmapped += 1;
}
let mut props = vec![
ObsProp::new("tool", &finding.scanner),
ObsProp::new("severity", &finding.severity.to_string()),
ObsProp::new("mapping", if is_mapped { "mapped" } else { "unmapped" }),
];
if let Some(cwe) = &finding.cwe {
props.push(ObsProp::new("cwe", cwe));
}
observations.push(Observation {
uuid: obs_uuid.clone(),
title: finding.title.clone(),
description: finding.description.clone(),
methods: vec!["TEST".to_string()],
collected: ts.clone(),
props,
relevant_evidence: vec![RelevantEvidence {
href: location.map(|l| format!("file://{l}")),
description: format!("[{}] {}", finding.scanner, finding.title),
}],
});
for control_id in &finding.control_refs {
obs_by_control
.entry(control_id.clone())
.or_default()
.push(obs_uuid.clone());
}
}
let mut hit_controls: Vec<&String> = obs_by_control.keys().collect();
hit_controls.sort();
let ar_findings: Vec<ArFinding> = hit_controls
.iter()
.map(|control_id| ArFinding {
uuid: det_uuid(&format!("finding:{control_id}")),
title: format!("Findings affect {control_id}"),
target: FindingTarget {
target_type: "statement-id".to_string(),
target_id: format!("{control_id}_smt"),
status: TargetStatus {
state: "not-satisfied".to_string(),
},
},
related_observations: obs_by_control[*control_id]
.iter()
.map(|u| RelatedObservation {
observation_uuid: u.clone(),
})
.collect(),
})
.collect();
let include_controls: Vec<SelectControlById> = hit_controls
.iter()
.map(|c| SelectControlById {
control_id: (*c).clone(),
})
.collect();
let result = ArResult {
uuid: det_uuid("result:cra"),
title: "Automated code-compliance assessment".to_string(),
description: format!(
"{} observation(s): {mapped} control-linked, {unmapped} unmapped (as-is); {} control(s) affected",
observations.len(),
include_controls.len()
),
start: ts.clone(),
reviewed_controls: ReviewedControls {
control_selections: vec![ControlSelection { include_controls }],
},
observations,
findings: ar_findings,
};
AssessmentResultsDoc {
assessment_results: AssessmentResults {
uuid: det_uuid("assessment-results:cra"),
metadata: ArMetadata {
title: "Compliance scanner — OSCAL assessment results".to_string(),
last_modified: ts,
version: "1.0.0".to_string(),
oscal_version: OSCAL_VERSION.to_string(),
},
import_ap: ImportAp {
href: "#cra-annex-i".to_string(),
},
results: vec![result],
},
}
}
// ── OSCAL assessment-results document (serialise) ────────────────────────────
/// The root OSCAL assessment-results document.
#[derive(Debug, Clone, Serialize)]
pub struct AssessmentResultsDoc {
#[serde(rename = "assessment-results")]
pub assessment_results: AssessmentResults,
}
#[derive(Debug, Clone, Serialize)]
pub struct AssessmentResults {
pub uuid: String,
pub metadata: ArMetadata,
#[serde(rename = "import-ap")]
pub import_ap: ImportAp,
pub results: Vec<ArResult>,
}
#[derive(Debug, Clone, Serialize)]
pub struct ArMetadata {
pub title: String,
#[serde(rename = "last-modified")]
pub last_modified: String,
pub version: String,
#[serde(rename = "oscal-version")]
pub oscal_version: String,
}
#[derive(Debug, Clone, Serialize)]
pub struct ImportAp {
pub href: String,
}
#[derive(Debug, Clone, Serialize)]
pub struct ArResult {
pub uuid: String,
pub title: String,
pub description: String,
pub start: String,
#[serde(rename = "reviewed-controls")]
pub reviewed_controls: ReviewedControls,
#[serde(skip_serializing_if = "Vec::is_empty")]
pub observations: Vec<Observation>,
#[serde(skip_serializing_if = "Vec::is_empty")]
pub findings: Vec<ArFinding>,
}
#[derive(Debug, Clone, Serialize)]
pub struct ReviewedControls {
#[serde(rename = "control-selections")]
pub control_selections: Vec<ControlSelection>,
}
#[derive(Debug, Clone, Serialize)]
pub struct ControlSelection {
#[serde(rename = "include-controls", skip_serializing_if = "Vec::is_empty")]
pub include_controls: Vec<SelectControlById>,
}
#[derive(Debug, Clone, Serialize)]
pub struct SelectControlById {
#[serde(rename = "control-id")]
pub control_id: String,
}
#[derive(Debug, Clone, Serialize)]
pub struct Observation {
pub uuid: String,
pub title: String,
pub description: String,
pub methods: Vec<String>,
pub collected: String,
#[serde(skip_serializing_if = "Vec::is_empty")]
pub props: Vec<ObsProp>,
#[serde(rename = "relevant-evidence", skip_serializing_if = "Vec::is_empty")]
pub relevant_evidence: Vec<RelevantEvidence>,
}
/// A name/value observation property (cwe, tool, severity, mapping status). Lets an
/// unmapped finding be reported fully as-is.
