feat(sdk): Add Drafting Engine with 4-mode agent system (Explain/Ask/Draft/Validate)
Extends the Compliance Advisor from a Q&A chatbot into a full drafting engine that can generate, validate, and refine compliance documents within Scope Engine constraints. Includes intent classifier, state projector, constraint enforcer, SOUL templates, Go backend endpoints, and React UI components. Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
This commit is contained in:
49
admin-v2/lib/sdk/drafting-engine/prompts/ask-gap-analysis.ts
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49
admin-v2/lib/sdk/drafting-engine/prompts/ask-gap-analysis.ts
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@@ -0,0 +1,49 @@
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/**
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* Gap Analysis Prompt - Lueckenanalyse und gezielte Fragen
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*/
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import type { GapContext } from '../types'
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export interface GapAnalysisInput {
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context: GapContext
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instructions?: string
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}
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export function buildGapAnalysisPrompt(input: GapAnalysisInput): string {
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const { context, instructions } = input
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return `## Aufgabe: Compliance-Lueckenanalyse
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### Identifizierte Luecken:
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${context.gaps.length > 0
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? context.gaps.map(g => `- [${g.severity}] ${g.title}: ${g.description}`).join('\n')
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: '- Keine Luecken identifiziert'}
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### Fehlende Pflichtdokumente:
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${context.missingDocuments.length > 0
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? context.missingDocuments.map(d => `- ${d.label} (Tiefe: ${d.depth}, Aufwand: ${d.estimatedEffort})`).join('\n')
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: '- Alle Pflichtdokumente vorhanden'}
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### Unbeantwortete Fragen:
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${context.unansweredQuestions.length > 0
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? context.unansweredQuestions.map(q => `- [${q.blockId}] ${q.question}`).join('\n')
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: '- Alle Fragen beantwortet'}
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${instructions ? `### Zusaetzliche Anweisungen: ${instructions}` : ''}
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### Aufgabe:
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Analysiere den Stand und stelle EINE gezielte Frage, die die wichtigste Luecke adressiert.
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Priorisiere nach:
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1. Fehlende Pflichtdokumente
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2. Kritische Luecken (HIGH/CRITICAL severity)
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3. Unbeantwortete Pflichtfragen
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4. Mittlere Luecken
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### Antwort-Format:
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Antworte in dieser Struktur:
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1. **Statusuebersicht**: Kurze Zusammenfassung des Compliance-Stands (2-3 Saetze)
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2. **Wichtigste Luecke**: Was fehlt am dringendsten?
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3. **Gezielte Frage**: Eine konkrete Frage an den Nutzer
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4. **Warum wichtig**: Warum muss diese Luecke geschlossen werden?
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5. **Empfohlener naechster Schritt**: Link/Verweis zum SDK-Modul`
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}
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91
admin-v2/lib/sdk/drafting-engine/prompts/draft-dsfa.ts
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91
admin-v2/lib/sdk/drafting-engine/prompts/draft-dsfa.ts
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@@ -0,0 +1,91 @@
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/**
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* DSFA Draft Prompt - Datenschutz-Folgenabschaetzung (Art. 35 DSGVO)
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*/
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import type { DraftContext } from '../types'
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export interface DSFADraftInput {
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context: DraftContext
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processingDescription?: string
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instructions?: string
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}
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export function buildDSFADraftPrompt(input: DSFADraftInput): string {
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const { context, processingDescription, instructions } = input
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const level = context.decisions.level
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const depthItems = context.constraints.depthRequirements.detailItems
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const hardTriggers = context.decisions.hardTriggers
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return `## Aufgabe: DSFA entwerfen (Art. 35 DSGVO)
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### Unternehmensprofil
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- Name: ${context.companyProfile.name}
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- Branche: ${context.companyProfile.industry}
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- Mitarbeiter: ${context.companyProfile.employeeCount}
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### Compliance-Level: ${level}
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Tiefe: ${context.constraints.depthRequirements.depth}
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### Hard Triggers (Gruende fuer DSFA-Pflicht):
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${hardTriggers.length > 0
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? hardTriggers.map(t => `- ${t.id}: ${t.label} (${t.legalReference})`).join('\n')
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: '- Keine Hard Triggers (DSFA auf Wunsch)'}
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### Erforderliche Inhalte:
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${depthItems.map((item, i) => `${i + 1}. ${item}`).join('\n')}
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${processingDescription ? `### Beschreibung der Verarbeitung: ${processingDescription}` : ''}
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${instructions ? `### Zusaetzliche Anweisungen: ${instructions}` : ''}
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### Antwort-Format
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Antworte als JSON:
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{
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"sections": [
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{
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"id": "beschreibung",
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"title": "Systematische Beschreibung der Verarbeitung",
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"content": "...",
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"schemaField": "processingDescription"
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},
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{
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"id": "notwendigkeit",
