breakpilot-core/control-pipeline/INSTRUCTION-controls-fuer-andere-sessions.md

# Controls nutzen — Anleitung für andere Sessions

**Stand:** 2026-05-07, wird laufend aktualisiert
**Repo:** breakpilot-core (~/Projekte/breakpilot-core)

---

## Was sind die Controls?

174.497 atomare Compliance-Controls in der Datenbank. Jeder Control ist eine **einzelne prüfbare Anforderung** aus einer Rechtsquelle (DSGVO, NIS2, NIST, AI Act, etc.).

### Beispiel

```
Control-ID:  AUTH-2956-A14
Titel:       "Implementierung von Multi-Faktor-Authentifizierung prüfen"
Objective:   "Sicherstellen, dass MFA korrekt implementiert ist..."
Merge-Key:   "verify:multi_factor_auth:testing"
Severity:    high
```

## Wo liegen die Controls?

### Datenbank (PostgreSQL auf Mac Mini)

```sql
-- Alle Controls abfragen
SELECT id, control_id, title, objective, severity,
       source_citation,           -- Rechtsquelle (JSON)
       generation_metadata->>'merge_group_hint' AS merge_key
FROM compliance.canonical_controls
WHERE release_state NOT IN ('deprecated', 'rejected');
```

**Verbindung:**
```bash
# Vom MacBook:
ssh macmini "/usr/local/bin/docker exec bp-core-postgres psql -U breakpilot -d breakpilot_db"

# Oder via Control-Pipeline Container:
ssh macmini "/usr/local/bin/docker exec bp-core-control-pipeline curl -sf http://127.0.0.1:8098/..."
```

### API (Port 8098, nur via Docker exec erreichbar)

```bash
# Master Controls auflisten
ssh macmini "/usr/local/bin/docker exec bp-core-control-pipeline \
  curl -sf 'http://127.0.0.1:8098/v1/master-controls?limit=50&sort=total_controls'"

# Master Control Detail mit allen Membern
ssh macmini "/usr/local/bin/docker exec bp-core-control-pipeline \
  curl -sf 'http://127.0.0.1:8098/v1/master-controls/MC-8292'"
```

## Struktur der Controls

### merge_group_hint (Schlüsselfeld!)

Jeder Control hat einen `merge_group_hint` im Format `action:object:phase`:

```
implement:encryption:implementation
define:access_control:definition
monitor:network_security:monitoring
report:supervisory_authority:reporting
```

**74 kanonische Object-Tokens** (Stand 2026-05-07):

| Kategorie | Tokens |
|-----------|--------|
| **Security** | multi_factor_auth, password_policy, credentials, session_management, privileged_access, access_control, encryption, transport_encryption, key_management, certificate_management, network_security, network_segmentation, firewall, vpn, remote_access, monitoring, audit_logging, siem, alerting, compliance_audit, vulnerability, patch_management, backup, disaster_recovery, physical_security, secure_development, api_security, input_validation, container_security, logging_configuration |
| **Data Protection** | personal_data, sensitive_data, health_data, consent, data_subject_rights, data_retention, data_transfer, data_breach_notification, dpia, data_processing_agreement, privacy_by_design, data_processing_register, data_classification, cookie_consent, video_surveillance |
| **Governance** | policy, procedure, process, training, awareness, incident, risk_management, third_party_management, change_management, documentation, records_management, compliance_reporting, asset_management, human_resources_security |
| **Regulatory** | supervisory_authority, certification, product_safety, ai_system, financial_reporting, aml, whistleblowing, consumer_protection, ecommerce, telecommunications, medical_device, payment_services, critical_infrastructure, supply_chain_due_diligence, sustainability_reporting |

### Rechtsquellen (source_citation)

Die **Parent-Controls** (nicht die atomaren!) haben `source_citation`:

```sql
-- Controls mit Rechtsquelle finden
SELECT cc.control_id, cc.title,
       pc.source_citation->>'source' AS regulation,
       pc.source_citation->>'article' AS article
FROM compliance.canonical_controls cc
JOIN compliance.canonical_controls pc ON pc.id = cc.parent_control_uuid
WHERE pc.source_citation IS NOT NULL
  AND pc.source_citation->>'source' LIKE '%DSGVO%';
```

148 verschiedene Rechtsquellen (DSGVO, NIS2, NIST, OWASP, BSI, TKG, etc.)

## Controls filtern (Use Cases)

### Beispiel: Alle DSGVO Art. 13 Controls (für DSI-Prüfung)

```sql
SELECT cc.control_id, cc.title, cc.objective,
       cc.generation_metadata->>'merge_group_hint' AS merge_key,
       pc.source_citation->>'article' AS article
FROM compliance.canonical_controls cc
JOIN compliance.canonical_controls pc ON pc.id = cc.parent_control_uuid
WHERE pc.source_citation->>'source' = 'DSGVO (EU) 2016/679'
  AND pc.source_citation->>'article' LIKE '%13%'
  AND cc.release_state NOT IN ('deprecated', 'rejected')
ORDER BY cc.control_id;
```

### Beispiel: Alle Encryption-Controls

```sql
SELECT control_id, title, objective
FROM compliance.canonical_controls
WHERE generation_metadata->>'merge_group_hint' LIKE '%:encryption:%'
  AND release_state NOT IN ('deprecated', 'rejected');
```

### Beispiel: Controls nach Object-Token filtern

```sql
-- Alle Controls zu einem bestimmten Thema
SELECT control_id, title,
       generation_metadata->>'merge_group_hint' AS merge_key
FROM compliance.canonical_controls
WHERE generation_metadata->>'merge_group_hint' LIKE '%:data_retention:%'
  AND release_state NOT IN ('deprecated', 'rejected');
```

## Wichtige Tabellen

| Tabelle | Rows | Beschreibung |
|---------|------|-------------|
| `compliance.canonical_controls` | ~294K | Alle Controls (Rich + Atomic) |
| `compliance.master_controls` | ~5.329 | Gruppierte Master Controls |
| `compliance.master_control_members` | ~172K | Zuordnung Control → MC |
| `compliance.object_ontology` | 74 | Kanonische Object-Definitionen |
| `compliance.regulation_registry` | 223 | Rechtsquellen-Register |

## Was gerade passiert (2026-05-07)

**Phase 2 läuft:** Alle 174K Controls werden per Claude Haiku re-klassifiziert. Die `merge_group_hint` werden von frei-form LLM-Objekten auf 74 kanonische Tokens normalisiert. Danach:
- Phase 3: Re-Clustering (gpre1 mit K=20000)
- Phase 4: Neue Master Controls (gpre2)
- Phase 5: Regulation-Source-Split (gpre3)

**NICHT ÄNDERN:** `canonical_controls`, `master_controls`, `object_ontology` Tabellen werden aktiv bearbeitet.

## DB-Zugang Quick Reference

```bash
# Quick Query (eine Zeile)
ssh macmini "/usr/local/bin/docker exec bp-core-postgres psql -U breakpilot -d breakpilot_db -c \"SELECT count(*) FROM compliance.canonical_controls\""

# Interaktive Session
ssh macmini "/usr/local/bin/docker exec -it bp-core-postgres psql -U breakpilot -d breakpilot_db"
```