#[derive(Debug, Clone, Serialize)]
pub struct ObsProp {
pub name: String,
pub value: String,
}
impl ObsProp {
fn new(name: &str, value: &str) -> Self {
Self {
name: name.to_string(),
value: value.to_string(),
}
}
}
#[derive(Debug, Clone, Serialize)]
pub struct RelevantEvidence {
#[serde(skip_serializing_if = "Option::is_none")]
pub href: Option<String>,
pub description: String,
}
#[derive(Debug, Clone, Serialize)]
pub struct ArFinding {
pub uuid: String,
pub title: String,
pub target: FindingTarget,
#[serde(rename = "related-observations", skip_serializing_if = "Vec::is_empty")]
pub related_observations: Vec<RelatedObservation>,
}
#[derive(Debug, Clone, Serialize)]
pub struct FindingTarget {
#[serde(rename = "type")]
pub target_type: String,
#[serde(rename = "target-id")]
pub target_id: String,
pub status: TargetStatus,
}
#[derive(Debug, Clone, Serialize)]
pub struct TargetStatus {
pub state: String,
}
#[derive(Debug, Clone, Serialize)]
pub struct RelatedObservation {
#[serde(rename = "observation-uuid")]
pub observation_uuid: String,
}
#[cfg(test)]
#[allow(clippy::unwrap_used)]
mod tests {
use super::*;
use crate::models::finding::Severity;
use crate::models::scan::ScanType;
fn finding(fp: &str, cwe: Option<&str>, refs: &[&str]) -> Finding {
let mut f = Finding::new(
"repo".into(),
fp.into(),
"semgrep".into(),
ScanType::Sast,
"hardcoded credential".into(),
"desc".into(),
Severity::High,
);
f.cwe = cwe.map(Into::into);
f.file_path = Some("src/auth.rs".into());
f.line_number = Some(42);
f.control_refs = refs.iter().map(|s| s.to_string()).collect();
f
}
fn at() -> DateTime<Utc> {
DateTime::parse_from_rfc3339("2026-07-20T00:00:00Z")
.unwrap()
.with_timezone(&Utc)
}
#[test]
fn mapped_finding_becomes_control_finding() {
let doc = assess(&[finding("f1", Some("CWE-798"), &["cra-ai-8"])], at());
let r = &doc.assessment_results.results[0];
assert_eq!(r.observations.len(), 1);
assert_eq!(r.findings.len(), 1);
assert_eq!(r.findings[0].target.target_id, "cra-ai-8_smt");
assert_eq!(r.findings[0].target.status.state, "not-satisfied");
assert_eq!(
r.reviewed_controls.control_selections[0]
.include_controls
.len(),
1
);
}
#[test]
fn unmapped_finding_is_reported_as_is() {
let doc = assess(&[finding("f1", Some("CWE-319"), &[])], at());
let r = &doc.assessment_results.results[0];
assert_eq!(r.observations.len(), 1); // still emitted...