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"title": "Notwendigkeit und Verhaeltnismaessigkeit",
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"content": "...",
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"schemaField": "necessityAssessment"
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},
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{
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"id": "risikobewertung",
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"title": "Bewertung der Risiken fuer die Rechte und Freiheiten",
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"content": "...",
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"schemaField": "riskAssessment"
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},
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{
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"id": "massnahmen",
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"title": "Massnahmen zur Eindaemmung der Risiken",
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"content": "...",
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"schemaField": "mitigationMeasures"
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},
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{
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"id": "stellungnahme_dsb",
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"title": "Stellungnahme des Datenschutzbeauftragten",
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"content": "...",
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"schemaField": "dpoOpinion"
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},
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{
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"id": "standpunkt_betroffene",
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"title": "Standpunkt der betroffenen Personen",
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"content": "...",
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"schemaField": "dataSubjectView"
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},
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{
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"id": "ergebnis",
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"title": "Ergebnis und Empfehlung",
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"content": "...",
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"schemaField": "conclusion"
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}
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]
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}
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Halte die Tiefe exakt auf Level ${level}.
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Nutze WP248-Kriterien als Leitfaden fuer die Risikobewertung.`
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}
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@@ -0,0 +1,78 @@
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/**
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* Loeschfristen Draft Prompt - Loeschkonzept
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*/
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import type { DraftContext } from '../types'
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export interface LoeschfristenDraftInput {
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context: DraftContext
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instructions?: string
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}
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export function buildLoeschfristenDraftPrompt(input: LoeschfristenDraftInput): string {
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const { context, instructions } = input
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const level = context.decisions.level
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const depthItems = context.constraints.depthRequirements.detailItems
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return `## Aufgabe: Loeschkonzept / Loeschfristen entwerfen
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### Unternehmensprofil
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- Name: ${context.companyProfile.name}
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- Branche: ${context.companyProfile.industry}
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- Mitarbeiter: ${context.companyProfile.employeeCount}
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### Compliance-Level: ${level}
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Tiefe: ${context.constraints.depthRequirements.depth}
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### Erforderliche Inhalte:
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${depthItems.map((item, i) => `${i + 1}. ${item}`).join('\n')}
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${context.existingDocumentData ? `### Bestehende Loeschfristen: ${JSON.stringify(context.existingDocumentData).slice(0, 500)}` : ''}
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${instructions ? `### Zusaetzliche Anweisungen: ${instructions}` : ''}
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### Antwort-Format
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Antworte als JSON:
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{
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"sections": [
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{
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"id": "grundsaetze",
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"title": "Grundsaetze der Datenlöschung",
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"content": "...",
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"schemaField": "principles"
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},
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{
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"id": "kategorien",
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"title": "Datenkategorien und Loeschfristen",
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"content": "Tabellarische Uebersicht...",
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"schemaField": "retentionSchedule"
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},
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{
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"id": "gesetzliche_fristen",
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"title": "Gesetzliche Aufbewahrungsfristen",
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"content": "HGB, AO, weitere...",
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"schemaField": "legalRetention"
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},
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{
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"id": "loeschprozess",
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"title": "Technischer Loeschprozess",
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"content": "...",
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"schemaField": "deletionProcess"
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},
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{
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"id": "verantwortlichkeiten",
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"title": "Verantwortlichkeiten",
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"content": "...",
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"schemaField": "responsibilities"
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},
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{
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"id": "ausnahmen",
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"title": "Ausnahmen und Sonderfaelle",
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"content": "...",
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"schemaField": "exceptions"
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}
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]
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}
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Halte die Tiefe exakt auf Level ${level}.
