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Sharang ParnerkarandClaude Fable 5 563d8afb2a feat(controls): B1 — custom semgrep detectors for 4 CRA controls
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Covers the pattern-expressible slice of the needs_tooling bucket that no
off-the-shelf ruleset digs out, keeping detection deterministic (LLM only
FP-filters downstream, never detects):

- cra-ai-1  Secure-by-Default: flask/django debug, TLS verify=False, CORS '*'
- cra-ai-7  Strong auth: password/secret hashed with md5/sha1 (metavar-gated)
- cra-ai-10 Session mgmt: Secure/HttpOnly = false cookies (py + express)
- cra-ai-14 Data at rest: ECB/DES/3DES + node createCipher

Rules ship in the binary (include_str!) and stage to a temp file at scan time,
added as a second --config alongside --config=auto (no deploy/volume change).

Wiring: control-map gains controls_for_finding (match by CWE and/or rule id);
custom controls bind by rule id with cwe:[] so a broad CWE can't over-attribute
and let the judge FP-drop a genuine finding. rule_id_matches tolerates semgrep's
path prefix on local check_ids. Triage now maps by rule id too (a custom finding
carries no LUT CWE). LUT: cra-ai-1,7,10,14 needs_tooling->covered (covered 9->13).

Validated: all 9 rules fire on positive fixtures, 0 on clean. ControlCheckSpec
gains Serialize/Deserialize (unrelated-safe; already used by the index cache).

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 14:21:34 +02:00
14 changed files with 36 additions and 735 deletions
+8 -16
View File
@@ -206,13 +206,11 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.meghsakha.com/certifai/compliance-agent
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login repo.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
IMAGE=registry.meghsakha.com/compliance-agent
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
DOCKER_BUILDKIT=1 docker build --secret id=tramiton_token,env=TRAMITON_FETCH_TOKEN \
-f Dockerfile.agent -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
command -v cosign >/dev/null 2>&1 || { curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 && chmod +x /usr/local/bin/cosign; }
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy agent"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
@@ -232,13 +230,11 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.meghsakha.com/certifai/compliance-dashboard
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login repo.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
IMAGE=registry.meghsakha.com/compliance-dashboard
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
DOCKER_BUILDKIT=1 docker build --secret id=tramiton_token,env=TRAMITON_FETCH_TOKEN \
-f Dockerfile.dashboard -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
command -v cosign >/dev/null 2>&1 || { curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 && chmod +x /usr/local/bin/cosign; }
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy dashboard"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
@@ -256,12 +252,10 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.meghsakha.com/certifai/compliance-docs
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login repo.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
IMAGE=registry.meghsakha.com/compliance-docs
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
docker build -f Dockerfile.docs -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
command -v cosign >/dev/null 2>&1 || { curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 && chmod +x /usr/local/bin/cosign; }
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy docs"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
@@ -281,13 +275,11 @@ jobs:
apk add --no-cache git curl openssl
git init && git remote add origin "${GITHUB_SERVER_URL}/${GITHUB_REPOSITORY}.git"
git fetch --depth=1 origin "${GITHUB_SHA}" && git checkout FETCH_HEAD
IMAGE=repo.meghsakha.com/certifai/compliance-mcp
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login repo.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
IMAGE=registry.meghsakha.com/compliance-mcp
echo "${{ secrets.REGISTRY_PASSWORD }}" | docker login registry.meghsakha.com -u "${{ secrets.REGISTRY_USERNAME }}" --password-stdin
DOCKER_BUILDKIT=1 docker build --secret id=tramiton_token,env=TRAMITON_FETCH_TOKEN \
-f Dockerfile.mcp -t "$IMAGE:latest" -t "$IMAGE:${GITHUB_SHA}" .
