14 Commits

Author SHA1 Message Date
Benjamin Admin
dd64e33e88 docs: SDK-Flow + Wiki — EU Registration Step + 4 Domain-Artikel
1. SDK-Flow: Neuer Step "EU AI Database Registrierung" (seq 350, CP-REG)
2. Wiki: 4 Domain-Compliance-Artikel (Recruiting, Bildung, Gesundheit, Finance)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-13 07:13:17 +02:00
Benjamin Admin
2f8269d115 test: Domain-Context Tests — 22 Tests (HR, Edu, HC, CritInfra, Marketing, Mfg, AGG)
BLOCK-Tests: AutomatedRejection, MinorsWithoutTeacher, MDRUnvalidated,
             SafetyCriticalNoRedundancy, DeepfakeUnlabeled, ManufacturingUnvalidated,
             ReviewManipulation
Positive Tests: HumanReview OK, TeacherReview OK, DeepfakeLabeled OK
Risk Tests: AGG visible, Triage high risk
Loader Tests: AGG + AI Act obligations count, applicability
Resolver Tests: HRContext, NilContext, HealthcareContext
Meta: TotalObligationsCount, DomainConstants

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-13 06:59:11 +02:00
Benjamin Admin
532febe35c fix: Build-Fehler — LegalContext Namenskollision + Registration Handler
- LegalContext → LegalDomainContext (Kollision mit legal_rag.go LegalContext)
- ExplainResponse.LegalContext bleibt unveraendert (RAG-Typ)
- Registration Handler: Intake ist struct, kein []byte
- Unbenutzten json Import entfernt

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 23:57:00 +02:00
Benjamin Admin
0a0863f31c feat: Letzte 3 Domains abgedeckt — Finance/Banking + General (100%)
- Finance/Banking: Kredit-Scoring, AML/KYC, automatisierte Entscheidungen, Kunden-Profiling
- General: Universelle KI-Governance (Personenbezug, Automatisierung, sensible Daten)

Domains mit Fragen: 27 Gruppen fuer alle 54 Domains (100% Coverage)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 23:12:00 +02:00
Benjamin Admin
d892ad161f feat: Domain-Fragen fuer 10 weitere Domains (24 von 39 total, 62%)
10 neue Context-Structs + Field-Resolver + 22 YAML-Regeln + Frontend:
- Agriculture: Pestizid-KI, Tierwohl, Umweltdaten
- Social Services: Schutzbeduerftiger, Leistungszuteilung, Fallmanagement
- Hospitality: Gaeste-Profiling, dynamische Preise, Bewertungsmanipulation=BLOCK
- Insurance: Praemien, Schadensautomation, Betrugserkennung
- Investment: Algo-Trading, Robo Advisor (MiFID II)
- Defense: Dual-Use, Exportkontrolle, Verschlusssachen
- Supply Chain: Lieferantenueberwachung, Menschenrechte (LkSG)
- Facility: Zutrittskontrolle, Belegung, Energie
- Sports: Athleten-Tracking, Fan-Profiling

Domains mit Fragen: 24 von 39 (62%)
YAML-Regeln total: ~66
Neue BLOCKs: Bewertungsmanipulation (UWG/DSA)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 23:04:35 +02:00
Benjamin Admin
17153ccbe8 feat: Domain-Fragen fuer 10 weitere Domains (14 total)
10 neue Context-Structs + Field-Resolver + ~30 YAML-Regeln + Frontend:
- Legal/Justice: Rechtsberatung, Urteilsprognose, Mandantengeheimnis
- Public Sector: Verwaltungsentscheidungen, Leistungsverteilung, FRIA
- Critical Infra: Netzsteuerung, Sicherheitskritisch, Redundanz
- Automotive: Autonomes Fahren, ADAS, ISO 26262
- Retail/E-Commerce: Preise, Scoring, Dark Patterns
- IT/Cybersecurity: Surveillance, Threat Detection, Log-Retention
- Logistics: Fahrer-Tracking, Workload-Scoring
- Construction: Mieterauswahl, Arbeitsschutz
- Marketing/Media: Deepfakes=BLOCK, Minderjaehrige, Targeting
- Manufacturing: Maschinensicherheit=BLOCK, CE-Kennzeichnung

Domains mit Fragen: 14 von 39 (36%)
YAML-Regeln total: ~44 (14 vorher + 30 neu)
BLOCK-Regeln: Deepfakes ungekennzeichnet, Maschinensicherheit unvalidiert,
              Kritische Infra ohne Redundanz

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 22:50:26 +02:00
Benjamin Admin
352d7112c9 feat: Domain YAML-Regeln (14 Regeln) + Field-Resolver fuer HR/Edu/HC
1. 14 neue YAML-Regeln in Kategorie K (Domain-Hochrisiko):
   - HR: 5 Regeln (Screening, Absagen=BLOCK, AGG, Bias, Performance)
   - Education: 3 Regeln (Noten, Minderjaehrige=BLOCK, Zugangssteuerung)
   - Healthcare: 4 Regeln (Diagnose, Triage, MDR=BLOCK, Gesundheitsdaten)
2. Field-Resolver: getHRContextValue(), getEducationContextValue(), getHealthcareContextValue()

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 22:35:48 +02:00
Benjamin Admin
0957254547 feat: Domain-spezifische UCCA-Fragen (HR, Education, Healthcare) + AGG-Modul
1. Domain-Context Structs: HRContext (7 Felder), EducationContext (6), HealthcareContext (6)
   — nach FinancialContext-Pattern, optionale Structs in UseCaseIntake
2. AGG Obligations Modul: 8 Obligations (§1-§22 AGG)
   — Bias-Audit, Beweislastumkehr, Proxy-Merkmale, Beschwerdemechanismus
   — Applicability: domain=hr/recruiting, country=DE
3. Frontend: Conditional Domain-Fragen in Step 4 des UCCA-Wizard
   — HR: 6 Fragen (Screening, Absagen, AGG, Bias-Audit, Human Review)
   — Education: 5 Fragen (Noten, Pruefungen, Minderjaehrige, Lehrkraft-Review)
   — Healthcare: 6 Fragen (Diagnose, Triage, MDR, klinische Validierung)
   — Farbcodierung: rot=Risiko, gruen=Schutzmassnahme
   — Domain-Contexts im Submit-Payload gemappt

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 22:06:15 +02:00
Benjamin Admin
f17608a956 feat: EU AI Database Registration (Art. 49) — Backend + Frontend
Backend (Go):
- DB Migration 023: ai_system_registrations Tabelle
- RegistrationStore: CRUD + Status-Management + Export-JSON
- RegistrationHandlers: 7 Endpoints (Create, List, Get, Update, Status, Prefill, Export)
- Routes in main.go: /sdk/v1/ai-registration/*

Frontend (Next.js):
- 6-Step Wizard: Anbieter → System → Klassifikation → Konformitaet → Trainingsdaten → Pruefung
- System-Karten mit Status-Badges (Entwurf/Bereit/Eingereicht/Registriert)
- JSON-Export fuer EU-Datenbank-Submission
- Status-Workflow: draft → ready → submitted → registered
- API Proxy Routes

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 17:13:39 +02:00
Benjamin Admin
ce3df9f080 feat: AI Act Obligations erweitert (60→81) + Decision Tree Q8 fix
1. 21 neue AI Act Obligations:
   - Art. 9 Risk Management (5 granulare Regeln)
   - Art. 10 Data Governance (3: Bias, Qualitaet, Versionierung)
   - Art. 12 Logging (3: I/O-Logging, Manipulationsschutz, Aufbewahrung)
   - Art. 14 Human Oversight (3: Override, Schulung, Automation Bias)
   - Art. 15 Accuracy/Cybersecurity (3: Genauigkeit, Robustheit, Security)
   - Art. 51/52/54/56 GPAI Governance (4: Klassifizierung, Kennzeichnung, EU-Rep, CoP)
2. Decision Tree Q8 praezisiert:
   "Stellst du ein KI-Modell fuer Dritte bereit?" statt generische GPAI-Frage

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 16:41:29 +02:00
Benjamin Admin
2da39e035d docs: SDK-Flow + Wiki — BetrVG-Modul dokumentiert
1. SDK-Flow: Use-Case-Assessment Beschreibung aktualisiert
   - BetrVG-Toggles in Step 4 dokumentiert
   - Konflikt-Score und BAG-Urteile erwaehnt
2. Wiki: BetrVG-Artikel als SQL-Migration
   - Leitentscheidungen (M365, SAP, SaaS, Belastungsstatistik)
   - Konflikt-Score Erklaerung
   - Wird nach Compliance-Refactoring auf Production eingespielt

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 12:04:54 +02:00
Benjamin Admin
1989c410a9 test: BetrVG-Modul Tests — Konflikt-Score, Escalation, Obligations, Applicability
10 Tests: Score-Berechnung (no data, monitoring, HR, consulted),
Escalation (E2/E3 Trigger), V2-Obligations-Loading, Applicability (DE/US/small).

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 11:11:33 +02:00
Benjamin Admin
c55a6ab995 feat: BetrVG-Compliance-Modul — Obligations, Konflikt-Score, Frontend
1. BetrVG Obligations (JSON V2): 12 Pflichten basierend auf §87, §90, §94, §95, §99, §111
   - BAG-Rechtsprechung referenziert (M365, SAP, Standardsoftware)
   - Applicability: DE + >=5 Mitarbeiter
2. Betriebsrats-Konflikt-Score (0-100): Gewichtete Formel aus 8 Faktoren
   - Ueberwachungseignung, HR-Bezug, Individualisierbarkeit, Automation
   - Escalation-Trigger: Score>=50 ohne BR → E2, Score>=75 → E3
3. Frontend: 3 neue Intake-Felder (Monitoring, HR, BR-Konsultation)
   - BR-Konflikt-Badge in Use-Case-Liste + Detail-Seite
   - Farbcodierung: gruen/gelb/orange/rot

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-12 10:49:56 +02:00
Benjamin Admin
bc75b4455d feat: AI Act Decision Tree — Zwei-Achsen-Klassifikation (GPAI + High-Risk)
Interaktiver 12-Fragen-Entscheidungsbaum für die AI Act Klassifikation
auf zwei Achsen: High-Risk (Anhang III, Q1-Q7) und GPAI (Art. 51-56, Q8-Q12).
Deterministische Auswertung ohne LLM.

Backend (Go):
- Neue Structs: GPAIClassification, DecisionTreeAnswer, DecisionTreeResult
- Decision Tree Engine mit BuildDecisionTreeDefinition() und EvaluateDecisionTree()
- Store-Methoden für CRUD der Ergebnisse
- API-Endpoints: GET/POST /decision-tree, GET/DELETE /decision-tree/results
- 12 Unit Tests (alle bestanden)

Frontend (Next.js):
- DecisionTreeWizard: Wizard-UI mit Ja/Nein-Fragen, Dual-Progress-Bar, Ergebnis-Ansicht
- AI Act Page refactored: Tabs (Übersicht | Entscheidungsbaum | Ergebnisse)
- Proxy-Route für decision-tree Endpoints

Migration 083: ai_act_decision_tree_results Tabelle

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-03-29 10:14:09 +02:00
34 changed files with 9016 additions and 457 deletions

View File

@@ -0,0 +1,47 @@
import { NextRequest, NextResponse } from 'next/server'
const SDK_URL = process.env.SDK_URL || 'http://ai-compliance-sdk:8090'
export async function GET(request: NextRequest, { params }: { params: Promise<{ id: string }> }) {
try {
const { id } = await params
const resp = await fetch(`${SDK_URL}/sdk/v1/ai-registration/${id}`)
const data = await resp.json()
return NextResponse.json(data)
} catch (err) {
return NextResponse.json({ error: 'Failed to fetch registration' }, { status: 500 })
}
}
export async function PUT(request: NextRequest, { params }: { params: Promise<{ id: string }> }) {
try {
const { id } = await params
const tenantId = request.headers.get('x-tenant-id') || '9282a473-5c95-4b3a-bf78-0ecc0ec71d3e'
const body = await request.json()
const resp = await fetch(`${SDK_URL}/sdk/v1/ai-registration/${id}`, {
method: 'PUT',
headers: { 'Content-Type': 'application/json', 'X-Tenant-ID': tenantId },
body: JSON.stringify(body),
})
const data = await resp.json()
return NextResponse.json(data, { status: resp.status })
} catch (err) {
return NextResponse.json({ error: 'Failed to update registration' }, { status: 500 })
}
}
export async function PATCH(request: NextRequest, { params }: { params: Promise<{ id: string }> }) {
try {
const { id } = await params
const body = await request.json()
const resp = await fetch(`${SDK_URL}/sdk/v1/ai-registration/${id}/status`, {
method: 'PATCH',
headers: { 'Content-Type': 'application/json' },
body: JSON.stringify(body),
})
const data = await resp.json()
return NextResponse.json(data, { status: resp.status })
} catch (err) {
return NextResponse.json({ error: 'Failed to update status' }, { status: 500 })
}
}

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@@ -0,0 +1,32 @@
import { NextRequest, NextResponse } from 'next/server'
const SDK_URL = process.env.SDK_URL || 'http://ai-compliance-sdk:8090'
export async function GET(request: NextRequest) {
try {
const tenantId = request.headers.get('x-tenant-id') || '9282a473-5c95-4b3a-bf78-0ecc0ec71d3e'
const resp = await fetch(`${SDK_URL}/sdk/v1/ai-registration`, {
headers: { 'X-Tenant-ID': tenantId },
})
const data = await resp.json()
return NextResponse.json(data)
} catch (err) {
return NextResponse.json({ error: 'Failed to fetch registrations' }, { status: 500 })
}
}
export async function POST(request: NextRequest) {
try {
const tenantId = request.headers.get('x-tenant-id') || '9282a473-5c95-4b3a-bf78-0ecc0ec71d3e'
const body = await request.json()
const resp = await fetch(`${SDK_URL}/sdk/v1/ai-registration`, {
method: 'POST',
headers: { 'Content-Type': 'application/json', 'X-Tenant-ID': tenantId },
body: JSON.stringify(body),
})
const data = await resp.json()
return NextResponse.json(data, { status: resp.status })
} catch (err) {
return NextResponse.json({ error: 'Failed to create registration' }, { status: 500 })
}
}

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@@ -0,0 +1,57 @@
import { NextRequest, NextResponse } from 'next/server'
const SDK_URL = process.env.SDK_URL || 'http://ai-compliance-sdk:8090'
const DEFAULT_TENANT = process.env.DEFAULT_TENANT_ID || '9282a473-5c95-4b3a-bf78-0ecc0ec71d3e'
/**
* Proxy: /api/sdk/v1/ucca/decision-tree/... → Go Backend /sdk/v1/ucca/decision-tree/...
*/
async function proxyRequest(request: NextRequest, { params }: { params: Promise<{ path: string[] }> }) {
const { path } = await params
const subPath = path ? path.join('/') : ''
const search = request.nextUrl.search || ''
const targetUrl = `${SDK_URL}/sdk/v1/ucca/decision-tree/${subPath}${search}`
const tenantID = request.headers.get('X-Tenant-ID') || DEFAULT_TENANT
try {
const headers: Record<string, string> = {
'X-Tenant-ID': tenantID,
}
const fetchOptions: RequestInit = {
method: request.method,
headers,
}
if (request.method === 'POST' || request.method === 'PUT' || request.method === 'PATCH') {
const body = await request.json()
headers['Content-Type'] = 'application/json'
fetchOptions.body = JSON.stringify(body)
}
const response = await fetch(targetUrl, fetchOptions)
if (!response.ok) {
const errorText = await response.text()
console.error(`Decision tree proxy error [${request.method} ${subPath}]:`, errorText)
return NextResponse.json(
{ error: 'Backend error', details: errorText },
{ status: response.status }
)
}
const data = await response.json()
return NextResponse.json(data, { status: response.status })
} catch (error) {
console.error('Decision tree proxy connection error:', error)
return NextResponse.json(
{ error: 'Failed to connect to AI compliance backend' },
{ status: 503 }
)
}
}
export const GET = proxyRequest
export const POST = proxyRequest
export const DELETE = proxyRequest

View File

@@ -0,0 +1,36 @@
import { NextRequest, NextResponse } from 'next/server'
const SDK_URL = process.env.SDK_URL || 'http://ai-compliance-sdk:8090'
const DEFAULT_TENANT = process.env.DEFAULT_TENANT_ID || '9282a473-5c95-4b3a-bf78-0ecc0ec71d3e'
/**
* Proxy: GET /api/sdk/v1/ucca/decision-tree → Go Backend GET /sdk/v1/ucca/decision-tree
* Returns the decision tree definition (questions, structure)
*/
export async function GET(request: NextRequest) {
const tenantID = request.headers.get('X-Tenant-ID') || DEFAULT_TENANT
try {
const response = await fetch(`${SDK_URL}/sdk/v1/ucca/decision-tree`, {
headers: { 'X-Tenant-ID': tenantID },
})
if (!response.ok) {
const errorText = await response.text()
console.error('Decision tree GET error:', errorText)
return NextResponse.json(
{ error: 'Backend error', details: errorText },
{ status: response.status }
)
}
const data = await response.json()
return NextResponse.json(data)
} catch (error) {
console.error('Decision tree proxy error:', error)
return NextResponse.json(
{ error: 'Failed to connect to AI compliance backend' },
{ status: 503 }
)
}
}

View File

@@ -333,6 +333,71 @@ function AdvisoryBoardPageInner() {
purposes: [] as string[],
// Automation (single-select tile)
automation: '' as string,
// BetrVG / works council
employee_monitoring: false,
hr_decision_support: false,
works_council_consulted: false,
// Domain-specific contexts (Annex III)
hr_automated_screening: false,
hr_automated_rejection: false,
hr_candidate_ranking: false,
hr_bias_audits: false,
hr_agg_visible: false,
hr_human_review: false,
hr_performance_eval: false,
edu_grade_influence: false,
edu_exam_evaluation: false,
edu_student_selection: false,
edu_minors: false,
edu_teacher_review: false,
hc_diagnosis: false,
hc_treatment: false,
hc_triage: false,
hc_patient_data: false,
hc_medical_device: false,
hc_clinical_validation: false,
// Legal
leg_legal_advice: false, leg_court_prediction: false, leg_client_confidential: false,
// Public Sector
pub_admin_decision: false, pub_benefit_allocation: false, pub_transparency: false,
// Critical Infrastructure
crit_grid_control: false, crit_safety_critical: false, crit_redundancy: false,
// Automotive
auto_autonomous: false, auto_safety: false, auto_functional_safety: false,
// Retail
ret_pricing: false, ret_profiling: false, ret_credit_scoring: false, ret_dark_patterns: false,
// IT Security
its_surveillance: false, its_threat_detection: false, its_data_retention: false,
// Logistics
log_driver_tracking: false, log_workload_scoring: false,
// Construction
con_tenant_screening: false, con_worker_safety: false,
// Marketing
mkt_deepfake: false, mkt_minors: false, mkt_targeting: false, mkt_labeled: false,
// Manufacturing
mfg_machine_safety: false, mfg_ce_required: false, mfg_validated: false,
// Agriculture
agr_pesticide: false, agr_animal_welfare: false, agr_environmental: false,
// Social Services
soc_vulnerable: false, soc_benefit: false, soc_case_mgmt: false,
// Hospitality
hos_guest_profiling: false, hos_dynamic_pricing: false, hos_review_manipulation: false,
// Insurance
ins_risk_class: false, ins_claims: false, ins_premium: false, ins_fraud: false,
// Investment
inv_algo_trading: false, inv_advice: false, inv_robo: false,
// Defense
def_dual_use: false, def_export: false, def_classified: false,
// Supply Chain
sch_supplier: false, sch_human_rights: false, sch_environmental: false,
// Facility
fac_access: false, fac_occupancy: false, fac_energy: false,
// Sports
spo_athlete: false, spo_fan: false, spo_doping: false,
// Finance / Banking
fin_credit_scoring: false, fin_aml_kyc: false, fin_algo_decisions: false, fin_customer_profiling: false,
// General
gen_affects_people: false, gen_automated_decisions: false, gen_sensitive_data: false,
// Hosting (single-select tile)
hosting_provider: '' as string,
hosting_region: '' as string,
@@ -420,7 +485,131 @@ function AdvisoryBoardPageInner() {
retention_purpose: form.retention_purpose,
contracts_list: form.contracts,
subprocessors: form.subprocessors,
employee_monitoring: form.employee_monitoring,
hr_decision_support: form.hr_decision_support,
works_council_consulted: form.works_council_consulted,
// Domain-specific contexts
hr_context: ['hr', 'recruiting'].includes(form.domain) ? {
automated_screening: form.hr_automated_screening,
automated_rejection: form.hr_automated_rejection,
candidate_ranking: form.hr_candidate_ranking,
bias_audits_done: form.hr_bias_audits,
agg_categories_visible: form.hr_agg_visible,
human_review_enforced: form.hr_human_review,
performance_evaluation: form.hr_performance_eval,
} : undefined,
education_context: ['education', 'higher_education', 'vocational_training', 'research'].includes(form.domain) ? {
grade_influence: form.edu_grade_influence,
exam_evaluation: form.edu_exam_evaluation,
student_selection: form.edu_student_selection,
minors_involved: form.edu_minors,
teacher_review_required: form.edu_teacher_review,
} : undefined,
healthcare_context: ['healthcare', 'medical_devices', 'pharma', 'elderly_care'].includes(form.domain) ? {
diagnosis_support: form.hc_diagnosis,
treatment_recommendation: form.hc_treatment,
triage_decision: form.hc_triage,
patient_data_processed: form.hc_patient_data,
medical_device: form.hc_medical_device,
clinical_validation: form.hc_clinical_validation,
} : undefined,
legal_context: ['legal', 'consulting', 'tax_advisory'].includes(form.domain) ? {
legal_advice: form.leg_legal_advice,
court_prediction: form.leg_court_prediction,
client_confidential: form.leg_client_confidential,
} : undefined,
public_sector_context: ['public_sector', 'defense', 'justice'].includes(form.domain) ? {
admin_decision: form.pub_admin_decision,
benefit_allocation: form.pub_benefit_allocation,
transparency_ensured: form.pub_transparency,
} : undefined,
critical_infra_context: ['energy', 'utilities', 'oil_gas'].includes(form.domain) ? {
grid_control: form.crit_grid_control,
safety_critical: form.crit_safety_critical,
redundancy_exists: form.crit_redundancy,
} : undefined,
automotive_context: ['automotive', 'aerospace'].includes(form.domain) ? {
autonomous_driving: form.auto_autonomous,
safety_relevant: form.auto_safety,
functional_safety: form.auto_functional_safety,
} : undefined,
retail_context: ['retail', 'ecommerce', 'wholesale'].includes(form.domain) ? {
pricing_personalized: form.ret_pricing,
credit_scoring: form.ret_credit_scoring,
dark_patterns: form.ret_dark_patterns,
} : undefined,
it_security_context: ['it_services', 'cybersecurity', 'telecom'].includes(form.domain) ? {
employee_surveillance: form.its_surveillance,
threat_detection: form.its_threat_detection,
data_retention_logs: form.its_data_retention,
} : undefined,
logistics_context: ['logistics'].includes(form.domain) ? {
driver_tracking: form.log_driver_tracking,
workload_scoring: form.log_workload_scoring,
} : undefined,
construction_context: ['construction', 'real_estate', 'facility_management'].includes(form.domain) ? {
tenant_screening: form.con_tenant_screening,
worker_safety: form.con_worker_safety,
} : undefined,
marketing_context: ['marketing', 'media', 'entertainment'].includes(form.domain) ? {
deepfake_content: form.mkt_deepfake,
behavioral_targeting: form.mkt_targeting,
minors_targeted: form.mkt_minors,
ai_content_labeled: form.mkt_labeled,
} : undefined,
manufacturing_context: ['mechanical_engineering', 'electrical_engineering', 'plant_engineering', 'chemicals', 'food_beverage'].includes(form.domain) ? {
machine_safety: form.mfg_machine_safety,
ce_marking_required: form.mfg_ce_required,
safety_validated: form.mfg_validated,
} : undefined,
agriculture_context: ['agriculture', 'forestry', 'fishing'].includes(form.domain) ? {
pesticide_ai: form.agr_pesticide,
animal_welfare: form.agr_animal_welfare,
environmental_data: form.agr_environmental,
} : undefined,
social_services_context: ['social_services', 'nonprofit'].includes(form.domain) ? {
vulnerable_groups: form.soc_vulnerable,
benefit_decision: form.soc_benefit,
case_management: form.soc_case_mgmt,
} : undefined,
hospitality_context: ['hospitality', 'tourism'].includes(form.domain) ? {
guest_profiling: form.hos_guest_profiling,
dynamic_pricing: form.hos_dynamic_pricing,
review_manipulation: form.hos_review_manipulation,
} : undefined,
insurance_context: ['insurance'].includes(form.domain) ? {
risk_classification: form.ins_risk_class,
claims_automation: form.ins_claims,
premium_calculation: form.ins_premium,
fraud_detection: form.ins_fraud,
} : undefined,
investment_context: ['investment'].includes(form.domain) ? {
algo_trading: form.inv_algo_trading,
investment_advice: form.inv_advice,
robo_advisor: form.inv_robo,
} : undefined,
defense_context: ['defense'].includes(form.domain) ? {
dual_use: form.def_dual_use,
export_controlled: form.def_export,
classified_data: form.def_classified,
} : undefined,
supply_chain_context: ['textiles', 'packaging'].includes(form.domain) ? {
supplier_monitoring: form.sch_supplier,
human_rights_check: form.sch_human_rights,
environmental_impact: form.sch_environmental,
} : undefined,
facility_context: ['facility_management'].includes(form.domain) ? {
access_control_ai: form.fac_access,
occupancy_tracking: form.fac_occupancy,
energy_optimization: form.fac_energy,
} : undefined,
sports_context: ['sports'].includes(form.domain) ? {
athlete_tracking: form.spo_athlete,
fan_profiling: form.spo_fan,
} : undefined,
store_raw_text: true,
// Finance/Banking and General don't need separate context structs —
// their fields are evaluated via existing FinancialContext or generic rules
}
const url = isEditMode
@@ -777,6 +966,567 @@ function AdvisoryBoardPageInner() {
Informationspflicht, Recht auf menschliche Ueberpruefung und Anfechtungsmoeglichkeit.
</p>
</div>
{/* BetrVG Section */}
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Betriebsrat & Beschaeftigtendaten</h3>
<p className="text-xs text-gray-500 mb-4">
Relevant fuer deutsche Unternehmen mit Betriebsrat (§87 Abs.1 Nr.6 BetrVG).
</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input
type="checkbox"
checked={form.employee_monitoring}
onChange={(e) => updateForm({ employee_monitoring: e.target.checked })}
className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500"
/>
<div>
<span className="text-sm font-medium text-gray-900">System kann Verhalten/Leistung ueberwachen</span>
<p className="text-xs text-gray-500">Nutzungslogs, Produktivitaetskennzahlen, Kommunikationsanalyse</p>
</div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input
type="checkbox"
checked={form.hr_decision_support}
onChange={(e) => updateForm({ hr_decision_support: e.target.checked })}
className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500"
/>
<div>
<span className="text-sm font-medium text-gray-900">System unterstuetzt HR-Entscheidungen</span>
<p className="text-xs text-gray-500">Recruiting, Bewertung, Befoerderung, Kuendigung</p>
</div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input
type="checkbox"
checked={form.works_council_consulted}
onChange={(e) => updateForm({ works_council_consulted: e.target.checked })}
className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500"
/>
<div>
<span className="text-sm font-medium text-gray-900">Betriebsrat wurde konsultiert</span>
<p className="text-xs text-gray-500">Betriebsvereinbarung liegt vor oder ist in Verhandlung</p>
</div>
</label>
</div>
</div>
{/* Domain-specific questions — HR/Recruiting */}
{['hr', 'recruiting'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">HR & Recruiting Hochrisiko-Pruefung</h3>
<p className="text-xs text-gray-500 mb-4">AI Act Annex III Nr. 4 + AGG Pflichtfragen bei KI im Personalbereich.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hr_automated_screening} onChange={(e) => updateForm({ hr_automated_screening: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Bewerber werden automatisch vorsortiert/gerankt</span><p className="text-xs text-gray-500">CV-Screening, Score-basierte Vorauswahl</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.hr_automated_rejection} onChange={(e) => updateForm({ hr_automated_rejection: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Absagen werden automatisch versendet</span><p className="text-xs text-red-700">Art. 22 DSGVO: Vollautomatische Absagen grundsaetzlich unzulaessig!</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hr_agg_visible} onChange={(e) => updateForm({ hr_agg_visible: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">System kann AGG-Merkmale erkennen (Name, Foto, Alter)</span><p className="text-xs text-gray-500">Proxy-Diskriminierung: NameHerkunft, FotoGeschlecht</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hr_performance_eval} onChange={(e) => updateForm({ hr_performance_eval: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">System bewertet Mitarbeiterleistung</span><p className="text-xs text-gray-500">Performance Reviews, KPI-Tracking</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.hr_bias_audits} onChange={(e) => updateForm({ hr_bias_audits: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">Regelmaessige Bias-Audits durchgefuehrt</span><p className="text-xs text-green-700">Analyse nach Geschlecht, Alter, Herkunft</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.hr_human_review} onChange={(e) => updateForm({ hr_human_review: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">Mensch prueft jede KI-Empfehlung</span><p className="text-xs text-green-700">Kein Rubber Stamping echte Pruefung</p></div>
</label>
</div>
</div>
)}
{/* Domain-specific questions — Education */}
{['education', 'higher_education', 'vocational_training', 'research'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Bildung Hochrisiko-Pruefung</h3>
<p className="text-xs text-gray-500 mb-4">AI Act Annex III Nr. 3 bei KI in Bildung und Ausbildung.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.edu_grade_influence} onChange={(e) => updateForm({ edu_grade_influence: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI beeinflusst Noten oder Bewertungen</span><p className="text-xs text-gray-500">Notenvorschlaege, Bewertungsunterstuetzung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.edu_exam_evaluation} onChange={(e) => updateForm({ edu_exam_evaluation: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI bewertet Pruefungen/Klausuren</span><p className="text-xs text-gray-500">Automatische Korrektur, Bewertungsvorschlaege</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.edu_student_selection} onChange={(e) => updateForm({ edu_student_selection: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI beeinflusst Zugang zu Bildungsangeboten</span><p className="text-xs text-gray-500">Zulassung, Kursempfehlungen, Einstufung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.edu_minors} onChange={(e) => updateForm({ edu_minors: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Minderjaehrige sind betroffen</span><p className="text-xs text-red-700">Besonderer Schutz (Art. 24 EU-Grundrechtecharta)</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.edu_teacher_review} onChange={(e) => updateForm({ edu_teacher_review: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">Lehrkraft prueft jedes KI-Ergebnis</span><p className="text-xs text-green-700">Human Oversight vor Mitteilung an Schueler</p></div>
</label>
</div>
</div>
)}
{/* Domain-specific questions — Healthcare */}
{['healthcare', 'medical_devices', 'pharma', 'elderly_care'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Gesundheitswesen Hochrisiko-Pruefung</h3>
<p className="text-xs text-gray-500 mb-4">AI Act Annex III Nr. 5 + MDR (EU) 2017/745.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hc_diagnosis} onChange={(e) => updateForm({ hc_diagnosis: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI unterstuetzt Diagnosen</span><p className="text-xs text-gray-500">Diagnosevorschlaege, Bildgebungsauswertung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hc_treatment} onChange={(e) => updateForm({ hc_treatment: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI empfiehlt Behandlungen</span><p className="text-xs text-gray-500">Therapievorschlaege, Medikation</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.hc_triage} onChange={(e) => updateForm({ hc_triage: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">KI priorisiert Patienten (Triage)</span><p className="text-xs text-red-700">Lebenskritisch erhoehte Anforderungen</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hc_patient_data} onChange={(e) => updateForm({ hc_patient_data: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Gesundheitsdaten verarbeitet</span><p className="text-xs text-gray-500">Art. 9 DSGVO besondere Kategorie</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hc_medical_device} onChange={(e) => updateForm({ hc_medical_device: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">System ist Medizinprodukt (MDR)</span><p className="text-xs text-gray-500">MDR (EU) 2017/745 Zertifizierung erforderlich</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.hc_clinical_validation} onChange={(e) => updateForm({ hc_clinical_validation: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">Klinisch validiert</span><p className="text-xs text-green-700">System wurde in klinischer Studie geprueft</p></div>
</label>
</div>
</div>
)}
{/* Legal / Justice */}
{['legal', 'consulting', 'tax_advisory'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Recht & Beratung Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">AI Act Annex III Nr. 8 KI in Rechtspflege und Demokratie.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.leg_legal_advice} onChange={(e) => updateForm({ leg_legal_advice: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI gibt Rechtsberatung oder rechtliche Empfehlungen</span><p className="text-xs text-gray-500">Vertragsanalyse, rechtliche Einschaetzungen, Compliance-Checks</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.leg_court_prediction} onChange={(e) => updateForm({ leg_court_prediction: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI prognostiziert Verfahrensausgaenge</span><p className="text-xs text-gray-500">Urteilsprognosen, Risikoeinschaetzung von Rechtsstreitigkeiten</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.leg_client_confidential} onChange={(e) => updateForm({ leg_client_confidential: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Mandantengeheimnis betroffen</span><p className="text-xs text-gray-500">Vertrauliche Mandantendaten werden durch KI verarbeitet (§ 203 StGB)</p></div>
</label>
</div>
</div>
)}
{/* Public Sector */}
{['public_sector', 'defense', 'justice'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Oeffentlicher Sektor Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">Art. 27 AI Act FRIA-Pflicht fuer oeffentliche Stellen.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.pub_admin_decision} onChange={(e) => updateForm({ pub_admin_decision: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">KI beeinflusst Verwaltungsentscheidungen</span><p className="text-xs text-red-700">Bescheide, Bewilligungen, Genehmigungen FRIA erforderlich</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.pub_benefit_allocation} onChange={(e) => updateForm({ pub_benefit_allocation: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI verteilt Leistungen oder Foerderung</span><p className="text-xs text-gray-500">Sozialleistungen, Subventionen, Zuteilungen</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.pub_transparency} onChange={(e) => updateForm({ pub_transparency: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">Transparenz gegenueber Buergern sichergestellt</span><p className="text-xs text-green-700">Buerger werden ueber KI-Nutzung informiert</p></div>
</label>
</div>
</div>
)}
{/* Critical Infrastructure */}
{['energy', 'utilities', 'oil_gas'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Kritische Infrastruktur Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">AI Act Annex III Nr. 2 + NIS2.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.crit_grid_control} onChange={(e) => updateForm({ crit_grid_control: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI steuert Netz oder Infrastruktur</span><p className="text-xs text-gray-500">Stromnetz, Wasserversorgung, Gasverteilung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.crit_safety_critical} onChange={(e) => updateForm({ crit_safety_critical: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Sicherheitskritische Steuerung</span><p className="text-xs text-red-700">Fehler koennen Menschenleben gefaehrden</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.crit_redundancy} onChange={(e) => updateForm({ crit_redundancy: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">Redundante Systeme vorhanden</span><p className="text-xs text-green-700">Fallback bei KI-Ausfall sichergestellt</p></div>
</label>
</div>
</div>
)}
{/* Automotive / Aerospace */}
{['automotive', 'aerospace'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Automotive / Aerospace Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">Safety-critical AI Typgenehmigung + Functional Safety.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.auto_autonomous} onChange={(e) => updateForm({ auto_autonomous: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Autonomes Fahren / ADAS</span><p className="text-xs text-red-700">Hochrisiko erfordert Typgenehmigung und extensive Validierung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.auto_safety} onChange={(e) => updateForm({ auto_safety: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Sicherheitsrelevante Funktion</span><p className="text-xs text-gray-500">Bremsen, Lenkung, Kollisionsvermeidung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.auto_functional_safety} onChange={(e) => updateForm({ auto_functional_safety: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">ISO 26262 Functional Safety beruecksichtigt</span><p className="text-xs text-green-700">ASIL-Einstufung und Sicherheitsvalidierung durchgefuehrt</p></div>
</label>
</div>
</div>
)}
{/* Retail / E-Commerce */}
{['retail', 'ecommerce', 'wholesale'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Handel & E-Commerce Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">DSA, Verbraucherrecht, DSGVO Art. 22.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.ret_pricing} onChange={(e) => updateForm({ ret_pricing: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Personalisierte Preisgestaltung</span><p className="text-xs text-gray-500">Individuelle Preise basierend auf Nutzerprofil</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.ret_credit_scoring} onChange={(e) => updateForm({ ret_credit_scoring: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Bonitaetspruefung bei Kauf auf Rechnung</span><p className="text-xs text-gray-500">Kredit-Scoring beeinflusst Zugang zu Zahlungsarten</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.ret_dark_patterns} onChange={(e) => updateForm({ ret_dark_patterns: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Manipulative UI-Muster moeglich (Dark Patterns)</span><p className="text-xs text-gray-500">Kuenstliche Verknappung, Social Proof, versteckte Kosten</p></div>
</label>
</div>
</div>
)}
{/* IT / Cybersecurity / Telecom */}
{['it_services', 'cybersecurity', 'telecom'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">IT & Cybersecurity Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">NIS2, DSGVO, BetrVG §87.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.its_surveillance} onChange={(e) => updateForm({ its_surveillance: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Mitarbeiterueberwachung (SIEM, DLP, UBA)</span><p className="text-xs text-gray-500">User Behavior Analytics, Data Loss Prevention mit Personenbezug</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.its_threat_detection} onChange={(e) => updateForm({ its_threat_detection: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI-gestuetzte Bedrohungserkennung</span><p className="text-xs text-gray-500">Anomalie-Erkennung, Intrusion Detection</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.its_data_retention} onChange={(e) => updateForm({ its_data_retention: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Umfangreiche Log-Speicherung</span><p className="text-xs text-gray-500">Security-Logs mit Personenbezug werden langfristig gespeichert</p></div>
</label>
</div>
</div>
)}
{/* Logistics */}
{['logistics'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Logistik Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">BetrVG §87, DSGVO Worker Tracking.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.log_driver_tracking} onChange={(e) => updateForm({ log_driver_tracking: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Fahrer-/Kurier-Tracking (GPS)</span><p className="text-xs text-gray-500">Standortverfolgung von Mitarbeitern</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.log_workload_scoring} onChange={(e) => updateForm({ log_workload_scoring: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Leistungsbewertung von Lager-/Liefermitarbeitern</span><p className="text-xs text-gray-500">Picks/Stunde, Liefergeschwindigkeit, Performance-Scores</p></div>
</label>
</div>
</div>
)}
{/* Construction / Real Estate */}
{['construction', 'real_estate', 'facility_management'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Bau & Immobilien Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">AGG, DSGVO, Arbeitsschutz.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.con_tenant_screening} onChange={(e) => updateForm({ con_tenant_screening: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI-gestuetzte Mieterauswahl</span><p className="text-xs text-gray-500">Bonitaetspruefung, Bewerber-Ranking fuer Wohnungen</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.con_worker_safety} onChange={(e) => updateForm({ con_worker_safety: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI-Arbeitsschutzueberwachung auf Baustellen</span><p className="text-xs text-gray-500">Kamera-basierte Sicherheitsueberwachung, Helm-Erkennung</p></div>
</label>
</div>
</div>
)}
{/* Marketing / Media */}
{['marketing', 'media', 'entertainment'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Marketing & Medien Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">Art. 50 AI Act (Deepfakes), DSA, DSGVO.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.mkt_deepfake} onChange={(e) => updateForm({ mkt_deepfake: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Synthetische Inhalte (Deepfakes)</span><p className="text-xs text-red-700">KI-generierte Bilder, Videos oder Stimmen Kennzeichnungspflicht!</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.mkt_targeting} onChange={(e) => updateForm({ mkt_targeting: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Verhaltensbasiertes Targeting</span><p className="text-xs text-gray-500">Personalisierte Werbung basierend auf Nutzerverhalten</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.mkt_minors} onChange={(e) => updateForm({ mkt_minors: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Minderjaehrige als Zielgruppe</span><p className="text-xs text-red-700">Besonderer Schutz DSA Art. 28 verbietet Profiling Minderjaehriger</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.mkt_labeled} onChange={(e) => updateForm({ mkt_labeled: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">KI-Inhalte werden als solche gekennzeichnet</span><p className="text-xs text-green-700">Art. 50 AI Act: Pflicht zur Kennzeichnung synthetischer Inhalte</p></div>
</label>
</div>
</div>
)}
{/* Manufacturing */}
{['mechanical_engineering', 'electrical_engineering', 'plant_engineering', 'chemicals', 'food_beverage', 'textiles', 'packaging'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Fertigung Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">Maschinenverordnung (EU) 2023/1230, CE-Kennzeichnung.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.mfg_machine_safety} onChange={(e) => updateForm({ mfg_machine_safety: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">KI in Maschinensicherheit</span><p className="text-xs text-red-700">Sicherheitsrelevante Steuerung Validierung erforderlich</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.mfg_ce_required} onChange={(e) => updateForm({ mfg_ce_required: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">CE-Kennzeichnung erforderlich</span><p className="text-xs text-gray-500">Maschinenverordnung (EU) 2023/1230</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-green-200 bg-green-50 hover:bg-green-100 cursor-pointer">
<input type="checkbox" checked={form.mfg_validated} onChange={(e) => updateForm({ mfg_validated: e.target.checked })} className="w-4 h-4 rounded border-green-300 text-green-600 focus:ring-green-500" />
<div><span className="text-sm font-medium text-green-900">Sicherheitsvalidierung durchgefuehrt</span><p className="text-xs text-green-700">Konformitaetsbewertung nach Maschinenverordnung abgeschlossen</p></div>
</label>
</div>
</div>
)}
{/* Agriculture */}
{['agriculture', 'forestry', 'fishing'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Landwirtschaft Compliance-Fragen</h3>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.agr_pesticide} onChange={(e) => updateForm({ agr_pesticide: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI steuert Pestizideinsatz</span><p className="text-xs text-gray-500">Precision Farming, automatisierte Ausbringung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.agr_animal_welfare} onChange={(e) => updateForm({ agr_animal_welfare: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI beeinflusst Tierhaltungsentscheidungen</span><p className="text-xs text-gray-500">Fuetterung, Gesundheit, Stallmanagement</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.agr_environmental} onChange={(e) => updateForm({ agr_environmental: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Umweltdaten werden verarbeitet</span><p className="text-xs text-gray-500">Boden, Wasser, Emissionen</p></div>
</label>
</div>
</div>
)}
{/* Social Services */}
{['social_services', 'nonprofit'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Soziales Compliance-Fragen</h3>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.soc_vulnerable} onChange={(e) => updateForm({ soc_vulnerable: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Schutzbeduerftiger Personenkreis betroffen</span><p className="text-xs text-red-700">Kinder, Senioren, Gefluechtete, Menschen mit Behinderung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.soc_benefit} onChange={(e) => updateForm({ soc_benefit: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI beeinflusst Leistungszuteilung</span><p className="text-xs text-gray-500">Sozialleistungen, Hilfsangebote, Foerderung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.soc_case_mgmt} onChange={(e) => updateForm({ soc_case_mgmt: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI in Fallmanagement</span><p className="text-xs text-gray-500">Priorisierung, Zuordnung, Verlaufsprognose</p></div>
</label>
</div>
</div>
)}
{/* Hospitality / Tourism */}
{['hospitality', 'tourism'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Tourismus & Gastronomie Compliance-Fragen</h3>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hos_guest_profiling} onChange={(e) => updateForm({ hos_guest_profiling: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Gaeste-Profilbildung</span><p className="text-xs text-gray-500">Praeferenzen, Buchungsverhalten, Segmentierung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.hos_dynamic_pricing} onChange={(e) => updateForm({ hos_dynamic_pricing: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Dynamische Preisgestaltung</span><p className="text-xs text-gray-500">Personalisierte Zimmer-/Flugreise</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.hos_review_manipulation} onChange={(e) => updateForm({ hos_review_manipulation: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">KI manipuliert oder generiert Bewertungen</span><p className="text-xs text-red-700">Fake Reviews sind unzulaessig (UWG, DSA)</p></div>
</label>
</div>
</div>
)}
{/* Insurance */}
{['insurance'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Versicherung Compliance-Fragen</h3>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.ins_premium} onChange={(e) => updateForm({ ins_premium: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI berechnet individuelle Praemien</span><p className="text-xs text-gray-500">Risikoadjustierte Preisgestaltung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.ins_claims} onChange={(e) => updateForm({ ins_claims: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Automatisierte Schadenbearbeitung</span><p className="text-xs text-gray-500">KI entscheidet ueber Schadenregulierung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.ins_fraud} onChange={(e) => updateForm({ ins_fraud: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI-Betrugserkennung</span><p className="text-xs text-gray-500">Automatische Verdachtsfallerkennung</p></div>
</label>
</div>
</div>
)}
{/* Investment */}
{['investment'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Investment Compliance-Fragen</h3>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.inv_algo_trading} onChange={(e) => updateForm({ inv_algo_trading: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Algorithmischer Handel</span><p className="text-xs text-gray-500">Automated Trading, HFT MiFID II relevant</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.inv_robo} onChange={(e) => updateForm({ inv_robo: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Robo Advisor / KI-Anlageberatung</span><p className="text-xs text-gray-500">Automatisierte Vermoegensberatung WpHG-Pflichten</p></div>
</label>
</div>
</div>
)}
{/* Defense */}
{['defense'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Verteidigung Compliance-Fragen</h3>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-red-200 bg-red-50 hover:bg-red-100 cursor-pointer">
<input type="checkbox" checked={form.def_dual_use} onChange={(e) => updateForm({ def_dual_use: e.target.checked })} className="w-4 h-4 rounded border-red-300 text-red-600 focus:ring-red-500" />
<div><span className="text-sm font-medium text-red-900">Dual-Use KI-Technologie</span><p className="text-xs text-red-700">Exportkontrolle (EU VO 2021/821) beachten</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.def_classified} onChange={(e) => updateForm({ def_classified: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Verschlusssachen werden verarbeitet</span><p className="text-xs text-gray-500">VS-NfD oder hoeher besondere Schutzmassnahmen</p></div>
</label>
</div>
</div>
)}
{/* Supply Chain (Textiles, Packaging) */}
{['textiles', 'packaging'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Lieferkette Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">LkSG Lieferkettensorgfaltspflichtengesetz.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.sch_supplier} onChange={(e) => updateForm({ sch_supplier: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI ueberwacht Lieferanten</span><p className="text-xs text-gray-500">Lieferantenbewertung, Risikoanalyse</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.sch_human_rights} onChange={(e) => updateForm({ sch_human_rights: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI prueft Menschenrechte in Lieferkette</span><p className="text-xs text-gray-500">LkSG-Sorgfaltspflichten, Kinderarbeit, Zwangsarbeit</p></div>
</label>
</div>
</div>
)}
{/* Sports */}
{['sports'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Sport Compliance-Fragen</h3>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.spo_athlete} onChange={(e) => updateForm({ spo_athlete: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Athleten-Performance-Tracking</span><p className="text-xs text-gray-500">GPS, Biometrie, Leistungsdaten</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.spo_fan} onChange={(e) => updateForm({ spo_fan: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Fan-/Zuschauer-Profilbildung</span><p className="text-xs text-gray-500">Ticketing, Merchandising, Stadion-Tracking</p></div>
</label>
</div>
</div>
)}
{/* Finance / Banking */}
{['finance', 'banking'].includes(form.domain) && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Finanzdienstleistungen Compliance-Fragen</h3>
<p className="text-xs text-gray-500 mb-4">DORA, MaRisk, BAIT, AI Act Annex III Nr. 5.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.fin_credit_scoring} onChange={(e) => updateForm({ fin_credit_scoring: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">KI-gestuetztes Kredit-Scoring</span><p className="text-xs text-gray-500">Bonitaetsbewertung, Kreditwuerdigkeitspruefung Art. 22 DSGVO + AGG</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.fin_aml_kyc} onChange={(e) => updateForm({ fin_aml_kyc: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">AML/KYC Automatisierung</span><p className="text-xs text-gray-500">Geldwaeschebekacmpfung, Kundenidentifizierung durch KI</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.fin_algo_decisions} onChange={(e) => updateForm({ fin_algo_decisions: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Automatisierte Finanzentscheidungen</span><p className="text-xs text-gray-500">Kreditvergabe, Kontosperrung, Limitaenderungen</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.fin_customer_profiling} onChange={(e) => updateForm({ fin_customer_profiling: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Kunden-Profilbildung / Segmentierung</span><p className="text-xs text-gray-500">Risikoklassifikation, Produkt-Empfehlungen</p></div>
</label>
</div>
</div>
)}
{/* General — universal AI governance questions */}
{form.domain === 'general' && (
<div className="mt-6 pt-6 border-t border-gray-200">
<h3 className="text-sm font-semibold text-gray-900 mb-1">Allgemeine KI-Governance</h3>
<p className="text-xs text-gray-500 mb-4">Grundlegende Compliance-Fragen fuer jeden KI-Einsatz.</p>
<div className="space-y-3">
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.gen_affects_people} onChange={(e) => updateForm({ gen_affects_people: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">System hat Auswirkungen auf natuerliche Personen</span><p className="text-xs text-gray-500">Entscheidungen, Empfehlungen oder Bewertungen betreffen Menschen direkt</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.gen_automated_decisions} onChange={(e) => updateForm({ gen_automated_decisions: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Automatisierte Entscheidungen werden getroffen</span><p className="text-xs text-gray-500">KI trifft oder beeinflusst Entscheidungen ohne menschliche Pruefung</p></div>
</label>
<label className="flex items-center gap-3 p-3 rounded-lg border border-gray-200 hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.gen_sensitive_data} onChange={(e) => updateForm({ gen_sensitive_data: e.target.checked })} className="w-4 h-4 rounded border-gray-300 text-purple-600 focus:ring-purple-500" />
<div><span className="text-sm font-medium text-gray-900">Sensible oder vertrauliche Daten verarbeitet</span><p className="text-xs text-gray-500">Geschaeftsgeheimnisse, personenbezogene Daten, vertrauliche Informationen</p></div>
</label>
</div>
</div>
)}
</div>
)}