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Beruecksichtige branchenspezifische Aufbewahrungsfristen fuer ${context.companyProfile.industry}.`
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}
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102
admin-v2/lib/sdk/drafting-engine/prompts/draft-privacy-policy.ts
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102
admin-v2/lib/sdk/drafting-engine/prompts/draft-privacy-policy.ts
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@@ -0,0 +1,102 @@
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/**
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* Privacy Policy Draft Prompt - Datenschutzerklaerung (Art. 13/14 DSGVO)
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*/
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import type { DraftContext } from '../types'
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export interface PrivacyPolicyDraftInput {
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context: DraftContext
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websiteUrl?: string
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instructions?: string
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}
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export function buildPrivacyPolicyDraftPrompt(input: PrivacyPolicyDraftInput): string {
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const { context, websiteUrl, instructions } = input
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const level = context.decisions.level
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const depthItems = context.constraints.depthRequirements.detailItems
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return `## Aufgabe: Datenschutzerklaerung entwerfen (Art. 13/14 DSGVO)
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### Unternehmensprofil
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- Name: ${context.companyProfile.name}
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- Branche: ${context.companyProfile.industry}
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${context.companyProfile.dataProtectionOfficer ? `- DSB: ${context.companyProfile.dataProtectionOfficer.name} (${context.companyProfile.dataProtectionOfficer.email})` : ''}
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${websiteUrl ? `- Website: ${websiteUrl}` : ''}
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### Compliance-Level: ${level}
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Tiefe: ${context.constraints.depthRequirements.depth}
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### Erforderliche Inhalte:
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${depthItems.map((item, i) => `${i + 1}. ${item}`).join('\n')}
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${instructions ? `### Zusaetzliche Anweisungen: ${instructions}` : ''}
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### Antwort-Format
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Antworte als JSON:
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{
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"sections": [
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{
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"id": "verantwortlicher",
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"title": "Verantwortlicher",
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"content": "...",
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"schemaField": "controller"
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},
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{
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"id": "dsb",
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"title": "Datenschutzbeauftragter",
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"content": "...",
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"schemaField": "dpo"
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},
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{
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"id": "verarbeitungen",
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"title": "Verarbeitungstaetigkeiten und Zwecke",
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"content": "...",
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"schemaField": "processingPurposes"
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},
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{
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"id": "rechtsgrundlagen",
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"title": "Rechtsgrundlagen der Verarbeitung",
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"content": "...",
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"schemaField": "legalBases"
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},
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{
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"id": "empfaenger",
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"title": "Empfaenger und Datenweitergabe",
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"content": "...",
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"schemaField": "recipients"
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},
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{
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"id": "drittland",
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"title": "Uebermittlung in Drittlaender",
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"content": "...",
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"schemaField": "thirdCountryTransfers"
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},
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{
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"id": "speicherdauer",
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"title": "Speicherdauer",
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"content": "...",
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"schemaField": "retentionPeriods"
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},
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{
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"id": "betroffenenrechte",
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"title": "Ihre Rechte als betroffene Person",
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"content": "...",
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"schemaField": "dataSubjectRights"
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},
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{
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"id": "cookies",
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"title": "Cookies und Tracking",
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"content": "...",
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"schemaField": "cookies"
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},
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{
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"id": "aenderungen",
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"title": "Aenderungen dieser Datenschutzerklaerung",