docker push "$IMAGE:latest" && docker push "$IMAGE:${GITHUB_SHA}"
command -v cosign >/dev/null 2>&1 || { curl -sSfLo /usr/local/bin/cosign https://github.com/sigstore/cosign/releases/download/v2.4.3/cosign-linux-amd64 && chmod +x /usr/local/bin/cosign; }
cosign sign --yes --key env://COSIGN_KEY "$IMAGE:latest" || echo "::warning::cosign failed"
PAYLOAD=$(printf '{"ref":"refs/heads/main","repository":{"full_name":"sharang/compliance-scanner-agent"},"head_commit":{"id":"%s","message":"deploy mcp"}}' "${GITHUB_SHA}")
SIG=$(printf '%s' "$PAYLOAD" | openssl dgst -sha256 -hmac "${{ secrets.ORCA_WEBHOOK_SECRET }}" | awk '{print $2}')
RESP=$(curl -fsS -w "\nHTTP %{http_code}" -X POST "http://46.225.100.82:6880/api/v1/webhooks/github" -H "Content-Type: application/json" -H "X-Hub-Signature-256: sha256=$SIG" -d "$PAYLOAD"); echo "$RESP"
-3
View File
@@ -103,8 +103,5 @@ fn load_breakpilot_config() -> BreakpilotConfig {
semantic_mapping: env_var_opt("BREAKPILOT_SEMANTIC_MAPPING")
.map(|v| v == "1" || v.eq_ignore_ascii_case("true"))
.unwrap_or(d.semantic_mapping),
grounded_control_checks: env_var_opt("BREAKPILOT_GROUNDED_CHECKS")
.map(|v| v == "1" || v.eq_ignore_ascii_case("true"))
.unwrap_or(d.grounded_control_checks),
}
}
+1 -2
View File
@@ -11,13 +11,12 @@ mod judge;
mod oscal_provider;
mod scan_triage;
mod semantic;
mod surface;
mod triage;
pub use checker::GroundedControlChecker;
pub use index::ControlIndex;
pub use judge::{ControlJudge, LlmControlJudge, PROMPT_VERSION};
pub use oscal_provider::OscalControlsProvider;
pub use scan_triage::{grounded_surface_findings, semantic_stamp_findings, triage_repo_findings};
pub use scan_triage::{semantic_stamp_findings, triage_repo_findings};
pub use semantic::SemanticControlChecker;
pub use triage::{ControlTriage, TriageOutcome};
+5 -59
View File
@@ -16,10 +16,9 @@ use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::AgentConfig;
use control_map::ControlMap;
use super::surface;
use super::{
ControlIndex, ControlTriage, GroundedControlChecker, LlmControlJudge, OscalControlsProvider,
SemanticControlChecker, TriageOutcome,
ControlIndex, ControlTriage, LlmControlJudge, OscalControlsProvider, SemanticControlChecker,
TriageOutcome,
};
use crate::llm::LlmClient;
@@ -106,50 +105,6 @@ async fn build_specs(provider: &OscalControlsProvider) -> HashMap<String, Contro
specs
}
/// Absence-based control pass (the grounded half of the hybrid coverage): for each
/// control with a [`surface`] definition, deterministically retrieve the code
/// surfaces it governs (login routes, logging setup, update/download code) and have
/// the grounded judge decide whether the control holds there. Returns net-new
/// findings, each already tagged with its control and grounded to a real snippet.
///
/// Gated: the orchestrator runs this only when `breakpilot.grounded_control_checks`
/// is set. Absence detection is the least deterministic path (the judge decides
/// presence/absence, not a syntactic pattern), so it stays off until tuned live.
pub async fn grounded_surface_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
repo_id: &str,
) -> Vec<Finding> {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return Vec::new();
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let specs = build_specs(&provider).await;
if specs.is_empty() {
return Vec::new();
}
let checker = GroundedControlChecker::new(LlmControlJudge::new(llm));
let mut out = Vec::new();
for surf in surface::SURFACES {
let Some(spec) = specs.get(surf.control_id) else {
continue; // catalog doesn't carry this control
};
let regions = surface::retrieve(repo_path, surf.terms);
if regions.is_empty() {
continue;
}
out.extend(checker.check(spec, &regions, repo_id).await);
}
out
}
/// Read a window of lines around `line` (1-based) from `repo_path/file`.
fn fetch_region(repo_path: &Path, file: &str, line: u32) -> Option<CandidateRegion> {
let content = std::fs::read_to_string(repo_path.join(file)).ok()?;
@@ -234,22 +189,13 @@ pub async fn semantic_stamp_findings(
let Some(region) = fetch_region(repo_path, &file, line) else {
continue;
};
// Retrieve on the finding's intent + the code, not the region alone: two
// findings in one file share overlapping windows and otherwise embed alike,
// collapsing onto the same controls. The finding's title/description carry
// the discriminating signal (e.g. "brute-force protection" vs "weak hash").
// The raw `region` still goes to the judge for snippet grounding.
let query = format!(
"{}\n{}\n\n{}",
finding.title, finding.description, region.content
);
let query_emb = match llm.embed(vec![query]).await {
let region_emb = match llm.embed(vec![region.content.clone()]).await {
Ok(mut embs) => match embs.pop() {
Some(v) => v,
None => continue,
},
Err(e) => {
tracing::warn!(error = %e, "query embed failed; skipping finding");
tracing::warn!(error = %e, "region embed failed; skipping finding");
continue;
}
};
@@ -257,7 +203,7 @@ pub async fn semantic_stamp_findings(
.check(
&index,
&region,
&query_emb,
&region_emb,
SEMANTIC_TOP_K,
&finding.repo_id,
)
+5 -7
View File
@@ -22,20 +22,18 @@ impl<J: ControlJudge> SemanticControlChecker<J> {
Self { judge }
}
/// Map a code region to the controls it violates. `query_embedding` is the
/// caller-supplied retrieval embedding — typically the finding's intent
/// (title/description) plus the region, so retrieval keys on what the finding
/// is *about*, not just the ambient code. The top-`k` nearest controls in
/// `index` are then judged against the raw `region` and grounded.
/// Map a code region to the controls it violates. `region_embedding` is the
/// region's embedding (the caller computes it via the LLM); the top-`k`
/// nearest controls in `index` are judged and grounded.
pub async fn check(
&self,
index: &ControlIndex,
region: &CandidateRegion,
query_embedding: &[f64],
region_embedding: &[f64],
k: usize,
repo_id: &str,
) -> Vec<Finding> {
let candidates = index.nearest(query_embedding, k);
let candidates = index.nearest(region_embedding, k);
let mut findings = Vec::new();
for spec in &candidates {
let verdict = self.judge.judge(spec, region).await;
-258
View File
@@ -1,258 +0,0 @@
//! Surface retrieval for absence-based controls.