View File

@@ -3,6 +3,7 @@
import React, { useState, useEffect } from 'react'
import { useSDK } from '@/lib/sdk'
import { StepHeader, STEP_EXPLANATIONS } from '@/components/sdk/StepHeader'
import DecisionTreeWizard from '@/components/sdk/ai-act/DecisionTreeWizard'
// =============================================================================
// TYPES
@@ -21,6 +22,8 @@ interface AISystem {
assessmentResult: Record<string, unknown> | null
}
type TabId = 'overview' | 'decision-tree' | 'results'
// =============================================================================
// LOADING SKELETON
// =============================================================================
@@ -306,12 +309,178 @@ function AISystemCard({
)
}
// =============================================================================
// SAVED RESULTS TAB
// =============================================================================
interface SavedResult {
id: string
system_name: string
system_description?: string
high_risk_result: string
gpai_result: { gpai_category: string; is_systemic_risk: boolean }
combined_obligations: string[]
created_at: string
}
function SavedResultsTab() {
const [results, setResults] = useState<SavedResult[]>([])
const [loading, setLoading] = useState(true)
useEffect(() => {
const load = async () => {
try {
const res = await fetch('/api/sdk/v1/ucca/decision-tree/results')
if (res.ok) {
const data = await res.json()
setResults(data.results || [])
}
} catch {
// Ignore
} finally {
setLoading(false)
}
}
load()
}, [])
const handleDelete = async (id: string) => {
if (!confirm('Ergebnis wirklich löschen?')) return
try {
const res = await fetch(`/api/sdk/v1/ucca/decision-tree/results/${id}`, { method: 'DELETE' })
if (res.ok) {
setResults(prev => prev.filter(r => r.id !== id))
}
} catch {
// Ignore
}
}
const riskLabels: Record<string, string> = {
unacceptable: 'Unzulässig',
high_risk: 'Hochrisiko',
limited_risk: 'Begrenztes Risiko',
minimal_risk: 'Minimales Risiko',
not_applicable: 'Nicht anwendbar',
}
const riskColors: Record<string, string> = {
unacceptable: 'bg-red-100 text-red-700',
high_risk: 'bg-orange-100 text-orange-700',
limited_risk: 'bg-yellow-100 text-yellow-700',
minimal_risk: 'bg-green-100 text-green-700',
not_applicable: 'bg-gray-100 text-gray-500',
}
const gpaiLabels: Record<string, string> = {
none: 'Kein GPAI',
standard: 'GPAI Standard',
systemic: 'GPAI Systemisch',
}
const gpaiColors: Record<string, string> = {
none: 'bg-gray-100 text-gray-500',
standard: 'bg-blue-100 text-blue-700',
systemic: 'bg-purple-100 text-purple-700',
}
if (loading) {
return <LoadingSkeleton />
}
if (results.length === 0) {
return (
<div className="bg-white rounded-xl border border-gray-200 p-12 text-center">
<div className="w-16 h-16 mx-auto bg-purple-100 rounded-full flex items-center justify-center mb-4">
<svg className="w-8 h-8 text-purple-600" fill="none" stroke="currentColor" viewBox="0 0 24 24">
<path strokeLinecap="round" strokeLinejoin="round" strokeWidth={2} d="M9 5H7a2 2 0 00-2 2v12a2 2 0 002 2h10a2 2 0 002-2V7a2 2 0 00-2-2h-2M9 5a2 2 0 002 2h2a2 2 0 002-2M9 5a2 2 0 012-2h2a2 2 0 012 2" />
</svg>
</div>
<h3 className="text-lg font-semibold text-gray-900">Keine Ergebnisse vorhanden</h3>
<p className="mt-2 text-gray-500">Nutzen Sie den Entscheidungsbaum, um KI-Systeme zu klassifizieren.</p>
</div>
)
}
return (
<div className="space-y-4">
{results.map(r => (
<div key={r.id} className="bg-white rounded-xl border border-gray-200 p-5">
<div className="flex items-start justify-between">
<div>
<h4 className="font-semibold text-gray-900">{r.system_name}</h4>
{r.system_description && (
<p className="text-sm text-gray-500 mt-0.5">{r.system_description}</p>
)}
<div className="flex items-center gap-2 mt-2">
<span className={`px-2 py-1 text-xs rounded-full ${riskColors[r.high_risk_result] || 'bg-gray-100 text-gray-500'}`}>
{riskLabels[r.high_risk_result] || r.high_risk_result}
</span>
<span className={`px-2 py-1 text-xs rounded-full ${gpaiColors[r.gpai_result?.gpai_category] || 'bg-gray-100 text-gray-500'}`}>
{gpaiLabels[r.gpai_result?.gpai_category] || 'Kein GPAI'}
</span>
{r.gpai_result?.is_systemic_risk && (
<span className="px-2 py-1 text-xs rounded-full bg-red-100 text-red-700">Systemisch</span>
)}
</div>
<div className="text-xs text-gray-400 mt-2">
{r.combined_obligations?.length || 0} Pflichten &middot; {new Date(r.created_at).toLocaleDateString('de-DE')}
</div>
</div>
<button
onClick={() => handleDelete(r.id)}
className="px-3 py-1 text-xs text-red-600 hover:bg-red-50 rounded transition-colors"
>
Löschen
</button>
</div>
</div>
))}
</div>
)
}
// =============================================================================
// TABS
// =============================================================================
const TABS: { id: TabId; label: string; icon: React.ReactNode }[] = [
{
id: 'overview',
label: 'Übersicht',
icon: (
<svg className="w-4 h-4" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M3.75 6A2.25 2.25 0 016 3.75h2.25A2.25 2.25 0 0110.5 6v2.25a2.25 2.25 0 01-2.25 2.25H6a2.25 2.25 0 01-2.25-2.25V6zM3.75 15.75A2.25 2.25 0 016 13.5h2.25a2.25 2.25 0 012.25 2.25V18a2.25 2.25 0 01-2.25 2.25H6A2.25 2.25 0 013.75 18v-2.25zM13.5 6a2.25 2.25 0 012.25-2.25H18A2.25 2.25 0 0120.25 6v2.25A2.25 2.25 0 0118 10.5h-2.25a2.25 2.25 0 01-2.25-2.25V6zM13.5 15.75a2.25 2.25 0 012.25-2.25H18a2.25 2.25 0 012.25 2.25V18A2.25 2.25 0 0118 20.25h-2.25A2.25 2.25 0 0113.5 18v-2.25z" />
</svg>
),
},
{
id: 'decision-tree',
label: 'Entscheidungsbaum',
icon: (
<svg className="w-4 h-4" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M3.75 12h16.5m-16.5 3.75h16.5M3.75 19.5h16.5M5.625 4.5h12.75a1.875 1.875 0 010 3.75H5.625a1.875 1.875 0 010-3.75z" />
</svg>
),
},
{
id: 'results',
label: 'Ergebnisse',
icon: (
<svg className="w-4 h-4" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M9 12h3.75M9 15h3.75M9 18h3.75m3 .75H18a2.25 2.25 0 002.25-2.25V6.108c0-1.135-.845-2.098-1.976-2.192a48.424 48.424 0 00-1.123-.08m-5.801 0c-.065.21-.1.433-.1.664 0 .414.336.75.75.75h4.5a.75.75 0 00.75-.75 2.25 2.25 0 00-.1-.664m-5.8 0A2.251 2.251 0 0113.5 2.25H15c1.012 0 1.867.668 2.15 1.586m-5.8 0c-.376.023-.75.05-1.124.08C9.095 4.01 8.25 4.973 8.25 6.108V8.25m0 0H4.875c-.621 0-1.125.504-1.125 1.125v11.25c0 .621.504 1.125 1.125 1.125h9.75c.621 0 1.125-.504 1.125-1.125V9.375c0-.621-.504-1.125-1.125-1.125H8.25z" />
</svg>
),
},
]
// =============================================================================
// MAIN PAGE
// =============================================================================
export default function AIActPage() {
const { state } = useSDK()
const [activeTab, setActiveTab] = useState<TabId>('overview')
const [systems, setSystems] = useState<AISystem[]>([])
const [filter, setFilter] = useState<string>('all')
const [showAddForm, setShowAddForm] = useState(false)
@@ -354,7 +523,6 @@ export default function AIActPage() {
const handleAddSystem = async (data: Omit<AISystem, 'id' | 'assessmentDate' | 'assessmentResult'>) => {
setError(null)
if (editingSystem) {
// Edit existing system via PUT
try {
const res = await fetch(`/api/sdk/v1/compliance/ai/systems/${editingSystem.id}`, {
method: 'PUT',
@@ -380,14 +548,12 @@ export default function AIActPage() {
setError('Speichern fehlgeschlagen')
}
} catch {
// Fallback: update locally
setSystems(prev => prev.map(s =>
s.id === editingSystem.id ? { ...s, ...data } : s
))
}
setEditingSystem(null)
} else {
// Create new system via POST
try {
const res = await fetch('/api/sdk/v1/compliance/ai/systems', {
method: 'POST',
@@ -415,7 +581,6 @@ export default function AIActPage() {
setError('Registrierung fehlgeschlagen')
}
} catch {
// Fallback: add locally
const newSystem: AISystem = {
...data,
id: `ai-${Date.now()}`,
@@ -503,17 +668,37 @@ export default function AIActPage() {
explanation={stepInfo.explanation}
tips={stepInfo.tips}
>
<button
onClick={() => setShowAddForm(true)}
className="flex items-center gap-2 px-4 py-2 bg-purple-600 text-white rounded-lg hover:bg-purple-700 transition-colors"
>
<svg className="w-5 h-5" fill="none" stroke="currentColor" viewBox="0 0 24 24">
<path strokeLinecap="round" strokeLinejoin="round" strokeWidth={2} d="M12 6v6m0 0v6m0-6h6m-6 0H6" />
</svg>
KI-System registrieren
</button>
{activeTab === 'overview' && (
<button
onClick={() => setShowAddForm(true)}
className="flex items-center gap-2 px-4 py-2 bg-purple-600 text-white rounded-lg hover:bg-purple-700 transition-colors"
>
<svg className="w-5 h-5" fill="none" stroke="currentColor" viewBox="0 0 24 24">
<path strokeLinecap="round" strokeLinejoin="round" strokeWidth={2} d="M12 6v6m0 0v6m0-6h6m-6 0H6" />
</svg>
KI-System registrieren
</button>
)}
</StepHeader>
{/* Tabs */}
<div className="flex items-center gap-1 bg-gray-100 p-1 rounded-lg w-fit">
{TABS.map(tab => (
<button
key={tab.id}
onClick={() => setActiveTab(tab.id)}
className={`flex items-center gap-2 px-4 py-2 text-sm font-medium rounded-md transition-colors ${
activeTab === tab.id
? 'bg-white text-purple-700 shadow-sm'
: 'text-gray-600 hover:text-gray-900'
}`}
>
{tab.icon}
{tab.label}
</button>
))}
</div>
{/* Error Banner */}
{error && (
<div className="p-4 bg-red-50 border border-red-200 rounded-lg text-red-700 flex items-center justify-between">
@@ -522,90 +707,105 @@ export default function AIActPage() {
</div>
)}
{/* Add/Edit System Form */}
{showAddForm && (
<AddSystemForm
onSubmit={handleAddSystem}
onCancel={() => { setShowAddForm(false); setEditingSystem(null) }}
initialData={editingSystem}
/>
)}
{/* Stats */}
<div className="grid grid-cols-1 md:grid-cols-4 gap-4">
<div className="bg-white rounded-xl border border-gray-200 p-6">
<div className="text-sm text-gray-500">KI-Systeme gesamt</div>
<div className="text-3xl font-bold text-gray-900">{systems.length}</div>
</div>
<div className="bg-white rounded-xl border border-orange-200 p-6">
<div className="text-sm text-orange-600">Hochrisiko</div>
<div className="text-3xl font-bold text-orange-600">{highRiskCount}</div>
</div>
<div className="bg-white rounded-xl border border-green-200 p-6">
<div className="text-sm text-green-600">Konform</div>
<div className="text-3xl font-bold text-green-600">{compliantCount}</div>
</div>
<div className="bg-white rounded-xl border border-gray-200 p-6">
<div className="text-sm text-gray-500">Nicht klassifiziert</div>
<div className="text-3xl font-bold text-gray-500">{unclassifiedCount}</div>
</div>
</div>
{/* Risk Pyramid */}
<RiskPyramid systems={systems} />
{/* Filter */}
<div className="flex items-center gap-2 flex-wrap">
<span className="text-sm text-gray-500">Filter:</span>
{['all', 'high-risk', 'limited-risk', 'minimal-risk', 'unclassified', 'compliant', 'non-compliant'].map(f => (
<button
key={f}
onClick={() => setFilter(f)}
className={`px-3 py-1 text-sm rounded-full transition-colors ${
filter === f
? 'bg-purple-600 text-white'
: 'bg-gray-100 text-gray-600 hover:bg-gray-200'
}`}
>
{f === 'all' ? 'Alle' :
f === 'high-risk' ? 'Hochrisiko' :
f === 'limited-risk' ? 'Begrenztes Risiko' :
f === 'minimal-risk' ? 'Minimales Risiko' :
f === 'unclassified' ? 'Nicht klassifiziert' :
f === 'compliant' ? 'Konform' : 'Nicht konform'}
</button>
))}
</div>
{/* Loading */}
{loading && <LoadingSkeleton />}
{/* AI Systems List */}
{!loading && (
<div className="grid grid-cols-1 md:grid-cols-2 gap-6">
{filteredSystems.map(system => (
<AISystemCard
key={system.id}
system={system}
onAssess={() => handleAssess(system.id)}
onEdit={() => handleEdit(system)}
onDelete={() => handleDelete(system.id)}
assessing={assessingId === system.id}
{/* Tab: Overview */}
{activeTab === 'overview' && (
<>
{/* Add/Edit System Form */}
{showAddForm && (
<AddSystemForm
onSubmit={handleAddSystem}
onCancel={() => { setShowAddForm(false); setEditingSystem(null) }}
initialData={editingSystem}
/>
))}
</div>
)}
{/* Stats */}
<div className="grid grid-cols-1 md:grid-cols-4 gap-4">
<div className="bg-white rounded-xl border border-gray-200 p-6">
<div className="text-sm text-gray-500">KI-Systeme gesamt</div>
<div className="text-3xl font-bold text-gray-900">{systems.length}</div>
</div>
<div className="bg-white rounded-xl border border-orange-200 p-6">
<div className="text-sm text-orange-600">Hochrisiko</div>
<div className="text-3xl font-bold text-orange-600">{highRiskCount}</div>
</div>
<div className="bg-white rounded-xl border border-green-200 p-6">
<div className="text-sm text-green-600">Konform</div>
<div className="text-3xl font-bold text-green-600">{compliantCount}</div>
</div>
<div className="bg-white rounded-xl border border-gray-200 p-6">
<div className="text-sm text-gray-500">Nicht klassifiziert</div>
<div className="text-3xl font-bold text-gray-500">{unclassifiedCount}</div>
</div>
</div>
{/* Risk Pyramid */}
<RiskPyramid systems={systems} />
{/* Filter */}
<div className="flex items-center gap-2 flex-wrap">
<span className="text-sm text-gray-500">Filter:</span>
{['all', 'high-risk', 'limited-risk', 'minimal-risk', 'unclassified', 'compliant', 'non-compliant'].map(f => (
<button
key={f}
onClick={() => setFilter(f)}
className={`px-3 py-1 text-sm rounded-full transition-colors ${
filter === f
? 'bg-purple-600 text-white'
: 'bg-gray-100 text-gray-600 hover:bg-gray-200'
}`}
>
{f === 'all' ? 'Alle' :
f === 'high-risk' ? 'Hochrisiko' :
f === 'limited-risk' ? 'Begrenztes Risiko' :
f === 'minimal-risk' ? 'Minimales Risiko' :
f === 'unclassified' ? 'Nicht klassifiziert' :
f === 'compliant' ? 'Konform' : 'Nicht konform'}
</button>
))}
</div>
{/* Loading */}
{loading && <LoadingSkeleton />}
{/* AI Systems List */}
{!loading && (
<div className="grid grid-cols-1 md:grid-cols-2 gap-6">
{filteredSystems.map(system => (
<AISystemCard
key={system.id}
system={system}
onAssess={() => handleAssess(system.id)}
onEdit={() => handleEdit(system)}
onDelete={() => handleDelete(system.id)}
assessing={assessingId === system.id}
/>
))}
</div>
)}
{!loading && filteredSystems.length === 0 && (
<div className="bg-white rounded-xl border border-gray-200 p-12 text-center">
<div className="w-16 h-16 mx-auto bg-purple-100 rounded-full flex items-center justify-center mb-4">
<svg className="w-8 h-8 text-purple-600" fill="none" stroke="currentColor" viewBox="0 0 24 24">
<path strokeLinecap="round" strokeLinejoin="round" strokeWidth={2} d="M9.75 17L9 20l-1 1h8l-1-1-.75-3M3 13h18M5 17h14a2 2 0 002-2V5a2 2 0 00-2-2H5a2 2 0 00-2 2v10a2 2 0 002 2z" />
</svg>
</div>
<h3 className="text-lg font-semibold text-gray-900">Keine KI-Systeme gefunden</h3>
<p className="mt-2 text-gray-500">Passen Sie den Filter an oder registrieren Sie ein neues KI-System.</p>
</div>
)}
</>
)}
{!loading && filteredSystems.length === 0 && (
<div className="bg-white rounded-xl border border-gray-200 p-12 text-center">
<div className="w-16 h-16 mx-auto bg-purple-100 rounded-full flex items-center justify-center mb-4">
<svg className="w-8 h-8 text-purple-600" fill="none" stroke="currentColor" viewBox="0 0 24 24">
<path strokeLinecap="round" strokeLinejoin="round" strokeWidth={2} d="M9.75 17L9 20l-1 1h8l-1-1-.75-3M3 13h18M5 17h14a2 2 0 002-2V5a2 2 0 00-2-2H5a2 2 0 00-2 2v10a2 2 0 002 2z" />
</svg>
</div>
<h3 className="text-lg font-semibold text-gray-900">Keine KI-Systeme gefunden</h3>
<p className="mt-2 text-gray-500">Passen Sie den Filter an oder registrieren Sie ein neues KI-System.</p>
</div>
{/* Tab: Decision Tree */}
{activeTab === 'decision-tree' && (
<DecisionTreeWizard />
)}
{/* Tab: Results */}
{activeTab === 'results' && (
<SavedResultsTab />
)}
</div>
)