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"content": "...",
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"schemaField": "changes"
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}
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]
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}
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Halte die Tiefe exakt auf Level ${level}.`
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}
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99
admin-v2/lib/sdk/drafting-engine/prompts/draft-tom.ts
Normal file
99
admin-v2/lib/sdk/drafting-engine/prompts/draft-tom.ts
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@@ -0,0 +1,99 @@
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/**
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* TOM Draft Prompt - Technische und Organisatorische Massnahmen (Art. 32 DSGVO)
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*/
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import type { DraftContext } from '../types'
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export interface TOMDraftInput {
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context: DraftContext
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focusArea?: string
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instructions?: string
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}
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export function buildTOMDraftPrompt(input: TOMDraftInput): string {
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const { context, focusArea, instructions } = input
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const level = context.decisions.level
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const depthItems = context.constraints.depthRequirements.detailItems
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return `## Aufgabe: TOM-Dokument entwerfen (Art. 32 DSGVO)
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### Unternehmensprofil
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- Name: ${context.companyProfile.name}
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- Branche: ${context.companyProfile.industry}
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- Mitarbeiter: ${context.companyProfile.employeeCount}
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### Compliance-Level: ${level}
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Tiefe: ${context.constraints.depthRequirements.depth}
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### Erforderliche Inhalte fuer Level ${level}:
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${depthItems.map((item, i) => `${i + 1}. ${item}`).join('\n')}
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### Constraints
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${context.constraints.boundaries.map(b => `- ${b}`).join('\n')}
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${context.constraints.riskFlags.length > 0 ? `### Risiko-Flags
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${context.constraints.riskFlags.map(f => `- [${f.severity}] ${f.title}`).join('\n')}` : ''}
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${focusArea ? `### Fokusbereich: ${focusArea}` : ''}
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${instructions ? `### Zusaetzliche Anweisungen: ${instructions}` : ''}
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${context.existingDocumentData ? `### Bestehende TOM: ${JSON.stringify(context.existingDocumentData).slice(0, 500)}` : ''}
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### Antwort-Format
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Antworte als JSON:
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{
|
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"sections": [
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{
|
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"id": "zutrittskontrolle",
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"title": "Zutrittskontrolle",
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"content": "Massnahmen die unbefugten Zutritt zu Datenverarbeitungsanlagen verhindern...",
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"schemaField": "accessControl"
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},
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{
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"id": "zugangskontrolle",
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"title": "Zugangskontrolle",
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"content": "Massnahmen gegen unbefugte Systemnutzung...",
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"schemaField": "systemAccessControl"
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},
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{
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"id": "zugriffskontrolle",
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"title": "Zugriffskontrolle",
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"content": "Massnahmen zur Sicherstellung berechtigter Datenzugriffe...",
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"schemaField": "dataAccessControl"
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},
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{
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"id": "weitergabekontrolle",
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"title": "Weitergabekontrolle / Uebertragungssicherheit",
|
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"content": "Massnahmen bei Datenuebertragung und -transport...",
|
||||
"schemaField": "transferControl"
|
||||
},
|
||||
{
|
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"id": "eingabekontrolle",
|
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"title": "Eingabekontrolle",
|
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"content": "Nachvollziehbarkeit von Dateneingaben...",
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"schemaField": "inputControl"
|
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},
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{
|
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"id": "auftragskontrolle",
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"title": "Auftragskontrolle",
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"content": "Massnahmen zur weisungsgemaessen Auftragsverarbeitung...",
|
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"schemaField": "orderControl"
|
||||
},
|
||||
{
|
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"id": "verfuegbarkeitskontrolle",
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"title": "Verfuegbarkeitskontrolle",
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"content": "Schutz gegen Datenverlust...",
|
||||
"schemaField": "availabilityControl"
|
||||
},
|
||||
{
|
||||
"id": "trennungsgebot",
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||||
"title": "Trennungsgebot",
|
||||
"content": "Getrennte Verarbeitung fuer verschiedene Zwecke...",
|
||||
"schemaField": "separationControl"
|
||||
}
|
||||
]
|
||||
}
|
||||
|
||||
Fuelle fehlende Informationen mit [PLATZHALTER: ...].