//!
//! Some CRA controls are violated by an *absence* — no rate limiting on login, no
//! security logging, no signature check on an update — so there's no offending
//! pattern for semgrep to match. Instead we deterministically locate the code
//! *surface* the control governs (a login route, a logging setup, update/download
//! code) by identifier/route terms, then hand each surface region to the grounded
//! judge, which decides whether the control is satisfied there. The resulting
//! finding grounds to the surface snippet, so nothing fabricated survives.
//!
//! Retrieval is intentionally cheap and bounded: keyword match + a fixed window,
//! capped per control to keep the downstream LLM cost predictable.
use std::path::Path;
use compliance_core::control_check::CandidateRegion;
/// An absence-based control and the case-insensitive terms that mark the code
/// surface it governs.
pub struct Surface {
pub control_id: &'static str,
pub terms: &'static [&'static str],
}
/// The absence-based CRA controls we retrieve surfaces for — the grounded half of
/// the hybrid coverage (the pattern-expressible half is custom semgrep rules).
pub const SURFACES: &[Surface] = &[
Surface {
control_id: "cra-ai-6", // Integritaetspruefung
terms: &[
"checksum",
"sha256",
"signature",
"hmac",
"integrity",
"verify",
],
},
Surface {
control_id: "cra-ai-11", // Brute-Force-Schutz
terms: &[
"login",
"signin",
"authenticate",
"/auth",
"password",
"ratelimit",
],
},
Surface {
control_id: "cra-ai-12", // Rollenbasierte Autorisierung (RBAC)
terms: &[
"authorize",
"permission",
"role",
"rbac",
"require_role",
"has_role",
],
},
Surface {
control_id: "cra-ai-24", // Security-Logging
terms: &["login", "authorize", "permission", "role", "admin", "audit"],
},
Surface {
control_id: "cra-ai-27", // Log-Integritaet und -Aufbewahrung
terms: &["logging", "logger", "getlogger", "audit_log"],
},
Surface {
control_id: "cra-ai-28", // Sichere Update-Mechanismen
terms: &["update", "upgrade", "download", "firmware"],
},
Surface {
control_id: "cra-ai-29", // Update-Authentizitaet
terms: &["update", "signature", "verify", "pubkey", "certificate"],
},
Surface {
control_id: "cra-ai-30", // Update-Integritaet
terms: &["update", "checksum", "digest", "integrity", "verify"],
},
];
/// Source file extensions worth reading (skip binaries/assets/lockfiles).
const CODE_EXTS: &[&str] = &[
"py", "js", "ts", "tsx", "jsx", "go", "java", "rb", "php", "rs", "cs", "kt",
];
/// Directories never worth walking.
const SKIP_DIRS: &[&str] = &[
".git",
"node_modules",
"target",
"vendor",
".venv",
"__pycache__",
"dist",
"build",
];
/// Lines of context on each side of a hit.
const WINDOW: usize = 6;
/// Cap on regions per control, to bound downstream LLM calls.
const MAX_REGIONS_PER_CONTROL: usize = 8;
/// Skip files larger than this (generated/minified).
const MAX_FILE_BYTES: u64 = 512 * 1024;
/// Deterministically retrieve up to [`MAX_REGIONS_PER_CONTROL`] code regions in
/// `repo_path` whose lines mention any of `terms`. Hits close together within a
/// file are merged into one region; results are capped to bound LLM cost.
pub fn retrieve(repo_path: &Path, terms: &[&str]) -> Vec<CandidateRegion> {
let lowered: Vec<String> = terms.iter().map(|t| t.to_lowercase()).collect();
let mut regions = Vec::new();
for entry in walk(repo_path) {
if regions.len() >= MAX_REGIONS_PER_CONTROL {
break;
}
let path = entry.path();
if !has_code_ext(path) {
continue;
}
let Ok(meta) = entry.metadata() else { continue };
if !meta.is_file() || meta.len() > MAX_FILE_BYTES {
continue;
}
let Ok(content) = std::fs::read_to_string(path) else {
continue;
};
let rel = path
.strip_prefix(repo_path)
.unwrap_or(path)
.to_string_lossy()
.to_string();
let lines: Vec<&str> = content.lines().collect();
let hits: Vec<usize> = lines
.iter()
.enumerate()
.filter(|(_, line)| {
let ll = line.to_lowercase();
lowered.iter().any(|t| ll.contains(t.as_str()))
})
.map(|(i, _)| i)
.collect();
for center in merge_centers(&hits) {
if regions.len() >= MAX_REGIONS_PER_CONTROL {
break;
}
let start = center.saturating_sub(WINDOW);
let end = (center + WINDOW + 1).min(lines.len());
regions.push(CandidateRegion {
file: rel.clone(),
start_line: (start as u32) + 1,
content: lines[start..end].join("\n"),
});
}
}
regions
}
/// Collapse ascending hit indices that fall within one window into a single
/// representative center, so overlapping regions aren't judged repeatedly.