View File

@@ -0,0 +1,491 @@
'use client'
import React, { useState, useEffect } from 'react'
interface Registration {
id: string
system_name: string
system_version: string
risk_classification: string
gpai_classification: string
registration_status: string
eu_database_id: string
provider_name: string
created_at: string
}
const STATUS_STYLES: Record<string, { bg: string; text: string; label: string }> = {
draft: { bg: 'bg-gray-100', text: 'text-gray-700', label: 'Entwurf' },
ready: { bg: 'bg-blue-100', text: 'text-blue-700', label: 'Bereit' },
submitted: { bg: 'bg-yellow-100', text: 'text-yellow-700', label: 'Eingereicht' },
registered: { bg: 'bg-green-100', text: 'text-green-700', label: 'Registriert' },
update_required: { bg: 'bg-orange-100', text: 'text-orange-700', label: 'Update noetig' },
withdrawn: { bg: 'bg-red-100', text: 'text-red-700', label: 'Zurueckgezogen' },
}
const RISK_STYLES: Record<string, { bg: string; text: string }> = {
high_risk: { bg: 'bg-red-100', text: 'text-red-700' },
limited_risk: { bg: 'bg-yellow-100', text: 'text-yellow-700' },
minimal_risk: { bg: 'bg-green-100', text: 'text-green-700' },
not_classified: { bg: 'bg-gray-100', text: 'text-gray-500' },
}
const INITIAL_FORM = {
system_name: '',
system_version: '1.0',
system_description: '',
intended_purpose: '',
provider_name: '',
provider_legal_form: '',
provider_address: '',
provider_country: 'DE',
eu_representative_name: '',
eu_representative_contact: '',
risk_classification: 'not_classified',
annex_iii_category: '',
gpai_classification: 'none',
conformity_assessment_type: 'internal',
notified_body_name: '',
notified_body_id: '',
ce_marking: false,
training_data_summary: '',
}
export default function AIRegistrationPage() {
const [registrations, setRegistrations] = useState<Registration[]>([])
const [loading, setLoading] = useState(true)
const [showWizard, setShowWizard] = useState(false)
const [wizardStep, setWizardStep] = useState(1)
const [form, setForm] = useState({ ...INITIAL_FORM })
const [submitting, setSubmitting] = useState(false)
const [error, setError] = useState<string | null>(null)
useEffect(() => { loadRegistrations() }, [])
async function loadRegistrations() {
try {
setLoading(true)
const resp = await fetch('/api/sdk/v1/ai-registration')
if (resp.ok) {
const data = await resp.json()
setRegistrations(data.registrations || [])
}
} catch {
setError('Fehler beim Laden')
} finally {
setLoading(false)
}
}
async function handleSubmit() {
setSubmitting(true)
try {
const resp = await fetch('/api/sdk/v1/ai-registration', {
method: 'POST',
headers: { 'Content-Type': 'application/json' },
body: JSON.stringify(form),
})
if (resp.ok) {
setShowWizard(false)
setForm({ ...INITIAL_FORM })
setWizardStep(1)
loadRegistrations()
} else {
const data = await resp.json()
setError(data.error || 'Fehler beim Erstellen')
}
} catch {
setError('Netzwerkfehler')
} finally {
setSubmitting(false)
}
}
async function handleExport(id: string) {
try {
const resp = await fetch(`/api/sdk/v1/ai-registration/${id}`)
if (resp.ok) {
const reg = await resp.json()
// Build export JSON client-side
const exportData = {
schema_version: '1.0',
submission_type: 'ai_system_registration',
regulation: 'EU AI Act (EU) 2024/1689',
article: 'Art. 49',
provider: { name: reg.provider_name, address: reg.provider_address, country: reg.provider_country },
system: { name: reg.system_name, version: reg.system_version, description: reg.system_description, purpose: reg.intended_purpose },
classification: { risk_level: reg.risk_classification, annex_iii: reg.annex_iii_category, gpai: reg.gpai_classification },
conformity: { type: reg.conformity_assessment_type, ce_marking: reg.ce_marking },
}
const blob = new Blob([JSON.stringify(exportData, null, 2)], { type: 'application/json' })
const url = URL.createObjectURL(blob)
const a = document.createElement('a')
a.href = url
a.download = `eu_ai_registration_${reg.system_name.replace(/\s+/g, '_')}.json`
a.click()
URL.revokeObjectURL(url)
}
} catch {
setError('Export fehlgeschlagen')
}
}
async function handleStatusChange(id: string, status: string) {
try {
await fetch(`/api/sdk/v1/ai-registration/${id}`, {
method: 'PATCH',
headers: { 'Content-Type': 'application/json' },
body: JSON.stringify({ status }),
})
loadRegistrations()
} catch {
setError('Status-Aenderung fehlgeschlagen')
}
}
const updateForm = (updates: Partial<typeof form>) => setForm(prev => ({ ...prev, ...updates }))
const STEPS = [
{ id: 1, title: 'Anbieter', desc: 'Unternehmensangaben' },
{ id: 2, title: 'System', desc: 'KI-System Details' },
{ id: 3, title: 'Klassifikation', desc: 'Risikoeinstufung' },
{ id: 4, title: 'Konformitaet', desc: 'CE & Notified Body' },
{ id: 5, title: 'Trainingsdaten', desc: 'Datenzusammenfassung' },
{ id: 6, title: 'Pruefung', desc: 'Zusammenfassung & Export' },
]
return (
<div className="max-w-5xl mx-auto p-6">
{/* Header */}
<div className="flex items-center justify-between mb-8">
<div>
<h1 className="text-2xl font-bold text-gray-900">EU AI Database Registrierung</h1>
<p className="text-sm text-gray-500 mt-1">Art. 49 KI-Verordnung (EU) 2024/1689 Registrierung von Hochrisiko-KI-Systemen</p>
</div>
<button
onClick={() => setShowWizard(true)}
className="px-4 py-2 bg-purple-600 text-white rounded-lg hover:bg-purple-700 transition-colors"
>
+ Neue Registrierung
</button>
</div>
{error && (
<div className="mb-4 p-3 bg-red-50 border border-red-200 rounded-lg text-sm text-red-700">
{error}
<button onClick={() => setError(null)} className="ml-2 underline">Schliessen</button>
</div>
)}
{/* Stats */}
<div className="grid grid-cols-4 gap-4 mb-8">
{['draft', 'ready', 'submitted', 'registered'].map(status => {
const count = registrations.filter(r => r.registration_status === status).length
const style = STATUS_STYLES[status]
return (
<div key={status} className={`p-4 rounded-xl border ${style.bg}`}>
<div className={`text-2xl font-bold ${style.text}`}>{count}</div>
<div className="text-sm text-gray-600">{style.label}</div>
</div>
)
})}
</div>
{/* Registrations List */}
{loading ? (
<div className="text-center py-12 text-gray-500">Lade...</div>
) : registrations.length === 0 ? (
<div className="text-center py-12 text-gray-400">
<p className="text-lg mb-2">Noch keine Registrierungen</p>
<p className="text-sm">Erstelle eine neue Registrierung fuer dein Hochrisiko-KI-System.</p>
</div>
) : (
<div className="space-y-4">
{registrations.map(reg => {
const status = STATUS_STYLES[reg.registration_status] || STATUS_STYLES.draft
const risk = RISK_STYLES[reg.risk_classification] || RISK_STYLES.not_classified
return (
<div key={reg.id} className="bg-white rounded-xl border border-gray-200 p-6 hover:border-purple-300 transition-all">
<div className="flex items-center justify-between">
<div>
<div className="flex items-center gap-2 mb-1">
<h3 className="text-lg font-semibold text-gray-900">{reg.system_name}</h3>
<span className="text-sm text-gray-400">v{reg.system_version}</span>
<span className={`px-2 py-0.5 text-xs rounded-full ${status.bg} ${status.text}`}>{status.label}</span>
<span className={`px-2 py-0.5 text-xs rounded-full ${risk.bg} ${risk.text}`}>{reg.risk_classification.replace('_', ' ')}</span>
{reg.gpai_classification !== 'none' && (
<span className="px-2 py-0.5 text-xs rounded-full bg-blue-100 text-blue-700">GPAI: {reg.gpai_classification}</span>
)}
</div>
<div className="text-sm text-gray-500">
{reg.provider_name && <span>{reg.provider_name} · </span>}
{reg.eu_database_id && <span>EU-ID: {reg.eu_database_id} · </span>}
<span>{new Date(reg.created_at).toLocaleDateString('de-DE')}</span>
</div>
</div>
<div className="flex gap-2">
<button onClick={() => handleExport(reg.id)} className="px-3 py-1.5 text-sm border border-gray-300 rounded-lg hover:bg-gray-50">
JSON Export
</button>
{reg.registration_status === 'draft' && (
<button onClick={() => handleStatusChange(reg.id, 'ready')} className="px-3 py-1.5 text-sm bg-blue-600 text-white rounded-lg hover:bg-blue-700">
Bereit markieren
</button>
)}
{reg.registration_status === 'ready' && (
<button onClick={() => handleStatusChange(reg.id, 'submitted')} className="px-3 py-1.5 text-sm bg-green-600 text-white rounded-lg hover:bg-green-700">
Als eingereicht markieren
</button>
)}
</div>
</div>
</div>
)
})}
</div>
)}
{/* Wizard Modal */}
{showWizard && (
<div className="fixed inset-0 bg-black/50 flex items-center justify-center z-50 p-4">
<div className="bg-white rounded-2xl shadow-2xl w-full max-w-3xl max-h-[90vh] overflow-y-auto">
<div className="p-6 border-b">
<div className="flex items-center justify-between mb-4">
<h2 className="text-xl font-bold text-gray-900">Neue EU AI Registrierung</h2>
<button onClick={() => { setShowWizard(false); setWizardStep(1) }} className="text-gray-400 hover:text-gray-600 text-2xl">&times;</button>
</div>
{/* Step Indicator */}
<div className="flex gap-1">
{STEPS.map(step => (
<button key={step.id} onClick={() => setWizardStep(step.id)}
className={`flex-1 py-2 text-xs rounded-lg transition-all ${
wizardStep === step.id ? 'bg-purple-100 text-purple-700 font-medium' :
wizardStep > step.id ? 'bg-green-50 text-green-700' : 'bg-gray-50 text-gray-400'
}`}>
{wizardStep > step.id ? '✓ ' : ''}{step.title}
</button>
))}
</div>
</div>
<div className="p-6 space-y-4">
{/* Step 1: Provider */}
{wizardStep === 1 && (
<>
<h3 className="font-semibold text-gray-900">Anbieter-Informationen</h3>
<p className="text-sm text-gray-500">Angaben zum Anbieter des KI-Systems gemaess Art. 49 KI-VO.</p>
<div className="grid grid-cols-2 gap-4">
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Firmenname *</label>
<input value={form.provider_name} onChange={e => updateForm({ provider_name: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="Acme GmbH" />
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Rechtsform</label>
<input value={form.provider_legal_form} onChange={e => updateForm({ provider_legal_form: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="GmbH" />
</div>
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Adresse</label>
<input value={form.provider_address} onChange={e => updateForm({ provider_address: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="Musterstr. 1, 20095 Hamburg" />
</div>
<div className="grid grid-cols-2 gap-4">
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Land</label>
<select value={form.provider_country} onChange={e => updateForm({ provider_country: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent">
<option value="DE">Deutschland</option>
<option value="AT">Oesterreich</option>
<option value="CH">Schweiz</option>
<option value="OTHER">Anderes Land</option>
</select>
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">EU-Repraesentant (falls Non-EU)</label>
<input value={form.eu_representative_name} onChange={e => updateForm({ eu_representative_name: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="Optional" />
</div>
</div>
</>
)}
{/* Step 2: System */}
{wizardStep === 2 && (
<>
<h3 className="font-semibold text-gray-900">KI-System Details</h3>
<div className="grid grid-cols-2 gap-4">
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Systemname *</label>
<input value={form.system_name} onChange={e => updateForm({ system_name: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="z.B. HR Copilot" />
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Version</label>
<input value={form.system_version} onChange={e => updateForm({ system_version: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="1.0" />
</div>
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Systembeschreibung</label>
<textarea value={form.system_description} onChange={e => updateForm({ system_description: e.target.value })} rows={3}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="Beschreibe was das KI-System tut..." />
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Einsatzzweck (Intended Purpose)</label>
<textarea value={form.intended_purpose} onChange={e => updateForm({ intended_purpose: e.target.value })} rows={2}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" placeholder="Wofuer wird das System eingesetzt?" />
</div>
</>
)}
{/* Step 3: Classification */}
{wizardStep === 3 && (
<>
<h3 className="font-semibold text-gray-900">Risiko-Klassifikation</h3>
<p className="text-sm text-gray-500">Basierend auf dem AI Act Decision Tree oder manueller Einstufung.</p>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Risikoklasse</label>
<select value={form.risk_classification} onChange={e => updateForm({ risk_classification: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent">
<option value="not_classified">Noch nicht klassifiziert</option>
<option value="minimal_risk">Minimal Risk</option>
<option value="limited_risk">Limited Risk</option>
<option value="high_risk">High Risk</option>
</select>
</div>
{form.risk_classification === 'high_risk' && (
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Annex III Kategorie</label>
<select value={form.annex_iii_category} onChange={e => updateForm({ annex_iii_category: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent">
<option value="">Bitte waehlen...</option>
<option value="biometric">1. Biometrische Identifizierung</option>
<option value="critical_infrastructure">2. Kritische Infrastruktur</option>
<option value="education">3. Bildung und Berufsausbildung</option>
<option value="employment">4. Beschaeftigung und Arbeitnehmerverwaltung</option>
<option value="essential_services">5. Zugang zu wesentlichen Diensten</option>
<option value="law_enforcement">6. Strafverfolgung</option>
<option value="migration">7. Migration und Grenzkontrolle</option>
<option value="justice">8. Rechtspflege und Demokratie</option>
</select>
</div>
)}
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">GPAI Klassifikation</label>
<select value={form.gpai_classification} onChange={e => updateForm({ gpai_classification: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent">
<option value="none">Kein GPAI</option>
<option value="standard">GPAI (Standard)</option>
<option value="systemic">GPAI mit systemischem Risiko</option>
</select>
</div>
<div className="bg-blue-50 border border-blue-200 rounded-lg p-4 text-sm text-blue-800">
<strong>Tipp:</strong> Nutze den <a href="/sdk/ai-act" className="underline">AI Act Decision Tree</a> fuer eine strukturierte Klassifikation.
</div>
</>
)}
{/* Step 4: Conformity */}
{wizardStep === 4 && (
<>
<h3 className="font-semibold text-gray-900">Konformitaetsbewertung</h3>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Art der Konformitaetsbewertung</label>
<select value={form.conformity_assessment_type} onChange={e => updateForm({ conformity_assessment_type: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent">
<option value="not_required">Nicht erforderlich</option>
<option value="internal">Interne Konformitaetsbewertung</option>
<option value="third_party">Drittpartei-Bewertung (Notified Body)</option>
</select>
</div>
{form.conformity_assessment_type === 'third_party' && (
<div className="grid grid-cols-2 gap-4">
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Notified Body Name</label>
<input value={form.notified_body_name} onChange={e => updateForm({ notified_body_name: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" />
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Notified Body ID</label>
<input value={form.notified_body_id} onChange={e => updateForm({ notified_body_id: e.target.value })}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent" />
</div>
</div>
)}
<label className="flex items-center gap-3 p-3 rounded-lg border hover:bg-gray-50 cursor-pointer">
<input type="checkbox" checked={form.ce_marking} onChange={e => updateForm({ ce_marking: e.target.checked })}
className="w-4 h-4 rounded border-gray-300 text-purple-600" />
<span className="text-sm font-medium text-gray-900">CE-Kennzeichnung angebracht</span>
</label>
</>
)}
{/* Step 5: Training Data */}
{wizardStep === 5 && (
<>
<h3 className="font-semibold text-gray-900">Trainingsdaten-Zusammenfassung</h3>
<p className="text-sm text-gray-500">Art. 10 KI-VO Keine vollstaendige Offenlegung, sondern Kategorien und Herkunft.</p>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Zusammenfassung der Trainingsdaten</label>
<textarea value={form.training_data_summary} onChange={e => updateForm({ training_data_summary: e.target.value })} rows={5}
className="w-full px-3 py-2 border rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent"
placeholder="Beschreibe die verwendeten Datenquellen:&#10;- Oeffentliche Daten (z.B. Wikipedia, Common Crawl)&#10;- Lizenzierte Daten (z.B. Fachpublikationen)&#10;- Synthetische Daten&#10;- Unternehmensinterne Daten" />
</div>
</>
)}
{/* Step 6: Review */}
{wizardStep === 6 && (
<>
<h3 className="font-semibold text-gray-900">Zusammenfassung</h3>
<div className="space-y-3 text-sm">
<div className="grid grid-cols-2 gap-4 p-4 bg-gray-50 rounded-lg">
<div><span className="text-gray-500">Anbieter:</span> <strong>{form.provider_name || ''}</strong></div>
<div><span className="text-gray-500">Land:</span> <strong>{form.provider_country}</strong></div>
<div><span className="text-gray-500">System:</span> <strong>{form.system_name || ''}</strong></div>
<div><span className="text-gray-500">Version:</span> <strong>{form.system_version}</strong></div>
<div><span className="text-gray-500">Risiko:</span> <strong>{form.risk_classification}</strong></div>
<div><span className="text-gray-500">GPAI:</span> <strong>{form.gpai_classification}</strong></div>
<div><span className="text-gray-500">Konformitaet:</span> <strong>{form.conformity_assessment_type}</strong></div>
<div><span className="text-gray-500">CE:</span> <strong>{form.ce_marking ? 'Ja' : 'Nein'}</strong></div>
</div>
{form.intended_purpose && (
<div className="p-4 bg-gray-50 rounded-lg">
<span className="text-gray-500">Zweck:</span> {form.intended_purpose}
</div>
)}
</div>
<div className="bg-yellow-50 border border-yellow-200 rounded-lg p-4 text-sm text-yellow-800">
<strong>Hinweis:</strong> Die EU AI Datenbank befindet sich noch im Aufbau. Die Registrierung wird lokal gespeichert und kann spaeter uebermittelt werden.
</div>
</>
)}
</div>
{/* Navigation */}
<div className="p-6 border-t flex justify-between">
<button onClick={() => wizardStep > 1 ? setWizardStep(wizardStep - 1) : setShowWizard(false)}
className="px-4 py-2 text-gray-700 border rounded-lg hover:bg-gray-50">
{wizardStep === 1 ? 'Abbrechen' : 'Zurueck'}
</button>
{wizardStep < 6 ? (
<button onClick={() => setWizardStep(wizardStep + 1)}
disabled={wizardStep === 2 && !form.system_name}
className="px-4 py-2 bg-purple-600 text-white rounded-lg hover:bg-purple-700 disabled:opacity-50">
Weiter
</button>
) : (
<button onClick={handleSubmit} disabled={submitting || !form.system_name}
className="px-4 py-2 bg-green-600 text-white rounded-lg hover:bg-green-700 disabled:opacity-50">
{submitting ? 'Speichere...' : 'Registrierung erstellen'}
</button>
)}
</div>
</div>
</div>
)}
</div>
)
}

View File

@@ -142,8 +142,8 @@ export const SDK_FLOW_STEPS: SDKFlowStep[] = [
checkpointId: 'CP-UC',
checkpointType: 'REQUIRED',
checkpointReviewer: 'NONE',
description: 'Systematische Erfassung aller Datenverarbeitungs- und KI-Anwendungsfaelle ueber einen 8-Schritte-Wizard mit Kachel-Auswahl.',
descriptionLong: 'In einem 8-Schritte-Wizard werden alle Use Cases erfasst: (1) Grundlegendes — Titel, Beschreibung, KI-Kategorie (21 Kacheln), Branche wird automatisch aus dem Profil abgeleitet. (2) Datenkategorien — ~60 Kategorien in 10 Gruppen als Kacheln (inkl. Art. 9 hervorgehoben). (3) Verarbeitungszweck — 16 Zweck-Kacheln, Rechtsgrundlage wird vom SDK automatisch ermittelt. (4) Automatisierungsgrad — assistiv/teilautomatisiert/vollautomatisiert. (5) Hosting & Modell — Provider, Region, Modellnutzung (Inferenz/RAG/Fine-Tuning/Training). (6) Datentransfer — Transferziele und Schutzmechanismen. (7) Datenhaltung — Aufbewahrungsfristen. (8) Vertraege — vorhandene Compliance-Dokumente. Die RAG-Collection bp_compliance_ce wird verwendet, um relevante CE-Regulierungen automatisch den Use Cases zuzuordnen (UCCA).',
description: 'Systematische Erfassung aller Datenverarbeitungs- und KI-Anwendungsfaelle ueber einen 8-Schritte-Wizard mit Kachel-Auswahl. Inkl. BetrVG-Mitbestimmungspruefung und Betriebsrats-Konflikt-Score.',
descriptionLong: 'In einem 8-Schritte-Wizard werden alle Use Cases erfasst: (1) Grundlegendes — Titel, Beschreibung, KI-Kategorie (21 Kacheln), Branche wird automatisch aus dem Profil abgeleitet. (2) Datenkategorien — ~60 Kategorien in 10 Gruppen als Kacheln (inkl. Art. 9 hervorgehoben). (3) Verarbeitungszweck — 16 Zweck-Kacheln, Rechtsgrundlage wird vom SDK automatisch ermittelt. (4) Automatisierungsgrad + BetrVG — assistiv/teilautomatisiert/vollautomatisiert, plus 3 BetrVG-Toggles: Ueberwachungseignung, HR-Entscheidungsunterstuetzung, BR-Konsultation. Das SDK berechnet daraus einen Betriebsrats-Konflikt-Score (0-100) und leitet BetrVG-Pflichten ab (§87, §90, §94, §95). (5) Hosting & Modell — Provider, Region, Modellnutzung (Inferenz/RAG/Fine-Tuning/Training). (6) Datentransfer — Transferziele und Schutzmechanismen. (7) Datenhaltung — Aufbewahrungsfristen. (8) Vertraege — vorhandene Compliance-Dokumente. Die RAG-Collection bp_compliance_ce wird verwendet, um relevante CE-Regulierungen automatisch den Use Cases zuzuordnen (UCCA). Die Collection bp_compliance_datenschutz enthaelt 14 BAG-Urteile zu IT-Mitbestimmung (M365, SAP, SaaS, Video).',
legalBasis: 'Art. 30 DSGVO (Verzeichnis von Verarbeitungstaetigkeiten)',
inputs: ['companyProfile'],
outputs: ['useCases'],
@@ -155,6 +155,27 @@ export const SDK_FLOW_STEPS: SDKFlowStep[] = [
isOptional: false,
url: '/sdk/use-cases',
},
{
id: 'ai-registration',
name: 'EU AI Database Registrierung',
nameShort: 'EU-Reg',
package: 'vorbereitung',
seq: 350,
checkpointId: 'CP-REG',
checkpointType: 'CONDITIONAL',
checkpointReviewer: 'NONE',
description: 'Registrierung von Hochrisiko-KI-Systemen in der EU AI Database gemaess Art. 49 KI-Verordnung.',
descriptionLong: 'Fuer Hochrisiko-KI-Systeme (Annex III) ist eine Registrierung in der EU AI Database Pflicht. Ein 6-Schritte-Wizard fuehrt durch den Prozess: (1) Anbieter-Daten — Name, Rechtsform, Adresse, EU-Repraesentant. (2) System-Details — Name, Version, Beschreibung, Einsatzzweck (vorausgefuellt aus UCCA Assessment). (3) Klassifikation — Risikoklasse und Annex III Kategorie (aus Decision Tree). (4) Konformitaet — CE-Kennzeichnung, Notified Body. (5) Trainingsdaten — Zusammenfassung der Datenquellen (Art. 10). (6) Pruefung + Export — JSON-Download fuer EU-Datenbank-Submission. Der Status-Workflow ist: Entwurf → Bereit → Eingereicht → Registriert.',
legalBasis: 'Art. 49 KI-Verordnung (EU) 2024/1689',
inputs: ['useCases', 'companyProfile'],
outputs: ['euRegistration'],
prerequisiteSteps: ['use-case-assessment'],
dbTables: ['ai_system_registrations'],
dbMode: 'read/write',
ragCollections: [],
isOptional: true,
url: '/sdk/ai-registration',
},
{
id: 'import',
name: 'Dokument-Import',

View File

@@ -57,6 +57,8 @@ interface FullAssessment {
dsfa_recommended: boolean
art22_risk: boolean
training_allowed: string
betrvg_conflict_score?: number
betrvg_consultation_required?: boolean
triggered_rules?: TriggeredRule[]
required_controls?: RequiredControl[]
recommended_architecture?: PatternRecommendation[]
@@ -167,6 +169,8 @@ export default function AssessmentDetailPage() {
dsfa_recommended: assessment.dsfa_recommended,
art22_risk: assessment.art22_risk,
training_allowed: assessment.training_allowed,
betrvg_conflict_score: assessment.betrvg_conflict_score,
betrvg_consultation_required: assessment.betrvg_consultation_required,
// AssessmentResultCard expects rule_code; backend stores code — map here
triggered_rules: assessment.triggered_rules?.map(r => ({
rule_code: r.code,

View File

@@ -10,6 +10,8 @@ interface Assessment {
feasibility: string
risk_level: string
risk_score: number
betrvg_conflict_score?: number
betrvg_consultation_required?: boolean
domain: string
created_at: string
}
@@ -194,6 +196,16 @@ export default function UseCasesPage() {
<span className={`px-2 py-0.5 text-xs rounded-full ${feasibility.bg} ${feasibility.text}`}>
{feasibility.label}
</span>
{assessment.betrvg_conflict_score != null && assessment.betrvg_conflict_score > 0 && (
<span className={`px-2 py-0.5 text-xs rounded-full ${
assessment.betrvg_conflict_score >= 75 ? 'bg-red-100 text-red-700' :
assessment.betrvg_conflict_score >= 50 ? 'bg-orange-100 text-orange-700' :
assessment.betrvg_conflict_score >= 25 ? 'bg-yellow-100 text-yellow-700' :
'bg-green-100 text-green-700'
}`}>
BR {assessment.betrvg_conflict_score}
</span>
)}
</div>
<div className="flex items-center gap-4 text-sm text-gray-500">
<span>{assessment.domain}</span>

View File

@@ -0,0 +1,554 @@
'use client'
import React, { useState, useEffect, useCallback } from 'react'
// =============================================================================
// TYPES
// =============================================================================
interface DecisionTreeQuestion {
id: string
axis: 'high_risk' | 'gpai'
question: string
description: string
article_ref: string
skip_if?: string
}
interface DecisionTreeDefinition {
id: string
name: string
version: string
questions: DecisionTreeQuestion[]
}
interface DecisionTreeAnswer {
question_id: string
value: boolean
note?: string
}
interface GPAIClassification {
is_gpai: boolean
is_systemic_risk: boolean
gpai_category: 'none' | 'standard' | 'systemic'
applicable_articles: string[]
obligations: string[]
}
interface DecisionTreeResult {
id: string
tenant_id: string
system_name: string
system_description?: string
answers: Record<string, DecisionTreeAnswer>
high_risk_result: string
gpai_result: GPAIClassification
combined_obligations: string[]
applicable_articles: string[]
created_at: string
}
// =============================================================================
// CONSTANTS
// =============================================================================
const RISK_LEVEL_CONFIG: Record<string, { label: string; color: string; bg: string; border: string }> = {
unacceptable: { label: 'Unzulässig', color: 'text-red-700', bg: 'bg-red-50', border: 'border-red-200' },
high_risk: { label: 'Hochrisiko', color: 'text-orange-700', bg: 'bg-orange-50', border: 'border-orange-200' },
limited_risk: { label: 'Begrenztes Risiko', color: 'text-yellow-700', bg: 'bg-yellow-50', border: 'border-yellow-200' },
minimal_risk: { label: 'Minimales Risiko', color: 'text-green-700', bg: 'bg-green-50', border: 'border-green-200' },
not_applicable: { label: 'Nicht anwendbar', color: 'text-gray-500', bg: 'bg-gray-50', border: 'border-gray-200' },
}
const GPAI_CONFIG: Record<string, { label: string; color: string; bg: string; border: string }> = {
none: { label: 'Kein GPAI', color: 'text-gray-500', bg: 'bg-gray-50', border: 'border-gray-200' },
standard: { label: 'GPAI Standard', color: 'text-blue-700', bg: 'bg-blue-50', border: 'border-blue-200' },
systemic: { label: 'GPAI Systemisches Risiko', color: 'text-purple-700', bg: 'bg-purple-50', border: 'border-purple-200' },
}
// =============================================================================
// MAIN COMPONENT
// =============================================================================
export default function DecisionTreeWizard() {
const [definition, setDefinition] = useState<DecisionTreeDefinition | null>(null)
const [answers, setAnswers] = useState<Record<string, DecisionTreeAnswer>>({})
const [currentIdx, setCurrentIdx] = useState(0)
const [systemName, setSystemName] = useState('')
const [systemDescription, setSystemDescription] = useState('')
const [result, setResult] = useState<DecisionTreeResult | null>(null)
const [loading, setLoading] = useState(true)
const [saving, setSaving] = useState(false)
const [error, setError] = useState<string | null>(null)
const [phase, setPhase] = useState<'intro' | 'questions' | 'result'>('intro')
// Load decision tree definition
useEffect(() => {
const load = async () => {
try {
const res = await fetch('/api/sdk/v1/ucca/decision-tree')
if (res.ok) {
const data = await res.json()
setDefinition(data)
} else {
setError('Entscheidungsbaum konnte nicht geladen werden')
}
} catch {
setError('Verbindung zum Backend fehlgeschlagen')
} finally {
setLoading(false)
}
}
load()
}, [])
// Get visible questions (respecting skip logic)
const getVisibleQuestions = useCallback((): DecisionTreeQuestion[] => {
if (!definition) return []
return definition.questions.filter(q => {
if (!q.skip_if) return true
// Skip this question if the gate question was answered "no"
const gateAnswer = answers[q.skip_if]
if (gateAnswer && !gateAnswer.value) return false
return true
})
}, [definition, answers])
const visibleQuestions = getVisibleQuestions()
const currentQuestion = visibleQuestions[currentIdx]
const totalVisible = visibleQuestions.length
const highRiskQuestions = visibleQuestions.filter(q => q.axis === 'high_risk')
const gpaiQuestions = visibleQuestions.filter(q => q.axis === 'gpai')
const handleAnswer = (value: boolean) => {
if (!currentQuestion) return
setAnswers(prev => ({
...prev,
[currentQuestion.id]: {
question_id: currentQuestion.id,
value,
},
}))
// Auto-advance
if (currentIdx < totalVisible - 1) {
setCurrentIdx(prev => prev + 1)
}
}
const handleBack = () => {
if (currentIdx > 0) {
setCurrentIdx(prev => prev - 1)
}
}
const handleSubmit = async () => {
setSaving(true)
setError(null)
try {
const res = await fetch('/api/sdk/v1/ucca/decision-tree/evaluate', {
method: 'POST',
headers: { 'Content-Type': 'application/json' },
body: JSON.stringify({
system_name: systemName,
system_description: systemDescription,
answers,
}),
})
if (res.ok) {
const data = await res.json()
setResult(data)
setPhase('result')
} else {
const err = await res.json().catch(() => ({ error: 'Auswertung fehlgeschlagen' }))
setError(err.error || 'Auswertung fehlgeschlagen')
}
} catch {
setError('Verbindung zum Backend fehlgeschlagen')
} finally {
setSaving(false)
}
}
const handleReset = () => {
setAnswers({})
setCurrentIdx(0)
setSystemName('')
setSystemDescription('')
setResult(null)
setPhase('intro')
setError(null)
}
const allAnswered = visibleQuestions.every(q => answers[q.id] !== undefined)
if (loading) {
return (
<div className="bg-white rounded-xl border border-gray-200 p-12 text-center">
<div className="w-10 h-10 border-2 border-purple-500 border-t-transparent rounded-full animate-spin mx-auto mb-4" />
<p className="text-gray-500">Entscheidungsbaum wird geladen...</p>
</div>
)
}
if (error && !definition) {
return (
<div className="bg-red-50 border border-red-200 rounded-xl p-6 text-center">
<p className="text-red-700">{error}</p>
<p className="text-red-500 text-sm mt-2">Bitte stellen Sie sicher, dass der AI Compliance SDK Service läuft.</p>
</div>
)
}
// =========================================================================
// INTRO PHASE
// =========================================================================
if (phase === 'intro') {
return (
<div className="space-y-6">
<div className="bg-white rounded-xl border border-gray-200 p-6">
<h3 className="text-lg font-semibold text-gray-900 mb-2">AI Act Entscheidungsbaum</h3>
<p className="text-sm text-gray-500 mb-6">
Klassifizieren Sie Ihr KI-System anhand von 12 Fragen auf zwei Achsen:
<strong> High-Risk</strong> (Anhang III) und <strong>GPAI</strong> (Art. 5156).
</p>
<div className="grid grid-cols-1 md:grid-cols-2 gap-4 mb-6">
<div className="p-4 bg-orange-50 border border-orange-200 rounded-lg">
<div className="flex items-center gap-2 mb-2">
<svg className="w-5 h-5 text-orange-600" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M12 9v3.75m-9.303 3.376c-.866 1.5.217 3.374 1.948 3.374h14.71c1.73 0 2.813-1.874 1.948-3.374L13.949 3.378c-.866-1.5-3.032-1.5-3.898 0L2.697 16.126z" />
</svg>
<span className="font-medium text-orange-700">Achse 1: High-Risk</span>
</div>
<p className="text-sm text-orange-600">7 Fragen zu Anhang III Kategorien (Biometrie, kritische Infrastruktur, Bildung, Beschäftigung, etc.)</p>
</div>
<div className="p-4 bg-blue-50 border border-blue-200 rounded-lg">
<div className="flex items-center gap-2 mb-2">
<svg className="w-5 h-5 text-blue-600" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M9.813 15.904L9 18.75l-.813-2.846a4.5 4.5 0 00-3.09-3.09L2.25 12l2.846-.813a4.5 4.5 0 003.09-3.09L9 5.25l.813 2.846a4.5 4.5 0 003.09 3.09L15.75 12l-2.846.813a4.5 4.5 0 00-3.09 3.09z" />
</svg>
<span className="font-medium text-blue-700">Achse 2: GPAI</span>
</div>
<p className="text-sm text-blue-600">5 Fragen zu General-Purpose AI (Foundation Models, systemisches Risiko, Art. 5156)</p>
</div>
</div>
<div className="space-y-4">
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Name des KI-Systems *</label>
<input
type="text"
value={systemName}
onChange={e => setSystemName(e.target.value)}
placeholder="z.B. Dokumenten-Analyse-KI, Chatbot-Service, Code-Assistent"
className="w-full px-4 py-2 border border-gray-300 rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent"
/>
</div>
<div>
<label className="block text-sm font-medium text-gray-700 mb-1">Beschreibung (optional)</label>
<textarea
value={systemDescription}
onChange={e => setSystemDescription(e.target.value)}
placeholder="Kurze Beschreibung des KI-Systems und seines Einsatzzwecks..."
rows={2}
className="w-full px-4 py-2 border border-gray-300 rounded-lg focus:ring-2 focus:ring-purple-500 focus:border-transparent"
/>
</div>
</div>
<div className="mt-6 flex justify-end">
<button
onClick={() => setPhase('questions')}
disabled={!systemName.trim()}
className={`px-6 py-2 rounded-lg font-medium transition-colors ${
systemName.trim()
? 'bg-purple-600 text-white hover:bg-purple-700'
: 'bg-gray-200 text-gray-400 cursor-not-allowed'
}`}
>
Klassifizierung starten
</button>
</div>
</div>
</div>
)
}
// =========================================================================
// RESULT PHASE
// =========================================================================
if (phase === 'result' && result) {
const riskConfig = RISK_LEVEL_CONFIG[result.high_risk_result] || RISK_LEVEL_CONFIG.not_applicable
const gpaiConfig = GPAI_CONFIG[result.gpai_result.gpai_category] || GPAI_CONFIG.none
return (
<div className="space-y-6">
{/* Header */}
<div className="bg-white rounded-xl border border-gray-200 p-6">
<div className="flex items-center justify-between mb-4">
<h3 className="text-lg font-semibold text-gray-900">Klassifizierungsergebnis: {result.system_name}</h3>
<button
onClick={handleReset}
className="px-4 py-2 text-sm text-purple-600 hover:bg-purple-50 rounded-lg transition-colors"
>
Neue Klassifizierung
</button>
</div>
{/* Two-Axis Result Cards */}
<div className="grid grid-cols-1 md:grid-cols-2 gap-4 mb-6">
<div className={`p-5 rounded-xl border-2 ${riskConfig.border} ${riskConfig.bg}`}>
<div className="text-sm font-medium text-gray-500 mb-1">Achse 1: High-Risk (Anhang III)</div>
<div className={`text-xl font-bold ${riskConfig.color}`}>{riskConfig.label}</div>
</div>
<div className={`p-5 rounded-xl border-2 ${gpaiConfig.border} ${gpaiConfig.bg}`}>
<div className="text-sm font-medium text-gray-500 mb-1">Achse 2: GPAI (Art. 5156)</div>
<div className={`text-xl font-bold ${gpaiConfig.color}`}>{gpaiConfig.label}</div>
{result.gpai_result.is_systemic_risk && (
<div className="mt-1 text-xs text-purple-600 font-medium">Systemisches Risiko</div>
)}
</div>
</div>
</div>
{/* Applicable Articles */}
{result.applicable_articles && result.applicable_articles.length > 0 && (
<div className="bg-white rounded-xl border border-gray-200 p-6">
<h4 className="text-sm font-semibold text-gray-900 mb-3">Anwendbare Artikel</h4>
<div className="flex flex-wrap gap-2">
{result.applicable_articles.map(art => (
<span key={art} className="px-3 py-1 text-xs bg-indigo-50 text-indigo-700 rounded-full border border-indigo-200">
{art}
</span>
))}
</div>
</div>
)}
{/* Combined Obligations */}
{result.combined_obligations && result.combined_obligations.length > 0 && (
<div className="bg-white rounded-xl border border-gray-200 p-6">
<h4 className="text-sm font-semibold text-gray-900 mb-3">
Pflichten ({result.combined_obligations.length})
</h4>
<div className="space-y-2">
{result.combined_obligations.map((obl, i) => (
<div key={i} className="flex items-start gap-2 text-sm">
<svg className="w-4 h-4 text-purple-500 mt-0.5 flex-shrink-0" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M9 12.75L11.25 15 15 9.75M21 12a9 9 0 11-18 0 9 9 0 0118 0z" />
</svg>
<span className="text-gray-700">{obl}</span>
</div>
))}
</div>
</div>
)}
{/* GPAI-specific obligations */}
{result.gpai_result.is_gpai && result.gpai_result.obligations.length > 0 && (
<div className="bg-blue-50 rounded-xl border border-blue-200 p-6">
<h4 className="text-sm font-semibold text-blue-900 mb-3">
GPAI-spezifische Pflichten ({result.gpai_result.obligations.length})
</h4>
<div className="space-y-2">
{result.gpai_result.obligations.map((obl, i) => (
<div key={i} className="flex items-start gap-2 text-sm">
<svg className="w-4 h-4 text-blue-500 mt-0.5 flex-shrink-0" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M11.25 11.25l.041-.02a.75.75 0 011.063.852l-.708 2.836a.75.75 0 001.063.853l.041-.021M21 12a9 9 0 11-18 0 9 9 0 0118 0zm-9-3.75h.008v.008H12V8.25z" />
</svg>
<span className="text-blue-800">{obl}</span>
</div>
))}
</div>
</div>
)}
{/* Answer Summary */}
<div className="bg-white rounded-xl border border-gray-200 p-6">
<h4 className="text-sm font-semibold text-gray-900 mb-3">Ihre Antworten</h4>
<div className="space-y-2">
{definition?.questions.map(q => {
const answer = result.answers[q.id]
if (!answer) return null
return (
<div key={q.id} className="flex items-center gap-3 text-sm py-1.5 border-b border-gray-100 last:border-0">
<span className="text-xs font-mono text-gray-400 w-8">{q.id}</span>
<span className="flex-1 text-gray-600">{q.question}</span>
<span className={`px-2 py-0.5 rounded text-xs font-medium ${
answer.value ? 'bg-green-100 text-green-700' : 'bg-gray-100 text-gray-500'
}`}>
{answer.value ? 'Ja' : 'Nein'}
</span>
</div>
)
})}
</div>
</div>
</div>
)
}
// =========================================================================
// QUESTIONS PHASE
// =========================================================================
return (
<div className="space-y-6">
{/* Progress */}
<div className="bg-white rounded-xl border border-gray-200 p-4">
<div className="flex items-center justify-between mb-3">
<span className="text-sm font-medium text-gray-700">
{systemName} Frage {currentIdx + 1} von {totalVisible}
</span>
<span className={`px-2 py-1 text-xs rounded-full font-medium ${
currentQuestion?.axis === 'high_risk'
? 'bg-orange-100 text-orange-700'
: 'bg-blue-100 text-blue-700'
}`}>
{currentQuestion?.axis === 'high_risk' ? 'High-Risk' : 'GPAI'}
</span>
</div>
{/* Dual progress bar */}
<div className="flex gap-2">
<div className="flex-1">
<div className="text-[10px] text-orange-600 mb-1 font-medium">
Achse 1: High-Risk ({highRiskQuestions.filter(q => answers[q.id] !== undefined).length}/{highRiskQuestions.length})
</div>
<div className="h-1.5 bg-gray-100 rounded-full overflow-hidden">
<div
className="h-full bg-orange-500 rounded-full transition-all"
style={{ width: `${highRiskQuestions.length ? (highRiskQuestions.filter(q => answers[q.id] !== undefined).length / highRiskQuestions.length) * 100 : 0}%` }}
/>
</div>
</div>
<div className="flex-1">
<div className="text-[10px] text-blue-600 mb-1 font-medium">
Achse 2: GPAI ({gpaiQuestions.filter(q => answers[q.id] !== undefined).length}/{gpaiQuestions.length})
</div>
<div className="h-1.5 bg-gray-100 rounded-full overflow-hidden">
<div
className="h-full bg-blue-500 rounded-full transition-all"
style={{ width: `${gpaiQuestions.length ? (gpaiQuestions.filter(q => answers[q.id] !== undefined).length / gpaiQuestions.length) * 100 : 0}%` }}
/>
</div>
</div>
</div>
</div>
{/* Error */}
{error && (
<div className="p-4 bg-red-50 border border-red-200 rounded-lg text-red-700 flex items-center justify-between">
<span>{error}</span>
<button onClick={() => setError(null)} className="text-red-500 hover:text-red-700">&times;</button>
</div>
)}
{/* Current Question */}
{currentQuestion && (
<div className="bg-white rounded-xl border border-gray-200 p-6">
<div className="flex items-start gap-3 mb-4">
<span className="px-2 py-1 text-xs font-mono bg-gray-100 text-gray-500 rounded">{currentQuestion.id}</span>
<span className="px-2 py-1 text-xs bg-purple-50 text-purple-700 rounded">{currentQuestion.article_ref}</span>
</div>
<h3 className="text-lg font-semibold text-gray-900 mb-3">{currentQuestion.question}</h3>
<p className="text-sm text-gray-500 mb-6">{currentQuestion.description}</p>
{/* Answer buttons */}
<div className="grid grid-cols-2 gap-4">
<button
onClick={() => handleAnswer(true)}
className={`p-4 rounded-xl border-2 transition-all text-center font-medium ${
answers[currentQuestion.id]?.value === true
? 'border-green-500 bg-green-50 text-green-700'
: 'border-gray-200 hover:border-green-300 hover:bg-green-50/50 text-gray-700'
}`}
>
<svg className="w-8 h-8 mx-auto mb-2 text-green-500" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M9 12.75L11.25 15 15 9.75M21 12a9 9 0 11-18 0 9 9 0 0118 0z" />
</svg>
Ja
</button>
<button
onClick={() => handleAnswer(false)}
className={`p-4 rounded-xl border-2 transition-all text-center font-medium ${
answers[currentQuestion.id]?.value === false
? 'border-gray-500 bg-gray-50 text-gray-700'
: 'border-gray-200 hover:border-gray-300 hover:bg-gray-50/50 text-gray-700'
}`}
>
<svg className="w-8 h-8 mx-auto mb-2 text-gray-400" fill="none" viewBox="0 0 24 24" stroke="currentColor" strokeWidth={2}>
<path strokeLinecap="round" strokeLinejoin="round" d="M9.75 9.75l4.5 4.5m0-4.5l-4.5 4.5M21 12a9 9 0 11-18 0 9 9 0 0118 0z" />
</svg>
Nein
</button>
</div>
</div>
)}
{/* Navigation */}
<div className="flex items-center justify-between">
<button
onClick={currentIdx === 0 ? () => setPhase('intro') : handleBack}
className="px-4 py-2 text-sm text-gray-600 hover:bg-gray-100 rounded-lg transition-colors"
>
Zurück
</button>
<div className="flex items-center gap-1">
{visibleQuestions.map((q, i) => (
<button
key={q.id}
onClick={() => setCurrentIdx(i)}
className={`w-2.5 h-2.5 rounded-full transition-colors ${
i === currentIdx
? q.axis === 'high_risk' ? 'bg-orange-500' : 'bg-blue-500'
: answers[q.id] !== undefined
? 'bg-green-400'
: 'bg-gray-200'
}`}
title={`${q.id}: ${q.question}`}
/>
))}
</div>
{allAnswered ? (
<button
onClick={handleSubmit}
disabled={saving}
className={`px-6 py-2 rounded-lg font-medium transition-colors ${
saving
? 'bg-purple-300 text-white cursor-wait'
: 'bg-purple-600 text-white hover:bg-purple-700'
}`}
>
{saving ? (
<span className="flex items-center gap-2">
<svg className="w-4 h-4 animate-spin" fill="none" viewBox="0 0 24 24">
<circle className="opacity-25" cx="12" cy="12" r="10" stroke="currentColor" strokeWidth="4" />
<path className="opacity-75" fill="currentColor" d="M4 12a8 8 0 018-8V0C5.373 0 0 5.373 0 12h4z" />
</svg>
Auswertung...
</span>
) : (
'Auswerten'
)}
</button>
) : (
<button
onClick={() => setCurrentIdx(prev => Math.min(prev + 1, totalVisible - 1))}
disabled={currentIdx >= totalVisible - 1}
className="px-4 py-2 text-sm text-purple-600 hover:bg-purple-50 rounded-lg transition-colors disabled:opacity-30"
>
Weiter
</button>
)}
</div>
</div>
)
}