assert!(r.findings.is_empty()); // ...but no control finding
assert!(r.reviewed_controls.control_selections[0]
.include_controls
.is_empty());
let props: Vec<(&str, &str)> = r.observations[0]
.props
.iter()
.map(|p| (p.name.as_str(), p.value.as_str()))
.collect();
assert!(props.contains(&("mapping", "unmapped")));
assert!(props.contains(&("cwe", "CWE-319")));
}
#[test]
fn false_positive_is_excluded() {
let mut f = finding("f1", Some("CWE-798"), &["cra-ai-8"]);
f.status = FindingStatus::FalsePositive;
let doc = assess(&[f], at());
assert!(doc.assessment_results.results[0].observations.is_empty());
}
#[test]
fn deterministic_and_valid_oscal() {
let mk = || {
vec![
finding("f1", Some("CWE-798"), &["cra-ai-8"]),
finding("f2", Some("CWE-319"), &[]),
]
};
let a = serde_json::to_string(&assess(&mk(), at())).unwrap();
let b = serde_json::to_string(&assess(&mk(), at())).unwrap();
assert_eq!(a, b);
assert!(a.contains("\"oscal-version\":\"1.1.2\""));
assert!(a.contains("\"not-satisfied\""));
assert!(a.contains("\"mapping\""));
}
}
File diff suppressed because it is too large Load Diff
+12 -1
View File
@@ -4,7 +4,7 @@ use rmcp::{
use crate::auth::current_tenant_id;
use crate::database::{Database, DatabasePool};
use crate::tools::{dast, findings, pentest, sbom};
use crate::tools::{dast, findings, oscal, pentest, sbom};
pub struct ComplianceMcpServer {
pool: DatabasePool,
@@ -68,6 +68,17 @@ impl ComplianceMcpServer {
findings::findings_summary(&db, params).await
}
#[tool(
description = "Emit an OSCAL 1.1 assessment-results document for a repo's findings (mapped findings target their compliance controls; unmapped findings are reported as-is)"
)]
async fn oscal_assessment(
&self,
Parameters(params): Parameters<oscal::OscalAssessmentParams>,
) -> Result<CallToolResult, rmcp::ErrorData> {
let db = self.tenant_db()?;
oscal::oscal_assessment(&db, params).await
}
// ── SBOM ──────────────────────────────────────────────
#[tool(
+1
View File
@@ -1,4 +1,5 @@
pub mod dast;
pub mod findings;
pub mod oscal;
pub mod pentest;
pub mod sbom;
+51
View File
@@ -0,0 +1,51 @@
//! OSCAL assessment MCP tool.
//!
//! Emits a standard OSCAL assessment-results document for a repo's findings —
//! what breakpilot's scanner MCP client pulls. Mapped findings target their
//! compliance controls (via the stamped `control_refs`); unmapped findings are
//! reported as-is, so nothing is lost.
use mongodb::bson::doc;
use rmcp::{model::*, ErrorData as McpError};
use schemars::JsonSchema;
use serde::Deserialize;
use compliance_core::models::oscal_assessment::assess;
use compliance_core::models::Finding;
use crate::database::Database;
#[derive(Debug, Deserialize, JsonSchema)]
pub struct OscalAssessmentParams {
/// Repository / target id to assess.
pub repo_id: String,
}
pub async fn oscal_assessment(
db: &Database,
params: OscalAssessmentParams,
) -> Result<CallToolResult, McpError> {
let mut cursor = db
.findings()
.find(doc! { "repo_id": &params.repo_id })
.await
.map_err(|e| McpError::internal_error(format!("DB error: {e}"), None))?;
let mut findings: Vec<Finding> = Vec::new();
while cursor
.advance()
.await
.map_err(|e| McpError::internal_error(format!("cursor error: {e}"), None))?
{
findings.push(
cursor
.deserialize_current()
.map_err(|e| McpError::internal_error(format!("deserialize error: {e}"), None))?,
);
}
let document = assess(&findings, chrono::Utc::now());
let json = serde_json::to_string_pretty(&document)
.map_err(|e| McpError::internal_error(format!("json error: {e}"), None))?;
Ok(CallToolResult::success(vec![Content::text(json)]))
}
+12
View File
@@ -0,0 +1,12 @@
[package]
name = "control-map"
version = "0.1.0"
edition = "2021"
[lints]
workspace = true
[dependencies]
serde = { workspace = true }
serde_json = { workspace = true }
thiserror = { workspace = true }
+399
View File
@@ -0,0 +1,399 @@
{
"version": "1.0",
"framework": "cra",
"controls": [
{
"control": "cra-ai-1",
"title": "Secure-by-Default-Konfiguration",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-2",
"title": "Minimale Angriffsflaeche",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-3",
"title": "Sichere Systemarchitektur",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-4",
"title": "Least-Privilege-Prinzip",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-5",
"title": "Manipulationsschutz",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-6",
"title": "Integritaetspruefung",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-7",
"title": "Starke Authentifizierung",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-8",
"title": "Keine Default-Passwoerter",
"scans": [
{
"tool": "gitleaks",
"scan_type": "secret_detection",
"cwe": [],
"rules": []
},
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [
"CWE-798",
"CWE-259"
],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-9",
"title": "Sicheres Credential-Management",
"scans": [
{
"tool": "gitleaks",
"scan_type": "secret_detection",
"cwe": [],
"rules": []
},
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [
"CWE-798",
"CWE-522"
