6ccc6c87c1
Third instance of the identity-machine pattern (after Master Controls and Master Obligations). New compliance/capability/ package: MasterCapability with stable MCAP ids, CapabilityCandidate minting, seven typed relation types, a VERSIONED derivation policy, and identity lifecycle (merge/split/deprecate/redirect with provenance). Stored: identities, sources, relationship types, policy versions, lifecycle events, provenance. Derived (never stored): confidence/status via evaluate_relation under a policy version. Hard rule (structurally guarded): a certification alone can never yield CONFIRMED — only CONFIRMS + concrete artifact (or expert) does. Built from the Reasoning session per user directive but this IS the Compliance Execution model (Execution owns Capability) — handed off via the board. Metadata-first: CapabilityRelation is registry metadata, NOT a new meta-model class (freeze v1.0 untouched). No Company-Gap, no real ISO/cert mappings, no UI/RAG, no generic canonicalization engine. 11 tests; mypy --strict clean; LOC ok. Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
154 lines
6.2 KiB
Python
154 lines
6.2 KiB
Python
"""Tests for Master Capability Registry v0 (Phase 2C, Compliance Execution domain).
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Acceptance: a registry mints stable MCAP ids, stores typed relations + versioned
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policy + lifecycle events + provenance, and DERIVES confidence/status on demand
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(never stored). Hard rule: a certification alone can never yield CONFIRMED.
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No real ISO/cert mappings here — only synthetic relations (mappings are not part of
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v0; they are Execution data, injected later).
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"""
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from __future__ import annotations
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import pytest
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from compliance.capability import (
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DEFAULT_POLICY,
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AssertionStatus,
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CapabilityCandidate,
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CapabilityRegistry,
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CapabilityRelation,
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Confidence,
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EvidenceKind,
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LifecycleEventType,
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PolicyRule,
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PolicyVersion,
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RelationType,
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assert_no_certification_confirms,
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deprecate_capability,
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evaluate_relation,
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merge_capabilities,
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mint_capability,
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resolve,
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)
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def _rel(rt, ek, target="MCAP-00001", src="x"):
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return CapabilityRelation(
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relation_id="r", source=src, target_capability_id=target, relationship_type=rt, evidence_kind=ek
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)
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# 1. minting assigns stable, incrementing MCAP ids.
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def test_mint_stable_mcap_id():
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reg = CapabilityRegistry()
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a = mint_capability(reg, CapabilityCandidate(raw_term="Patch Management"))
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b = mint_capability(reg, CapabilityCandidate(raw_term="Incident Response"))
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assert a.capability_id == "MCAP-00001"
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assert b.capability_id == "MCAP-00002"
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assert reg.capabilities["MCAP-00001"].name == "Patch Management"
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# 2. minted capability carries provenance.
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def test_mint_records_provenance():
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reg = CapabilityRegistry()
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cap = mint_capability(reg, CapabilityCandidate(raw_term="Secure Development"))
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assert cap.provenance.author == "system"
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assert "Secure Development" in cap.provenance.basis
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# 3. all seven relationship types exist.
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def test_relation_types_complete():
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assert {t.value for t in RelationType} == {
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"equivalent", "supports", "requires", "confirms", "broader_than", "narrower_than", "related_to",
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}
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# 4. confidence is COMPUTED from relation_type + evidence + policy_version, not stored.
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def test_confidence_computed_and_policy_referenced():
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rel = _rel(RelationType.SUPPORTS, EvidenceKind.CERTIFICATION)
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a = evaluate_relation(rel, DEFAULT_POLICY)
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assert a.status == AssertionStatus.INFERRED and a.confidence == Confidence.LOW
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assert a.policy_version == "capability-policy-v0"
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# the registry itself stores NO confidence/coverage
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assert "confidence" not in CapabilityRegistry.model_fields
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assert "coverage" not in CapabilityRegistry.model_fields
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# 4b. a DIFFERENT policy version yields a different result for the SAME relation
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# -> "why did you say X last year" needs the policy-as-of-then.