View File

@@ -10,6 +10,8 @@ interface AssessmentResult {
dsfa_recommended: boolean
art22_risk: boolean
training_allowed: string
betrvg_conflict_score?: number
betrvg_consultation_required?: boolean
summary: string
recommendation: string
alternative_approach?: string
@@ -76,6 +78,21 @@ export function AssessmentResultCard({ result }: AssessmentResultCardProps) {
Art. 22 Risiko
</span>
)}
{result.betrvg_conflict_score != null && result.betrvg_conflict_score > 0 && (
<span className={`px-3 py-1 rounded-full text-sm font-medium ${
result.betrvg_conflict_score >= 75 ? 'bg-red-100 text-red-700' :
result.betrvg_conflict_score >= 50 ? 'bg-orange-100 text-orange-700' :
result.betrvg_conflict_score >= 25 ? 'bg-yellow-100 text-yellow-700' :
'bg-green-100 text-green-700'
}`}>
BR-Konflikt: {result.betrvg_conflict_score}/100
</span>
)}
{result.betrvg_consultation_required && (
<span className="px-3 py-1 rounded-full text-sm bg-purple-100 text-purple-700">
BR-Konsultation erforderlich
</span>
)}
</div>
<p className="text-gray-700">{result.summary}</p>
<p className="text-sm text-gray-500 mt-2">{result.recommendation}</p>

View File

@@ -0,0 +1,53 @@
-- Wiki Article: BetrVG & KI — Mitbestimmung bei IT-Systemen
-- Kategorie: arbeitsrecht (existiert bereits)
-- Ausfuehren auf Production-DB nach Compliance-Refactoring
INSERT INTO compliance.compliance_wiki_articles (id, category_id, title, summary, content, legal_refs, tags, relevance, source_urls, version)
VALUES
('betrvg-ki-mitbestimmung', 'arbeitsrecht',
'BetrVG & KI — Mitbestimmung bei IT-Systemen',
'Uebersicht der Mitbestimmungsrechte des Betriebsrats bei Einfuehrung von KI- und IT-Systemen gemaess §87 Abs.1 Nr.6 BetrVG. Inkl. BAG-Rechtsprechung und Konflikt-Score.',
'# BetrVG & KI — Mitbestimmung bei IT-Systemen
## Kernregel: §87 Abs.1 Nr.6 BetrVG
Die **Einfuehrung und Anwendung** von technischen Einrichtungen, die dazu **geeignet** sind, das Verhalten oder die Leistung der Arbeitnehmer zu ueberwachen, beduerfen der **Zustimmung des Betriebsrats**.
### Wichtig: Eignung genuegt!
Das BAG hat klargestellt: Bereits die **objektive Eignung** zur Ueberwachung genuegt — eine tatsaechliche Nutzung zu diesem Zweck ist nicht erforderlich.
---
## Leitentscheidungen des BAG
### Microsoft Office 365 (BAG 1 ABR 20/21, 08.03.2022)
Das BAG hat ausdruecklich entschieden, dass Microsoft Office 365 der Mitbestimmung unterliegt.
### Standardsoftware (BAG 1 ABN 36/18, 23.10.2018)
Auch alltaegliche Standardsoftware wie Excel ist mitbestimmungsrelevant. Keine Geringfuegigkeitsschwelle.
### SAP ERP (BAG 1 ABR 45/11, 25.09.2012)
HR-/ERP-Systeme erheben und verknuepfen individualisierbare Verhaltens- und Leistungsdaten.
### SaaS/Cloud (BAG 1 ABR 68/13, 21.07.2015)
Auch bei Ueberwachung ueber Dritt-Systeme bleibt der Betriebsrat zu beteiligen.
### Belastungsstatistik (BAG 1 ABR 46/15, 25.04.2017)
Dauerhafte Kennzahlenueberwachung ist ein schwerwiegender Eingriff in das Persoenlichkeitsrecht.
---
## Betriebsrats-Konflikt-Score (SDK)
Das SDK berechnet automatisch einen Konflikt-Score (0-100):
- Beschaeftigtendaten (+10), Ueberwachungseignung (+20), HR-Bezug (+20)
- Individualisierbare Logs (+15), Kommunikationsanalyse (+10)
- Scoring/Ranking (+10), Vollautomatisiert (+10), Keine BR-Konsultation (+5)
Eskalation: Score >= 50 ohne BR → E2, Score >= 75 → E3.',
'["§87 Abs.1 Nr.6 BetrVG", "§90 BetrVG", "§94 BetrVG", "§95 BetrVG", "Art. 88 DSGVO", "§26 BDSG"]',
ARRAY['BetrVG', 'Mitbestimmung', 'Betriebsrat', 'KI', 'Ueberwachung', 'Microsoft 365'],
'critical',
'["https://www.bundesarbeitsgericht.de/entscheidung/1-abr-20-21/", "https://www.bundesarbeitsgericht.de/entscheidung/1-abn-36-18/"]',
1)
ON CONFLICT (id) DO UPDATE SET content = EXCLUDED.content, summary = EXCLUDED.summary, updated_at = NOW();

View File

@@ -0,0 +1,157 @@
-- Wiki Articles: Domain-spezifische KI-Compliance
-- 4 Artikel fuer die wichtigsten Hochrisiko-Domains
-- 1. KI im Recruiting
INSERT INTO compliance.compliance_wiki_articles (id, category_id, title, summary, content, legal_refs, tags, relevance, source_urls, version)
VALUES ('ki-recruiting-compliance', 'arbeitsrecht',
'KI im Recruiting — AGG, DSGVO Art. 22, AI Act Hochrisiko',
'Compliance-Anforderungen bei KI-gestuetzter Personalauswahl: Automatisierte Absagen, Bias-Risiken, Beweislastumkehr.',
'# KI im Recruiting — Compliance-Anforderungen
## AI Act Einstufung
KI im Recruiting faellt unter **Annex III Nr. 4 (Employment)** = **High-Risk**.
## Kritische Punkte
### Art. 22 DSGVO — Automatisierte Entscheidungen
Vollautomatische Absagen ohne menschliche Pruefung sind **grundsaetzlich unzulaessig**.
Erlaubt: KI erstellt Vorschlag → Mensch prueft → Mensch entscheidet → Mensch gibt Absage frei.
### AGG — Diskriminierungsverbot
- § 1 AGG: Keine Benachteiligung nach Geschlecht, Alter, Herkunft, Religion, Behinderung
- § 22 AGG: **Beweislastumkehr** — Arbeitgeber muss beweisen, dass KEINE Diskriminierung vorliegt
- § 15 AGG: Schadensersatz bis 3 Monatsgehaelter pro Fall
- Proxy-Merkmale vermeiden: Name→Herkunft, Foto→Alter
### BetrVG — Mitbestimmung
- § 87 Abs. 1 Nr. 6: Betriebsrat muss zustimmen
- § 95: Auswahlrichtlinien mitbestimmungspflichtig
- BAG 1 ABR 20/21: Gilt auch fuer Standardsoftware
## Pflichtmassnahmen
1. Human-in-the-Loop (echt, kein Rubber Stamping)
2. Regelmaessige Bias-Audits
3. DSFA durchfuehren
4. Betriebsvereinbarung abschliessen
5. Bewerber ueber KI-Nutzung informieren',
'["Art. 22 DSGVO", "§ 1 AGG", "§ 22 AGG", "§ 15 AGG", "§ 87 BetrVG", "§ 95 BetrVG", "Annex III Nr. 4 AI Act"]',
ARRAY['Recruiting', 'HR', 'AGG', 'Bias', 'Art. 22', 'Beweislastumkehr', 'Betriebsrat'],
'critical',
'["https://www.bundesarbeitsgericht.de/entscheidung/1-abr-20-21/"]',
1)
ON CONFLICT (id) DO UPDATE SET content = EXCLUDED.content, updated_at = NOW();
-- 2. KI in der Bildung
INSERT INTO compliance.compliance_wiki_articles (id, category_id, title, summary, content, legal_refs, tags, relevance, source_urls, version)
VALUES ('ki-bildung-compliance', 'branchenspezifisch',
'KI in der Bildung — Notenvergabe, Pruefungsbewertung, Minderjaehrige',
'AI Act Annex III Nr. 3: Hochrisiko bei KI-gestuetzter Bewertung in Bildung und Ausbildung.',
'# KI in der Bildung — Compliance-Anforderungen
## AI Act Einstufung
KI in Bildung/Ausbildung faellt unter **Annex III Nr. 3 (Education)** = **High-Risk**.
## Kritische Szenarien
- KI beeinflusst Noten → High-Risk
- KI bewertet Pruefungen → High-Risk
- KI steuert Zugang zu Bildungsangeboten → High-Risk
- Minderjaehrige betroffen → Besonderer Schutz (Art. 24 EU-Grundrechtecharta)
## BLOCK-Regel
**Minderjaehrige betroffen + keine Lehrkraft-Pruefung = UNZULAESSIG**
## Pflichtmassnahmen
1. Lehrkraft prueft JEDES KI-Ergebnis vor Mitteilung an Schueler
2. Chancengleichheit unabhaengig von sozioekonomischem Hintergrund
3. Keine Benachteiligung durch Sprache oder Behinderung
4. FRIA durchfuehren (Grundrechte-Folgenabschaetzung)
5. DSFA bei Verarbeitung von Schuelerdaten
## Grundrechte
- Recht auf Bildung (Art. 14 EU-Charta)
- Rechte des Kindes (Art. 24 EU-Charta)
- Nicht-Diskriminierung (Art. 21 EU-Charta)',
'["Annex III Nr. 3 AI Act", "Art. 14 EU-Grundrechtecharta", "Art. 24 EU-Grundrechtecharta", "Art. 35 DSGVO"]',
ARRAY['Bildung', 'Education', 'Noten', 'Pruefung', 'Minderjaehrige', 'Schule'],
'critical',
'[]',
1)
ON CONFLICT (id) DO UPDATE SET content = EXCLUDED.content, updated_at = NOW();
-- 3. KI im Gesundheitswesen
INSERT INTO compliance.compliance_wiki_articles (id, category_id, title, summary, content, legal_refs, tags, relevance, source_urls, version)
VALUES ('ki-gesundheit-compliance', 'branchenspezifisch',
'KI im Gesundheitswesen — MDR, Diagnose, Triage',
'AI Act Annex III Nr. 5 + MDR: Hochrisiko bei KI in Diagnose, Behandlung und Triage.',
'# KI im Gesundheitswesen — Compliance-Anforderungen
## Regulatorischer Rahmen
- **AI Act Annex III Nr. 5** — Zugang zu wesentlichen Diensten (Gesundheit)
- **MDR (EU) 2017/745** — Medizinprodukteverordnung
- **DSGVO Art. 9** — Gesundheitsdaten = besondere Kategorie
## Kritische Szenarien
- KI unterstuetzt Diagnosen → High-Risk + DSFA Pflicht
- KI priorisiert Patienten (Triage) → Lebenskritisch, hoechste Anforderungen
- KI empfiehlt Behandlungen → High-Risk
- System ist Medizinprodukt → MDR-Zertifizierung erforderlich
## BLOCK-Regeln
- **Medizinprodukt ohne klinische Validierung = UNZULAESSIG**
- MDR Art. 61: Klinische Bewertung ist Pflicht
## Grundrechte
- Menschenwuerde (Art. 1 EU-Charta)
- Schutz personenbezogener Daten (Art. 8 EU-Charta)
- Patientenautonomie
## Pflichtmassnahmen
1. Klinische Validierung vor Einsatz
2. Human Oversight durch qualifiziertes Fachpersonal
3. DSFA fuer Gesundheitsdatenverarbeitung
4. Genauigkeitsmetriken definieren und messen
5. Incident Reporting bei Fehlfunktionen',
'["Annex III Nr. 5 AI Act", "MDR (EU) 2017/745", "Art. 9 DSGVO", "Art. 35 DSGVO"]',
ARRAY['Gesundheit', 'Healthcare', 'MDR', 'Diagnose', 'Triage', 'Medizinprodukt'],
'critical',
'[]',
1)
ON CONFLICT (id) DO UPDATE SET content = EXCLUDED.content, updated_at = NOW();
-- 4. KI in Finanzdienstleistungen
INSERT INTO compliance.compliance_wiki_articles (id, category_id, title, summary, content, legal_refs, tags, relevance, source_urls, version)
VALUES ('ki-finance-compliance', 'branchenspezifisch',
'KI in Finanzdienstleistungen — Scoring, DORA, Versicherung',
'AI Act Annex III Nr. 5 + DORA + MaRisk: Compliance bei Kredit-Scoring, Algo-Trading, Versicherungspraemien.',
'# KI in Finanzdienstleistungen — Compliance-Anforderungen
## Regulatorischer Rahmen
- **AI Act Annex III Nr. 5** — Zugang zu wesentlichen Diensten
- **DORA** — Digital Operational Resilience Act
- **MaRisk/BAIT** — Bankaufsichtliche Anforderungen
- **MiFID II** — Algorithmischer Handel
## Kritische Szenarien
- Kredit-Scoring → High-Risk (Art. 22 DSGVO + Annex III)
- Automatisierte Schadenbearbeitung → Art. 22 Risiko
- Individuelle Praemienberechnung → Diskriminierungsrisiko
- Algo-Trading → MiFID II Anforderungen
- Robo Advisor → WpHG-Pflichten
## Pflichtmassnahmen
1. Transparenz bei Scoring-Entscheidungen
2. Bias-Audits bei Kreditvergabe
3. Human Oversight bei Ablehnungen
4. DORA-konforme IT-Resilienz
5. Incident Reporting
## Besondere Risiken
- Diskriminierendes Kredit-Scoring (AGG + AI Act)
- Ungerechtfertigte Verweigerung von Finanzdienstleistungen
- Mangelnde Erklaerbarkeit bei Scoring-Algorithmen',
'["Annex III Nr. 5 AI Act", "DORA", "MaRisk", "MiFID II", "Art. 22 DSGVO", "§ 1 AGG"]',
ARRAY['Finance', 'Banking', 'Versicherung', 'Scoring', 'DORA', 'Kredit', 'Algo-Trading'],
'critical',
'[]',
1)
ON CONFLICT (id) DO UPDATE SET content = EXCLUDED.content, updated_at = NOW();

View File

@@ -104,6 +104,8 @@ func main() {
auditHandlers := handlers.NewAuditHandlers(auditStore, exporter)
uccaHandlers := handlers.NewUCCAHandlers(uccaStore, escalationStore, providerRegistry)
escalationHandlers := handlers.NewEscalationHandlers(escalationStore, uccaStore)
registrationStore := ucca.NewRegistrationStore(pool)
registrationHandlers := handlers.NewRegistrationHandlers(registrationStore, uccaStore)
roadmapHandlers := handlers.NewRoadmapHandlers(roadmapStore)
workshopHandlers := handlers.NewWorkshopHandlers(workshopStore)
portfolioHandlers := handlers.NewPortfolioHandlers(portfolioStore)
@@ -270,10 +272,32 @@ func main() {
uccaRoutes.POST("/escalations/:id/review", escalationHandlers.StartReview)
uccaRoutes.POST("/escalations/:id/decide", escalationHandlers.DecideEscalation)
// AI Act Decision Tree
dtRoutes := uccaRoutes.Group("/decision-tree")
{
dtRoutes.GET("", uccaHandlers.GetDecisionTree)
dtRoutes.POST("/evaluate", uccaHandlers.EvaluateDecisionTree)
dtRoutes.GET("/results", uccaHandlers.ListDecisionTreeResults)
dtRoutes.GET("/results/:id", uccaHandlers.GetDecisionTreeResult)
dtRoutes.DELETE("/results/:id", uccaHandlers.DeleteDecisionTreeResult)
}
// Obligations framework (v2 with TOM mapping)
obligationsHandlers.RegisterRoutes(uccaRoutes)
}
// AI Registration routes - EU AI Database (Art. 49)
regRoutes := v1.Group("/ai-registration")
{
regRoutes.POST("", registrationHandlers.Create)
regRoutes.GET("", registrationHandlers.List)
regRoutes.GET("/:id", registrationHandlers.Get)
regRoutes.PUT("/:id", registrationHandlers.Update)
regRoutes.PATCH("/:id/status", registrationHandlers.UpdateStatus)
regRoutes.POST("/prefill/:assessment_id", registrationHandlers.Prefill)
regRoutes.GET("/:id/export", registrationHandlers.Export)
}
// RAG routes - Legal Corpus Search & Versioning
ragRoutes := v1.Group("/rag")
{

View File

@@ -0,0 +1,220 @@
package handlers
import (
"net/http"
"github.com/breakpilot/ai-compliance-sdk/internal/ucca"
"github.com/gin-gonic/gin"
"github.com/google/uuid"
)
// RegistrationHandlers handles EU AI Database registration endpoints
type RegistrationHandlers struct {
store *ucca.RegistrationStore
uccaStore *ucca.Store
}
// NewRegistrationHandlers creates new registration handlers
func NewRegistrationHandlers(store *ucca.RegistrationStore, uccaStore *ucca.Store) *RegistrationHandlers {
return &RegistrationHandlers{store: store, uccaStore: uccaStore}
}
// Create creates a new registration
func (h *RegistrationHandlers) Create(c *gin.Context) {
var reg ucca.AIRegistration
if err := c.ShouldBindJSON(&reg); err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid request: " + err.Error()})
return
}
tenantID, _ := uuid.Parse(c.GetHeader("X-Tenant-ID"))
if tenantID == uuid.Nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "tenant ID required"})
return
}
reg.TenantID = tenantID
if reg.SystemName == "" {
c.JSON(http.StatusBadRequest, gin.H{"error": "system_name required"})
return
}
if err := h.store.Create(c.Request.Context(), &reg); err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": "Failed to create registration: " + err.Error()})
return
}
c.JSON(http.StatusCreated, reg)
}
// List lists all registrations for the tenant
func (h *RegistrationHandlers) List(c *gin.Context) {
tenantID, _ := uuid.Parse(c.GetHeader("X-Tenant-ID"))
if tenantID == uuid.Nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "tenant ID required"})
return
}
registrations, err := h.store.List(c.Request.Context(), tenantID)
if err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": "Failed to list registrations: " + err.Error()})
return
}
if registrations == nil {
registrations = []ucca.AIRegistration{}
}
c.JSON(http.StatusOK, gin.H{"registrations": registrations, "total": len(registrations)})
}
// Get returns a single registration
func (h *RegistrationHandlers) Get(c *gin.Context) {
id, err := uuid.Parse(c.Param("id"))
if err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid ID"})
return
}
reg, err := h.store.GetByID(c.Request.Context(), id)
if err != nil {
c.JSON(http.StatusNotFound, gin.H{"error": "Registration not found"})
return
}
c.JSON(http.StatusOK, reg)
}
// Update updates a registration
func (h *RegistrationHandlers) Update(c *gin.Context) {
id, err := uuid.Parse(c.Param("id"))
if err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid ID"})
return
}
existing, err := h.store.GetByID(c.Request.Context(), id)
if err != nil {
c.JSON(http.StatusNotFound, gin.H{"error": "Registration not found"})
return
}
var updates ucca.AIRegistration
if err := c.ShouldBindJSON(&updates); err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid request: " + err.Error()})
return
}
// Merge updates into existing
updates.ID = existing.ID
updates.TenantID = existing.TenantID
updates.CreatedAt = existing.CreatedAt
if err := h.store.Update(c.Request.Context(), &updates); err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": "Failed to update: " + err.Error()})
return
}
c.JSON(http.StatusOK, updates)
}
// UpdateStatus changes the registration status
func (h *RegistrationHandlers) UpdateStatus(c *gin.Context) {
id, err := uuid.Parse(c.Param("id"))
if err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid ID"})
return
}
var body struct {
Status string `json:"status"`
SubmittedBy string `json:"submitted_by"`
}
if err := c.ShouldBindJSON(&body); err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid request"})
return
}
validStatuses := map[string]bool{
"draft": true, "ready": true, "submitted": true,
"registered": true, "update_required": true, "withdrawn": true,
}
if !validStatuses[body.Status] {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid status. Valid: draft, ready, submitted, registered, update_required, withdrawn"})
return
}
if err := h.store.UpdateStatus(c.Request.Context(), id, body.Status, body.SubmittedBy); err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": "Failed to update status: " + err.Error()})
return
}
c.JSON(http.StatusOK, gin.H{"id": id, "status": body.Status})
}
// Prefill creates a registration pre-filled from a UCCA assessment
func (h *RegistrationHandlers) Prefill(c *gin.Context) {
assessmentID, err := uuid.Parse(c.Param("assessment_id"))
if err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid assessment ID"})
return
}
tenantID, _ := uuid.Parse(c.GetHeader("X-Tenant-ID"))
if tenantID == uuid.Nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "tenant ID required"})
return
}
// Load UCCA assessment
assessment, err := h.uccaStore.GetAssessment(c.Request.Context(), assessmentID)
if err != nil {
c.JSON(http.StatusNotFound, gin.H{"error": "Assessment not found"})
return
}
// Pre-fill registration from assessment intake
intake := assessment.Intake
reg := ucca.AIRegistration{
TenantID: tenantID,
SystemName: intake.Title,
SystemDescription: intake.UseCaseText,
IntendedPurpose: intake.UseCaseText,
RiskClassification: string(assessment.RiskLevel),
GPAIClassification: "none",
RegistrationStatus: "draft",
UCCAAssessmentID: &assessmentID,
}
// Map domain to readable text
if intake.Domain != "" {
reg.IntendedPurpose = string(intake.Domain) + ": " + intake.UseCaseText
}
c.JSON(http.StatusOK, reg)
}
// Export generates the EU AI Database submission JSON
func (h *RegistrationHandlers) Export(c *gin.Context) {
id, err := uuid.Parse(c.Param("id"))
if err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "Invalid ID"})
return
}
reg, err := h.store.GetByID(c.Request.Context(), id)
if err != nil {
c.JSON(http.StatusNotFound, gin.H{"error": "Registration not found"})
return
}
exportJSON := h.store.BuildExportJSON(reg)
// Save export data to DB
reg.ExportData = exportJSON
h.store.Update(c.Request.Context(), reg)
c.Header("Content-Type", "application/json")
c.Header("Content-Disposition", "attachment; filename=eu_ai_registration_"+reg.SystemName+".json")
c.Data(http.StatusOK, "application/json", exportJSON)
}

View File

@@ -1122,6 +1122,114 @@ func (h *UCCAHandlers) GetWizardSchema(c *gin.Context) {
})
}
// ============================================================================
// AI Act Decision Tree Endpoints
// ============================================================================
// GetDecisionTree returns the decision tree structure for the frontend
// GET /sdk/v1/ucca/decision-tree
func (h *UCCAHandlers) GetDecisionTree(c *gin.Context) {
tree := ucca.BuildDecisionTreeDefinition()
c.JSON(http.StatusOK, tree)
}
// EvaluateDecisionTree evaluates the decision tree answers and stores the result
// POST /sdk/v1/ucca/decision-tree/evaluate
func (h *UCCAHandlers) EvaluateDecisionTree(c *gin.Context) {
tenantID := rbac.GetTenantID(c)
if tenantID == uuid.Nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "tenant ID required"})
return
}
var req ucca.DecisionTreeEvalRequest
if err := c.ShouldBindJSON(&req); err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
return
}
if req.SystemName == "" {
c.JSON(http.StatusBadRequest, gin.H{"error": "system_name is required"})
return
}
// Evaluate
result := ucca.EvaluateDecisionTree(&req)
result.TenantID = tenantID
// Parse optional project_id
if projectIDStr := c.Query("project_id"); projectIDStr != "" {
if pid, err := uuid.Parse(projectIDStr); err == nil {
result.ProjectID = &pid
}
}
// Store result
if err := h.store.CreateDecisionTreeResult(c.Request.Context(), result); err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": err.Error()})
return
}
c.JSON(http.StatusCreated, result)
}
// ListDecisionTreeResults returns stored decision tree results for a tenant
// GET /sdk/v1/ucca/decision-tree/results
func (h *UCCAHandlers) ListDecisionTreeResults(c *gin.Context) {
tenantID := rbac.GetTenantID(c)
if tenantID == uuid.Nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "tenant ID required"})
return
}
results, err := h.store.ListDecisionTreeResults(c.Request.Context(), tenantID)
if err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": err.Error()})
return
}
c.JSON(http.StatusOK, gin.H{"results": results, "total": len(results)})
}
// GetDecisionTreeResult returns a single decision tree result by ID
// GET /sdk/v1/ucca/decision-tree/results/:id
func (h *UCCAHandlers) GetDecisionTreeResult(c *gin.Context) {
id, err := uuid.Parse(c.Param("id"))
if err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "invalid ID"})
return
}
result, err := h.store.GetDecisionTreeResult(c.Request.Context(), id)
if err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": err.Error()})
return
}
if result == nil {
c.JSON(http.StatusNotFound, gin.H{"error": "not found"})
return
}
c.JSON(http.StatusOK, result)
}
// DeleteDecisionTreeResult deletes a decision tree result
// DELETE /sdk/v1/ucca/decision-tree/results/:id
func (h *UCCAHandlers) DeleteDecisionTreeResult(c *gin.Context) {
id, err := uuid.Parse(c.Param("id"))
if err != nil {
c.JSON(http.StatusBadRequest, gin.H{"error": "invalid ID"})
return
}
if err := h.store.DeleteDecisionTreeResult(c.Request.Context(), id); err != nil {
c.JSON(http.StatusInternalServerError, gin.H{"error": err.Error()})
return
}
c.JSON(http.StatusOK, gin.H{"message": "deleted"})
}
// ============================================================================
// Helper functions
// ============================================================================