],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-10",
"title": "Sitzungsmanagement",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-11",
"title": "Brute-Force-Schutz",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-12",
"title": "Rollenbasierte Autorisierung",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-13",
"title": "Verschluesselung sensibler Daten",
"scans": [
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [
"CWE-327",
"CWE-326"
],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-14",
"title": "Speicher-Schutz (Data at Rest)",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-15",
"title": "Transport-Schutz (Data in Transit)",
"scans": [
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [
"CWE-319",
"CWE-311"
],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-16",
"title": "Sicheres Schluesselmanagement",
"scans": [
{
"tool": "gitleaks",
"scan_type": "secret_detection",
"cwe": [],
"rules": []
},
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [
"CWE-798",
"CWE-321"
],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-17",
"title": "Datenminimierung",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-18",
"title": "Strukturierter SSDLC",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-19",
"title": "Systematische Code Reviews",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-20",
"title": "Automatisierte Sicherheitstests",
"scans": [
{
"tool": "semgrep",
"scan_type": "sast",
"cwe": [
"CWE-89",
"CWE-78",
"CWE-79",
"CWE-22"
],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-21",
"title": "Supply-Chain-Security",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-22",
"title": "Dependency-Monitoring",
"scans": [
{
"tool": "osv",
"scan_type": "cve",
"cwe": [],
"rules": []
},
{
"tool": "syft",
"scan_type": "sbom",
"cwe": [],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-23",
"title": "Software Bill of Materials (SBOM)",
"scans": [
{
"tool": "syft",
"scan_type": "sbom",
"cwe": [],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-24",
"title": "Security-Logging",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-25",
"title": "Ereignis-Monitoring",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-26",
"title": "Anomalie-Erkennung",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-27",
"title": "Log-Integritaet und -Aufbewahrung",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-28",
"title": "Sichere Update-Mechanismen",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-29",
"title": "Update-Authentizitaet",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-30",
"title": "Update-Integritaet",
"scans": [],
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-31",
"title": "Lifecycle-Support",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-32",
"title": "Schwachstellen-Identifikation",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-33",
"title": "SBOM-Pflege und Analyse",
"scans": [
{
"tool": "syft",
"scan_type": "sbom",
"cwe": [],
"rules": []
},
{
"tool": "osv",
"scan_type": "cve",
"cwe": [],
"rules": []
}
],
"note": null,
"status": "covered"
},
{
"control": "cra-ai-34",
"title": "Risikobasierte Priorisierung",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-35",
"title": "Coordinated Vulnerability Disclosure",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-36",
"title": "Incident-Response-Prozess",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-37",
"title": "Fruehwarnung (24h)",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-38",
"title": "Detaillierter Vorfallsbericht (72h)",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-39",
"title": "Patch-Bereitstellung",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
},
{
"control": "cra-ai-40",
"title": "Dokumentation und Nachbereitung",
"scans": [],
"note": "process / document control — outside static-scan scope",
"status": "not_code_checkable"
}
]
}
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//! `control-map` — the deterministic control → scan lookup table (LUT).
//!
//! The "transcribing" layer: it maps each compliance control to the static-scan
//! step(s) that check it, or marks it as needing custom tooling, or as not
//! code-checkable at all. The map is **authored and human-reviewed** — no LLM
//! decides coverage. The LLM only enters later, downstream, to triage/ground the
//! *tool's* findings (that lives in the agent, not here).
//!
//! This crate is intentionally tiny and standalone: types + an embedded JSON LUT
//! + query helpers.
use serde::{Deserialize, Serialize};
/// Coverage bucket for a control under static (SAST-family) scanning.
#[derive(Debug, Clone, Copy, PartialEq, Eq, Serialize, Deserialize)]
#[serde(rename_all = "snake_case")]
pub enum Coverage {
/// An existing tool's scan surfaces findings for this control.
Covered,
/// Code-checkable, but no existing tool digs it out — we must write tooling.
NeedsTooling,
/// Process / document control — out of static-scan scope.
NotCodeCheckable,
}
/// One tool binding: a scan step that (at least partially) checks a control.
