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2 Commits
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| 24499a25e9 | |||
| f11b2e035f |
@@ -1,6 +1,9 @@
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package ucca
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package ucca
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import "sort"
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import (
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"sort"
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"strings"
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)
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// Re-ranking coefficients (validated in the offline golden harness; Phase A — conservative).
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// Re-ranking coefficients (validated in the offline golden harness; Phase A — conservative).
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const (
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const (
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@@ -13,8 +16,46 @@ const (
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scopePenalty = 0.25 // BDSG Teil 3 (law enforcement) on a general DP question
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scopePenalty = 0.25 // BDSG Teil 3 (law enforcement) on a general DP question
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topicGain = 0.18 // amplifier only
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topicGain = 0.18 // amplifier only
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supersededPenalty = 0.50 // superseded Alt-Quelle (pre-eu-v1): demoted, nicht versteckt
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supersededPenalty = 0.50 // superseded Alt-Quelle (pre-eu-v1): demoted, nicht versteckt
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guidanceIntentGain = 0.10 // epsilon a qualifying guideline is lifted ABOVE the best binding hit
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guidanceIntentMargin = 0.05 // ...only if the guideline is semantically competitive with binding
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)
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)
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// guidanceIntentSignals mark a query that EXPLICITLY asks for an interpretation /
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// recommendation by a guidance body, rather than for the binding obligation. Only
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// then may a (semantically competitive) guideline outrank the binding norm.
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var guidanceIntentSignals = []string{
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"edpb", "europäischer datenschutzausschuss", "europaeischer datenschutzausschuss",
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"dsk", "enisa", "bsi", "leitlinie", "guideline", "orientierungshilfe",
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"auslegung", "empfiehlt", "empfehlung", "sagt", "laut",
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}
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// queryWantsGuidance reports whether the query explicitly asks for guidance/interpretation.
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func queryWantsGuidance(query string) bool {
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q := strings.ToLower(query)
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for _, sig := range guidanceIntentSignals {
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if strings.Contains(q, sig) {
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return true
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}
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}
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return false
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}
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// bestBindingSemantic returns the highest RAW semantic score among binding-law
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// results (0 if none / intent not requested). Used as the guard threshold so an
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// off-topic guideline cannot ride the interpretation-intent boost.
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func bestBindingSemantic(results []LegalSearchResult, wantsGuidance bool) float64 {
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if !wantsGuidance {
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return 0
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}
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best := 0.0
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for _, r := range results {
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if r.SourceClass == "binding_law" && r.Score > best {
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best = r.Score
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}
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}
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return best
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}
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// authorityScore computes the normative relevance of a result for a query. It augments the
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// authorityScore computes the normative relevance of a result for a query. It augments the
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// semantic score with authority/jurisdiction/domain/scope/topic signals. Exposed for tests.
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// semantic score with authority/jurisdiction/domain/scope/topic signals. Exposed for tests.
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func authorityScore(query string, r LegalSearchResult, qDomain string, qForeign bool) float64 {
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func authorityScore(query string, r LegalSearchResult, qDomain string, qForeign bool) float64 {
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@@ -62,14 +103,43 @@ func rerankByAuthority(query string, results []LegalSearchResult) []LegalSearchR
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}
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}
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qDomain := queryDomain(query)
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qDomain := queryDomain(query)
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qForeign := queryIsForeign(query)
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qForeign := queryIsForeign(query)
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wantsGuidance := queryWantsGuidance(query)
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bestBindingSem := bestBindingSemantic(results, wantsGuidance)
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out := make([]LegalSearchResult, len(results))
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out := make([]LegalSearchResult, len(results))
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copy(out, results)
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copy(out, results)
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for i := range out {
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for i := range out {
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out[i].Score = authorityScore(query, out[i], qDomain, qForeign)
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out[i].Score = authorityScore(query, out[i], qDomain, qForeign)
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}
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}
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if wantsGuidance {
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applyGuidanceIntent(out, results, bestBindingSem)
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}
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sort.SliceStable(out, func(a, b int) bool {
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sort.SliceStable(out, func(a, b int) bool {
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return out[a].Score > out[b].Score
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return out[a].Score > out[b].Score
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})
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})
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return out
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return out
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}
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}
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// applyGuidanceIntent lifts semantically-competitive guidance just ABOVE the best
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// binding hit (ordered by semantic), so an EXPLICIT interpretation question can
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// return guidance Top-1. Obligation questions (no intent → not called) keep
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// binding on top. Guidance below the semantic margin is left untouched, so an
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// off-topic guideline can never ride the override — and the lift is computed from
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// the binding FINAL score, so authority/topic/domain bonuses cannot edge it out.