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package ucca
import (
"os"
"path/filepath"
"testing"
)
// ============================================================================
// BetrVG Conflict Score Tests
// ============================================================================
func TestCalculateBetrvgConflictScore_NoEmployeeData(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "Chatbot fuer Kunden-FAQ",
Domain: DomainUtilities,
DataTypes: DataTypes{
PersonalData: false,
PublicData: true,
},
}
result := engine.Evaluate(intake)
if result.BetrvgConflictScore != 0 {
t.Errorf("Expected BetrvgConflictScore 0 for non-employee case, got %d", result.BetrvgConflictScore)
}
if result.BetrvgConsultationRequired {
t.Error("Expected BetrvgConsultationRequired=false for non-employee case")
}
}
func TestCalculateBetrvgConflictScore_EmployeeMonitoring(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "Teams Analytics mit Nutzungsstatistiken pro Mitarbeiter",
Domain: DomainIT,
DataTypes: DataTypes{
PersonalData: true,
EmployeeData: true,
},
EmployeeMonitoring: true,
}
result := engine.Evaluate(intake)
// employee_data(+10) + employee_monitoring(+20) + not_consulted(+5) = 35
if result.BetrvgConflictScore < 30 {
t.Errorf("Expected BetrvgConflictScore >= 30 for employee monitoring, got %d", result.BetrvgConflictScore)
}
if !result.BetrvgConsultationRequired {
t.Error("Expected BetrvgConsultationRequired=true for employee monitoring")
}
}
func TestCalculateBetrvgConflictScore_HRDecisionSupport(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI-gestuetztes Bewerber-Screening",
Domain: DomainHR,
DataTypes: DataTypes{
PersonalData: true,
EmployeeData: true,
},
EmployeeMonitoring: true,
HRDecisionSupport: true,
Automation: "fully_automated",
Outputs: Outputs{
Rankings: true,
},
}
result := engine.Evaluate(intake)
// employee_data(+10) + monitoring(+20) + hr(+20) + rankings(+10) + fully_auto(+10) + not_consulted(+5) = 75
if result.BetrvgConflictScore < 70 {
t.Errorf("Expected BetrvgConflictScore >= 70 for HR+monitoring+automated, got %d", result.BetrvgConflictScore)
}
if !result.BetrvgConsultationRequired {
t.Error("Expected BetrvgConsultationRequired=true")
}
}
func TestCalculateBetrvgConflictScore_ConsultedReducesScore(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
// Same as above but works council consulted
intakeNotConsulted := &UseCaseIntake{
UseCaseText: "Teams mit Nutzungsstatistiken",
Domain: DomainIT,
DataTypes: DataTypes{
PersonalData: true,
EmployeeData: true,
},
EmployeeMonitoring: true,
WorksCouncilConsulted: false,
}
intakeConsulted := &UseCaseIntake{
UseCaseText: "Teams mit Nutzungsstatistiken",
Domain: DomainIT,
DataTypes: DataTypes{
PersonalData: true,
EmployeeData: true,
},
EmployeeMonitoring: true,
WorksCouncilConsulted: true,
}
resultNot := engine.Evaluate(intakeNotConsulted)
resultYes := engine.Evaluate(intakeConsulted)
if resultYes.BetrvgConflictScore >= resultNot.BetrvgConflictScore {
t.Errorf("Expected consulted score (%d) < not-consulted score (%d)",
resultYes.BetrvgConflictScore, resultNot.BetrvgConflictScore)
}
}
// ============================================================================
// BetrVG Escalation Tests
// ============================================================================
func TestEscalation_BetrvgHighConflict_E3(t *testing.T) {
trigger := DefaultEscalationTrigger()
result := &AssessmentResult{
Feasibility: FeasibilityCONDITIONAL,
RiskLevel: RiskLevelMEDIUM,
RiskScore: 45,
BetrvgConflictScore: 80,
BetrvgConsultationRequired: true,
Intake: UseCaseIntake{
WorksCouncilConsulted: false,
},
TriggeredRules: []TriggeredRule{
{Code: "R-WARN-001", Severity: "WARN"},
},
}
level, reason := trigger.DetermineEscalationLevel(result)
if level != EscalationLevelE3 {
t.Errorf("Expected E3 for high BR conflict without consultation, got %s (reason: %s)", level, reason)
}
}
func TestEscalation_BetrvgMediumConflict_E2(t *testing.T) {
trigger := DefaultEscalationTrigger()
result := &AssessmentResult{
Feasibility: FeasibilityCONDITIONAL,
RiskLevel: RiskLevelLOW,
RiskScore: 25,
BetrvgConflictScore: 55,
BetrvgConsultationRequired: true,
Intake: UseCaseIntake{
WorksCouncilConsulted: false,
},
TriggeredRules: []TriggeredRule{
{Code: "R-WARN-001", Severity: "WARN"},
},
}
level, reason := trigger.DetermineEscalationLevel(result)
if level != EscalationLevelE2 {
t.Errorf("Expected E2 for medium BR conflict without consultation, got %s (reason: %s)", level, reason)
}
}
func TestEscalation_BetrvgConsulted_NoEscalation(t *testing.T) {
trigger := DefaultEscalationTrigger()
result := &AssessmentResult{
Feasibility: FeasibilityYES,
RiskLevel: RiskLevelLOW,
RiskScore: 15,
BetrvgConflictScore: 55,
BetrvgConsultationRequired: true,
Intake: UseCaseIntake{
WorksCouncilConsulted: true,
},
TriggeredRules: []TriggeredRule{},
}
level, _ := trigger.DetermineEscalationLevel(result)
// With consultation done and low risk, should not escalate for BR reasons
if level == EscalationLevelE3 {
t.Error("Should not escalate to E3 when works council is consulted")
}
}
// ============================================================================
// BetrVG V2 Obligations Loading Test
// ============================================================================
func TestBetrvgV2_LoadsFromManifest(t *testing.T) {
root := getProjectRoot(t)
v2Dir := filepath.Join(root, "policies", "obligations", "v2")
// Check file exists
betrvgPath := filepath.Join(v2Dir, "betrvg_v2.json")
if _, err := os.Stat(betrvgPath); os.IsNotExist(err) {
t.Fatal("betrvg_v2.json not found in policies/obligations/v2/")
}
// Load all v2 regulations
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
betrvg, ok := regs["betrvg"]
if !ok {
t.Fatal("betrvg not found in loaded regulations")
}
if betrvg.Regulation != "betrvg" {
t.Errorf("Expected regulation 'betrvg', got '%s'", betrvg.Regulation)
}
if len(betrvg.Obligations) < 10 {
t.Errorf("Expected at least 10 BetrVG obligations, got %d", len(betrvg.Obligations))
}
// Check first obligation has correct structure
obl := betrvg.Obligations[0]
if obl.ID != "BETRVG-OBL-001" {
t.Errorf("Expected first obligation ID 'BETRVG-OBL-001', got '%s'", obl.ID)
}
if len(obl.LegalBasis) == 0 {
t.Error("Expected legal basis for first obligation")
}
if obl.LegalBasis[0].Norm != "BetrVG" {
t.Errorf("Expected norm 'BetrVG', got '%s'", obl.LegalBasis[0].Norm)
}
}
func TestBetrvgApplicability_Germany(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
betrvgReg := regs["betrvg"]
module := NewJSONRegulationModule(betrvgReg)
// German company with 50 employees — should be applicable
factsDE := &UnifiedFacts{
Organization: OrganizationFacts{
Country: "DE",
EmployeeCount: 50,
},
}
if !module.IsApplicable(factsDE) {
t.Error("BetrVG should be applicable for German company with 50 employees")
}
// US company — should NOT be applicable
factsUS := &UnifiedFacts{
Organization: OrganizationFacts{
Country: "US",
EmployeeCount: 50,
},
}
if module.IsApplicable(factsUS) {
t.Error("BetrVG should NOT be applicable for US company")
}
// German company with 3 employees — should NOT be applicable (threshold 5)
factsSmall := &UnifiedFacts{
Organization: OrganizationFacts{
Country: "DE",
EmployeeCount: 3,
},
}
if module.IsApplicable(factsSmall) {
t.Error("BetrVG should NOT be applicable for company with < 5 employees")
}
}

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package ucca
// ============================================================================
// AI Act Decision Tree Engine
// ============================================================================
//
// Two-axis classification:
// Axis 1 (Q1Q7): High-Risk classification based on Annex III
// Axis 2 (Q8Q12): GPAI classification based on Art. 5156
//
// Deterministic evaluation — no LLM involved.
//
// ============================================================================
// Question IDs
const (
Q1 = "Q1" // Uses AI?
Q2 = "Q2" // Biometric identification?
Q3 = "Q3" // Critical infrastructure?
Q4 = "Q4" // Education / employment / HR?
Q5 = "Q5" // Essential services (credit, insurance)?
Q6 = "Q6" // Law enforcement / migration / justice?
Q7 = "Q7" // Autonomous decisions with legal effect?
Q8 = "Q8" // Foundation Model / GPAI?
Q9 = "Q9" // Generates content (text, image, code, audio)?
Q10 = "Q10" // Trained with >10^25 FLOP?
Q11 = "Q11" // Model provided as API/service for third parties?
Q12 = "Q12" // Significant EU market penetration?
)
// BuildDecisionTreeDefinition returns the full decision tree structure for the frontend
func BuildDecisionTreeDefinition() *DecisionTreeDefinition {
return &DecisionTreeDefinition{
ID: "ai_act_two_axis",
Name: "AI Act Zwei-Achsen-Klassifikation",
Version: "1.0.0",
Questions: []DecisionTreeQuestion{
// === Axis 1: High-Risk (Annex III) ===
{
ID: Q1,
Axis: "high_risk",
Question: "Setzt Ihr System KI-Technologie ein?",
Description: "KI im Sinne des AI Act umfasst maschinelles Lernen, logik- und wissensbasierte Ansätze sowie statistische Methoden, die für eine gegebene Reihe von Zielen Ergebnisse wie Inhalte, Vorhersagen, Empfehlungen oder Entscheidungen erzeugen.",
ArticleRef: "Art. 3 Nr. 1",
},
{
ID: Q2,
Axis: "high_risk",
Question: "Wird das System für biometrische Identifikation oder Kategorisierung natürlicher Personen verwendet?",
Description: "Dazu zählen Gesichtserkennung, Stimmerkennung, Fingerabdruck-Analyse, Gangerkennung oder andere biometrische Merkmale zur Identifikation oder Kategorisierung.",
ArticleRef: "Anhang III Nr. 1",
SkipIf: Q1,
},
{
ID: Q3,
Axis: "high_risk",
Question: "Wird das System in kritischer Infrastruktur eingesetzt (Energie, Verkehr, Wasser, digitale Infrastruktur)?",
Description: "Betrifft KI-Systeme als Sicherheitskomponenten in der Verwaltung und dem Betrieb kritischer digitaler Infrastruktur, des Straßenverkehrs oder der Wasser-, Gas-, Heizungs- oder Stromversorgung.",
ArticleRef: "Anhang III Nr. 2",
SkipIf: Q1,
},
{
ID: Q4,
Axis: "high_risk",
Question: "Betrifft das System Bildung, Beschäftigung oder Personalmanagement?",
Description: "KI zur Festlegung des Zugangs zu Bildungseinrichtungen, Bewertung von Prüfungsleistungen, Bewerbungsauswahl, Beförderungsentscheidungen oder Überwachung von Arbeitnehmern.",
ArticleRef: "Anhang III Nr. 34",
SkipIf: Q1,
},
{
ID: Q5,
Axis: "high_risk",
Question: "Betrifft das System den Zugang zu wesentlichen Diensten (Kreditvergabe, Versicherung, öffentliche Leistungen)?",
Description: "KI zur Bonitätsbewertung, Risikobewertung bei Versicherungen, Bewertung der Anspruchsberechtigung für öffentliche Unterstützungsleistungen oder Notdienste.",
ArticleRef: "Anhang III Nr. 5",
SkipIf: Q1,
},
{
ID: Q6,
Axis: "high_risk",
Question: "Wird das System in Strafverfolgung, Migration, Asyl oder Justiz eingesetzt?",
Description: "KI für Lügendetektoren, Beweisbewertung, Rückfallprognose, Asylentscheidungen, Grenzkontrolle, Risikobewertung bei Migration oder Unterstützung der Rechtspflege.",
ArticleRef: "Anhang III Nr. 68",
SkipIf: Q1,
},
{
ID: Q7,
Axis: "high_risk",
Question: "Trifft das System autonome Entscheidungen mit rechtlicher Wirkung für natürliche Personen?",
Description: "Entscheidungen, die Rechtsverhältnisse begründen, ändern oder aufheben, z.B. Kreditablehnungen, Kündigungen, Sozialleistungsentscheidungen — ohne menschliche Überprüfung im Einzelfall.",
ArticleRef: "Art. 22 DSGVO / Art. 14 AI Act",
SkipIf: Q1,
},
// === Axis 2: GPAI (Art. 5156) ===
{
ID: Q8,
Axis: "gpai",
Question: "Stellst du ein KI-Modell fuer Dritte bereit (API / Plattform / SDK), das fuer viele verschiedene Zwecke einsetzbar ist?",
Description: "GPAI-Pflichten (Art. 51-56) gelten fuer den Modellanbieter, nicht den API-Nutzer. Wenn du nur eine API nutzt (z.B. OpenAI, Claude), bist du kein GPAI-Anbieter. GPAI-Anbieter ist, wer ein Modell trainiert/fine-tuned und Dritten zur Verfuegung stellt. Beispiele: GPT, Claude, LLaMA, Gemini, Stable Diffusion.",
ArticleRef: "Art. 3 Nr. 63 / Art. 51",
},
{
ID: Q9,
Axis: "gpai",
Question: "Kann das System Inhalte generieren (Text, Bild, Code, Audio, Video)?",
Description: "Generative KI erzeugt neue Inhalte auf Basis von Eingaben — dazu zählen Chatbots, Bild-/Videogeneratoren, Code-Assistenten, Sprachsynthese und ähnliche Systeme.",
ArticleRef: "Art. 50 / Art. 52",
SkipIf: Q8,
},
{
ID: Q10,
Axis: "gpai",
Question: "Wurde das Modell mit mehr als 10²⁵ FLOP trainiert oder hat es gleichwertige Fähigkeiten?",
Description: "GPAI-Modelle mit einem kumulativen Rechenaufwand von mehr als 10²⁵ Gleitkommaoperationen gelten als Modelle mit systemischem Risiko (Art. 51 Abs. 2).",
ArticleRef: "Art. 51 Abs. 2",
SkipIf: Q8,
},
{
ID: Q11,
Axis: "gpai",
Question: "Wird das Modell als API oder Service für Dritte bereitgestellt?",
Description: "Stellen Sie das Modell anderen Unternehmen oder Entwicklern zur Nutzung bereit (API, SaaS, Plattform-Integration)?",
ArticleRef: "Art. 53",
SkipIf: Q8,
},
{
ID: Q12,
Axis: "gpai",
Question: "Hat das Modell eine signifikante Marktdurchdringung in der EU (>10.000 registrierte Geschäftsnutzer)?",
Description: "Modelle mit hoher Marktdurchdringung können auch ohne 10²⁵ FLOP als systemisches Risiko eingestuft werden, wenn die EU-Kommission dies feststellt.",
ArticleRef: "Art. 51 Abs. 3",
SkipIf: Q8,
},
},
}
}
// EvaluateDecisionTree evaluates the answers and returns the combined result
func EvaluateDecisionTree(req *DecisionTreeEvalRequest) *DecisionTreeResult {
result := &DecisionTreeResult{
SystemName: req.SystemName,
SystemDescription: req.SystemDescription,
Answers: req.Answers,
}
// Evaluate Axis 1: High-Risk
result.HighRiskResult = evaluateHighRiskAxis(req.Answers)
// Evaluate Axis 2: GPAI
result.GPAIResult = evaluateGPAIAxis(req.Answers)
// Combine obligations and articles
result.CombinedObligations = combineObligations(result.HighRiskResult, result.GPAIResult)
result.ApplicableArticles = combineArticles(result.HighRiskResult, result.GPAIResult)
return result
}
// evaluateHighRiskAxis determines the AI Act risk level from Q1Q7
func evaluateHighRiskAxis(answers map[string]DecisionTreeAnswer) AIActRiskLevel {
// Q1: Uses AI at all?
if !answerIsYes(answers, Q1) {
return AIActNotApplicable
}
// Q2Q6: Annex III high-risk categories
if answerIsYes(answers, Q2) || answerIsYes(answers, Q3) ||
answerIsYes(answers, Q4) || answerIsYes(answers, Q5) ||
answerIsYes(answers, Q6) {
return AIActHighRisk
}
// Q7: Autonomous decisions with legal effect
if answerIsYes(answers, Q7) {
return AIActHighRisk
}
// AI is used but no high-risk category triggered
return AIActMinimalRisk
}
// evaluateGPAIAxis determines the GPAI classification from Q8Q12
func evaluateGPAIAxis(answers map[string]DecisionTreeAnswer) GPAIClassification {
gpai := GPAIClassification{
Category: GPAICategoryNone,
ApplicableArticles: []string{},
Obligations: []string{},
}
// Q8: Is GPAI?
if !answerIsYes(answers, Q8) {
return gpai
}
gpai.IsGPAI = true
gpai.Category = GPAICategoryStandard
gpai.ApplicableArticles = append(gpai.ApplicableArticles, "Art. 51", "Art. 53")
gpai.Obligations = append(gpai.Obligations,
"Technische Dokumentation erstellen (Art. 53 Abs. 1a)",
"Informationen für nachgelagerte Anbieter bereitstellen (Art. 53 Abs. 1b)",
"Urheberrechtsrichtlinie einhalten (Art. 53 Abs. 1c)",
"Trainingsdaten-Zusammenfassung veröffentlichen (Art. 53 Abs. 1d)",
)
// Q9: Generative AI — adds transparency obligations
if answerIsYes(answers, Q9) {
gpai.ApplicableArticles = append(gpai.ApplicableArticles, "Art. 50")
gpai.Obligations = append(gpai.Obligations,
"KI-generierte Inhalte kennzeichnen (Art. 50 Abs. 2)",
"Maschinenlesbare Kennzeichnung synthetischer Inhalte (Art. 50 Abs. 2)",
)
}
// Q10: Systemic risk threshold (>10^25 FLOP)
if answerIsYes(answers, Q10) {
gpai.IsSystemicRisk = true
gpai.Category = GPAICategorySystemic
gpai.ApplicableArticles = append(gpai.ApplicableArticles, "Art. 55")
gpai.Obligations = append(gpai.Obligations,
"Modellbewertung nach Stand der Technik durchführen (Art. 55 Abs. 1a)",
"Systemische Risiken bewerten und mindern (Art. 55 Abs. 1b)",
"Schwerwiegende Vorfälle melden (Art. 55 Abs. 1c)",
"Angemessenes Cybersicherheitsniveau gewährleisten (Art. 55 Abs. 1d)",
)
}
// Q11: API/Service provider — additional downstream obligations
if answerIsYes(answers, Q11) {
gpai.Obligations = append(gpai.Obligations,
"Downstream-Informationspflichten erfüllen (Art. 53 Abs. 1b)",
)
}
// Q12: Significant market penetration — potential systemic risk
if answerIsYes(answers, Q12) && !gpai.IsSystemicRisk {
// EU Commission can designate as systemic risk
gpai.ApplicableArticles = append(gpai.ApplicableArticles, "Art. 51 Abs. 3")
gpai.Obligations = append(gpai.Obligations,
"Achtung: EU-Kommission kann GPAI mit hoher Marktdurchdringung als systemisches Risiko einstufen (Art. 51 Abs. 3)",
)
}
return gpai
}
// combineObligations merges obligations from both axes
func combineObligations(highRisk AIActRiskLevel, gpai GPAIClassification) []string {
var obligations []string
// High-Risk obligations
switch highRisk {
case AIActHighRisk:
obligations = append(obligations,
"Risikomanagementsystem einrichten (Art. 9)",
"Daten-Governance sicherstellen (Art. 10)",
"Technische Dokumentation erstellen (Art. 11)",
"Protokollierungsfunktion implementieren (Art. 12)",
"Transparenz und Nutzerinformation (Art. 13)",
"Menschliche Aufsicht ermöglichen (Art. 14)",
"Genauigkeit, Robustheit und Cybersicherheit (Art. 15)",
"EU-Datenbank-Registrierung (Art. 49)",
)
case AIActMinimalRisk:
obligations = append(obligations,
"Freiwillige Verhaltenskodizes empfohlen (Art. 95)",
)
case AIActNotApplicable:
// No obligations
}
// GPAI obligations
obligations = append(obligations, gpai.Obligations...)
// Universal obligation for all AI users
if highRisk != AIActNotApplicable {
obligations = append(obligations,
"KI-Kompetenz sicherstellen (Art. 4)",
"Verbotene Praktiken vermeiden (Art. 5)",
)
}
return obligations
}
// combineArticles merges applicable articles from both axes
func combineArticles(highRisk AIActRiskLevel, gpai GPAIClassification) []string {
articles := map[string]bool{}
// Universal
if highRisk != AIActNotApplicable {
articles["Art. 4"] = true
articles["Art. 5"] = true
}
// High-Risk
switch highRisk {
case AIActHighRisk:
for _, a := range []string{"Art. 9", "Art. 10", "Art. 11", "Art. 12", "Art. 13", "Art. 14", "Art. 15", "Art. 26", "Art. 49"} {
articles[a] = true
}
case AIActMinimalRisk:
articles["Art. 95"] = true
}
// GPAI
for _, a := range gpai.ApplicableArticles {
articles[a] = true
}
var result []string
for a := range articles {
result = append(result, a)
}
return result
}
// answerIsYes checks if a question was answered with "yes" (true)
func answerIsYes(answers map[string]DecisionTreeAnswer, questionID string) bool {
a, ok := answers[questionID]
if !ok {
return false
}
return a.Value
}

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@@ -0,0 +1,420 @@
package ucca
import (
"testing"
)
func TestBuildDecisionTreeDefinition_ReturnsValidTree(t *testing.T) {
tree := BuildDecisionTreeDefinition()
if tree == nil {
t.Fatal("Expected non-nil tree definition")
}
if tree.ID != "ai_act_two_axis" {
t.Errorf("Expected ID 'ai_act_two_axis', got '%s'", tree.ID)
}
if tree.Version != "1.0.0" {
t.Errorf("Expected version '1.0.0', got '%s'", tree.Version)
}
if len(tree.Questions) != 12 {
t.Errorf("Expected 12 questions, got %d", len(tree.Questions))
}
// Check axis distribution
hrCount := 0
gpaiCount := 0
for _, q := range tree.Questions {
switch q.Axis {
case "high_risk":
hrCount++
case "gpai":
gpaiCount++
default:
t.Errorf("Unexpected axis '%s' for question %s", q.Axis, q.ID)
}
}
if hrCount != 7 {
t.Errorf("Expected 7 high_risk questions, got %d", hrCount)
}
if gpaiCount != 5 {
t.Errorf("Expected 5 gpai questions, got %d", gpaiCount)
}
// Check all questions have required fields
for _, q := range tree.Questions {
if q.ID == "" {
t.Error("Question has empty ID")
}
if q.Question == "" {
t.Errorf("Question %s has empty question text", q.ID)
}
if q.Description == "" {
t.Errorf("Question %s has empty description", q.ID)
}
if q.ArticleRef == "" {
t.Errorf("Question %s has empty article_ref", q.ID)
}
}
}
func TestEvaluateDecisionTree_NotApplicable(t *testing.T) {
// Q1=No → AI Act not applicable
req := &DecisionTreeEvalRequest{
SystemName: "Test System",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActNotApplicable {
t.Errorf("Expected not_applicable, got %s", result.HighRiskResult)
}
if result.GPAIResult.IsGPAI {
t.Error("Expected GPAI to be false when Q8 is not answered")
}
if result.SystemName != "Test System" {
t.Errorf("Expected system name 'Test System', got '%s'", result.SystemName)
}
}
func TestEvaluateDecisionTree_MinimalRisk(t *testing.T) {
// Q1=Yes, Q2-Q7=No → minimal risk
req := &DecisionTreeEvalRequest{
SystemName: "Simple Tool",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: false},
Q8: {QuestionID: Q8, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActMinimalRisk {
t.Errorf("Expected minimal_risk, got %s", result.HighRiskResult)
}
if result.GPAIResult.IsGPAI {
t.Error("Expected GPAI to be false")
}
if result.GPAIResult.Category != GPAICategoryNone {
t.Errorf("Expected GPAI category 'none', got '%s'", result.GPAIResult.Category)
}
}
func TestEvaluateDecisionTree_HighRisk_Biometric(t *testing.T) {
// Q1=Yes, Q2=Yes → high risk (biometric)
req := &DecisionTreeEvalRequest{
SystemName: "Face Recognition",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: true},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
// Should have high-risk obligations
if len(result.CombinedObligations) == 0 {
t.Error("Expected non-empty obligations for high-risk system")
}
}
func TestEvaluateDecisionTree_HighRisk_CriticalInfrastructure(t *testing.T) {
// Q1=Yes, Q3=Yes → high risk (critical infrastructure)
req := &DecisionTreeEvalRequest{
SystemName: "Energy Grid AI",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: true},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
}
func TestEvaluateDecisionTree_HighRisk_Education(t *testing.T) {
// Q1=Yes, Q4=Yes → high risk (education/employment)
req := &DecisionTreeEvalRequest{
SystemName: "Exam Grading AI",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: true},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
}
func TestEvaluateDecisionTree_HighRisk_AutonomousDecisions(t *testing.T) {
// Q1=Yes, Q7=Yes → high risk (autonomous decisions)
req := &DecisionTreeEvalRequest{
SystemName: "Credit Scoring AI",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: true},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
}
func TestEvaluateDecisionTree_GPAI_Standard(t *testing.T) {
// Q8=Yes, Q10=No → GPAI standard
req := &DecisionTreeEvalRequest{
SystemName: "Custom LLM",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: false},
Q11: {QuestionID: Q11, Value: false},
Q12: {QuestionID: Q12, Value: false},
},
}
result := EvaluateDecisionTree(req)
if !result.GPAIResult.IsGPAI {
t.Error("Expected IsGPAI to be true")
}
if result.GPAIResult.Category != GPAICategoryStandard {
t.Errorf("Expected category 'standard', got '%s'", result.GPAIResult.Category)
}
if result.GPAIResult.IsSystemicRisk {
t.Error("Expected IsSystemicRisk to be false")
}
// Should have Art. 51, 53, 50 (generative)
hasArt51 := false
hasArt53 := false
hasArt50 := false
for _, a := range result.GPAIResult.ApplicableArticles {
if a == "Art. 51" {
hasArt51 = true
}
if a == "Art. 53" {
hasArt53 = true
}
if a == "Art. 50" {
hasArt50 = true
}
}
if !hasArt51 {
t.Error("Expected Art. 51 in applicable articles")
}
if !hasArt53 {
t.Error("Expected Art. 53 in applicable articles")
}
if !hasArt50 {
t.Error("Expected Art. 50 in applicable articles (generative AI)")
}
}
func TestEvaluateDecisionTree_GPAI_SystemicRisk(t *testing.T) {
// Q8=Yes, Q10=Yes → GPAI systemic risk
req := &DecisionTreeEvalRequest{
SystemName: "GPT-5",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: true},
Q11: {QuestionID: Q11, Value: true},
Q12: {QuestionID: Q12, Value: true},
},
}
result := EvaluateDecisionTree(req)
if !result.GPAIResult.IsGPAI {
t.Error("Expected IsGPAI to be true")
}
if result.GPAIResult.Category != GPAICategorySystemic {
t.Errorf("Expected category 'systemic', got '%s'", result.GPAIResult.Category)
}
if !result.GPAIResult.IsSystemicRisk {
t.Error("Expected IsSystemicRisk to be true")
}
// Should have Art. 55
hasArt55 := false
for _, a := range result.GPAIResult.ApplicableArticles {
if a == "Art. 55" {
hasArt55 = true
}
}
if !hasArt55 {
t.Error("Expected Art. 55 in applicable articles (systemic risk)")
}
}
func TestEvaluateDecisionTree_Combined_HighRiskAndGPAI(t *testing.T) {
// Q1=Yes, Q4=Yes (high risk) + Q8=Yes, Q9=Yes (GPAI standard)
req := &DecisionTreeEvalRequest{
SystemName: "HR Screening with LLM",
SystemDescription: "LLM-based applicant screening system",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: true},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: false},
Q11: {QuestionID: Q11, Value: false},
Q12: {QuestionID: Q12, Value: false},
},
}
result := EvaluateDecisionTree(req)
// Both axes should be triggered
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
if !result.GPAIResult.IsGPAI {
t.Error("Expected GPAI to be true")
}
if result.GPAIResult.Category != GPAICategoryStandard {
t.Errorf("Expected GPAI category 'standard', got '%s'", result.GPAIResult.Category)
}
// Combined obligations should include both axes
if len(result.CombinedObligations) < 5 {
t.Errorf("Expected at least 5 combined obligations, got %d", len(result.CombinedObligations))
}
// Should have articles from both axes
if len(result.ApplicableArticles) < 3 {
t.Errorf("Expected at least 3 applicable articles, got %d", len(result.ApplicableArticles))
}
// Check system name preserved
if result.SystemName != "HR Screening with LLM" {
t.Errorf("Expected system name preserved, got '%s'", result.SystemName)
}
if result.SystemDescription != "LLM-based applicant screening system" {
t.Errorf("Expected description preserved, got '%s'", result.SystemDescription)
}
}
func TestEvaluateDecisionTree_GPAI_MarketPenetration(t *testing.T) {
// Q8=Yes, Q10=No, Q12=Yes → GPAI standard with market penetration warning
req := &DecisionTreeEvalRequest{
SystemName: "Popular Chatbot",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: false},
Q11: {QuestionID: Q11, Value: true},
Q12: {QuestionID: Q12, Value: true},
},
}
result := EvaluateDecisionTree(req)
if result.GPAIResult.Category != GPAICategoryStandard {
t.Errorf("Expected category 'standard' (not systemic because Q10=No), got '%s'", result.GPAIResult.Category)
}
// Should have Art. 51 Abs. 3 warning
hasArt51_3 := false
for _, a := range result.GPAIResult.ApplicableArticles {
if a == "Art. 51 Abs. 3" {
hasArt51_3 = true
}
}
if !hasArt51_3 {
t.Error("Expected Art. 51 Abs. 3 in applicable articles for high market penetration")
}
}
func TestEvaluateDecisionTree_NoGPAI(t *testing.T) {
// Q8=No → No GPAI classification
req := &DecisionTreeEvalRequest{
SystemName: "Traditional ML",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.GPAIResult.IsGPAI {
t.Error("Expected IsGPAI to be false")
}
if result.GPAIResult.Category != GPAICategoryNone {
t.Errorf("Expected category 'none', got '%s'", result.GPAIResult.Category)
}
if len(result.GPAIResult.Obligations) != 0 {
t.Errorf("Expected 0 GPAI obligations, got %d", len(result.GPAIResult.Obligations))
}
}
func TestAnswerIsYes(t *testing.T) {
tests := []struct {
name string
answers map[string]DecisionTreeAnswer
qID string
expected bool
}{
{"yes answer", map[string]DecisionTreeAnswer{"Q1": {Value: true}}, "Q1", true},
{"no answer", map[string]DecisionTreeAnswer{"Q1": {Value: false}}, "Q1", false},
{"missing answer", map[string]DecisionTreeAnswer{}, "Q1", false},
{"different question", map[string]DecisionTreeAnswer{"Q2": {Value: true}}, "Q1", false},
}
for _, tt := range tests {
t.Run(tt.name, func(t *testing.T) {
result := answerIsYes(tt.answers, tt.qID)
if result != tt.expected {
t.Errorf("Expected %v, got %v", tt.expected, result)
}
})
}
}

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@@ -0,0 +1,542 @@
package ucca
import (
"os"
"path/filepath"
"testing"
)
// ============================================================================
// HR Domain Context Tests
// ============================================================================
func TestHRContext_AutomatedRejection_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert und versendet Absagen automatisch",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{
AutomatedScreening: true,
AutomatedRejection: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO feasibility for automated rejection, got %s", result.Feasibility)
}
if !result.Art22Risk {
t.Error("Expected Art22Risk=true for automated rejection")
}
}
func TestHRContext_ScreeningWithHumanReview_OK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI sortiert Bewerber vor, Mensch prueft jeden Vorschlag",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{
AutomatedScreening: true,
AutomatedRejection: false,
HumanReviewEnforced: true,
BiasAuditsDone: true,
},
}
result := engine.Evaluate(intake)
// Should NOT block — human review is enforced
if result.Feasibility == FeasibilityNO {
t.Error("Expected feasibility != NO when human review is enforced")
}
}
func TestHRContext_AGGVisible_RiskIncrease(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intakeWithAGG := &UseCaseIntake{
UseCaseText: "CV-Screening mit Foto und Name sichtbar",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{AGGCategoriesVisible: true},
}
intakeWithout := &UseCaseIntake{
UseCaseText: "CV-Screening anonymisiert",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{AGGCategoriesVisible: false},
}
resultWith := engine.Evaluate(intakeWithAGG)
resultWithout := engine.Evaluate(intakeWithout)
if resultWith.RiskScore <= resultWithout.RiskScore {
t.Errorf("Expected higher risk with AGG visible (%d) vs without (%d)",
resultWith.RiskScore, resultWithout.RiskScore)
}
}
// ============================================================================
// Education Domain Context Tests
// ============================================================================
func TestEducationContext_MinorsWithoutTeacher_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI bewertet Schuelerarbeiten ohne Lehrkraft-Pruefung",
Domain: DomainEducation,
DataTypes: DataTypes{PersonalData: true, MinorData: true},
EducationContext: &EducationContext{
GradeInfluence: true,
MinorsInvolved: true,
TeacherReviewRequired: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO feasibility for minors without teacher review, got %s", result.Feasibility)
}
}
func TestEducationContext_WithTeacherReview_Allowed(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI schlaegt Noten vor, Lehrkraft prueft und entscheidet",
Domain: DomainEducation,
DataTypes: DataTypes{PersonalData: true, MinorData: true},
EducationContext: &EducationContext{
GradeInfluence: true,
MinorsInvolved: true,
TeacherReviewRequired: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility == FeasibilityNO {
t.Error("Expected feasibility != NO when teacher review is required")
}
}
// ============================================================================
// Healthcare Domain Context Tests
// ============================================================================
func TestHealthcareContext_MDRWithoutValidation_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI-Diagnosetool als Medizinprodukt ohne klinische Validierung",
Domain: DomainHealthcare,
DataTypes: DataTypes{PersonalData: true, Article9Data: true},
HealthcareContext: &HealthcareContext{
DiagnosisSupport: true,
MedicalDevice: true,
ClinicalValidation: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for medical device without clinical validation, got %s", result.Feasibility)
}
}
func TestHealthcareContext_Triage_HighRisk(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI priorisiert Patienten in der Notaufnahme",
Domain: DomainHealthcare,
DataTypes: DataTypes{PersonalData: true, Article9Data: true},
HealthcareContext: &HealthcareContext{
TriageDecision: true,
PatientDataProcessed: true,
},
}
result := engine.Evaluate(intake)
if result.RiskScore < 40 {
t.Errorf("Expected high risk score for triage, got %d", result.RiskScore)
}
if !result.DSFARecommended {
t.Error("Expected DSFA recommended for triage")
}
}
// ============================================================================
// Critical Infrastructure Tests
// ============================================================================
func TestCriticalInfra_SafetyCriticalNoRedundancy_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI steuert Stromnetz ohne Fallback",
Domain: DomainEnergy,
CriticalInfraContext: &CriticalInfraContext{
GridControl: true,
SafetyCritical: true,
RedundancyExists: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for safety-critical without redundancy, got %s", result.Feasibility)
}
}
// ============================================================================
// Marketing — Deepfake BLOCK Test
// ============================================================================
func TestMarketing_DeepfakeUnlabeled_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert Werbevideos ohne Kennzeichnung",
Domain: DomainMarketing,
MarketingContext: &MarketingContext{
DeepfakeContent: true,
AIContentLabeled: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for unlabeled deepfakes, got %s", result.Feasibility)
}
}
func TestMarketing_DeepfakeLabeled_OK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert Werbevideos mit Kennzeichnung",
Domain: DomainMarketing,
MarketingContext: &MarketingContext{
DeepfakeContent: true,
AIContentLabeled: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility == FeasibilityNO {
t.Error("Expected feasibility != NO when deepfakes are properly labeled")
}
}
// ============================================================================
// Manufacturing — Safety BLOCK Test
// ============================================================================
func TestManufacturing_SafetyUnvalidated_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI in Maschinensicherheit ohne Validierung",
Domain: DomainMechanicalEngineering,
ManufacturingContext: &ManufacturingContext{
MachineSafety: true,
SafetyValidated: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for unvalidated machine safety, got %s", result.Feasibility)
}
}
// ============================================================================
// AGG V2 Obligations Loading Test
// ============================================================================
func TestAGGV2_LoadsFromManifest(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
agg, ok := regs["agg"]
if !ok {
t.Fatal("agg not found in loaded regulations")
}
if len(agg.Obligations) < 8 {
t.Errorf("Expected at least 8 AGG obligations, got %d", len(agg.Obligations))
}
// Check first obligation
if agg.Obligations[0].ID != "AGG-OBL-001" {
t.Errorf("Expected first ID 'AGG-OBL-001', got '%s'", agg.Obligations[0].ID)
}
}
func TestAGGApplicability_Germany(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
module := NewJSONRegulationModule(regs["agg"])
factsDE := &UnifiedFacts{Organization: OrganizationFacts{Country: "DE"}}
if !module.IsApplicable(factsDE) {
t.Error("AGG should be applicable for German company")
}
factsUS := &UnifiedFacts{Organization: OrganizationFacts{Country: "US"}}
if module.IsApplicable(factsUS) {
t.Error("AGG should NOT be applicable for US company")
}
}
// ============================================================================
// AI Act V2 Extended Obligations Test
// ============================================================================
func TestAIActV2_ExtendedObligations(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
aiAct, ok := regs["ai_act"]
if !ok {
t.Fatal("ai_act not found in loaded regulations")
}
if len(aiAct.Obligations) < 75 {
t.Errorf("Expected at least 75 AI Act obligations (expanded), got %d", len(aiAct.Obligations))
}
// Check GPAI obligations exist (Art. 51-56)
hasGPAI := false
for _, obl := range aiAct.Obligations {
if obl.ID == "AIACT-OBL-078" { // GPAI classification
hasGPAI = true
break
}
}
if !hasGPAI {
t.Error("Expected GPAI obligation AIACT-OBL-078 in expanded AI Act")
}
}
// ============================================================================
// Field Resolver Tests — Domain Contexts
// ============================================================================
func TestFieldResolver_HRContext(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
HRContext: &HRContext{AutomatedScreening: true},
}
val := engine.getFieldValue("hr_context.automated_screening", intake)
if val != true {
t.Errorf("Expected true for hr_context.automated_screening, got %v", val)
}
val2 := engine.getFieldValue("hr_context.automated_rejection", intake)
if val2 != false {
t.Errorf("Expected false for hr_context.automated_rejection, got %v", val2)
}
}
func TestFieldResolver_NilContext(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{} // No HR context
val := engine.getFieldValue("hr_context.automated_screening", intake)
if val != nil {
t.Errorf("Expected nil for nil HR context, got %v", val)
}
}
func TestFieldResolver_HealthcareContext(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
HealthcareContext: &HealthcareContext{
TriageDecision: true,
MedicalDevice: false,
},
}
val := engine.getFieldValue("healthcare_context.triage_decision", intake)
if val != true {
t.Errorf("Expected true, got %v", val)
}
val2 := engine.getFieldValue("healthcare_context.medical_device", intake)
if val2 != false {
t.Errorf("Expected false, got %v", val2)
}
}
// ============================================================================
// Hospitality — Review Manipulation BLOCK
// ============================================================================
func TestHospitality_ReviewManipulation_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert Fake-Bewertungen",
Domain: DomainHospitality,
HospitalityContext: &HospitalityContext{
ReviewManipulation: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for review manipulation, got %s", result.Feasibility)
}
}
// ============================================================================
// Total Obligations Count
// ============================================================================
func TestTotalObligationsCount(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
total := 0
for _, reg := range regs {
total += len(reg.Obligations)
}
// We expect at least 350 obligations across all regulations
if total < 350 {
t.Errorf("Expected at least 350 total obligations, got %d", total)
}
t.Logf("Total obligations across all regulations: %d", total)
for id, reg := range regs {
t.Logf(" %s: %d obligations", id, len(reg.Obligations))
}
}
// ============================================================================
// Domain constant existence checks
// ============================================================================
func TestDomainConstants_Exist(t *testing.T) {
domains := []Domain{
DomainHR, DomainEducation, DomainHealthcare,
DomainFinance, DomainBanking, DomainInsurance,
DomainEnergy, DomainUtilities,
DomainAutomotive, DomainAerospace,
DomainRetail, DomainEcommerce,
DomainMarketing, DomainMedia,
DomainLogistics, DomainConstruction,
DomainPublicSector, DomainDefense,
DomainMechanicalEngineering,
}
for _, d := range domains {
if d == "" {
t.Error("Empty domain constant found")
}
}
}