|
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Halte die Tiefe exakt auf Level ${level}.`
|
||||
}
|
||||
109
admin-v2/lib/sdk/drafting-engine/prompts/draft-vvt.ts
Normal file
109
admin-v2/lib/sdk/drafting-engine/prompts/draft-vvt.ts
Normal file
@@ -0,0 +1,109 @@
|
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/**
|
||||
* VVT Draft Prompt - Verarbeitungsverzeichnis (Art. 30 DSGVO)
|
||||
*/
|
||||
|
||||
import type { DraftContext } from '../types'
|
||||
|
||||
export interface VVTDraftInput {
|
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context: DraftContext
|
||||
activityName?: string
|
||||
activityPurpose?: string
|
||||
instructions?: string
|
||||
}
|
||||
|
||||
export function buildVVTDraftPrompt(input: VVTDraftInput): string {
|
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const { context, activityName, activityPurpose, instructions } = input
|
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const level = context.decisions.level
|
||||
const depthItems = context.constraints.depthRequirements.detailItems
|
||||
|
||||
return `## Aufgabe: VVT-Eintrag entwerfen (Art. 30 DSGVO)
|
||||
|
||||
### Unternehmensprofil
|
||||
- Name: ${context.companyProfile.name}
|
||||
- Branche: ${context.companyProfile.industry}
|
||||
- Mitarbeiter: ${context.companyProfile.employeeCount}
|
||||
- Geschaeftsmodell: ${context.companyProfile.businessModel}
|
||||
${context.companyProfile.dataProtectionOfficer ? `- DSB: ${context.companyProfile.dataProtectionOfficer.name} (${context.companyProfile.dataProtectionOfficer.email})` : '- DSB: Nicht benannt'}
|
||||
|
||||
### Compliance-Level: ${level}
|
||||
Tiefe: ${context.constraints.depthRequirements.depth}
|
||||
|
||||
### Erforderliche Inhalte fuer Level ${level}:
|
||||
${depthItems.map((item, i) => `${i + 1}. ${item}`).join('\n')}
|
||||
|
||||
### Constraints
|
||||
${context.constraints.boundaries.map(b => `- ${b}`).join('\n')}
|
||||
|
||||
${context.constraints.riskFlags.length > 0 ? `### Risiko-Flags
|
||||
${context.constraints.riskFlags.map(f => `- [${f.severity}] ${f.title}: ${f.recommendation}`).join('\n')}` : ''}
|
||||
|
||||
${activityName ? `### Gewuenschte Verarbeitungstaetigkeit: ${activityName}` : ''}
|
||||
${activityPurpose ? `### Zweck: ${activityPurpose}` : ''}
|
||||
${instructions ? `### Zusaetzliche Anweisungen: ${instructions}` : ''}
|
||||
|
||||
${context.existingDocumentData ? `### Bestehende VVT-Eintraege: ${JSON.stringify(context.existingDocumentData).slice(0, 500)}` : ''}
|
||||
|
||||
### Antwort-Format
|
||||
Antworte als JSON:
|
||||
{
|
||||
"sections": [
|
||||
{
|
||||
"id": "bezeichnung",
|
||||
"title": "Bezeichnung der Verarbeitungstaetigkeit",
|
||||
"content": "...",
|
||||
"schemaField": "name"
|
||||
},
|
||||
{
|
||||
"id": "verantwortlicher",
|
||||
"title": "Verantwortlicher",
|
||||
"content": "...",
|
||||
"schemaField": "controller"
|
||||
},
|
||||
{
|
||||
"id": "zweck",
|
||||
"title": "Zweck der Verarbeitung",
|
||||
"content": "...",
|
||||
"schemaField": "purpose"
|
||||
},
|
||||
{
|
||||
"id": "rechtsgrundlage",
|
||||
"title": "Rechtsgrundlage",
|
||||
"content": "...",
|
||||
"schemaField": "legalBasis"
|
||||
},
|
||||
{
|
||||
"id": "betroffene",
|
||||
"title": "Kategorien betroffener Personen",
|
||||
"content": "...",
|
||||
"schemaField": "dataSubjects"
|
||||
},
|
||||
{
|
||||
"id": "datenkategorien",
|
||||
"title": "Kategorien personenbezogener Daten",
|
||||
"content": "...",
|
||||
"schemaField": "dataCategories"
|
||||
},
|
||||
{
|
||||
"id": "empfaenger",
|
||||
"title": "Empfaenger",
|
||||
"content": "...",
|
||||
"schemaField": "recipients"
|
||||
},
|
||||
{
|
||||
"id": "speicherdauer",
|
||||
"title": "Speicherdauer / Loeschfristen",
|
||||
"content": "...",
|
||||
"schemaField": "retentionPeriod"
|
||||
},
|
||||
{
|
||||
"id": "tom_referenz",
|
||||
"title": "TOM-Referenz",
|
||||
"content": "...",
|
||||
"schemaField": "tomReference"
|
||||
}
|
||||
]
|
||||
}
|
||||
|
||||
Fuelle fehlende Informationen mit [PLATZHALTER: Beschreibung was hier eingetragen werden muss].