#[derive(Debug, Clone, Serialize, Deserialize)]
pub struct ScanBinding {
/// Tool name, e.g. `"semgrep"`, `"gitleaks"`, `"syft"`, `"osv"`.
pub tool: String,
/// Scan family, e.g. `"sast"`, `"secret_detection"`, `"sbom"`, `"cve"`.
pub scan_type: String,
/// CWEs whose findings map to this control (used to attach findings back).
#[serde(default)]
pub cwe: Vec<String>,
/// Optional specific rule ids this control keys on.
#[serde(default)]
pub rules: Vec<String>,
}
/// One control's entry in the LUT.
#[derive(Debug, Clone, Serialize, Deserialize)]
pub struct ControlEntry {
/// Control id, e.g. `"cra-ai-8"`.
pub control: String,
/// Human-readable title (for the reviewable view).
#[serde(default)]
pub title: String,
/// Coverage bucket.
pub status: Coverage,
/// Tool bindings (empty unless `status == Covered`).
#[serde(default)]
pub scans: Vec<ScanBinding>,
/// Reviewer note — why it needs tooling / isn't code-checkable.
#[serde(default)]
pub note: Option<String>,
}
/// The control → scan lookup table for one framework.
#[derive(Debug, Clone, Serialize, Deserialize)]
pub struct ControlMap {
pub version: String,
pub framework: String,
pub controls: Vec<ControlEntry>,
}
const CRA_MAP_JSON: &str = include_str!("../data/cra_control_map.json");
impl ControlMap {
/// Load the built-in CRA control map (the embedded, authored LUT).
pub fn cra() -> Result<Self, MapError> {
Ok(serde_json::from_str(CRA_MAP_JSON)?)
}
/// The coverage entry for a control id, if present.
pub fn coverage(&self, control_id: &str) -> Option<&ControlEntry> {
self.controls.iter().find(|c| c.control == control_id)
}
/// Controls whose bindings include the given `tool` + `cwe` — used to attach a
/// raw tool finding back to the control(s) it's evidence for.
pub fn controls_for(&self, tool: &str, cwe: &str) -> Vec<&ControlEntry> {
self.controls
.iter()
.filter(|c| {
c.scans
.iter()
.any(|s| s.tool == tool && s.cwe.iter().any(|w| w == cwe))
})
.collect()
}
/// Count of controls in each coverage bucket.
pub fn summary(&self) -> CoverageSummary {
let mut s = CoverageSummary::default();
for c in &self.controls {
match c.status {
Coverage::Covered => s.covered += 1,
Coverage::NeedsTooling => s.needs_tooling += 1,
Coverage::NotCodeCheckable => s.not_code_checkable += 1,
}
}
s
}
}
/// Coverage bucket counts.
#[derive(Debug, Default, Clone, Copy, PartialEq, Eq)]
pub struct CoverageSummary {
pub covered: usize,
pub needs_tooling: usize,
pub not_code_checkable: usize,
}
impl CoverageSummary {
pub fn total(&self) -> usize {
self.covered + self.needs_tooling + self.not_code_checkable
}
}
/// Errors loading a control map.
#[derive(Debug, thiserror::Error)]
pub enum MapError {
#[error("failed to parse control map: {0}")]
Parse(#[from] serde_json::Error),
}
#[cfg(test)]
mod tests {
use super::*;
#[test]
fn cra_map_loads_all_40_controls() {
let map = ControlMap::cra().expect("CRA map should parse");
assert_eq!(map.framework, "cra");
assert_eq!(map.controls.len(), 40);
assert_eq!(map.summary().total(), 40);
}
#[test]
fn hardcoded_password_control_is_tool_covered() {
let map = ControlMap::cra().unwrap();
let c = map.coverage("cra-ai-8").expect("cra-ai-8 present");
assert_eq!(c.status, Coverage::Covered);
assert!(c.scans.iter().any(|s| s.tool == "semgrep"));
assert!(c.scans.iter().any(|s| s.tool == "gitleaks"));
}
#[test]
fn finding_attaches_back_to_control_via_tool_and_cwe() {
let map = ControlMap::cra().unwrap();
let hits = map.controls_for("semgrep", "CWE-798");
assert!(hits.iter().any(|c| c.control == "cra-ai-8"));
}
#[test]
fn every_bucket_is_represented() {
let s = ControlMap::cra().unwrap().summary();
assert!(s.covered > 0);
assert!(s.needs_tooling > 0);
assert!(s.not_code_checkable > 0);
}
}