fn merge_centers(hits: &[usize]) -> Vec<usize> {
let mut out: Vec<usize> = Vec::new();
for &h in hits {
match out.last() {
Some(&last) if h.saturating_sub(last) <= WINDOW => {}
_ => out.push(h),
}
}
out
}
fn has_code_ext(path: &Path) -> bool {
path.extension()
.and_then(|e| e.to_str())
.is_some_and(|e| CODE_EXTS.contains(&e))
}
fn walk(root: &Path) -> Vec<walkdir::DirEntry> {
walkdir::WalkDir::new(root)
.into_iter()
.filter_entry(|e| {
let name = e.file_name().to_string_lossy();
!SKIP_DIRS.contains(&name.as_ref())
})
.filter_map(|e| e.ok())
.collect()
}
#[cfg(test)]
#[allow(clippy::unwrap_used)]
mod tests {
use super::*;
fn write(dir: &Path, rel: &str, body: &str) {
let p = dir.join(rel);
if let Some(parent) = p.parent() {
std::fs::create_dir_all(parent).unwrap();
}
std::fs::write(p, body).unwrap();
}
fn terms_for(control_id: &str) -> &'static [&'static str] {
SURFACES
.iter()
.find(|s| s.control_id == control_id)
.unwrap()
.terms
}
#[test]
fn surfaces_cover_the_absence_based_controls() {
assert_eq!(SURFACES.len(), 8);
for id in [
"cra-ai-6",
"cra-ai-11",
"cra-ai-12",
"cra-ai-24",
"cra-ai-27",
"cra-ai-28",
"cra-ai-29",
"cra-ai-30",
] {
assert!(SURFACES.iter().any(|s| s.control_id == id), "{id} missing");
}
}
#[test]
fn retrieves_matching_region_with_context() {
let dir = std::env::temp_dir().join(format!("surface-{}", uuid::Uuid::new_v4()));
std::fs::create_dir_all(&dir).unwrap();
write(
&dir,
"app/auth.py",
"import x\n\n\n\n\n\n\ndef login(u, p):\n return check(u, p)\n",
);
let regions = retrieve(&dir, terms_for("cra-ai-11"));
assert_eq!(regions.len(), 1);
assert!(regions[0].content.contains("def login"));
assert_eq!(regions[0].file, "app/auth.py");
let _ = std::fs::remove_dir_all(&dir);
}
#[test]
fn skips_non_code_and_vendored() {
let dir = std::env::temp_dir().join(format!("surface-{}", uuid::Uuid::new_v4()));
std::fs::create_dir_all(&dir).unwrap();
write(&dir, "README.md", "login and password and audit\n"); // not code ext
write(&dir, "node_modules/pkg/index.js", "function login() {}\n"); // vendored
assert!(retrieve(&dir, terms_for("cra-ai-11")).is_empty());
let _ = std::fs::remove_dir_all(&dir);
}
#[test]
fn merges_adjacent_hits_into_one_region() {
// Two hits one line apart collapse to a single center/region.
assert_eq!(merge_centers(&[10, 11, 30]), vec![10, 30]);
assert_eq!(merge_centers(&[]), Vec::<usize>::new());
assert_eq!(merge_centers(&[5]), vec![5]);
}
}
+1 -49
View File
@@ -22,11 +22,6 @@ struct EmbeddingData {
index: usize,
}
/// Max inputs per embedding request. The bge/OpenAI-like backends cap the input
/// array (bge-multilingual-gemma2 rejects >25 with "batch size overflow"), so we
/// chunk larger corpora — a whole control catalog (~1.8k) would otherwise 500.
const EMBED_BATCH_SIZE: usize = 16;
// ── Embedding implementation ───────────────────────────────────
impl LlmClient {
@@ -34,21 +29,8 @@ impl LlmClient {
&self.embed_model
}
/// Generate embeddings for a batch of texts, chunking into backend-sized
/// requests and preserving input order across chunks.
/// Generate embeddings for a batch of texts
pub async fn embed(&self, texts: Vec<String>) -> Result<Vec<Vec<f64>>, AgentError> {
if texts.is_empty() {
return Ok(Vec::new());
}
let mut out = Vec::with_capacity(texts.len());
for chunk in texts.chunks(EMBED_BATCH_SIZE) {
out.extend(self.embed_batch(chunk.to_vec()).await?);
}
Ok(out)
}
/// Embed one backend-sized batch (≤ [`EMBED_BATCH_SIZE`]) in a single request.
async fn embed_batch(&self, texts: Vec<String>) -> Result<Vec<Vec<f64>>, AgentError> {
let url = format!("{}/v1/embeddings", self.base_url.trim_end_matches('/'));
let request_body = EmbeddingRequest {
@@ -90,33 +72,3 @@ impl LlmClient {
Ok(data.into_iter().map(|d| d.embedding).collect())
}
}
#[cfg(test)]
mod tests {
use super::*;
use secrecy::SecretString;
fn client() -> LlmClient {
LlmClient::new(
"http://unused".into(),
SecretString::from(String::new()),
"m".into(),
"e".into(),
)
}
#[tokio::test]
async fn empty_input_makes_no_request() {
// Must short-circuit before any HTTP call (base_url is unroutable).