View File

@@ -1,6 +1,7 @@
package ucca
import (
"fmt"
"time"
"github.com/google/uuid"
@@ -187,6 +188,12 @@ func (t *EscalationTrigger) DetermineEscalationLevel(result *AssessmentResult) (
}
}
// BetrVG E3: Very high conflict score without consultation
if result.BetrvgConflictScore >= 75 && !result.Intake.WorksCouncilConsulted {
reasons = append(reasons, "BetrVG-Konfliktpotenzial sehr hoch (Score "+fmt.Sprintf("%d", result.BetrvgConflictScore)+") ohne BR-Konsultation")
return EscalationLevelE3, joinReasons(reasons, "E3 erforderlich: ")
}
if hasArt9 || result.DSFARecommended || result.RiskScore > t.E2RiskThreshold {
if result.DSFARecommended {
reasons = append(reasons, "DSFA empfohlen")
@@ -197,6 +204,12 @@ func (t *EscalationTrigger) DetermineEscalationLevel(result *AssessmentResult) (
return EscalationLevelE2, joinReasons(reasons, "DSB-Konsultation erforderlich: ")
}
// BetrVG E2: High conflict score
if result.BetrvgConflictScore >= 50 && result.BetrvgConsultationRequired && !result.Intake.WorksCouncilConsulted {
reasons = append(reasons, "BetrVG-Mitbestimmung erforderlich (Score "+fmt.Sprintf("%d", result.BetrvgConflictScore)+"), BR nicht konsultiert")
return EscalationLevelE2, joinReasons(reasons, "BR-Konsultation erforderlich: ")
}
// E1: Low priority checks
// - WARN rules triggered
// - Risk 20-40

View File

@@ -56,6 +56,10 @@ func (m *JSONRegulationModule) defaultApplicability(facts *UnifiedFacts) bool {
return facts.Organization.EUMember && facts.AIUsage.UsesAI
case "dora":
return facts.Financial.DORAApplies || facts.Financial.IsRegulated
case "betrvg":
return facts.Organization.Country == "DE" && facts.Organization.EmployeeCount >= 5
case "agg":
return facts.Organization.Country == "DE"
default:
return true
}

View File

@@ -217,10 +217,221 @@ type UseCaseIntake struct {
// Only applicable for financial domains (banking, finance, insurance, investment)
FinancialContext *FinancialContext `json:"financial_context,omitempty"`
// BetrVG / works council context (Germany)
EmployeeMonitoring bool `json:"employee_monitoring,omitempty"` // System can monitor employee behavior/performance
HRDecisionSupport bool `json:"hr_decision_support,omitempty"` // System supports HR decisions (hiring, evaluation, termination)
WorksCouncilConsulted bool `json:"works_council_consulted,omitempty"` // Works council has been consulted
// Domain-specific contexts (AI Act Annex III high-risk domains)
HRContext *HRContext `json:"hr_context,omitempty"`
EducationContext *EducationContext `json:"education_context,omitempty"`
HealthcareContext *HealthcareContext `json:"healthcare_context,omitempty"`
LegalDomainContext *LegalDomainContext `json:"legal_context,omitempty"`
PublicSectorContext *PublicSectorContext `json:"public_sector_context,omitempty"`
CriticalInfraContext *CriticalInfraContext `json:"critical_infra_context,omitempty"`
AutomotiveContext *AutomotiveContext `json:"automotive_context,omitempty"`
RetailContext *RetailContext `json:"retail_context,omitempty"`
ITSecurityContext *ITSecurityContext `json:"it_security_context,omitempty"`
LogisticsContext *LogisticsContext `json:"logistics_context,omitempty"`
ConstructionContext *ConstructionContext `json:"construction_context,omitempty"`
MarketingContext *MarketingContext `json:"marketing_context,omitempty"`
ManufacturingContext *ManufacturingContext `json:"manufacturing_context,omitempty"`
AgricultureContext *AgricultureContext `json:"agriculture_context,omitempty"`
SocialServicesCtx *SocialServicesContext `json:"social_services_context,omitempty"`
HospitalityContext *HospitalityContext `json:"hospitality_context,omitempty"`
InsuranceContext *InsuranceContext `json:"insurance_context,omitempty"`
InvestmentContext *InvestmentContext `json:"investment_context,omitempty"`
DefenseContext *DefenseContext `json:"defense_context,omitempty"`
SupplyChainContext *SupplyChainContext `json:"supply_chain_context,omitempty"`
FacilityContext *FacilityContext `json:"facility_context,omitempty"`
SportsContext *SportsContext `json:"sports_context,omitempty"`
// Opt-in to store raw text (otherwise only hash)
StoreRawText bool `json:"store_raw_text,omitempty"`
}
// HRContext captures HR/recruiting-specific compliance data (AI Act Annex III Nr. 4 + AGG)
type HRContext struct {
AutomatedScreening bool `json:"automated_screening"` // KI sortiert Bewerber vor
AutomatedRejection bool `json:"automated_rejection"` // KI generiert Absagen
CandidateRanking bool `json:"candidate_ranking"` // KI erstellt Bewerber-Rankings
BiasAuditsDone bool `json:"bias_audits_done"` // Regelmaessige Bias-Audits
AGGCategoriesVisible bool `json:"agg_categories_visible"` // System kann Name/Foto/Alter erkennen
HumanReviewEnforced bool `json:"human_review_enforced"` // Mensch prueft jede KI-Empfehlung
PerformanceEvaluation bool `json:"performance_evaluation"` // KI bewertet Mitarbeiterleistung
}
// EducationContext captures education-specific compliance data (AI Act Annex III Nr. 3)
type EducationContext struct {
GradeInfluence bool `json:"grade_influence"` // KI beeinflusst Noten
ExamEvaluation bool `json:"exam_evaluation"` // KI bewertet Pruefungen
StudentSelection bool `json:"student_selection"` // KI beeinflusst Zugang/Auswahl
MinorsInvolved bool `json:"minors_involved"` // Minderjaehrige betroffen
TeacherReviewRequired bool `json:"teacher_review_required"` // Lehrkraft prueft KI-Ergebnis
LearningAdaptation bool `json:"learning_adaptation"` // KI passt Lernpfade an
}
// HealthcareContext captures healthcare-specific compliance data (AI Act Annex III Nr. 5 + MDR)
type HealthcareContext struct {
DiagnosisSupport bool `json:"diagnosis_support"` // KI unterstuetzt Diagnosen
TreatmentRecommend bool `json:"treatment_recommendation"` // KI empfiehlt Behandlungen
TriageDecision bool `json:"triage_decision"` // KI priorisiert Patienten
PatientDataProcessed bool `json:"patient_data_processed"` // Gesundheitsdaten verarbeitet
MedicalDevice bool `json:"medical_device"` // System ist Medizinprodukt
ClinicalValidation bool `json:"clinical_validation"` // Klinisch validiert
}
// LegalDomainContext captures legal/justice-specific compliance data (AI Act Annex III Nr. 8)
type LegalDomainContext struct {
LegalAdvice bool `json:"legal_advice"` // KI gibt Rechtsberatung
ContractAnalysis bool `json:"contract_analysis"` // KI analysiert Vertraege
CourtPrediction bool `json:"court_prediction"` // KI prognostiziert Urteile
AccessToJustice bool `json:"access_to_justice"` // KI beeinflusst Zugang zu Recht
ClientConfidential bool `json:"client_confidential"` // Mandantengeheimnis betroffen
}
// PublicSectorContext captures public sector compliance data (Art. 27 FRIA)
type PublicSectorContext struct {
AdminDecision bool `json:"admin_decision"` // KI beeinflusst Verwaltungsentscheidungen
CitizenService bool `json:"citizen_service"` // KI in Buergerservices
BenefitAllocation bool `json:"benefit_allocation"` // KI verteilt Leistungen/Mittel
PublicSafety bool `json:"public_safety"` // KI in oeffentlicher Sicherheit
TransparencyEnsured bool `json:"transparency_ensured"` // Transparenz gegenueber Buergern
}
// CriticalInfraContext captures critical infrastructure data (NIS2 + Annex III Nr. 2)
type CriticalInfraContext struct {
GridControl bool `json:"grid_control"` // KI steuert Netz/Infrastruktur
SafetyCritical bool `json:"safety_critical"` // Sicherheitskritische Steuerung
AnomalyDetection bool `json:"anomaly_detection"` // KI erkennt Anomalien
RedundancyExists bool `json:"redundancy_exists"` // Redundante Systeme vorhanden
IncidentResponse bool `json:"incident_response"` // Incident Response Plan vorhanden
}
// AutomotiveContext captures automotive/aerospace safety data
type AutomotiveContext struct {
AutonomousDriving bool `json:"autonomous_driving"` // Autonomes Fahren / ADAS
SafetyRelevant bool `json:"safety_relevant"` // Sicherheitsrelevante Funktion
TypeApprovalNeeded bool `json:"type_approval_needed"` // Typgenehmigung erforderlich
FunctionalSafety bool `json:"functional_safety"` // ISO 26262 relevant
}
// RetailContext captures retail/e-commerce compliance data
type RetailContext struct {
PricingPersonalized bool `json:"pricing_personalized"` // Personalisierte Preise
CustomerProfiling bool `json:"customer_profiling"` // Kundenprofilbildung
RecommendationEngine bool `json:"recommendation_engine"` // Empfehlungssystem
CreditScoring bool `json:"credit_scoring"` // Bonitaetspruefung bei Kauf
DarkPatterns bool `json:"dark_patterns"` // Manipulative UI-Muster moeglich
}
// ITSecurityContext captures IT/cybersecurity/telecom data
type ITSecurityContext struct {
EmployeeSurveillance bool `json:"employee_surveillance"` // Mitarbeiterueberwachung
NetworkMonitoring bool `json:"network_monitoring"` // Netzwerkueberwachung
ThreatDetection bool `json:"threat_detection"` // Bedrohungserkennung
AccessControl bool `json:"access_control_ai"` // KI-gestuetzte Zugriffskontrolle
DataRetention bool `json:"data_retention_logs"` // Umfangreiche Log-Speicherung
}
// LogisticsContext captures logistics/transport compliance data
type LogisticsContext struct {
DriverTracking bool `json:"driver_tracking"` // Fahrer-/Kurier-Tracking
RouteOptimization bool `json:"route_optimization"` // Routenoptimierung mit Personenbezug
WorkloadScoring bool `json:"workload_scoring"` // Leistungsbewertung Lagerarbeiter
PredictiveMaint bool `json:"predictive_maintenance"` // Vorausschauende Wartung
}
// ConstructionContext captures construction/real estate data
type ConstructionContext struct {
SafetyMonitoring bool `json:"safety_monitoring"` // Baustellensicherheit per KI
TenantScreening bool `json:"tenant_screening"` // KI-gestuetzte Mieterauswahl
BuildingAutomation bool `json:"building_automation"` // Gebaeudesteuerung
WorkerSafety bool `json:"worker_safety"` // Arbeitsschutzueberwachung
}
// MarketingContext captures marketing/media compliance data
type MarketingContext struct {
DeepfakeContent bool `json:"deepfake_content"` // Synthetische Inhalte (Deepfakes)
ContentModeration bool `json:"content_moderation"` // Automatische Inhaltsmoderation
BehavioralTargeting bool `json:"behavioral_targeting"` // Verhaltensbasiertes Targeting
MinorsTargeted bool `json:"minors_targeted"` // Minderjaehrige als Zielgruppe
AIContentLabeled bool `json:"ai_content_labeled"` // KI-Inhalte als solche gekennzeichnet
}
// ManufacturingContext captures manufacturing/CE safety data
type ManufacturingContext struct {
MachineSafety bool `json:"machine_safety"` // Maschinensicherheit
QualityControl bool `json:"quality_control"` // KI in Qualitaetskontrolle
ProcessControl bool `json:"process_control"` // KI steuert Fertigungsprozess
CEMarkingRequired bool `json:"ce_marking_required"` // CE-Kennzeichnung erforderlich
SafetyValidated bool `json:"safety_validated"` // Sicherheitsvalidierung durchgefuehrt
}
// AgricultureContext captures agriculture/forestry compliance data
type AgricultureContext struct {
PesticideAI bool `json:"pesticide_ai"` // KI steuert Pestizideinsatz
AnimalWelfare bool `json:"animal_welfare"` // KI beeinflusst Tierhaltung
EnvironmentalData bool `json:"environmental_data"` // Umweltdaten verarbeitet
}
// SocialServicesContext captures social services/nonprofit data
type SocialServicesContext struct {
VulnerableGroups bool `json:"vulnerable_groups"` // Schutzbeduerftiger Personenkreis
BenefitDecision bool `json:"benefit_decision"` // KI beeinflusst Leistungszuteilung
CaseManagement bool `json:"case_management"` // KI in Fallmanagement
}
// HospitalityContext captures hospitality/tourism data
type HospitalityContext struct {
GuestProfiling bool `json:"guest_profiling"` // Gaeste-Profilbildung
DynamicPricing bool `json:"dynamic_pricing"` // Dynamische Preisgestaltung
ReviewManipulation bool `json:"review_manipulation"` // KI beeinflusst Bewertungen
}
// InsuranceContext captures insurance-specific data (beyond FinancialContext)
type InsuranceContext struct {
RiskClassification bool `json:"risk_classification"` // KI klassifiziert Versicherungsrisiken
ClaimsAutomation bool `json:"claims_automation"` // Automatisierte Schadenbearbeitung
PremiumCalculation bool `json:"premium_calculation"` // KI berechnet Praemien individuell
FraudDetection bool `json:"fraud_detection"` // Betrugserkennung
}
// InvestmentContext captures investment-specific data
type InvestmentContext struct {
AlgoTrading bool `json:"algo_trading"` // Algorithmischer Handel
InvestmentAdvice bool `json:"investment_advice"` // KI-gestuetzte Anlageberatung
RoboAdvisor bool `json:"robo_advisor"` // Automatisierte Vermoegensberatung
}
// DefenseContext captures defense/dual-use data
type DefenseContext struct {
DualUse bool `json:"dual_use"` // Dual-Use Technologie
ExportControlled bool `json:"export_controlled"` // Exportkontrolle relevant
ClassifiedData bool `json:"classified_data"` // Verschlusssachen verarbeitet
}
// SupplyChainContext captures textile/packaging/supply chain data (LkSG)
type SupplyChainContext struct {
SupplierMonitoring bool `json:"supplier_monitoring"` // KI ueberwacht Lieferanten
HumanRightsCheck bool `json:"human_rights_check"` // Menschenrechtspruefung in Lieferkette
EnvironmentalImpact bool `json:"environmental_impact"` // Umweltauswirkungen analysiert
}
// FacilityContext captures facility management data
type FacilityContext struct {
AccessControlAI bool `json:"access_control_ai"` // KI-Zutrittskontrolle
OccupancyTracking bool `json:"occupancy_tracking"` // Belegungsueberwachung
EnergyOptimization bool `json:"energy_optimization"` // Energieoptimierung
}
// SportsContext captures sports/general data
type SportsContext struct {
AthleteTracking bool `json:"athlete_tracking"` // Athleten-Performance-Tracking
FanProfiling bool `json:"fan_profiling"` // Fan-/Zuschauer-Profilbildung
DopingDetection bool `json:"doping_detection"` // KI in Doping-Kontrolle
}
// DataTypes specifies what kinds of data are processed
type DataTypes struct {
PersonalData bool `json:"personal_data"`
@@ -383,6 +594,13 @@ type AssessmentResult struct {
Art22Risk bool `json:"art22_risk"` // Art. 22 GDPR automated decision risk
TrainingAllowed TrainingAllowed `json:"training_allowed"`
// BetrVG Conflict Score (0-100) — works council escalation risk
BetrvgConflictScore int `json:"betrvg_conflict_score"`
BetrvgConsultationRequired bool `json:"betrvg_consultation_required"`
// Input (needed for escalation logic)
Intake UseCaseIntake `json:"-"` // not serialized, internal use only
// Summary for humans
Summary string `json:"summary"`
Recommendation string `json:"recommendation"`
@@ -471,6 +689,10 @@ type Assessment struct {
Art22Risk bool `json:"art22_risk"`
TrainingAllowed TrainingAllowed `json:"training_allowed"`
// BetrVG Conflict Score (0-100) — works council escalation risk
BetrvgConflictScore int `json:"betrvg_conflict_score"`
BetrvgConsultationRequired bool `json:"betrvg_consultation_required"`
// Corpus Versioning (RAG)
CorpusVersionID *uuid.UUID `json:"corpus_version_id,omitempty"`
CorpusVersion string `json:"corpus_version,omitempty"`
@@ -525,3 +747,73 @@ const (
ExportFormatJSON ExportFormat = "json"
ExportFormatMarkdown ExportFormat = "md"
)
// ============================================================================
// AI Act Decision Tree Types
// ============================================================================
// GPAICategory represents the GPAI classification result
type GPAICategory string
const (
GPAICategoryNone GPAICategory = "none"
GPAICategoryStandard GPAICategory = "standard"
GPAICategorySystemic GPAICategory = "systemic"
)
// GPAIClassification represents the result of the GPAI axis evaluation
type GPAIClassification struct {
IsGPAI bool `json:"is_gpai"`
IsSystemicRisk bool `json:"is_systemic_risk"`
Category GPAICategory `json:"gpai_category"`
ApplicableArticles []string `json:"applicable_articles"`
Obligations []string `json:"obligations"`
}
// DecisionTreeAnswer represents a user's answer to a decision tree question
type DecisionTreeAnswer struct {
QuestionID string `json:"question_id"`
Value bool `json:"value"`
Note string `json:"note,omitempty"`
}
// DecisionTreeQuestion represents a single question in the decision tree
type DecisionTreeQuestion struct {
ID string `json:"id"`
Axis string `json:"axis"` // "high_risk" or "gpai"
Question string `json:"question"`
Description string `json:"description"` // Additional context
ArticleRef string `json:"article_ref"` // e.g., "Art. 5", "Anhang III"
SkipIf string `json:"skip_if,omitempty"` // Question ID — skip if that was answered "no"
}
// DecisionTreeDefinition represents the full decision tree structure for the frontend
type DecisionTreeDefinition struct {
ID string `json:"id"`
Name string `json:"name"`
Version string `json:"version"`
Questions []DecisionTreeQuestion `json:"questions"`
}
// DecisionTreeEvalRequest is the API request for evaluating the decision tree
type DecisionTreeEvalRequest struct {
SystemName string `json:"system_name"`
SystemDescription string `json:"system_description,omitempty"`
Answers map[string]DecisionTreeAnswer `json:"answers"`
}
// DecisionTreeResult represents the combined evaluation result
type DecisionTreeResult struct {
ID uuid.UUID `json:"id"`
TenantID uuid.UUID `json:"tenant_id"`
ProjectID *uuid.UUID `json:"project_id,omitempty"`
SystemName string `json:"system_name"`
SystemDescription string `json:"system_description,omitempty"`
Answers map[string]DecisionTreeAnswer `json:"answers"`
HighRiskResult AIActRiskLevel `json:"high_risk_result"`
GPAIResult GPAIClassification `json:"gpai_result"`
CombinedObligations []string `json:"combined_obligations"`
ApplicableArticles []string `json:"applicable_articles"`
CreatedAt time.Time `json:"created_at"`
UpdatedAt time.Time `json:"updated_at"`
}

View File

@@ -220,6 +220,7 @@ func (e *PolicyEngine) Evaluate(intake *UseCaseIntake) *AssessmentResult {
RiskLevel: RiskLevelMINIMAL,
Complexity: ComplexityLOW,
RiskScore: 0,
Intake: *intake,
TriggeredRules: []TriggeredRule{},
RequiredControls: []RequiredControl{},
RecommendedArchitecture: []PatternRecommendation{},
@@ -338,6 +339,9 @@ func (e *PolicyEngine) Evaluate(intake *UseCaseIntake) *AssessmentResult {
// Determine complexity
result.Complexity = e.calculateComplexity(result)
// Calculate BetrVG Conflict Score (Germany only, employees >= 5)
result.BetrvgConflictScore, result.BetrvgConsultationRequired = e.calculateBetrvgConflictScore(intake)
// Check if DSFA is recommended
result.DSFARecommended = e.shouldRecommendDSFA(intake, result)
@@ -457,11 +461,382 @@ func (e *PolicyEngine) getFieldValue(field string, intake *UseCaseIntake) interf
return nil
}
return e.getRetentionValue(parts[1], intake)
case "employee_monitoring":
return intake.EmployeeMonitoring
case "hr_decision_support":
return intake.HRDecisionSupport
case "works_council_consulted":
return intake.WorksCouncilConsulted
case "hr_context":
if len(parts) < 2 || intake.HRContext == nil {
return nil
}
return e.getHRContextValue(parts[1], intake)
case "education_context":
if len(parts) < 2 || intake.EducationContext == nil {
return nil
}
return e.getEducationContextValue(parts[1], intake)
case "healthcare_context":
if len(parts) < 2 || intake.HealthcareContext == nil {
return nil
}
return e.getHealthcareContextValue(parts[1], intake)
case "legal_context":
if len(parts) < 2 || intake.LegalDomainContext == nil {
return nil
}
return e.getLegalContextValue(parts[1], intake)
case "public_sector_context":
if len(parts) < 2 || intake.PublicSectorContext == nil {
return nil
}
return e.getPublicSectorContextValue(parts[1], intake)
case "critical_infra_context":
if len(parts) < 2 || intake.CriticalInfraContext == nil {
return nil
}
return e.getCriticalInfraContextValue(parts[1], intake)
case "automotive_context":
if len(parts) < 2 || intake.AutomotiveContext == nil {
return nil
}
return e.getAutomotiveContextValue(parts[1], intake)
case "retail_context":
if len(parts) < 2 || intake.RetailContext == nil {
return nil
}
return e.getRetailContextValue(parts[1], intake)
case "it_security_context":
if len(parts) < 2 || intake.ITSecurityContext == nil {
return nil
}
return e.getITSecurityContextValue(parts[1], intake)
case "logistics_context":
if len(parts) < 2 || intake.LogisticsContext == nil {
return nil
}
return e.getLogisticsContextValue(parts[1], intake)
case "construction_context":
if len(parts) < 2 || intake.ConstructionContext == nil {
return nil
}
return e.getConstructionContextValue(parts[1], intake)
case "marketing_context":
if len(parts) < 2 || intake.MarketingContext == nil {
return nil
}
return e.getMarketingContextValue(parts[1], intake)
case "manufacturing_context":
if len(parts) < 2 || intake.ManufacturingContext == nil {
return nil
}
return e.getManufacturingContextValue(parts[1], intake)
case "agriculture_context":
if len(parts) < 2 || intake.AgricultureContext == nil { return nil }
return e.getAgricultureContextValue(parts[1], intake)
case "social_services_context":
if len(parts) < 2 || intake.SocialServicesCtx == nil { return nil }
return e.getSocialServicesContextValue(parts[1], intake)
case "hospitality_context":
if len(parts) < 2 || intake.HospitalityContext == nil { return nil }
return e.getHospitalityContextValue(parts[1], intake)
case "insurance_context":
if len(parts) < 2 || intake.InsuranceContext == nil { return nil }
return e.getInsuranceContextValue(parts[1], intake)
case "investment_context":
if len(parts) < 2 || intake.InvestmentContext == nil { return nil }
return e.getInvestmentContextValue(parts[1], intake)
case "defense_context":
if len(parts) < 2 || intake.DefenseContext == nil { return nil }
return e.getDefenseContextValue(parts[1], intake)
case "supply_chain_context":
if len(parts) < 2 || intake.SupplyChainContext == nil { return nil }
return e.getSupplyChainContextValue(parts[1], intake)
case "facility_context":
if len(parts) < 2 || intake.FacilityContext == nil { return nil }
return e.getFacilityContextValue(parts[1], intake)
case "sports_context":
if len(parts) < 2 || intake.SportsContext == nil { return nil }
return e.getSportsContextValue(parts[1], intake)
}
return nil
}
func (e *PolicyEngine) getHRContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.HRContext == nil {
return nil
}
switch field {
case "automated_screening":
return intake.HRContext.AutomatedScreening
case "automated_rejection":
return intake.HRContext.AutomatedRejection
case "candidate_ranking":
return intake.HRContext.CandidateRanking
case "bias_audits_done":
return intake.HRContext.BiasAuditsDone
case "agg_categories_visible":
return intake.HRContext.AGGCategoriesVisible
case "human_review_enforced":
return intake.HRContext.HumanReviewEnforced
case "performance_evaluation":
return intake.HRContext.PerformanceEvaluation
}
return nil
}
func (e *PolicyEngine) getEducationContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.EducationContext == nil {
return nil
}
switch field {
case "grade_influence":
return intake.EducationContext.GradeInfluence
case "exam_evaluation":
return intake.EducationContext.ExamEvaluation
case "student_selection":
return intake.EducationContext.StudentSelection
case "minors_involved":
return intake.EducationContext.MinorsInvolved
case "teacher_review_required":
return intake.EducationContext.TeacherReviewRequired
case "learning_adaptation":
return intake.EducationContext.LearningAdaptation
}
return nil
}
func (e *PolicyEngine) getHealthcareContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.HealthcareContext == nil {
return nil
}
switch field {
case "diagnosis_support":
return intake.HealthcareContext.DiagnosisSupport
case "treatment_recommendation":
return intake.HealthcareContext.TreatmentRecommend
case "triage_decision":
return intake.HealthcareContext.TriageDecision
case "patient_data_processed":
return intake.HealthcareContext.PatientDataProcessed
case "medical_device":
return intake.HealthcareContext.MedicalDevice
case "clinical_validation":
return intake.HealthcareContext.ClinicalValidation
}
return nil
}
func (e *PolicyEngine) getLegalContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.LegalDomainContext == nil { return nil }
switch field {
case "legal_advice": return intake.LegalDomainContext.LegalAdvice
case "contract_analysis": return intake.LegalDomainContext.ContractAnalysis
case "court_prediction": return intake.LegalDomainContext.CourtPrediction
case "access_to_justice": return intake.LegalDomainContext.AccessToJustice
case "client_confidential": return intake.LegalDomainContext.ClientConfidential
}
return nil
}
func (e *PolicyEngine) getPublicSectorContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.PublicSectorContext == nil { return nil }
switch field {
case "admin_decision": return intake.PublicSectorContext.AdminDecision
case "citizen_service": return intake.PublicSectorContext.CitizenService
case "benefit_allocation": return intake.PublicSectorContext.BenefitAllocation
case "public_safety": return intake.PublicSectorContext.PublicSafety
case "transparency_ensured": return intake.PublicSectorContext.TransparencyEnsured
}
return nil
}
func (e *PolicyEngine) getCriticalInfraContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.CriticalInfraContext == nil { return nil }
switch field {
case "grid_control": return intake.CriticalInfraContext.GridControl
case "safety_critical": return intake.CriticalInfraContext.SafetyCritical
case "anomaly_detection": return intake.CriticalInfraContext.AnomalyDetection
case "redundancy_exists": return intake.CriticalInfraContext.RedundancyExists
case "incident_response": return intake.CriticalInfraContext.IncidentResponse
}
return nil
}
func (e *PolicyEngine) getAutomotiveContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.AutomotiveContext == nil { return nil }
switch field {
case "autonomous_driving": return intake.AutomotiveContext.AutonomousDriving
case "safety_relevant": return intake.AutomotiveContext.SafetyRelevant
case "type_approval_needed": return intake.AutomotiveContext.TypeApprovalNeeded
case "functional_safety": return intake.AutomotiveContext.FunctionalSafety
}
return nil
}
func (e *PolicyEngine) getRetailContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.RetailContext == nil { return nil }
switch field {
case "pricing_personalized": return intake.RetailContext.PricingPersonalized
case "customer_profiling": return intake.RetailContext.CustomerProfiling
case "recommendation_engine": return intake.RetailContext.RecommendationEngine
case "credit_scoring": return intake.RetailContext.CreditScoring
case "dark_patterns": return intake.RetailContext.DarkPatterns
}
return nil
}
func (e *PolicyEngine) getITSecurityContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.ITSecurityContext == nil { return nil }
switch field {
case "employee_surveillance": return intake.ITSecurityContext.EmployeeSurveillance
case "network_monitoring": return intake.ITSecurityContext.NetworkMonitoring
case "threat_detection": return intake.ITSecurityContext.ThreatDetection
case "access_control_ai": return intake.ITSecurityContext.AccessControl
case "data_retention_logs": return intake.ITSecurityContext.DataRetention
}
return nil
}
func (e *PolicyEngine) getLogisticsContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.LogisticsContext == nil { return nil }
switch field {
case "driver_tracking": return intake.LogisticsContext.DriverTracking
case "route_optimization": return intake.LogisticsContext.RouteOptimization
case "workload_scoring": return intake.LogisticsContext.WorkloadScoring
case "predictive_maintenance": return intake.LogisticsContext.PredictiveMaint
}
return nil
}
func (e *PolicyEngine) getConstructionContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.ConstructionContext == nil { return nil }
switch field {
case "safety_monitoring": return intake.ConstructionContext.SafetyMonitoring
case "tenant_screening": return intake.ConstructionContext.TenantScreening
case "building_automation": return intake.ConstructionContext.BuildingAutomation
case "worker_safety": return intake.ConstructionContext.WorkerSafety
}
return nil
}
func (e *PolicyEngine) getMarketingContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.MarketingContext == nil { return nil }
switch field {
case "deepfake_content": return intake.MarketingContext.DeepfakeContent
case "content_moderation": return intake.MarketingContext.ContentModeration
case "behavioral_targeting": return intake.MarketingContext.BehavioralTargeting
case "minors_targeted": return intake.MarketingContext.MinorsTargeted
case "ai_content_labeled": return intake.MarketingContext.AIContentLabeled
}
return nil
}
func (e *PolicyEngine) getManufacturingContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.ManufacturingContext == nil { return nil }
switch field {
case "machine_safety": return intake.ManufacturingContext.MachineSafety
case "quality_control": return intake.ManufacturingContext.QualityControl
case "process_control": return intake.ManufacturingContext.ProcessControl
case "ce_marking_required": return intake.ManufacturingContext.CEMarkingRequired
case "safety_validated": return intake.ManufacturingContext.SafetyValidated
}
return nil
}
func (e *PolicyEngine) getAgricultureContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.AgricultureContext == nil { return nil }
switch field {
case "pesticide_ai": return intake.AgricultureContext.PesticideAI
case "animal_welfare": return intake.AgricultureContext.AnimalWelfare
case "environmental_data": return intake.AgricultureContext.EnvironmentalData
}
return nil
}
func (e *PolicyEngine) getSocialServicesContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.SocialServicesCtx == nil { return nil }
switch field {
case "vulnerable_groups": return intake.SocialServicesCtx.VulnerableGroups
case "benefit_decision": return intake.SocialServicesCtx.BenefitDecision
case "case_management": return intake.SocialServicesCtx.CaseManagement
}
return nil
}
func (e *PolicyEngine) getHospitalityContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.HospitalityContext == nil { return nil }
switch field {
case "guest_profiling": return intake.HospitalityContext.GuestProfiling
case "dynamic_pricing": return intake.HospitalityContext.DynamicPricing
case "review_manipulation": return intake.HospitalityContext.ReviewManipulation
}
return nil
}
func (e *PolicyEngine) getInsuranceContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.InsuranceContext == nil { return nil }
switch field {
case "risk_classification": return intake.InsuranceContext.RiskClassification
case "claims_automation": return intake.InsuranceContext.ClaimsAutomation
case "premium_calculation": return intake.InsuranceContext.PremiumCalculation
case "fraud_detection": return intake.InsuranceContext.FraudDetection
}
return nil
}
func (e *PolicyEngine) getInvestmentContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.InvestmentContext == nil { return nil }
switch field {
case "algo_trading": return intake.InvestmentContext.AlgoTrading
case "investment_advice": return intake.InvestmentContext.InvestmentAdvice
case "robo_advisor": return intake.InvestmentContext.RoboAdvisor
}
return nil
}
func (e *PolicyEngine) getDefenseContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.DefenseContext == nil { return nil }
switch field {
case "dual_use": return intake.DefenseContext.DualUse
case "export_controlled": return intake.DefenseContext.ExportControlled
case "classified_data": return intake.DefenseContext.ClassifiedData
}
return nil
}
func (e *PolicyEngine) getSupplyChainContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.SupplyChainContext == nil { return nil }
switch field {
case "supplier_monitoring": return intake.SupplyChainContext.SupplierMonitoring
case "human_rights_check": return intake.SupplyChainContext.HumanRightsCheck
case "environmental_impact": return intake.SupplyChainContext.EnvironmentalImpact
}
return nil
}
func (e *PolicyEngine) getFacilityContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.FacilityContext == nil { return nil }
switch field {
case "access_control_ai": return intake.FacilityContext.AccessControlAI
case "occupancy_tracking": return intake.FacilityContext.OccupancyTracking
case "energy_optimization": return intake.FacilityContext.EnergyOptimization
}
return nil
}
func (e *PolicyEngine) getSportsContextValue(field string, intake *UseCaseIntake) interface{} {
if intake.SportsContext == nil { return nil }
switch field {
case "athlete_tracking": return intake.SportsContext.AthleteTracking
case "fan_profiling": return intake.SportsContext.FanProfiling
case "doping_detection": return intake.SportsContext.DopingDetection
}
return nil
}
func (e *PolicyEngine) getDataTypeValue(field string, intake *UseCaseIntake) interface{} {
switch field {
case "personal_data":
@@ -880,3 +1255,70 @@ func categorizeControl(id string) string {
}
return "organizational"
}
// calculateBetrvgConflictScore computes a works council conflict score (0-100).
// Higher score = higher risk of escalation with works council.
// Only relevant for German organizations with >= 5 employees.
func (e *PolicyEngine) calculateBetrvgConflictScore(intake *UseCaseIntake) (int, bool) {
if intake.Domain == "" {
return 0, false
}
score := 0
consultationRequired := false
// Factor 1: Employee data processing (+10)
if intake.DataTypes.PersonalData && intake.DataTypes.EmployeeData {
score += 10
consultationRequired = true
}
// Factor 2: System can monitor behavior/performance (+20)
if intake.EmployeeMonitoring {
score += 20
consultationRequired = true
}
// Factor 3: Individualized usage data / logging (+15)
if intake.Retention.StorePrompts || intake.Retention.StoreResponses {
score += 15
}
// Factor 4: Communication analysis (+10)
if intake.Purpose.CustomerSupport || intake.Purpose.Marketing {
// These purposes on employee data suggest communication analysis
if intake.DataTypes.EmployeeData {
score += 10
}
}
// Factor 5: HR / Recruiting context (+20)
if intake.HRDecisionSupport {
score += 20
consultationRequired = true
}
// Factor 6: Scoring / Ranking of employees (+10)
if intake.Outputs.RankingsOrScores || intake.Outputs.RecommendationsToUsers {
if intake.DataTypes.EmployeeData {
score += 10
}
}
// Factor 7: Fully automated decisions (+10)
if intake.Automation == "fully_automated" {
score += 10
}
// Factor 8: Works council NOT consulted (+5)
if consultationRequired && !intake.WorksCouncilConsulted {
score += 5
}
// Cap at 100
if score > 100 {
score = 100
}
return score, consultationRequired
}