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def test_policy_versioning_changes_outcome():
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rel = _rel(RelationType.SUPPORTS, EvidenceKind.CERTIFICATION)
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v0b = PolicyVersion(
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policy_version="capability-policy-v0b",
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rules=[PolicyRule(
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relationship_type=RelationType.SUPPORTS, evidence_kind=EvidenceKind.CERTIFICATION,
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status=AssertionStatus.INFERRED, confidence=Confidence.MEDIUM,
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)],
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)
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assert evaluate_relation(rel, DEFAULT_POLICY).confidence == Confidence.LOW
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assert evaluate_relation(rel, v0b).confidence == Confidence.MEDIUM
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assert evaluate_relation(rel, v0b).policy_version == "capability-policy-v0b"
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# 5 + 8. HARD RULE: a certification alone can NEVER be CONFIRMED.
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def test_certification_never_confirmed():
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for rt in (RelationType.SUPPORTS, RelationType.EQUIVALENT, RelationType.BROADER_THAN, RelationType.RELATED_TO):
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a = evaluate_relation(_rel(rt, EvidenceKind.CERTIFICATION), DEFAULT_POLICY)
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assert a.status != AssertionStatus.CONFIRMED
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# only a concrete artifact via a CONFIRMS relation reaches CONFIRMED
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assert evaluate_relation(_rel(RelationType.CONFIRMS, EvidenceKind.ARTIFACT)).status == AssertionStatus.CONFIRMED
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# the shipped policy structurally satisfies the hard rule
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assert_no_certification_confirms(DEFAULT_POLICY)
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# 8b. a policy that maps a certification to CONFIRMED is rejected.
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def test_bad_policy_rejected():
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bad = PolicyVersion(
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policy_version="bad",
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rules=[PolicyRule(
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relationship_type=RelationType.EQUIVALENT, evidence_kind=EvidenceKind.CERTIFICATION,
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status=AssertionStatus.CONFIRMED, confidence=Confidence.HIGH,
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)],
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)
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with pytest.raises(ValueError):
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assert_no_certification_confirms(bad)
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# 6. provenance on a curated relation atom.
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def test_relation_carries_provenance():
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rel = CapabilityRelation(
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relation_id="r1", source="certification:ISO27001", target_capability_id="MCAP-00001",
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relationship_type=RelationType.SUPPORTS, evidence_kind=EvidenceKind.CERTIFICATION,
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)
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assert rel.relationship_type == RelationType.SUPPORTS
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assert hasattr(rel, "provenance")
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# 9. merge keeps a redirect: resolve(old) follows it to the new capability.
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def test_merge_keeps_redirect():
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reg = CapabilityRegistry()
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old = mint_capability(reg, CapabilityCandidate(raw_term="Update Management"))
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new = mint_capability(reg, CapabilityCandidate(raw_term="Software Update Management"))
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event = merge_capabilities(reg, old.capability_id, new.capability_id)
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assert event.event_type == LifecycleEventType.MERGE
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assert reg.capabilities[old.capability_id].redirect_to == new.capability_id
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# resolve follows the redirect to the canonical capability
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assert resolve(reg, old.capability_id).capability_id == new.capability_id
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assert reg.lifecycle_events[-1].from_ids == [old.capability_id]
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# 9b. deprecate without a redirect resolves to None (no canonical target).
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def test_deprecate_without_redirect_resolves_none():
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reg = CapabilityRegistry()
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cap = mint_capability(reg, CapabilityCandidate(raw_term="Legacy Capability"))
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deprecate_capability(reg, cap.capability_id)
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assert resolve(reg, cap.capability_id) is None
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assert reg.capabilities[cap.capability_id].state.value == "deprecated"
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# requires = an obligation NEEDS a capability (relevance), not possession -> unknown.
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def test_requires_is_relevance_not_possession():
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a = evaluate_relation(_rel(RelationType.REQUIRES, EvidenceKind.NONE), DEFAULT_POLICY)
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assert a.status == AssertionStatus.UNKNOWN
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