let out = client().embed(Vec::new()).await.unwrap();
assert!(out.is_empty());
}
#[test]
fn batch_size_is_within_backend_cap() {
assert!(
EMBED_BATCH_SIZE <= 25,
"must stay under the bge 25-input cap"
);
}
}
@@ -252,31 +252,6 @@ impl PipelineOrchestrator {
}
}
// Stage 5d: grounded surface checks — the absence-based controls (no
// rate limiting, no security logging, no update-signature check) have no
// syntactic pattern to match, so we retrieve the code surface each governs
// and let the grounded judge decide whether it holds, producing net-new
// findings already tagged + grounded. Gated (default off): absence
// detection is the least deterministic path, kept off until tuned live.
if self.config.breakpilot.grounded_control_checks {
self.update_phase(scan_run_id, "grounded_control_checks")
.await;
let grounded = crate::controls::grounded_surface_findings(
&self.config,
self.llm.clone(),
&repo_path,
&repo_id,
)
.await;
if !grounded.is_empty() {
tracing::info!(
"[{repo_id}] Grounded surface checks raised {} control findings",
grounded.len()
);
all_findings.extend(grounded);
}
}
// Dedup against existing findings and insert new ones
let mut new_count = 0u32;
let mut new_findings: Vec<Finding> = Vec::new();
-145
View File
@@ -1,145 +0,0 @@
//! C5 live verification — the semantic master-controls path end to end against the
//! deployed api-dev catalog. Ignored (hits api-dev + LiteLLM). Run explicitly:
//!
//! set -a; . ./.env; set +a
//! BREAKPILOT_BASE_URL=https://api-dev.breakpilot.ai \
//! cargo test -p compliance-agent --test c5_semantic_live -- --ignored --nocapture
//!
//! Pulls the live master-controls catalog, embeds the corpus (chunked), then for a
//! couple of real vulnerable findings retrieves the nearest master controls and
//! grounded-judges them, stamping master-control refs.
mod common;
use std::sync::Arc;
use compliance_agent::llm::LlmClient;
use compliance_core::config::BreakpilotConfig;
use compliance_core::models::finding::{Finding, Severity};
use compliance_core::models::scan::ScanType;
use secrecy::SecretString;
fn env(k: &str) -> String {
std::env::var(k).unwrap_or_else(|_| panic!("env {k} must be set for the live C5 test"))
}
fn mk_finding(file: &str, line: u32, title: &str) -> Finding {
let mut f = Finding::new(
"repo-c5".into(),
format!("{file}:{line}"),
"semgrep".into(),
ScanType::Sast,
title.into(),
title.into(),
Severity::High,
);
f.file_path = Some(file.into());
f.line_number = Some(line);
f
}
#[tokio::test]
#[ignore = "live: requires deployed api-dev master-controls (fetch+parse only, no LLM)"]
async fn c5_ingest_master_controls_catalog() {
use compliance_agent::controls::OscalControlsProvider;
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
env("BREAKPILOT_BASE_URL"),
None,
std::env::temp_dir().join("c5-ingest-snap"),
);
let doc = provider
.load_master_controls()
.await
.expect("pull + parse master-controls catalog");
let controls = doc.to_controls();
println!(
"\n=== C5 ingest: {} master controls parsed ===",
controls.len()
);
for c in controls.iter().take(4) {
let text: String = c.text.chars().take(90).collect();
println!(" {} | {} | {}", c.id, c.title, text);
}
assert!(
!controls.is_empty(),
"expected a non-empty master-control corpus"
);
}
#[tokio::test]
#[ignore = "live: requires deployed api-dev master-controls + LiteLLM"]
async fn c5_semantic_stamps_master_control_refs() {
let llm = Arc::new(LlmClient::new(
env("LITELLM_URL"),
SecretString::from(env("LITELLM_API_KEY")),
env("LITELLM_MODEL"),
env("LITELLM_EMBED_MODEL"),
));
let mut config = common::dev_config("mongodb://unused".into(), "c5".into());
let snapshot = std::env::temp_dir().join("c5-oscal-snap");
config.breakpilot = BreakpilotConfig {
base_url: Some(env("BREAKPILOT_BASE_URL")),
token: None,
snapshot_dir: snapshot.to_string_lossy().into_owned(),
semantic_mapping: true,
grounded_control_checks: false,
};
// Fixture repo with recognizable code-checkable surfaces.
let repo = std::env::temp_dir().join("c5-fixture-repo");
let _ = std::fs::remove_dir_all(&repo);
std::fs::create_dir_all(repo.join("app")).expect("mkdir");
std::fs::write(
repo.join("app/auth.py"),
concat!(
"import hashlib\n",
"\n",
"def store_password(user, password):\n",
" # weak, unsalted password hashing\n",
" digest = hashlib.md5(password.encode()).hexdigest()\n",
" db.save(user, digest)\n",
"\n",
"@app.route('/login', methods=['POST'])\n",
"def login():\n",
" u = request.form['username']\n",
" p = request.form['password']\n",
" return 'ok' if check(u, p) else ('bad', 401)\n",
),
)
.expect("write fixture");
let mut findings = vec![
mk_finding("app/auth.py", 5, "Weak password hash (md5, unsalted)"),
mk_finding(
"app/auth.py",
9,
"Login endpoint without brute-force protection",
),
];
let tagged =
compliance_agent::controls::semantic_stamp_findings(&config, llm, &repo, &mut findings)
.await;
println!("\n=== C5 semantic master-controls stamping ===");
for f in &findings {
println!(
" {:50} {}:{:?} -> {:?}",
f.title,
f.file_path.as_deref().unwrap_or(""),
f.line_number,
f.control_refs
);
}
println!("findings that gained >=1 master-control ref: {tagged}");
let _ = std::fs::remove_dir_all(&repo);
// Live corpus — assert only that the path runs and stamps at least one ref.