View File

@@ -0,0 +1,274 @@
package ucca
import (
"context"
"encoding/json"
"time"
"github.com/google/uuid"
"github.com/jackc/pgx/v5/pgxpool"
)
// AIRegistration represents an EU AI Database registration entry
type AIRegistration struct {
ID uuid.UUID `json:"id"`
TenantID uuid.UUID `json:"tenant_id"`
// System
SystemName string `json:"system_name"`
SystemVersion string `json:"system_version,omitempty"`
SystemDescription string `json:"system_description,omitempty"`
IntendedPurpose string `json:"intended_purpose,omitempty"`
// Provider
ProviderName string `json:"provider_name,omitempty"`
ProviderLegalForm string `json:"provider_legal_form,omitempty"`
ProviderAddress string `json:"provider_address,omitempty"`
ProviderCountry string `json:"provider_country,omitempty"`
EURepresentativeName string `json:"eu_representative_name,omitempty"`
EURepresentativeContact string `json:"eu_representative_contact,omitempty"`
// Classification
RiskClassification string `json:"risk_classification"`
AnnexIIICategory string `json:"annex_iii_category,omitempty"`
GPAIClassification string `json:"gpai_classification"`
// Conformity
ConformityAssessmentType string `json:"conformity_assessment_type,omitempty"`
NotifiedBodyName string `json:"notified_body_name,omitempty"`
NotifiedBodyID string `json:"notified_body_id,omitempty"`
CEMarking bool `json:"ce_marking"`
// Training data
TrainingDataCategories json.RawMessage `json:"training_data_categories,omitempty"`
TrainingDataSummary string `json:"training_data_summary,omitempty"`
// Status
RegistrationStatus string `json:"registration_status"`
EUDatabaseID string `json:"eu_database_id,omitempty"`
RegistrationDate *time.Time `json:"registration_date,omitempty"`
LastUpdateDate *time.Time `json:"last_update_date,omitempty"`
// Links
UCCAAssessmentID *uuid.UUID `json:"ucca_assessment_id,omitempty"`
DecisionTreeResultID *uuid.UUID `json:"decision_tree_result_id,omitempty"`
// Export
ExportData json.RawMessage `json:"export_data,omitempty"`
// Audit
CreatedAt time.Time `json:"created_at"`
UpdatedAt time.Time `json:"updated_at"`
CreatedBy string `json:"created_by,omitempty"`
SubmittedBy string `json:"submitted_by,omitempty"`
}
// RegistrationStore handles AI registration persistence
type RegistrationStore struct {
pool *pgxpool.Pool
}
// NewRegistrationStore creates a new registration store
func NewRegistrationStore(pool *pgxpool.Pool) *RegistrationStore {
return &RegistrationStore{pool: pool}
}
// Create creates a new registration
func (s *RegistrationStore) Create(ctx context.Context, r *AIRegistration) error {
r.ID = uuid.New()
r.CreatedAt = time.Now()
r.UpdatedAt = time.Now()
if r.RegistrationStatus == "" {
r.RegistrationStatus = "draft"
}
if r.RiskClassification == "" {
r.RiskClassification = "not_classified"
}
if r.GPAIClassification == "" {
r.GPAIClassification = "none"
}
_, err := s.pool.Exec(ctx, `
INSERT INTO ai_system_registrations (
id, tenant_id, system_name, system_version, system_description, intended_purpose,
provider_name, provider_legal_form, provider_address, provider_country,
eu_representative_name, eu_representative_contact,
risk_classification, annex_iii_category, gpai_classification,
conformity_assessment_type, notified_body_name, notified_body_id, ce_marking,
training_data_categories, training_data_summary,
registration_status, ucca_assessment_id, decision_tree_result_id,
created_by
) VALUES (
$1, $2, $3, $4, $5, $6, $7, $8, $9, $10, $11, $12,
$13, $14, $15, $16, $17, $18, $19, $20, $21, $22, $23, $24, $25
)`,
r.ID, r.TenantID, r.SystemName, r.SystemVersion, r.SystemDescription, r.IntendedPurpose,
r.ProviderName, r.ProviderLegalForm, r.ProviderAddress, r.ProviderCountry,
r.EURepresentativeName, r.EURepresentativeContact,
r.RiskClassification, r.AnnexIIICategory, r.GPAIClassification,
r.ConformityAssessmentType, r.NotifiedBodyName, r.NotifiedBodyID, r.CEMarking,
r.TrainingDataCategories, r.TrainingDataSummary,
r.RegistrationStatus, r.UCCAAssessmentID, r.DecisionTreeResultID,
r.CreatedBy,
)
return err
}
// List returns all registrations for a tenant
func (s *RegistrationStore) List(ctx context.Context, tenantID uuid.UUID) ([]AIRegistration, error) {
rows, err := s.pool.Query(ctx, `
SELECT id, tenant_id, system_name, system_version, system_description, intended_purpose,
provider_name, provider_legal_form, provider_address, provider_country,
eu_representative_name, eu_representative_contact,
risk_classification, annex_iii_category, gpai_classification,
conformity_assessment_type, notified_body_name, notified_body_id, ce_marking,
training_data_categories, training_data_summary,
registration_status, eu_database_id, registration_date, last_update_date,
ucca_assessment_id, decision_tree_result_id, export_data,
created_at, updated_at, created_by, submitted_by
FROM ai_system_registrations
WHERE tenant_id = $1
ORDER BY created_at DESC`,
tenantID,
)
if err != nil {
return nil, err
}
defer rows.Close()
var registrations []AIRegistration
for rows.Next() {
var r AIRegistration
err := rows.Scan(
&r.ID, &r.TenantID, &r.SystemName, &r.SystemVersion, &r.SystemDescription, &r.IntendedPurpose,
&r.ProviderName, &r.ProviderLegalForm, &r.ProviderAddress, &r.ProviderCountry,
&r.EURepresentativeName, &r.EURepresentativeContact,
&r.RiskClassification, &r.AnnexIIICategory, &r.GPAIClassification,
&r.ConformityAssessmentType, &r.NotifiedBodyName, &r.NotifiedBodyID, &r.CEMarking,
&r.TrainingDataCategories, &r.TrainingDataSummary,
&r.RegistrationStatus, &r.EUDatabaseID, &r.RegistrationDate, &r.LastUpdateDate,
&r.UCCAAssessmentID, &r.DecisionTreeResultID, &r.ExportData,
&r.CreatedAt, &r.UpdatedAt, &r.CreatedBy, &r.SubmittedBy,
)
if err != nil {
return nil, err
}
registrations = append(registrations, r)
}
return registrations, nil
}
// GetByID returns a registration by ID
func (s *RegistrationStore) GetByID(ctx context.Context, id uuid.UUID) (*AIRegistration, error) {
var r AIRegistration
err := s.pool.QueryRow(ctx, `
SELECT id, tenant_id, system_name, system_version, system_description, intended_purpose,
provider_name, provider_legal_form, provider_address, provider_country,
eu_representative_name, eu_representative_contact,
risk_classification, annex_iii_category, gpai_classification,
conformity_assessment_type, notified_body_name, notified_body_id, ce_marking,
training_data_categories, training_data_summary,
registration_status, eu_database_id, registration_date, last_update_date,
ucca_assessment_id, decision_tree_result_id, export_data,
created_at, updated_at, created_by, submitted_by
FROM ai_system_registrations
WHERE id = $1`,
id,
).Scan(
&r.ID, &r.TenantID, &r.SystemName, &r.SystemVersion, &r.SystemDescription, &r.IntendedPurpose,
&r.ProviderName, &r.ProviderLegalForm, &r.ProviderAddress, &r.ProviderCountry,
&r.EURepresentativeName, &r.EURepresentativeContact,
&r.RiskClassification, &r.AnnexIIICategory, &r.GPAIClassification,
&r.ConformityAssessmentType, &r.NotifiedBodyName, &r.NotifiedBodyID, &r.CEMarking,
&r.TrainingDataCategories, &r.TrainingDataSummary,
&r.RegistrationStatus, &r.EUDatabaseID, &r.RegistrationDate, &r.LastUpdateDate,
&r.UCCAAssessmentID, &r.DecisionTreeResultID, &r.ExportData,
&r.CreatedAt, &r.UpdatedAt, &r.CreatedBy, &r.SubmittedBy,
)
if err != nil {
return nil, err
}
return &r, nil
}
// Update updates a registration
func (s *RegistrationStore) Update(ctx context.Context, r *AIRegistration) error {
r.UpdatedAt = time.Now()
_, err := s.pool.Exec(ctx, `
UPDATE ai_system_registrations SET
system_name = $2, system_version = $3, system_description = $4, intended_purpose = $5,
provider_name = $6, provider_legal_form = $7, provider_address = $8, provider_country = $9,
eu_representative_name = $10, eu_representative_contact = $11,
risk_classification = $12, annex_iii_category = $13, gpai_classification = $14,
conformity_assessment_type = $15, notified_body_name = $16, notified_body_id = $17, ce_marking = $18,
training_data_categories = $19, training_data_summary = $20,
registration_status = $21, eu_database_id = $22,
export_data = $23, updated_at = $24, submitted_by = $25
WHERE id = $1`,
r.ID, r.SystemName, r.SystemVersion, r.SystemDescription, r.IntendedPurpose,
r.ProviderName, r.ProviderLegalForm, r.ProviderAddress, r.ProviderCountry,
r.EURepresentativeName, r.EURepresentativeContact,
r.RiskClassification, r.AnnexIIICategory, r.GPAIClassification,
r.ConformityAssessmentType, r.NotifiedBodyName, r.NotifiedBodyID, r.CEMarking,
r.TrainingDataCategories, r.TrainingDataSummary,
r.RegistrationStatus, r.EUDatabaseID,
r.ExportData, r.UpdatedAt, r.SubmittedBy,
)
return err
}
// UpdateStatus changes only the registration status
func (s *RegistrationStore) UpdateStatus(ctx context.Context, id uuid.UUID, status string, submittedBy string) error {
now := time.Now()
_, err := s.pool.Exec(ctx, `
UPDATE ai_system_registrations
SET registration_status = $2, submitted_by = $3, updated_at = $4,
registration_date = CASE WHEN $2 = 'submitted' THEN $4 ELSE registration_date END,
last_update_date = $4
WHERE id = $1`,
id, status, submittedBy, now,
)
return err
}
// BuildExportJSON creates the EU AI Database submission JSON
func (s *RegistrationStore) BuildExportJSON(r *AIRegistration) json.RawMessage {
export := map[string]interface{}{
"schema_version": "1.0",
"submission_type": "ai_system_registration",
"regulation": "EU AI Act (EU) 2024/1689",
"article": "Art. 49",
"provider": map[string]interface{}{
"name": r.ProviderName,
"legal_form": r.ProviderLegalForm,
"address": r.ProviderAddress,
"country": r.ProviderCountry,
"eu_representative": r.EURepresentativeName,
"eu_rep_contact": r.EURepresentativeContact,
},
"system": map[string]interface{}{
"name": r.SystemName,
"version": r.SystemVersion,
"description": r.SystemDescription,
"purpose": r.IntendedPurpose,
},
"classification": map[string]interface{}{
"risk_level": r.RiskClassification,
"annex_iii_category": r.AnnexIIICategory,
"gpai": r.GPAIClassification,
},
"conformity": map[string]interface{}{
"assessment_type": r.ConformityAssessmentType,
"notified_body": r.NotifiedBodyName,
"notified_body_id": r.NotifiedBodyID,
"ce_marking": r.CEMarking,
},
"training_data": map[string]interface{}{
"categories": r.TrainingDataCategories,
"summary": r.TrainingDataSummary,
},
"status": r.RegistrationStatus,
}
data, _ := json.Marshal(export)
return data
}

View File

@@ -358,6 +358,128 @@ type AssessmentFilters struct {
Offset int // OFFSET for pagination
}
// ============================================================================
// Decision Tree Result CRUD
// ============================================================================
// CreateDecisionTreeResult stores a new decision tree result
func (s *Store) CreateDecisionTreeResult(ctx context.Context, r *DecisionTreeResult) error {
r.ID = uuid.New()
r.CreatedAt = time.Now().UTC()
r.UpdatedAt = r.CreatedAt
answers, _ := json.Marshal(r.Answers)
gpaiResult, _ := json.Marshal(r.GPAIResult)
obligations, _ := json.Marshal(r.CombinedObligations)
articles, _ := json.Marshal(r.ApplicableArticles)
_, err := s.pool.Exec(ctx, `
INSERT INTO ai_act_decision_tree_results (
id, tenant_id, project_id, system_name, system_description,
answers, high_risk_level, gpai_result,
combined_obligations, applicable_articles,
created_at, updated_at
) VALUES (
$1, $2, $3, $4, $5,
$6, $7, $8,
$9, $10,
$11, $12
)
`,
r.ID, r.TenantID, r.ProjectID, r.SystemName, r.SystemDescription,
answers, string(r.HighRiskResult), gpaiResult,
obligations, articles,
r.CreatedAt, r.UpdatedAt,
)
return err
}
// GetDecisionTreeResult retrieves a decision tree result by ID
func (s *Store) GetDecisionTreeResult(ctx context.Context, id uuid.UUID) (*DecisionTreeResult, error) {
var r DecisionTreeResult
var answersBytes, gpaiBytes, oblBytes, artBytes []byte
var highRiskLevel string
err := s.pool.QueryRow(ctx, `
SELECT id, tenant_id, project_id, system_name, system_description,
answers, high_risk_level, gpai_result,
combined_obligations, applicable_articles,
created_at, updated_at
FROM ai_act_decision_tree_results WHERE id = $1
`, id).Scan(
&r.ID, &r.TenantID, &r.ProjectID, &r.SystemName, &r.SystemDescription,
&answersBytes, &highRiskLevel, &gpaiBytes,
&oblBytes, &artBytes,
&r.CreatedAt, &r.UpdatedAt,
)
if err == pgx.ErrNoRows {
return nil, nil
}
if err != nil {
return nil, err
}
json.Unmarshal(answersBytes, &r.Answers)
json.Unmarshal(gpaiBytes, &r.GPAIResult)
json.Unmarshal(oblBytes, &r.CombinedObligations)
json.Unmarshal(artBytes, &r.ApplicableArticles)
r.HighRiskResult = AIActRiskLevel(highRiskLevel)
return &r, nil
}
// ListDecisionTreeResults lists all decision tree results for a tenant
func (s *Store) ListDecisionTreeResults(ctx context.Context, tenantID uuid.UUID) ([]DecisionTreeResult, error) {
rows, err := s.pool.Query(ctx, `
SELECT id, tenant_id, project_id, system_name, system_description,
answers, high_risk_level, gpai_result,
combined_obligations, applicable_articles,
created_at, updated_at
FROM ai_act_decision_tree_results
WHERE tenant_id = $1
ORDER BY created_at DESC
LIMIT 100
`, tenantID)
if err != nil {
return nil, err
}
defer rows.Close()
var results []DecisionTreeResult
for rows.Next() {
var r DecisionTreeResult
var answersBytes, gpaiBytes, oblBytes, artBytes []byte
var highRiskLevel string
err := rows.Scan(
&r.ID, &r.TenantID, &r.ProjectID, &r.SystemName, &r.SystemDescription,
&answersBytes, &highRiskLevel, &gpaiBytes,
&oblBytes, &artBytes,
&r.CreatedAt, &r.UpdatedAt,
)
if err != nil {
return nil, err
}
json.Unmarshal(answersBytes, &r.Answers)
json.Unmarshal(gpaiBytes, &r.GPAIResult)
json.Unmarshal(oblBytes, &r.CombinedObligations)
json.Unmarshal(artBytes, &r.ApplicableArticles)
r.HighRiskResult = AIActRiskLevel(highRiskLevel)
results = append(results, r)
}
return results, nil
}
// DeleteDecisionTreeResult deletes a decision tree result by ID
func (s *Store) DeleteDecisionTreeResult(ctx context.Context, id uuid.UUID) error {
_, err := s.pool.Exec(ctx, "DELETE FROM ai_act_decision_tree_results WHERE id = $1", id)
return err
}
// ============================================================================
// Helpers
// ============================================================================

View File

@@ -0,0 +1,65 @@
-- Migration 023: AI System Registration Schema (Art. 49 AI Act)
-- Tracks EU AI Database registrations for High-Risk AI systems
CREATE TABLE IF NOT EXISTS ai_system_registrations (
id UUID PRIMARY KEY DEFAULT gen_random_uuid(),
tenant_id UUID NOT NULL,
-- System identification
system_name VARCHAR(500) NOT NULL,
system_version VARCHAR(100),
system_description TEXT,
intended_purpose TEXT,
-- Provider info
provider_name VARCHAR(500),
provider_legal_form VARCHAR(200),
provider_address TEXT,
provider_country VARCHAR(10),
eu_representative_name VARCHAR(500),
eu_representative_contact TEXT,
-- Classification
risk_classification VARCHAR(50) DEFAULT 'not_classified',
-- CHECK (risk_classification IN ('not_classified', 'minimal_risk', 'limited_risk', 'high_risk', 'unacceptable'))
annex_iii_category VARCHAR(200),
gpai_classification VARCHAR(50) DEFAULT 'none',
-- CHECK (gpai_classification IN ('none', 'standard', 'systemic'))
-- Conformity
conformity_assessment_type VARCHAR(50),
-- CHECK (conformity_assessment_type IN ('internal', 'third_party', 'not_required'))
notified_body_name VARCHAR(500),
notified_body_id VARCHAR(100),
ce_marking BOOLEAN DEFAULT false,
-- Training data
training_data_categories JSONB DEFAULT '[]'::jsonb,
training_data_summary TEXT,
-- Registration status
registration_status VARCHAR(50) DEFAULT 'draft',
-- CHECK (registration_status IN ('draft', 'ready', 'submitted', 'registered', 'update_required', 'withdrawn'))
eu_database_id VARCHAR(200),
registration_date TIMESTAMPTZ,
last_update_date TIMESTAMPTZ,
-- Links to other assessments
ucca_assessment_id UUID,
decision_tree_result_id UUID,
-- Export data (cached JSON for EU submission)
export_data JSONB,
-- Audit
created_at TIMESTAMPTZ DEFAULT NOW(),
updated_at TIMESTAMPTZ DEFAULT NOW(),
created_by VARCHAR(200),
submitted_by VARCHAR(200)
);
-- Indexes
CREATE INDEX IF NOT EXISTS idx_air_tenant ON ai_system_registrations (tenant_id);
CREATE INDEX IF NOT EXISTS idx_air_status ON ai_system_registrations (registration_status);
CREATE INDEX IF NOT EXISTS idx_air_classification ON ai_system_registrations (risk_classification);
CREATE INDEX IF NOT EXISTS idx_air_ucca ON ai_system_registrations (ucca_assessment_id);

View File

@@ -11,7 +11,7 @@
"id": "ai_act",
"file": "ai_act_v2.json",
"version": "1.0",
"count": 60
"count": 81
},
{
"id": "nis2",
@@ -54,8 +54,20 @@
"file": "dora_v2.json",
"version": "1.0",
"count": 20
},
{
"id": "betrvg",
"file": "betrvg_v2.json",
"version": "1.0",
"count": 12
},
{
"id": "agg",
"file": "agg_v2.json",
"version": "1.0",
"count": 8
}
],
"tom_mapping_file": "_tom_mapping.json",
"total_obligations": 325
"total_obligations": 366
}

View File

@@ -0,0 +1,140 @@
{
"regulation": "agg",
"regulation_full_name": "Allgemeines Gleichbehandlungsgesetz (AGG)",
"version": "1.0",
"obligations": [
{
"id": "AGG-OBL-001",
"title": "Diskriminierungsfreie Gestaltung von KI-Auswahlverfahren",
"description": "KI-gestuetzte Auswahlverfahren (Recruiting, Befoerderung, Kuendigung) muessen so gestaltet sein, dass keine Benachteiligung nach § 1 AGG Merkmalen (Geschlecht, Alter, ethnische Herkunft, Religion, Behinderung, sexuelle Identitaet) erfolgt.",
"applies_when": "AI system used in employment decisions",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "hr_context.automated_screening", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 1, § 7", "title": "Benachteiligungsverbot" }, { "norm": "AGG", "article": "§ 11", "title": "Ausschreibung" }],
"sources": [{ "type": "national_law", "ref": "§ 1, § 7, § 11 AGG" }],
"category": "Governance",
"responsible": "HR / Compliance",
"deadline": { "type": "on_event", "event": "Vor Einsatz im Auswahlverfahren" },
"sanctions": { "description": "Schadensersatz bis 3 Monatsgehaelter (§ 15 AGG), Beweislastumkehr (§ 22 AGG)" },
"evidence": [{ "name": "Bias-Audit-Bericht", "required": true }, "AGG-Konformitaetspruefung"],
"priority": "kritisch",
"tom_control_ids": ["TOM.FAIR.01"],
"breakpilot_feature": "/sdk/use-cases",
"valid_from": "2006-08-18",
"valid_until": null,
"version": "1.0"
},
{
"id": "AGG-OBL-002",
"title": "Keine Nutzung von Proxy-Merkmalen fuer Diskriminierung",
"description": "Das KI-System darf keine Proxy-Merkmale verwenden, die indirekt auf geschuetzte Kategorien schliessen lassen (z.B. Name → Herkunft, Foto → Alter/Geschlecht, PLZ → sozialer Hintergrund).",
"applies_when": "AI processes applicant data with identifiable features",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "hr_context.agg_categories_visible", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 3 Abs. 2", "title": "Mittelbare Benachteiligung" }],
"sources": [{ "type": "national_law", "ref": "§ 3 Abs. 2 AGG" }],
"category": "Technisch",
"responsible": "Data Science / Compliance",
"priority": "kritisch",
"evidence": [{ "name": "Feature-Analyse-Dokumentation (keine Proxy-Merkmale)", "required": true }],
"tom_control_ids": ["TOM.FAIR.01"],
"valid_from": "2006-08-18",
"version": "1.0"
},
{
"id": "AGG-OBL-003",
"title": "Beweislast-Dokumentation fuehren (§ 22 AGG)",
"description": "Bei Indizien fuer eine Benachteiligung kehrt sich die Beweislast um (§ 22 AGG). Der Arbeitgeber muss beweisen, dass KEINE Diskriminierung vorliegt. Daher ist lueckenlose Dokumentation der KI-Entscheidungslogik zwingend.",
"applies_when": "AI supports employment decisions in Germany",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 22", "title": "Beweislast" }],
"sources": [{ "type": "national_law", "ref": "§ 22 AGG" }],
"category": "Governance",
"responsible": "HR / Legal",
"priority": "kritisch",
"deadline": { "type": "recurring", "interval": "laufend" },
"sanctions": { "description": "Ohne Dokumentation kann Beweislastumkehr nicht abgewehrt werden — Schadensersatz nach § 15 AGG" },
"evidence": [{ "name": "Entscheidungsprotokoll mit KI-Begruendung", "required": true }, "Audit-Trail aller KI-Bewertungen"],
"tom_control_ids": ["TOM.LOG.01", "TOM.GOV.01"],
"valid_from": "2006-08-18",
"version": "1.0"
},
{
"id": "AGG-OBL-004",
"title": "Regelmaessige Bias-Audits bei KI-gestuetzter Personalauswahl",
"description": "KI-Systeme im Recruiting muessen regelmaessig auf Bias geprueft werden: statistische Analyse der Ergebnisse nach Geschlecht, Altersgruppen und soweit zulaessig nach Herkunft.",
"applies_when": "AI ranks or scores candidates",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "hr_context.candidate_ranking", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 1, § 3", "title": "Unmittelbare und mittelbare Benachteiligung" }],
"category": "Technisch",
"responsible": "Data Science",
"priority": "hoch",
"deadline": { "type": "recurring", "interval": "quartalsweise" },
"evidence": [{ "name": "Bias-Audit-Ergebnis (letzte 3 Monate)", "required": true }],
"tom_control_ids": ["TOM.FAIR.01"],
"valid_from": "2006-08-18",
"version": "1.0"
},
{
"id": "AGG-OBL-005",
"title": "Schulung der HR-Entscheider ueber KI-Grenzen",
"description": "Personen, die KI-gestuetzte Empfehlungen im Personalbereich nutzen, muessen ueber Systemgrenzen, Bias-Risiken und ihre Pflicht zur eigenstaendigen Pruefung geschult werden.",
"applies_when": "AI provides recommendations for HR decisions",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 12 Abs. 2", "title": "Pflicht des Arbeitgebers zu Schutzmassnahmen" }],
"category": "Organisatorisch",
"responsible": "HR / Training",
"priority": "hoch",
"deadline": { "type": "recurring", "interval": "jaehrlich" },
"evidence": [{ "name": "Schulungsnachweis AGG + KI-Kompetenz", "required": true }],
"tom_control_ids": [],
"valid_from": "2006-08-18",
"version": "1.0"
},
{
"id": "AGG-OBL-006",
"title": "Beschwerdemechanismus fuer abgelehnte Bewerber",
"description": "Bewerber muessen die Moeglichkeit haben, sich ueber KI-gestuetzte Auswahlentscheidungen zu beschweren. Die zustaendige Stelle (§ 13 AGG) muss benannt sein.",
"applies_when": "AI used in applicant selection process",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "hr_context.automated_screening", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 13", "title": "Beschwerderecht" }],
"category": "Organisatorisch",
"responsible": "HR",
"priority": "hoch",
"evidence": [{ "name": "Dokumentierter Beschwerdemechanismus", "required": true }],
"tom_control_ids": [],
"valid_from": "2006-08-18",
"version": "1.0"
},
{
"id": "AGG-OBL-007",
"title": "Schadensersatzrisiko dokumentieren und versichern",
"description": "Das Schadensersatzrisiko bei AGG-Verstoessen (bis 3 Monatsgehaelter pro Fall, § 15 AGG) muss bewertet und dokumentiert werden. Bei hohem Bewerbungsvolumen kann das kumulierte Risiko erheblich sein.",
"applies_when": "AI processes high volume of applications",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "hr_context.automated_screening", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 15", "title": "Entschaedigung und Schadensersatz" }],
"category": "Governance",
"responsible": "Legal / Finance",
"priority": "hoch",
"evidence": [{ "name": "Risikobewertung AGG-Schadensersatz", "required": false }],
"tom_control_ids": [],
"valid_from": "2006-08-18",
"version": "1.0"
},
{
"id": "AGG-OBL-008",
"title": "KI-Stellenausschreibungen AGG-konform gestalten",
"description": "Wenn KI bei der Erstellung oder Optimierung von Stellenausschreibungen eingesetzt wird, muss sichergestellt sein, dass die Ausschreibungen keine diskriminierenden Formulierungen enthalten (§ 11 AGG).",
"applies_when": "AI generates or optimizes job postings",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }] },
"legal_basis": [{ "norm": "AGG", "article": "§ 11", "title": "Ausschreibung" }],
"category": "Organisatorisch",
"responsible": "HR / Marketing",
"priority": "hoch",
"evidence": [{ "name": "Pruefprotokoll Stellenausschreibung auf AGG-Konformitaet", "required": false }],
"tom_control_ids": [],
"valid_from": "2006-08-18",
"version": "1.0"
}
],
"controls": [],
"incident_deadlines": []
}