|
||||
Halte die Tiefe exakt auf Level ${level} (${context.constraints.depthRequirements.depth}).`
|
||||
}
|
||||
11
admin-v2/lib/sdk/drafting-engine/prompts/index.ts
Normal file
11
admin-v2/lib/sdk/drafting-engine/prompts/index.ts
Normal file
@@ -0,0 +1,11 @@
|
||||
/**
|
||||
* Drafting Engine Prompts - Re-Exports
|
||||
*/
|
||||
|
||||
export { buildVVTDraftPrompt, type VVTDraftInput } from './draft-vvt'
|
||||
export { buildTOMDraftPrompt, type TOMDraftInput } from './draft-tom'
|
||||
export { buildDSFADraftPrompt, type DSFADraftInput } from './draft-dsfa'
|
||||
export { buildPrivacyPolicyDraftPrompt, type PrivacyPolicyDraftInput } from './draft-privacy-policy'
|
||||
export { buildLoeschfristenDraftPrompt, type LoeschfristenDraftInput } from './draft-loeschfristen'
|
||||
export { buildCrossCheckPrompt, type CrossCheckInput } from './validate-cross-check'
|
||||
export { buildGapAnalysisPrompt, type GapAnalysisInput } from './ask-gap-analysis'
|
||||
@@ -0,0 +1,66 @@
|
||||
/**
|
||||
* Cross-Document Validation Prompt
|
||||
*/
|
||||
|
||||
import type { ValidationContext } from '../types'
|
||||
|
||||
export interface CrossCheckInput {
|
||||
context: ValidationContext
|
||||
focusDocuments?: string[]
|
||||
instructions?: string
|
||||
}
|
||||
|
||||
export function buildCrossCheckPrompt(input: CrossCheckInput): string {
|
||||
const { context, focusDocuments, instructions } = input
|
||||
|
||||
return `## Aufgabe: Cross-Dokument-Konsistenzpruefung
|
||||
|
||||
### Scope-Level: ${context.scopeLevel}
|
||||
|
||||
### Vorhandene Dokumente:
|
||||
${context.documents.map(d => `- ${d.type}: ${d.contentSummary}`).join('\n')}
|
||||
|
||||
### Cross-Referenzen:
|
||||
- VVT-Kategorien: ${context.crossReferences.vvtCategories.join(', ') || 'Keine'}
|
||||
- DSFA-Risiken: ${context.crossReferences.dsfaRisks.join(', ') || 'Keine'}
|
||||
- TOM-Controls: ${context.crossReferences.tomControls.join(', ') || 'Keine'}
|
||||
- Loeschfristen-Kategorien: ${context.crossReferences.retentionCategories.join(', ') || 'Keine'}
|
||||
|
||||
### Tiefenpruefung pro Dokument:
|
||||
${context.documents.map(d => {
|
||||
const req = context.depthRequirements[d.type]
|
||||
return req ? `- ${d.type}: Erforderlich=${req.required}, Tiefe=${req.depth}` : `- ${d.type}: Keine Requirements`
|
||||
}).join('\n')}
|
||||
|
||||
${focusDocuments ? `### Fokus auf: ${focusDocuments.join(', ')}` : ''}
|
||||
${instructions ? `### Zusaetzliche Anweisungen: ${instructions}` : ''}
|
||||
|
||||
### Pruefkriterien:
|
||||
1. Jede VVT-Taetigkeit muss einen TOM-Verweis haben
|
||||
2. Jede VVT-Kategorie muss eine Loeschfrist haben
|
||||
3. Bei DSFA-pflichtigen Verarbeitungen muss eine DSFA existieren
|
||||
4. TOM-Massnahmen muessen zum Risikoprofil passen
|
||||
5. Loeschfristen duerfen gesetzliche Minima nicht unterschreiten
|
||||
6. Dokument-Tiefe muss Level ${context.scopeLevel} entsprechen
|
||||
|
||||
### Antwort-Format
|
||||
Antworte als JSON:
|
||||
{
|
||||
"passed": true/false,
|
||||
"errors": [
|
||||
{
|
||||
"id": "ERR-001",
|
||||
"severity": "error",
|
||||
"category": "scope_violation|inconsistency|missing_content|depth_mismatch|cross_reference",
|
||||
"title": "...",
|
||||
"description": "...",
|
||||
"documentType": "vvt|tom|dsfa|...",
|
||||
"crossReferenceType": "...",
|
||||
"legalReference": "Art. ... DSGVO",
|
||||
"suggestion": "..."
|
||||
}
|
||||
],
|
||||
"warnings": [...],
|
||||
"suggestions": [...]
|
||||
}`
|
||||
}
|
||||
Reference in New Issue
Block a user