assert!(
tagged >= 1,
"expected at least one finding to gain a master-control ref"
);
}
-6
View File
@@ -80,11 +80,6 @@ pub struct BreakpilotConfig {
/// scale path and stays gated until verified live against a deployed
/// master-controls catalog.
pub semantic_mapping: bool,
/// Enable the **grounded surface** pass for absence-based controls (retrieve
/// the code surface a control governs, judge whether it holds). Off by
/// default: absence detection is the least deterministic path and stays gated
/// until tuned against live scans.
pub grounded_control_checks: bool,
}
impl Default for BreakpilotConfig {
@@ -94,7 +89,6 @@ impl Default for BreakpilotConfig {
token: None,
snapshot_dir: "/data/compliance-scanner/oscal".to_string(),
semantic_mapping: false,
grounded_control_checks: false,
}
}
}
+16 -16
View File
@@ -25,35 +25,35 @@
"control": "cra-ai-2",
"title": "Minimale Angriffsflaeche",
"scans": [],
"note": "design property (minimal attack surface) — not derivable from local code patterns; architecture/threat-model review",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-3",
"title": "Sichere Systemarchitektur",
"scans": [],
"note": "design property (secure system architecture) — architecture review, not statically code-checkable",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-4",
"title": "Least-Privilege-Prinzip",
"scans": [],
"note": "design property (least-privilege) — deployment/IAM & architecture review, not a local code pattern",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-5",
"title": "Manipulationsschutz",
"scans": [],
"note": "design property (tamper protection) — hardware/runtime & operational control, not statically code-checkable",
"status": "not_code_checkable"
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-6",
"title": "Integritaetspruefung",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
@@ -139,14 +139,14 @@
"control": "cra-ai-11",
"title": "Brute-Force-Schutz",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-12",
"title": "Rollenbasierte Autorisierung",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
@@ -308,7 +308,7 @@
"control": "cra-ai-24",
"title": "Security-Logging",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
@@ -329,28 +329,28 @@
"control": "cra-ai-27",
"title": "Log-Integritaet und -Aufbewahrung",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-28",
"title": "Sichere Update-Mechanismen",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-29",
"title": "Update-Authentizitaet",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
"control": "cra-ai-30",
"title": "Update-Integritaet",
"scans": [],
"note": "absence-based — no syntactic pattern; covered by the grounded surface check (retrieve surface + LLM judge), gated (BREAKPILOT_GROUNDED_CHECKS) pending live tuning",
"note": "code-checkable but no off-the-shelf tool digs it out — author a detector (custom semgrep rule / check)",
"status": "needs_tooling"
},
{
-21
View File
@@ -214,27 +214,6 @@ mod tests {
assert!(hits.iter().any(|c| c.control == "cra-ai-1"));
}
#[test]
fn coverage_reflects_the_b_track_split() {
let s = ControlMap::cra().unwrap().summary();
// 9 already tool-covered + B1's 4 custom-semgrep controls.
assert_eq!(s.covered, 13);
// The 8 grounded surface controls stay needs_tooling until live-tuned.
assert_eq!(s.needs_tooling, 8);
// B3 marked the 4 pure-architectural controls not code-checkable.
assert_eq!(s.not_code_checkable, 19);
}
#[test]
fn architectural_controls_are_not_code_checkable() {
let map = ControlMap::cra().unwrap();
for id in ["cra-ai-2", "cra-ai-3", "cra-ai-4", "cra-ai-5"] {
let c = map.coverage(id).unwrap();
assert_eq!(c.status, Coverage::NotCodeCheckable, "{id}");
assert!(c.scans.is_empty(), "{id} should carry no scan bindings");
}
}
#[test]
fn custom_rule_controls_do_not_bind_by_broad_cwe() {
let map = ControlMap::cra().unwrap();
-1
View File
@@ -36,7 +36,6 @@ export default withMermaid(defineConfig({
{ text: 'Pentest Architecture', link: '/features/pentest-architecture' },
{ text: 'AI Chat', link: '/features/ai-chat' },
{ text: 'Code Knowledge Graph', link: '/features/graph' },
{ text: 'Compliance Control Mapping', link: '/features/control-mapping' },
{ text: 'MCP Integration', link: '/features/mcp-server' },
],
},
-127
View File
@@ -1,127 +0,0 @@
# Compliance Control Mapping
Control mapping connects the scanner's raw output — deterministic tool findings and the code itself — to the **compliance controls** each piece of evidence supports. A hardcoded credential stops being just "CWE-798 from semgrep" and becomes evidence for *"cra-ai-8: no default passwords"* and, at scale, master control *`mc-31761` hardcoded_secrets_detection*. Findings carry those references (`control_refs`) into the dashboard and out over the MCP server as OSCAL, so the compliance report is built from real, grounded findings rather than a questionnaire.