File diff suppressed because it is too large Load Diff

View File

@@ -0,0 +1,250 @@
{
"regulation": "betrvg",
"regulation_full_name": "Betriebsverfassungsgesetz (BetrVG)",
"version": "1.0",
"obligations": [
{
"id": "BETRVG-OBL-001",
"title": "Mitbestimmung bei technischen Ueberwachungseinrichtungen",
"description": "Einfuehrung und Anwendung von technischen Einrichtungen, die dazu bestimmt sind, das Verhalten oder die Leistung der Arbeitnehmer zu ueberwachen, beduerfen der Zustimmung des Betriebsrats. Das BAG hat klargestellt, dass bereits die objektive Eignung zur Ueberwachung genuegt — eine tatsaechliche Nutzung zu diesem Zweck ist nicht erforderlich (BAG 1 ABR 20/21, 1 ABN 36/18).",
"applies_when": "technical system can monitor employee behavior or performance",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "IN_ARRAY", "value": ["DE", "AT"] }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 87 Abs. 1 Nr. 6", "title": "Mitbestimmung bei technischen Ueberwachungseinrichtungen" }],
"sources": [{ "type": "national_law", "ref": "§ 87 Abs. 1 Nr. 6 BetrVG" }, { "type": "court_decision", "ref": "BAG 1 ABR 20/21 (Microsoft 365)" }, { "type": "court_decision", "ref": "BAG 1 ABN 36/18 (Standardsoftware)" }],
"category": "Mitbestimmung",
"responsible": "Arbeitgeber / HR",
"deadline": { "type": "on_event", "event": "Vor Einfuehrung des Systems" },
"sanctions": { "description": "Unterlassungsanspruch des Betriebsrats, einstweilige Verfuegung moeglich, Betriebsvereinbarung ueber Einigungsstelle erzwingbar (§ 87 Abs. 2 BetrVG)" },
"evidence": [{ "name": "Betriebsvereinbarung oder dokumentierte Zustimmung des Betriebsrats", "required": true }, "Protokoll der Betriebsratssitzung"],
"priority": "kritisch",
"tom_control_ids": ["TOM.GOV.01", "TOM.AC.01"],
"breakpilot_feature": "/sdk/betriebsvereinbarung",
"valid_from": "1972-01-19",
"valid_until": null,
"version": "1.0",
"how_to_implement": "Betriebsrat fruehzeitig informieren, gemeinsame Bewertung der Ueberwachungseignung durchfuehren, Betriebsvereinbarung mit Zweckbindung und verbotenen Nutzungen abschliessen."
},
{
"id": "BETRVG-OBL-002",
"title": "Keine Geringfuegigkeitsschwelle bei Standardsoftware",
"description": "Auch alltaegliche Standardsoftware (Excel, Word, E-Mail-Clients) unterliegt der Mitbestimmung, wenn sie objektiv geeignet ist, Verhaltens- oder Leistungsdaten zu erheben. Es gibt keine Geringfuegigkeitsschwelle (BAG 1 ABN 36/18).",
"applies_when": "any software used by employees that can log or track usage",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 87 Abs. 1 Nr. 6", "title": "Mitbestimmung — keine Geringfuegigkeitsschwelle" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABN 36/18" }],
"category": "Mitbestimmung",
"responsible": "IT-Leitung / HR",
"deadline": { "type": "on_event", "event": "Vor Einfuehrung oder Aenderung" },
"sanctions": { "description": "Unterlassungsanspruch, einstweilige Verfuegung" },
"evidence": [{ "name": "Bestandsaufnahme aller IT-Systeme mit Ueberwachungseignung", "required": true }],
"priority": "hoch",
"tom_control_ids": [],
"breakpilot_feature": null,
"valid_from": "2018-10-23",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-003",
"title": "Mitbestimmung bei Ueberwachung durch Drittsysteme (SaaS/Cloud)",
"description": "Auch wenn die Ueberwachung ueber ein Dritt-System (SaaS, Cloud, externer Anbieter) laeuft, bleibt der Betriebsrat zu beteiligen. Die Verantwortung des Arbeitgebers entfaellt nicht durch Auslagerung (BAG 1 ABR 68/13).",
"applies_when": "cloud or SaaS system processes employee data",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 87 Abs. 1 Nr. 6", "title": "Mitbestimmung bei Drittsystemen" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABR 68/13" }],
"category": "Mitbestimmung",
"responsible": "IT-Leitung / Einkauf",
"deadline": { "type": "on_event", "event": "Vor Vertragsschluss mit SaaS-Anbieter" },
"sanctions": { "description": "Unterlassungsanspruch" },
"evidence": [{ "name": "Datenschutz-Folgenabschaetzung fuer Cloud-Dienst", "required": false }, "Betriebsvereinbarung"],
"priority": "hoch",
"tom_control_ids": ["TOM.PROC.01"],
"breakpilot_feature": null,
"valid_from": "2015-07-21",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-004",
"title": "Mitbestimmung bei E-Mail- und Kommunikationssoftware",
"description": "Sowohl Einfuehrung als auch Nutzung softwarebasierter Anwendungen fuer die E-Mail-Kommunikation sind mitbestimmungspflichtig (BAG 1 ABR 31/19). Dies gilt auch fuer Teams, Slack und vergleichbare Messenger.",
"applies_when": "organization introduces or changes email or messaging systems",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 87 Abs. 1 Nr. 6", "title": "Mitbestimmung bei Kommunikationssoftware" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABR 31/19" }, { "type": "court_decision", "ref": "BAG 1 ABR 46/10" }],
"category": "Mitbestimmung",
"responsible": "IT-Leitung / HR",
"deadline": { "type": "on_event", "event": "Vor Einfuehrung oder Funktionsaenderung" },
"sanctions": { "description": "Unterlassungsanspruch, einstweilige Verfuegung" },
"evidence": [{ "name": "Betriebsvereinbarung zu E-Mail-/Messaging-Nutzung", "required": true }],
"priority": "hoch",
"tom_control_ids": ["TOM.AC.01"],
"breakpilot_feature": null,
"valid_from": "2021-01-27",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-005",
"title": "Verbot der dauerhaften Leistungsueberwachung",
"description": "Eine dauerhafte quantitative Erfassung und Auswertung einzelner Arbeitsschritte stellt einen schwerwiegenden Eingriff in das Persoenlichkeitsrecht dar (BAG 1 ABR 46/15). Belastungsstatistiken und KPI-Dashboards auf Personenebene beduerfen besonderer Rechtfertigung.",
"applies_when": "system provides individual performance metrics or KPIs",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "purpose.profiling", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 87 Abs. 1 Nr. 6", "title": "Persoenlichkeitsschutz bei Kennzahlenueberwachung" }, { "norm": "GG", "article": "Art. 2 Abs. 1 i.V.m. Art. 1 Abs. 1", "title": "Allgemeines Persoenlichkeitsrecht" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABR 46/15 (Belastungsstatistik)" }],
"category": "Mitbestimmung",
"responsible": "HR / Compliance",
"deadline": { "type": "recurring", "interval": "laufend" },
"sanctions": { "description": "Unterlassungsanspruch, Schadensersatz bei Persoenlichkeitsrechtsverletzung" },
"evidence": [{ "name": "Nachweis dass keine individuelle Leistungsueberwachung stattfindet", "required": true }],
"priority": "kritisch",
"tom_control_ids": ["TOM.GOV.03"],
"breakpilot_feature": null,
"valid_from": "2017-04-25",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-006",
"title": "Unterrichtung bei Planung technischer Anlagen",
"description": "Der Arbeitgeber hat den Betriebsrat ueber die Planung von technischen Anlagen rechtzeitig unter Vorlage der erforderlichen Unterlagen zu unterrichten und mit ihm zu beraten.",
"applies_when": "organization plans new technical infrastructure",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 90 Abs. 1 Nr. 3", "title": "Unterrichtungs- und Beratungsrechte bei Planung" }],
"sources": [{ "type": "national_law", "ref": "§ 90 BetrVG" }],
"category": "Information",
"responsible": "IT-Leitung",
"deadline": { "type": "on_event", "event": "Rechtzeitig vor Umsetzung" },
"sanctions": { "description": "Beratungsanspruch, ggf. Aussetzung der Massnahme" },
"evidence": [{ "name": "Unterrichtungsschreiben an Betriebsrat mit technischer Dokumentation", "required": true }],
"priority": "hoch",
"tom_control_ids": [],
"breakpilot_feature": null,
"valid_from": "1972-01-19",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-007",
"title": "Mitbestimmung bei Personalfrageboegen und Bewertungssystemen",
"description": "Personalfrageboegen und allgemeine Beurteilungsgrundsaetze beduerfen der Zustimmung des Betriebsrats. Dies umfasst auch KI-gestuetzte Bewertungssysteme fuer Mitarbeiterbeurteilungen (BAG 1 ABR 40/07).",
"applies_when": "AI or IT system supports employee evaluation or surveys",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "purpose.profiling", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 94", "title": "Personalfrageboegen, Beurteilungsgrundsaetze" }, { "norm": "BetrVG", "article": "§ 95", "title": "Auswahlrichtlinien" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABR 40/07" }, { "type": "court_decision", "ref": "BAG 1 ABR 16/07" }],
"category": "Mitbestimmung",
"responsible": "HR",
"deadline": { "type": "on_event", "event": "Vor Einfuehrung des Bewertungssystems" },
"sanctions": { "description": "Nichtigkeit der Bewertung, Unterlassungsanspruch" },
"evidence": [{ "name": "Betriebsvereinbarung zu Beurteilungsgrundsaetzen", "required": true }],
"priority": "kritisch",
"tom_control_ids": ["TOM.GOV.01"],
"breakpilot_feature": null,
"valid_from": "1972-01-19",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-008",
"title": "Mitbestimmung bei KI-gestuetztem Recruiting",
"description": "KI-Systeme im Recruiting-Prozess (CV-Screening, Ranking, Vorselektion) beruehren die Mitbestimmung bei Auswahlrichtlinien (§ 95 BetrVG) und ggf. bei Einstellungen (§ 99 BetrVG). Zusaetzlich AI Act Hochrisiko-Klassifikation (Annex III Nr. 4).",
"applies_when": "AI system used in hiring, promotion or termination decisions",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "purpose.automation", "operator": "EQUALS", "value": true }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 95", "title": "Auswahlrichtlinien" }, { "norm": "BetrVG", "article": "§ 99", "title": "Mitbestimmung bei personellen Einzelmassnahmen" }, { "norm": "EU AI Act", "article": "Annex III Nr. 4", "title": "Hochrisiko: Beschaeftigung" }],
"sources": [{ "type": "national_law", "ref": "§ 95, § 99 BetrVG" }],
"category": "Mitbestimmung",
"responsible": "HR / Legal",
"deadline": { "type": "on_event", "event": "Vor Einsatz im Recruiting" },
"sanctions": { "description": "Unterlassungsanspruch, Anfechtung der Einstellung, AI Act Bussgeld bei Hochrisiko-Verstoss" },
"evidence": [{ "name": "Betriebsvereinbarung KI im Recruiting", "required": true }, "DSFA", "AI Act Konformitaetsbewertung"],
"priority": "kritisch",
"tom_control_ids": ["TOM.GOV.01", "TOM.FAIR.01"],
"breakpilot_feature": "/sdk/ai-act",
"valid_from": "1972-01-19",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-009",
"title": "Mitbestimmung bei Betriebsaenderungen durch KI",
"description": "Grundlegende Aenderung der Betriebsorganisation durch KI-Einfuehrung kann eine Betriebsaenderung darstellen. In Unternehmen mit mehr als 20 wahlberechtigten Arbeitnehmern ist ein Interessenausgleich zu versuchen und ein Sozialplan aufzustellen.",
"applies_when": "AI introduction fundamentally changes work organization",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "organization.employee_count", "operator": "GREATER_THAN", "value": 20 }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 111", "title": "Betriebsaenderungen" }, { "norm": "BetrVG", "article": "§ 112", "title": "Interessenausgleich, Sozialplan" }],
"sources": [{ "type": "national_law", "ref": "§§ 111-113 BetrVG" }],
"category": "Mitbestimmung",
"responsible": "Geschaeftsfuehrung / HR",
"deadline": { "type": "on_event", "event": "Rechtzeitig vor Umsetzung" },
"sanctions": { "description": "Nachteilsausgleich, Sozialplananspruch, Anfechtung der Massnahme" },
"evidence": [{ "name": "Interessenausgleich", "required": false }, "Sozialplan", "Unterrichtung des Betriebsrats"],
"priority": "hoch",
"tom_control_ids": [],
"breakpilot_feature": null,
"valid_from": "1972-01-19",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-010",
"title": "Zustaendigkeit bei konzernweiten IT-Systemen",
"description": "Bei konzernweit eingesetzten IT-Systemen (z.B. M365, SAP) kann nicht der lokale Betriebsrat, sondern der Gesamt- oder Konzernbetriebsrat zustaendig sein (BAG 1 ABR 45/11). Die Zustaendigkeitsabgrenzung ist vor Einfuehrung zu klaeren.",
"applies_when": "IT system deployed across multiple establishments or companies",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 50 Abs. 1", "title": "Zustaendigkeit Gesamtbetriebsrat" }, { "norm": "BetrVG", "article": "§ 58 Abs. 1", "title": "Zustaendigkeit Konzernbetriebsrat" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABR 45/11 (SAP ERP)" }, { "type": "court_decision", "ref": "BAG 1 ABR 2/05" }],
"category": "Organisation",
"responsible": "HR / Legal",
"deadline": { "type": "on_event", "event": "Vor Einfuehrung" },
"sanctions": { "description": "Unwirksamkeit der Vereinbarung bei falschem Verhandlungspartner" },
"evidence": [{ "name": "Zustaendigkeitsbestimmung dokumentiert", "required": true }],
"priority": "hoch",
"tom_control_ids": [],
"breakpilot_feature": null,
"valid_from": "2012-09-25",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-011",
"title": "Change-Management — erneute Mitbestimmung bei Funktionserweiterungen",
"description": "Neue Module, Funktionen oder Konnektoren in bestehenden IT-Systemen koennen eine erneute Mitbestimmung ausloesen, wenn sie die Ueberwachungseignung aendern oder erweitern (BAG 1 ABR 20/21 — Anwendung, nicht nur Einfuehrung).",
"applies_when": "existing IT system receives feature updates affecting monitoring capability",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "data_types.employee_data", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 87 Abs. 1 Nr. 6", "title": "Mitbestimmung bei Anwendung (nicht nur Einfuehrung)" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABR 20/21" }],
"category": "Mitbestimmung",
"responsible": "IT-Leitung / HR",
"deadline": { "type": "on_event", "event": "Vor Aktivierung neuer Funktionen" },
"sanctions": { "description": "Unterlassungsanspruch" },
"evidence": [{ "name": "Change-Management-Protokoll mit BR-Bewertung", "required": true }],
"priority": "hoch",
"tom_control_ids": [],
"breakpilot_feature": null,
"valid_from": "2022-03-08",
"valid_until": null,
"version": "1.0"
},
{
"id": "BETRVG-OBL-012",
"title": "Videoueberwachung — Mitbestimmung und Verhaeltnismaessigkeit",
"description": "Videoueberwachung am Arbeitsplatz ist grundsaetzlich mitbestimmungspflichtig. Die Regelungen ueber Einfuehrung und Ausgestaltung beduerfen der Zustimmung des Betriebsrats (BAG 1 ABR 78/11, 1 ABR 21/03).",
"applies_when": "organization uses video surveillance that may capture employees",
"applies_when_condition": { "all_of": [{ "field": "organization.country", "operator": "EQUALS", "value": "DE" }, { "field": "data_protection.video_surveillance", "operator": "EQUALS", "value": true }] },
"legal_basis": [{ "norm": "BetrVG", "article": "§ 87 Abs. 1 Nr. 6", "title": "Mitbestimmung bei Videoueberwachung" }],
"sources": [{ "type": "court_decision", "ref": "BAG 1 ABR 78/11" }, { "type": "court_decision", "ref": "BAG 1 ABR 21/03" }],
"category": "Mitbestimmung",
"responsible": "Facility Management / HR",
"deadline": { "type": "on_event", "event": "Vor Installation" },
"sanctions": { "description": "Unterlassungsanspruch, Beweisverwertungsverbot" },
"evidence": [{ "name": "Betriebsvereinbarung Videoueberwachung", "required": true }, "Beschilderung"],
"priority": "kritisch",
"tom_control_ids": ["TOM.PHY.01"],
"breakpilot_feature": null,
"valid_from": "2004-06-29",
"valid_until": null,
"version": "1.0"
}
],
"controls": [],
"incident_deadlines": []
}

View File

@@ -941,6 +941,618 @@ rules:
gdpr_ref: "Art. 9(2)(h) DSGVO"
rationale: "Gesundheitsdaten nur mit besonderen Schutzmaßnahmen"
# ---------------------------------------------------------------------------
# K. Domain-spezifische Hochrisiko-Fragen (Annex III)
# ---------------------------------------------------------------------------
# HR / Recruiting (Annex III Nr. 4)
- id: R-HR-001
category: "K. HR Hochrisiko"
title: "Automatisches Bewerber-Screening ohne Human Review"
description: "KI sortiert Bewerber vor ohne dass ein Mensch jede Empfehlung tatsaechlich prueft"
condition:
all_of:
- field: "hr_context.automated_screening"
operator: "equals"
value: true
- field: "hr_context.human_review_enforced"
operator: "equals"
value: false
effect:
risk_add: 20
feasibility: CONDITIONAL
controls_add: [C_HUMAN_OVERSIGHT]
severity: WARN
gdpr_ref: "Art. 22 DSGVO + Annex III Nr. 4 AI Act"
rationale: "Ohne echtes Human Review droht Art. 22 DSGVO Verstoss"
- id: R-HR-002
category: "K. HR Hochrisiko"
title: "Automatisierte Absagen — Art. 22 DSGVO Risiko"
description: "KI generiert und versendet Absagen automatisch ohne menschliche Freigabe"
condition:
field: "hr_context.automated_rejection"
operator: "equals"
value: true
effect:
risk_add: 25
feasibility: NO
art22_risk: true
severity: BLOCK
gdpr_ref: "Art. 22 Abs. 1 DSGVO"
rationale: "Vollautomatische Ablehnung = ausschliesslich automatisierte Entscheidung mit rechtlicher Wirkung"
- id: R-HR-003
category: "K. HR Hochrisiko"
title: "AGG-relevante Merkmale fuer KI erkennbar"
description: "System kann Merkmale nach § 1 AGG erkennen (Name, Foto, Alter → Proxy-Diskriminierung)"
condition:
field: "hr_context.agg_categories_visible"
operator: "equals"
value: true
effect:
risk_add: 15
controls_add: [C_BIAS_AUDIT]
severity: WARN
gdpr_ref: "§ 1, § 3 Abs. 2 AGG"
rationale: "Proxy-Merkmale koennen indirekte Diskriminierung verursachen"
- id: R-HR-004
category: "K. HR Hochrisiko"
title: "Bewerber-Ranking ohne Bias-Audit"
description: "KI erstellt Bewerber-Rankings ohne regelmaessige Bias-Pruefung"
condition:
all_of:
- field: "hr_context.candidate_ranking"
operator: "equals"
value: true
- field: "hr_context.bias_audits_done"
operator: "equals"
value: false
effect:
risk_add: 15
controls_add: [C_BIAS_AUDIT]
severity: WARN
gdpr_ref: "§ 22 AGG (Beweislastumkehr)"
rationale: "Ohne Bias-Audit keine Verteidigung bei AGG-Klage"
- id: R-HR-005
category: "K. HR Hochrisiko"
title: "KI-gestuetzte Mitarbeiterbewertung"
description: "KI bewertet Mitarbeiterleistung (Performance Review, KPI-Tracking)"
condition:
field: "hr_context.performance_evaluation"
operator: "equals"
value: true
effect:
risk_add: 20
severity: WARN
gdpr_ref: "§ 87 Abs. 1 Nr. 6 BetrVG + § 94 BetrVG"
rationale: "Leistungsbewertung durch KI ist mitbestimmungspflichtig und diskriminierungsriskant"
# Education (Annex III Nr. 3)
- id: R-EDU-001
category: "K. Bildung Hochrisiko"
title: "KI beeinflusst Notenvergabe"
description: "KI erstellt Notenvorschlaege oder beeinflusst Bewertungen"
condition:
field: "education_context.grade_influence"
operator: "equals"
value: true
effect:
risk_add: 20
controls_add: [C_HUMAN_OVERSIGHT]
dsfa_recommended: true
severity: WARN
gdpr_ref: "Annex III Nr. 3 AI Act"
rationale: "Notenvergabe hat erhebliche Auswirkungen auf Bildungschancen"
- id: R-EDU-002
category: "K. Bildung Hochrisiko"
title: "Minderjaehrige betroffen ohne Lehrkraft-Review"
description: "KI-System betrifft Minderjaehrige und Lehrkraft prueft nicht jedes Ergebnis"
condition:
all_of:
- field: "education_context.minors_involved"
operator: "equals"
value: true
- field: "education_context.teacher_review_required"
operator: "equals"
value: false
effect:
risk_add: 25
feasibility: NO
severity: BLOCK
gdpr_ref: "Art. 24 EU-Grundrechtecharta + Annex III Nr. 3 AI Act"
rationale: "KI-Entscheidungen ueber Minderjaehrige ohne Lehrkraft-Kontrolle sind unzulaessig"
- id: R-EDU-003
category: "K. Bildung Hochrisiko"
title: "KI steuert Zugang zu Bildungsangeboten"
description: "KI beeinflusst Zulassung, Kursempfehlungen oder Einstufungen"
condition:
field: "education_context.student_selection"
operator: "equals"
value: true
effect:
risk_add: 20
dsfa_recommended: true
severity: WARN
gdpr_ref: "Art. 14 EU-Grundrechtecharta (Recht auf Bildung)"
rationale: "Zugangssteuerung zu Bildung ist hochrisiko nach AI Act"
# Healthcare (Annex III Nr. 5)
- id: R-HC-001
category: "K. Gesundheit Hochrisiko"
title: "KI unterstuetzt Diagnosen"
description: "KI erstellt Diagnosevorschlaege oder wertet Bildgebung aus"
condition:
field: "healthcare_context.diagnosis_support"
operator: "equals"
value: true
effect:
risk_add: 20
dsfa_recommended: true
controls_add: [C_HUMAN_OVERSIGHT]
severity: WARN
gdpr_ref: "Annex III Nr. 5 AI Act + MDR (EU) 2017/745"
rationale: "Diagnoseunterstuetzung erfordert hoechste Genauigkeit und Human Oversight"
- id: R-HC-002
category: "K. Gesundheit Hochrisiko"
title: "Triage-Entscheidung durch KI"
description: "KI priorisiert Patienten nach Dringlichkeit"
condition:
field: "healthcare_context.triage_decision"
operator: "equals"
value: true
effect:
risk_add: 30
feasibility: CONDITIONAL
controls_add: [C_HUMAN_OVERSIGHT]
dsfa_recommended: true
severity: WARN
gdpr_ref: "Annex III Nr. 5 AI Act"
rationale: "Lebenskritische Priorisierung erfordert maximale Sicherheit"
- id: R-HC-003
category: "K. Gesundheit Hochrisiko"
title: "Medizinprodukt ohne klinische Validierung"
description: "System ist als Medizinprodukt eingestuft aber nicht klinisch validiert"
condition:
all_of:
- field: "healthcare_context.medical_device"
operator: "equals"
value: true
- field: "healthcare_context.clinical_validation"
operator: "equals"
value: false
effect:
risk_add: 30
feasibility: NO
severity: BLOCK
gdpr_ref: "MDR (EU) 2017/745 Art. 61"
rationale: "Medizinprodukte ohne klinische Validierung duerfen nicht in Verkehr gebracht werden"
- id: R-HC-004
category: "K. Gesundheit Hochrisiko"
title: "Gesundheitsdaten ohne besondere Schutzmassnahmen"
description: "Gesundheitsdaten (Art. 9 DSGVO) werden verarbeitet"
condition:
field: "healthcare_context.patient_data_processed"
operator: "equals"
value: true
effect:
risk_add: 15
dsfa_recommended: true
controls_add: [C_DSFA]
severity: WARN
gdpr_ref: "Art. 9 DSGVO"
rationale: "Gesundheitsdaten sind besondere Kategorien mit erhoehtem Schutzbedarf"
# Legal / Justice (Annex III Nr. 8)
- id: R-LEG-001
category: "K. Legal Hochrisiko"
title: "KI gibt Rechtsberatung"
description: "KI generiert rechtliche Empfehlungen oder Einschaetzungen"
condition: { field: "legal_context.legal_advice", operator: "equals", value: true }
effect: { risk_add: 15, controls_add: [C_HUMAN_OVERSIGHT] }
severity: WARN
gdpr_ref: "Annex III Nr. 8 AI Act"
rationale: "Rechtsberatung durch KI kann Zugang zur Justiz beeintraechtigen"
- id: R-LEG-002
category: "K. Legal Hochrisiko"
title: "KI prognostiziert Gerichtsurteile"
description: "System erstellt Prognosen ueber Verfahrensausgaenge"
condition: { field: "legal_context.court_prediction", operator: "equals", value: true }
effect: { risk_add: 20, dsfa_recommended: true }
severity: WARN
rationale: "Urteilsprognosen koennen rechtliches Verhalten verzerren"
- id: R-LEG-003
category: "K. Legal Hochrisiko"
title: "Mandantengeheimnis bei KI-Verarbeitung"
description: "Vertrauliche Mandantendaten werden durch KI verarbeitet"
condition: { field: "legal_context.client_confidential", operator: "equals", value: true }
effect: { risk_add: 15, controls_add: [C_ENCRYPTION] }
severity: WARN
rationale: "Mandantengeheimnis erfordert besonderen Schutz (§ 203 StGB)"
# Public Sector (Art. 27 FRIA)
- id: R-PUB-001
category: "K. Oeffentlicher Sektor"
title: "KI in Verwaltungsentscheidungen"
description: "KI beeinflusst Verwaltungsakte oder Bescheide"
condition: { field: "public_sector_context.admin_decision", operator: "equals", value: true }
effect: { risk_add: 25, dsfa_recommended: true, controls_add: [C_FRIA, C_HUMAN_OVERSIGHT] }
severity: WARN
rationale: "Verwaltungsentscheidungen erfordern FRIA (Art. 27 AI Act)"
- id: R-PUB-002
category: "K. Oeffentlicher Sektor"
title: "KI verteilt oeffentliche Leistungen"
description: "KI entscheidet ueber Zuteilung von Sozialleistungen oder Foerderung"
condition: { field: "public_sector_context.benefit_allocation", operator: "equals", value: true }
effect: { risk_add: 25, feasibility: CONDITIONAL }
severity: WARN
rationale: "Leistungszuteilung betrifft Grundrecht auf soziale Sicherheit"
- id: R-PUB-003
category: "K. Oeffentlicher Sektor"
title: "Fehlende Transparenz gegenueber Buergern"
condition:
all_of:
- field: "public_sector_context.citizen_service"
operator: "equals"
value: true
- field: "public_sector_context.transparency_ensured"
operator: "equals"
value: false
effect: { risk_add: 15, controls_add: [C_TRANSPARENCY] }
severity: WARN
rationale: "Oeffentliche Stellen haben erhoehte Transparenzpflicht"
# Critical Infrastructure (NIS2 + Annex III Nr. 2)
- id: R-CRIT-001
category: "K. Kritische Infrastruktur"
title: "Sicherheitskritische KI-Steuerung ohne Redundanz"
condition:
all_of:
- field: "critical_infra_context.safety_critical"
operator: "equals"
value: true
- field: "critical_infra_context.redundancy_exists"
operator: "equals"
value: false
effect: { risk_add: 30, feasibility: NO }
severity: BLOCK
rationale: "Sicherheitskritische Steuerung ohne Redundanz ist unzulaessig"
- id: R-CRIT-002
category: "K. Kritische Infrastruktur"
title: "KI steuert Netz-/Infrastruktur"
condition: { field: "critical_infra_context.grid_control", operator: "equals", value: true }
effect: { risk_add: 20, controls_add: [C_INCIDENT_RESPONSE, C_HUMAN_OVERSIGHT] }
severity: WARN
rationale: "Netzsteuerung durch KI erfordert NIS2-konforme Absicherung"
# Automotive / Aerospace
- id: R-AUTO-001
category: "K. Automotive Hochrisiko"
title: "Autonomes Fahren / ADAS"
condition: { field: "automotive_context.autonomous_driving", operator: "equals", value: true }
effect: { risk_add: 30, controls_add: [C_HUMAN_OVERSIGHT, C_FRIA] }
severity: WARN
rationale: "Autonomes Fahren ist sicherheitskritisch und hochreguliert"
- id: R-AUTO-002
category: "K. Automotive Hochrisiko"
title: "Sicherheitsrelevant ohne Functional Safety"
condition:
all_of:
- field: "automotive_context.safety_relevant"
operator: "equals"
value: true
- field: "automotive_context.functional_safety"
operator: "equals"
value: false
effect: { risk_add: 25, feasibility: CONDITIONAL }
severity: WARN
rationale: "Sicherheitsrelevante Systeme erfordern ISO 26262 Konformitaet"
# Retail / E-Commerce
- id: R-RET-001
category: "K. Retail"
title: "Personalisierte Preise durch KI"
condition: { field: "retail_context.pricing_personalized", operator: "equals", value: true }
effect: { risk_add: 15, controls_add: [C_TRANSPARENCY] }
severity: WARN
rationale: "Personalisierte Preise koennen Verbraucher benachteiligen (DSA Art. 25)"
- id: R-RET-002
category: "K. Retail"
title: "Bonitaetspruefung bei Kauf"
condition: { field: "retail_context.credit_scoring", operator: "equals", value: true }
effect: { risk_add: 20, dsfa_recommended: true, art22_risk: true }
severity: WARN
rationale: "Kredit-Scoring ist Annex III Nr. 5 AI Act (Zugang zu Diensten)"
- id: R-RET-003
category: "K. Retail"
title: "Dark Patterns moeglich"
condition: { field: "retail_context.dark_patterns", operator: "equals", value: true }
effect: { risk_add: 15 }
severity: WARN
rationale: "Manipulative UI-Muster verstossen gegen DSA und Verbraucherrecht"
# IT / Cybersecurity / Telecom
- id: R-ITS-001
category: "K. IT-Sicherheit"
title: "KI-gestuetzte Mitarbeiterueberwachung"
condition: { field: "it_security_context.employee_surveillance", operator: "equals", value: true }
effect: { risk_add: 20, dsfa_recommended: true }
severity: WARN
rationale: "Mitarbeiterueberwachung ist §87 BetrVG + DSGVO relevant"
- id: R-ITS-002
category: "K. IT-Sicherheit"
title: "Umfangreiche Log-Speicherung"
condition: { field: "it_security_context.data_retention_logs", operator: "equals", value: true }
effect: { risk_add: 10, controls_add: [C_DATA_MINIMIZATION] }
severity: INFO
rationale: "Datenminimierung beachten auch bei Security-Logs"
# Logistics
- id: R-LOG-001
category: "K. Logistik"
title: "Fahrer-/Kurier-Tracking"
condition: { field: "logistics_context.driver_tracking", operator: "equals", value: true }
effect: { risk_add: 20 }
severity: WARN
rationale: "GPS-Tracking ist Verhaltenskontrolle (§87 BetrVG)"
- id: R-LOG-002
category: "K. Logistik"
title: "Leistungsbewertung Lagerarbeiter"
condition: { field: "logistics_context.workload_scoring", operator: "equals", value: true }
effect: { risk_add: 20, art22_risk: true }
severity: WARN
rationale: "Leistungs-Scoring ist Annex III Nr. 4 (Employment)"
# Construction / Real Estate
- id: R-CON-001
category: "K. Bau/Immobilien"
title: "KI-gestuetzte Mieterauswahl"
condition: { field: "construction_context.tenant_screening", operator: "equals", value: true }
effect: { risk_add: 20, dsfa_recommended: true }
severity: WARN
rationale: "Mieterauswahl betrifft Zugang zu Wohnraum (Grundrecht)"
- id: R-CON-002
category: "K. Bau/Immobilien"
title: "KI-Arbeitsschutzueberwachung"
condition: { field: "construction_context.worker_safety", operator: "equals", value: true }
effect: { risk_add: 15 }
severity: WARN
rationale: "Arbeitsschutzueberwachung kann Verhaltenskontrolle sein"
# Marketing / Media
- id: R-MKT-001
category: "K. Marketing/Medien"
title: "Deepfake-Inhalte ohne Kennzeichnung"
condition:
all_of:
- field: "marketing_context.deepfake_content"
operator: "equals"
value: true
- field: "marketing_context.ai_content_labeled"
operator: "equals"
value: false
effect: { risk_add: 20, feasibility: NO }
severity: BLOCK
rationale: "Art. 50 Abs. 4 AI Act: Deepfakes muessen gekennzeichnet werden"
- id: R-MKT-002
category: "K. Marketing/Medien"
title: "Minderjaehrige als Zielgruppe"
condition: { field: "marketing_context.minors_targeted", operator: "equals", value: true }
effect: { risk_add: 20, controls_add: [C_DSFA] }
severity: WARN
rationale: "Besonderer Schutz Minderjaehriger (DSA + DSGVO)"
- id: R-MKT-003
category: "K. Marketing/Medien"
title: "Verhaltensbasiertes Targeting"
condition: { field: "marketing_context.behavioral_targeting", operator: "equals", value: true }
effect: { risk_add: 15, dsfa_recommended: true }
severity: WARN
rationale: "Behavioral Targeting ist Profiling (Art. 22 DSGVO)"
# Manufacturing / CE
- id: R-MFG-001
category: "K. Fertigung"
title: "KI in Maschinensicherheit ohne Validierung"
condition:
all_of:
- field: "manufacturing_context.machine_safety"
operator: "equals"
value: true
- field: "manufacturing_context.safety_validated"
operator: "equals"
value: false
effect: { risk_add: 30, feasibility: NO }
severity: BLOCK
rationale: "Maschinenverordnung (EU) 2023/1230 erfordert Sicherheitsvalidierung"
- id: R-MFG-002
category: "K. Fertigung"
title: "CE-Kennzeichnung erforderlich"
condition: { field: "manufacturing_context.ce_marking_required", operator: "equals", value: true }
effect: { risk_add: 15, controls_add: [C_CE_CONFORMITY] }
severity: WARN
rationale: "CE-Kennzeichnung ist Pflicht fuer Maschinenprodukte mit KI"
# Agriculture
- id: R-AGR-001
category: "K. Landwirtschaft"
title: "KI steuert Pestizideinsatz"
condition: { field: "agriculture_context.pesticide_ai", operator: "equals", value: true }
effect: { risk_add: 15 }
severity: WARN
rationale: "Umwelt- und Gesundheitsrisiken bei KI-gesteuertem Pflanzenschutz"
- id: R-AGR-002
category: "K. Landwirtschaft"
title: "KI beeinflusst Tierhaltung"
condition: { field: "agriculture_context.animal_welfare", operator: "equals", value: true }
effect: { risk_add: 10 }
severity: INFO
rationale: "Tierschutzrelevanz bei automatisierter Haltungsentscheidung"
# Social Services
- id: R-SOC-001
category: "K. Soziales"
title: "KI trifft Leistungsentscheidungen fuer schutzbeduerftiger Gruppen"
condition:
all_of:
- field: "social_services_context.vulnerable_groups"
operator: "equals"
value: true
- field: "social_services_context.benefit_decision"
operator: "equals"
value: true
effect: { risk_add: 25, dsfa_recommended: true, controls_add: [C_FRIA, C_HUMAN_OVERSIGHT] }
severity: WARN
rationale: "Leistungsentscheidungen fuer Schutzbeduerftiger erfordern FRIA"
- id: R-SOC-002
category: "K. Soziales"
title: "KI in Fallmanagement"
condition: { field: "social_services_context.case_management", operator: "equals", value: true }
effect: { risk_add: 15 }
severity: WARN
rationale: "Fallmanagement betrifft Grundrechte der Betroffenen"
# Hospitality / Tourism
- id: R-HOS-001
category: "K. Tourismus"
title: "Dynamische Preisgestaltung"
condition: { field: "hospitality_context.dynamic_pricing", operator: "equals", value: true }
effect: { risk_add: 10, controls_add: [C_TRANSPARENCY] }
severity: INFO
rationale: "Personalisierte Preise erfordern Transparenz"
- id: R-HOS-002
category: "K. Tourismus"
title: "KI manipuliert Bewertungen"
condition: { field: "hospitality_context.review_manipulation", operator: "equals", value: true }
effect: { risk_add: 20, feasibility: NO }
severity: BLOCK
rationale: "Bewertungsmanipulation verstoesst gegen UWG und DSA"
# Insurance
- id: R-INS-001
category: "K. Versicherung"
title: "KI-gestuetzte Praemienberechnung"
condition: { field: "insurance_context.premium_calculation", operator: "equals", value: true }
effect: { risk_add: 20, dsfa_recommended: true }
severity: WARN
rationale: "Individuelle Praemien koennen diskriminierend wirken (AGG, Annex III Nr. 5)"
- id: R-INS-002
category: "K. Versicherung"
title: "Automatisierte Schadenbearbeitung"
condition: { field: "insurance_context.claims_automation", operator: "equals", value: true }
effect: { risk_add: 15, art22_risk: true }
severity: WARN
rationale: "Automatische Schadensablehnung kann Art. 22 DSGVO ausloesen"
# Investment
- id: R-INV-001
category: "K. Investment"
title: "Algorithmischer Handel"
condition: { field: "investment_context.algo_trading", operator: "equals", value: true }
effect: { risk_add: 15 }
severity: WARN
rationale: "MiFID II Anforderungen an algorithmischen Handel"
- id: R-INV-002
category: "K. Investment"
title: "KI-gestuetzte Anlageberatung (Robo Advisor)"
condition: { field: "investment_context.robo_advisor", operator: "equals", value: true }
effect: { risk_add: 20, controls_add: [C_HUMAN_OVERSIGHT, C_TRANSPARENCY] }
severity: WARN
rationale: "Anlageberatung ist reguliert (WpHG, MiFID II) — Haftungsrisiko"
# Defense
- id: R-DEF-001
category: "K. Verteidigung"
title: "Dual-Use KI-Technologie"
condition: { field: "defense_context.dual_use", operator: "equals", value: true }
effect: { risk_add: 25 }
severity: WARN
rationale: "Dual-Use Technologie unterliegt Exportkontrolle (EU VO 2021/821)"
- id: R-DEF-002
category: "K. Verteidigung"
title: "Verschlusssachen in KI verarbeitet"
condition: { field: "defense_context.classified_data", operator: "equals", value: true }
effect: { risk_add: 20, controls_add: [C_ENCRYPTION] }
severity: WARN
rationale: "VS-NfD und hoeher erfordert besondere Schutzmassnahmen"
# Supply Chain (LkSG)
- id: R-SCH-001
category: "K. Lieferkette"
title: "KI-Menschenrechtspruefung in Lieferkette"
condition: { field: "supply_chain_context.human_rights_check", operator: "equals", value: true }
effect: { risk_add: 10 }
severity: INFO
rationale: "LkSG-relevante KI-Analyse — Bias bei Laenderrisiko-Bewertung beachten"
- id: R-SCH-002
category: "K. Lieferkette"
title: "KI ueberwacht Lieferanten"
condition: { field: "supply_chain_context.supplier_monitoring", operator: "equals", value: true }
effect: { risk_add: 10 }
severity: INFO
rationale: "Lieferantenbewertung durch KI kann indirekt Personen betreffen"
# Facility Management
- id: R-FAC-001
category: "K. Facility"
title: "KI-Zutrittskontrolle"
condition: { field: "facility_context.access_control_ai", operator: "equals", value: true }
effect: { risk_add: 15, dsfa_recommended: true }
severity: WARN
rationale: "Biometrische oder verhaltensbasierte Zutrittskontrolle ist DSGVO-relevant"
- id: R-FAC-002
category: "K. Facility"
title: "Belegungsueberwachung"
condition: { field: "facility_context.occupancy_tracking", operator: "equals", value: true }
effect: { risk_add: 10 }
severity: INFO
rationale: "Belegungsdaten koennen Rueckschluesse auf Verhalten erlauben"
# Sports
- id: R-SPO-001
category: "K. Sport"
title: "Athleten-Performance-Tracking"
condition: { field: "sports_context.athlete_tracking", operator: "equals", value: true }
effect: { risk_add: 15 }
severity: WARN
rationale: "Leistungsdaten von Athleten sind besonders schuetzenswert"
- id: R-SPO-002
category: "K. Sport"
title: "Fan-/Zuschauer-Profilbildung"
condition: { field: "sports_context.fan_profiling", operator: "equals", value: true }
effect: { risk_add: 15, dsfa_recommended: true }
severity: WARN
rationale: "Massen-Profiling bei Sportevents erfordert DSFA"
# ---------------------------------------------------------------------------
# G. Aggregation & Ergebnis
# ---------------------------------------------------------------------------

View File

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-- Migration 083: AI Act Decision Tree Results
-- Stores results from the two-axis AI Act classification (High-Risk + GPAI)
CREATE TABLE IF NOT EXISTS ai_act_decision_tree_results (
id UUID PRIMARY KEY DEFAULT gen_random_uuid(),
tenant_id UUID NOT NULL,
project_id UUID,
system_name VARCHAR(500) NOT NULL,
system_description TEXT,
answers JSONB NOT NULL DEFAULT '{}',
high_risk_level VARCHAR(50) NOT NULL DEFAULT 'not_applicable',
gpai_result JSONB NOT NULL DEFAULT '{}',
combined_obligations JSONB DEFAULT '[]',
applicable_articles JSONB DEFAULT '[]',
created_at TIMESTAMPTZ DEFAULT NOW(),
updated_at TIMESTAMPTZ DEFAULT NOW()
);
CREATE INDEX IF NOT EXISTS idx_ai_act_dt_tenant ON ai_act_decision_tree_results(tenant_id);
CREATE INDEX IF NOT EXISTS idx_ai_act_dt_project ON ai_act_decision_tree_results(project_id) WHERE project_id IS NOT NULL;