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func applyGuidanceIntent(out, raw []LegalSearchResult, bestBindingSem float64) {
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bestBindingFinal := 0.0
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for i := range out {
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if out[i].SourceClass == "binding_law" && out[i].Score > bestBindingFinal {
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bestBindingFinal = out[i].Score
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}
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}
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for i := range out {
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if out[i].SourceClass != "supervisory_guidance" || raw[i].Score < bestBindingSem-guidanceIntentMargin {
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continue
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}
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lifted := bestBindingFinal + guidanceIntentGain + (raw[i].Score - bestBindingSem)
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if lifted > out[i].Score {
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out[i].Score = lifted
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}
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}
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}
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@@ -0,0 +1,72 @@
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package ucca
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import "testing"
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func intentRes(reg, sourceClass string, sem float64, weight int) LegalSearchResult {
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return LegalSearchResult{
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RegulationShort: reg, SourceClass: sourceClass, Score: sem,
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AuthorityWeight: weight, Jurisdiction: "EU",
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}
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}
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func TestQueryWantsGuidance(t *testing.T) {
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wants := []string{
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"Was empfiehlt der EDPB zum DSB?",
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"Was sagt die ENISA zu Security Updates?",
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"laut DSK ...",
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"Orientierungshilfe zur DSFA",
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"Welche BSI-Empfehlung gilt?",
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"Auslegung der Aufsichtsbehörde",
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}
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plain := []string{
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"Ab wann braucht man einen Datenschutzbeauftragten?",
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"Welche Anforderungen bestehen an Security Updates?",
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}
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for _, q := range wants {
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if !queryWantsGuidance(q) {
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t.Errorf("should detect interpretation intent: %q", q)
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}
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}
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for _, q := range plain {
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if queryWantsGuidance(q) {
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t.Errorf("should NOT detect intent (norm question): %q", q)
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}
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}
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}
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func TestRerank_NormQuestion_BindingStaysTop(t *testing.T) {
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// No intent signal → binding wins even though guidance is semantically higher.
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results := []LegalSearchResult{
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intentRes("EDPB DPO", "supervisory_guidance", 0.64, 70),
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intentRes("DSGVO", "binding_law", 0.58, 100),
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}
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out := rerankByAuthority("Ab wann braucht man einen Datenschutzbeauftragten?", results)
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if out[0].SourceClass != "binding_law" {
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t.Errorf("norm question: binding must stay Top-1, got %s", out[0].SourceClass)
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}
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}
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func TestRerank_InterpretationQuestion_GuidanceMayWin(t *testing.T) {
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// Explicit intent + guidance semantically competitive → guidance wins.
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results := []LegalSearchResult{
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intentRes("EDPB DPO", "supervisory_guidance", 0.64, 70),
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intentRes("DSGVO", "binding_law", 0.58, 100),
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}
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out := rerankByAuthority("Was empfiehlt der EDPB zum Datenschutzbeauftragten?", results)
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if out[0].SourceClass != "supervisory_guidance" {
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t.Errorf("interpretation question: guidance should win Top-1, got %s", out[0].SourceClass)
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}
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}
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func TestRerank_OffTopicGuidance_BlockedByGuard(t *testing.T) {
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// Intent present, but guidance semantic is far below the best binding hit →
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// the margin guard keeps binding on top (no off-topic guideline override).
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results := []LegalSearchResult{
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intentRes("EDPB DPO", "supervisory_guidance", 0.40, 70),
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intentRes("DSGVO", "binding_law", 0.58, 100),
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}
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out := rerankByAuthority("Was empfiehlt der EDPB zum Datenschutzbeauftragten?", results)
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if out[0].SourceClass != "binding_law" {
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t.Errorf("off-topic guidance must not win even with intent, got %s", out[0].SourceClass)
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}
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}
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