## The core principle: tools detect, the LLM judges
The design has one rule, borrowed from the ZeroFalse / IRIS line of research: **deterministic tools are the detectors; the LLM is only ever a grounded false-positive filter, never the thing that finds the issue.**
- A tool (semgrep, gitleaks, syft/osv, ZAP, nuclei) detects deterministically.
- An **authored, human-reviewed lookup table** (`control-map`) maps that detection to the control(s) it's evidence for.
- The LLM enters last, to *confirm or refute* the mapping against the actual code — and every surviving verdict is anchored to a verbatim snippet by the grounding gate.
This keeps hallucination out of detection. The LLM supplies cross-language, cross-stack pattern *recognition*; the surrounding machinery supplies determinism.
## Coverage model
Every control lands in one of three buckets, recorded in the `control-map` LUT (`control-map/data/cra_control_map.json`) and never decided by an LLM:
| Bucket | Meaning |
| --- | --- |
| `covered` | An existing tool's scan surfaces findings for this control |
| `needs_tooling` | Code-checkable, but no off-the-shelf tool digs it out — we author a detector or use the grounded surface check |
| `not_code_checkable` | A design/process property — out of static-scan scope |
For the **CRA** framework (40 controls) the split is **13 covered · 8 needs_tooling · 19 not_code_checkable**. The 16 originally-uncovered controls were resolved as a hybrid:
- **4 custom semgrep detectors** (`cra-ai-1`, `7`, `10`, `14`) — secure-by-default, weak password hashing, insecure session cookies, weak data-at-rest ciphers. Shipped in the binary and matched back to controls **by rule id** so a broad CWE can't over-attribute.
- **8 grounded surface checks** (`cra-ai-6`, `11`, `12`, `24`, `27`, `28`, `29`, `30`) — the absence-based controls (no rate limiting, no security logging, no update-signature check…) that have no syntactic pattern.
- **4 marked not_code_checkable** (`cra-ai-2`, `3`, `4`, `5`) — minimal attack surface, secure architecture, least privilege, tamper protection.
At scale, the **master-controls** corpus (breakpilot's deduped clusters, exported as OSCAL) currently provides **~2,882 code-checkable controls** (2,143 `network` + 739 `source_code`), matched semantically.
## The three mapping paths
```mermaid
flowchart TD
T[Deterministic tools\nsemgrep · gitleaks · syft/osv · ZAP] --> F[Findings]
F --> B["Stage 5b — LUT triage\ncontrols_for(tool, cwe / rule_id)"]
F --> C["Stage 5c — Semantic\nembed region+intent → top-K master controls"]
R[Repo source] --> D["Stage 5d — Grounded surface\nretrieve surface for absence-based controls"]
B --> J{{Grounded LLM judge\ntemp 0 · verbatim snippet}}
C --> J
D --> J
J -->|snippet grounds in region| S[Stamp control_refs]
J -->|refuted / ungrounded| X[Dropped]
```
All three paths converge on the same **grounded judge** and the same **grounding gate**. They differ only in how candidate (finding/region, control) pairs are produced.
### Stage 5b — deterministic LUT triage
The default path. A tool finding is matched to controls via `control_map.controls_for_finding(tool, cwe, rule_id)`; the judge then confirms each mapped control against the code region. Outcomes: `Confirmed([ids])` (stamp them), `FalsePositive` (drop the finding), or `Unmapped` (keep it untagged). Runs whenever `BREAKPILOT_BASE_URL` is set.
### Stage 5c — semantic retrieval (master-controls scale)
Master controls carry no CWE, so they can't be LUT-mapped. Instead we map by *similarity*: embed every control's requirement text once (cached), then for each finding retrieve the top-K nearest controls and hand them to the judge. Gated behind `BREAKPILOT_SEMANTIC_MAPPING` (default off). See [Semantic retrieval](#semantic-retrieval-in-detail).
### Stage 5d — grounded surface checks (absence-based controls)
Some controls are violated by an *absence* — no rate limiting on login, no security logging, no signature check on an update. There's no pattern for semgrep to match, so we deterministically retrieve the code **surface** the control governs (a login route, a logging setup, update/download code) by identifier/route terms, and let the judge decide whether the control holds there. Produces net-new, already-grounded findings. Gated behind `BREAKPILOT_GROUNDED_CHECKS` (default off).
## The grounding gate
No matter the path, a verdict becomes a finding only if it survives `compliance_core::control_check::ground`:
1. The judge runs at **temperature 0** with a closed prompt and must quote the offending code **verbatim** into `snippet`.
2. That snippet must appear **literally** in the retrieved region — otherwise the verdict is dropped.
3. The finding's line is **recomputed from the match**; the model's own line number is never trusted.
4. Verdicts are cached by content hash, so re-scans reproduce.
The model is allowed to be smart; it is never trusted.
## Semantic retrieval in detail
1. **Embed the corpus once.** Each control's requirement text is embedded with `bge-multilingual-gemma2` (3584-dim — multilingual matters, the master controls are in German while code is English). The embedding backend caps input arrays at 25 per request, so `embed()` chunks at 16; the whole `ControlIndex` is persisted to `snapshot_dir` keyed by a **corpus hash**, so only the first scan after a catalog change pays the embedding cost.
2. **Build the query from the finding's intent, not just the code.** The retrieval query is `finding.title + finding.description + region`, not the raw region. This is the single most important tuning: two findings in one file share overlapping windows and, on the code alone, embed alike and collapse onto the same controls. The finding's own words ("brute-force protection" vs "weak hash") carry the discriminating signal. The raw region still goes to the judge for grounding.
3. **Retrieve → judge → ground.** Top-K nearest by cosine, each judged against the region, each grounded.
## Worked examples
Both examples are from the live end-to-end verification (`c5_semantic_live.rs`) against the real ~2,882-control corpus.
### Example 1 — a small auth file (the tuning story)
Two findings in one `auth.py`: a weak `hashlib.md5(password)` hash and a login endpoint with no brute-force protection.
| Finding | Region-only retrieval | Intent-enriched retrieval |
| --- | --- | --- |
| Weak md5 hash | 19874, 20683, 23149, 29985 | **`mc-23149`** (eliminate weak unsalted hashes) at rank 1, + `mc-21634` salted hashing |
| Login w/o brute-force protection | *identical 4, reordered* | newly surfaces **`mc-19984`** brute_force_protection + **`mc-23186`** account_lockout |
Region-only retrieval gave both findings the *same* four password-hashing controls — the brute-force finding never found its real controls because its window is saturated with `password` tokens. Enriching the query with the finding's intent fixed it: the brute-force finding now pulls the correct rate-limiting / lockout controls out of the 2,882.
### Example 2 — four topically distinct vulnerabilities
| Finding | Top matched controls | Family |
| --- | --- | --- |
| SQL injection (string-concat query) | `sql_injection_prevention`, `sql_injection`, `parameterized_queries`, input_sanitization | input-validation ✓ |
| Hardcoded API credential | `hardcoded_secrets_detection`, credential_scanning, secrets_detection | credentials ✓ |
| TLS verification disabled (`verify=False`) | `https_enforcement`, `configuration_verification`, transport config | transport-encryption ✓ |
| Insecure deserialization (`pickle.loads`) | `deserialization`, `deserialization_testing`, `deserialization_security` | deserialization ✓ |
Every finding maps to its exact control family, with the most specific control often at the top, and the four sets are distinct.
## Known limitations
- **Absence findings are weak for semantic retrieval.** Similarity matches what code *is about*, not what it *lacks*; a "missing rate limiting" finding embeds like login code. This is exactly why the grounded surface path (Stage 5d) exists — it decides presence/absence at a retrieved surface rather than by embedding distance.
- **Generic catch-all controls co-occur.** `mc-20890 secure_development_security_code_review` appears in the top-K for many code-security findings because it is semantically near almost all of them. It's harmless (the judge grounds it, and it never crowds out the specific controls — the SQLi example didn't get it) but is a candidate for future down-weighting.
- **Corpus classification noise.** The master-controls `verification_method` classification is imperfect — e.g. a documentation control (`eu_declaration_accuracy`) is currently tagged `source_code`. That's a corpus-side data-quality issue, separate from the mapping engine.
## Configuration
| Variable | Effect |
| --- | --- |
| `BREAKPILOT_BASE_URL` | breakpilot-compliance root; enables control ingest + Stage 5b. Unset disables all control mapping. |
| `BREAKPILOT_SEMANTIC_MAPPING` | Enables Stage 5c (semantic master-controls mapping). Default off. |
| `BREAKPILOT_GROUNDED_CHECKS` | Enables Stage 5d (grounded surface checks). Default off. |
| `BREAKPILOT_SNAPSHOT_DIR` | Where OSCAL catalog snapshots and the cached control-embedding index live. |
The semantic and grounded passes are gated because they are the heavier, less deterministic paths; they stay off until verified live against a deployed catalog. The live verification lives in `compliance-agent/tests/c5_semantic_live.rs` (ignored; run with `--ignored`).
## Appendix — the master-controls data pipeline
The master-controls corpus is produced by breakpilot-compliance and pulled as an OSCAL catalog from `GET /api/compliance/v1/oscal/catalog?framework=master-controls`. Two operational lessons are worth recording, because they cost real time to diagnose:
- **The catalog is served from `breakpilot_db`, not `postgres`.** Diagnostics run against the wrong database will look clean while the app serves something else entirely. Confirm the app's datname (`pg_stat_activity`) before trusting any count or `EXPLAIN`.
- **A constraint-less dump triplicated the master-control tables.** Restored without their PK/unique constraints, `master_controls` / `mc_verification` / `master_control_members` accumulated identical rows 3× (the same artifact migration `158` fixed for `doc_check_controls`). That inflated the catalog to ~26k dup'd controls and, with the indexes also missing, drove the export query to a >120s / 502. The fix (breakpilot migration `160`) ctid-dedups each table by its natural key and restores the constraints + indexes so it can't recur; the export query was also rewritten set-based (a single windowed pass instead of a per-row correlated subquery). After dedup: 41,850 → 13,950 master controls, catalog **25,938 → 2,882** code-checkable, endpoint **502 → 200 in ~3s**.