feat(compliance): GET /sdk/v1/compliance/obligation-status (file-backed graph)
Vertical slice over the Compliance Execution Graph: obligation_id -> accepted
controls -> required evidence -> status. NEVER auto-asserts fulfillment - with
no evidence collection wired (MVP), a mapped obligation is "not_assessed" and
every required evidence is "missing". Fail-closed: no id -> 400; unknown id ->
unknown_obligation; mapped-but-no-control -> unmapped; graph not loaded -> 503.
- ComplianceGraphHandlers (separate from the DB-backed ObligationsHandlers):
loads Registry join keys + accepted control mappings + evidence once at start.
- LoadComplianceGraph: candidate-path resolution across dev/container/test.
- Data plumbing: Dockerfile now COPYs data/{control_mappings,evidence_requirements,
obligations}; data/obligations/obligation_join_keys.json is a SYNCED COPY of the
repo-root Registry contract (re-sync on Registry growth).
- Table-driven handler test (mapped/unmapped/unknown/400 + no-fulfillment-claim).
Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
This commit is contained in:
@@ -33,6 +33,12 @@ COPY migrations/ ./migrations/
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# Copy policy files (YAML rules)
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COPY policies/ ./policies/
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# Copy Compliance Execution Graph data (file-backed: Registry join-key copy + accepted control
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# mappings + evidence requirements) consumed by GET /sdk/v1/compliance/obligation-status.
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COPY data/control_mappings/ ./data/control_mappings/
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COPY data/evidence_requirements/ ./data/evidence_requirements/
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COPY data/obligations/ ./data/obligations/
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# Create non-root user
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RUN adduser -D -u 1000 appuser
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USER appuser
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@@ -0,0 +1,826 @@
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{
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"schema_version": "obligation_join_keys_v1",
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"contract": "obligation_id ist der stabile Join-Key. Legal Knowledge Graph haengt citation_spans an obligation_id; Compliance Execution Graph mappt control_mapping.source_norm -> obligation_id. Interim-Bruecke = citation_units. obligation_id NIE neu vergeben (re-link).",
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"count": 93,
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"obligation_ids": [
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{
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"obligation_id": "sbom_creation",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (1)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "sbom_dependency_coverage",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Art. 3(36) i.V.m. Annex I Part II (1)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "sbom_format_standard",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (1)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "sbom_maintenance_update",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (1)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "sbom_completeness_verification",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "sbom_tooling_automation",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "IMPLEMENTATION"
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},
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{
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"obligation_id": "sbom_access_provision",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "sbom_authority_provision",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Art. 31 / Annex I Part II (1)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "sbom_confidentiality",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Art. 31(4)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "sbom_supply_chain_contracts",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "sbom_technical_documentation",
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"regulation": "CRA",
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"family": "sbom",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Art. 31 i.V.m. Annex VII"
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],
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"source_role": "EVIDENCE"
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},
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{
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"obligation_id": "vuln_identification_inventory",
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"regulation": "CRA",
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"family": "vuln",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (1)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "vuln_assessment_prioritization",
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"regulation": "CRA",
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"family": "vuln",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (1)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "vuln_remediation_patching",
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"regulation": "CRA",
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"family": "vuln",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (2) & (8)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "vuln_handling_process",
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"regulation": "CRA",
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"family": "vuln",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Article 13(8) & Annex VII"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "coordinated_vulnerability_disclosure",
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"regulation": "CRA",
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"family": "vuln",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (5)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "exploited_vuln_reporting_authorities",
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"regulation": "CRA",
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"family": "vuln",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Article 14 & Article 16"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "vuln_info_dissemination_users",
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"regulation": "CRA",
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"family": "vuln",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I Part II (4) & (6)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "user_authentication_required",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I (2)(d)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "authentication_policy_documented",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "auth_exceptions_documented",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "mfa_required",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "step_up_authentication",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "privileged_op_reauth",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "strong_crypto_authentication",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I (2)(e)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "credential_lifecycle_management",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "credential_confidentiality_protection",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I (2)(e)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "password_policy",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "no_default_credentials",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "LEGAL_MINIMUM",
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"citation_units": [
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"Annex I (2)(a)"
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],
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"source_role": "LEGAL_BASIS"
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},
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{
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"obligation_id": "account_lockout_failed_attempts",
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"regulation": "CRA",
|
||||
"family": "authentication",
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"tier": "BEST_PRACTICE",
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"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "server_side_validation",
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"regulation": "CRA",
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"family": "authentication",
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"tier": "BEST_PRACTICE",
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||||
"citation_units": [],
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"source_role": "GUIDANCE"
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},
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{
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"obligation_id": "session_binding_management",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
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||||
"tier": "BEST_PRACTICE",
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||||
"citation_units": [],
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||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "reauth_after_inactivity",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "token_validation_lifecycle",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "mutual_authentication",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "revocation_check",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "encrypted_auth_channel",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (2)(e)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "tls_certificate_auth",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "service_to_service_auth",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "auth_key_management",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "biometric_authentication",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "federated_auth_assertions",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "separate_authn_authz",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_authentication",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "supplier_access_auth",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "personal_admin_accounts",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "firmware_software_authentication",
|
||||
"regulation": "CRA",
|
||||
"family": "authentication",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (2)(c)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "event_logging_security_events",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I Part I (2)(k)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "access_control_event_logging",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I Part I (2)(k)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "audit_trail_admin_actions",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I Part I (2)(k)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_integrity_immutability",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I Part I (2)(k)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_access_control_protection",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I Part I (2)(k)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_retention_archival",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "centralized_log_management",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_monitoring_alerting",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I Part I (2)(k)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_data_minimization_privacy",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_format_standardization",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_timestamp_synchronization",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "logging_availability_resilience",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "logging_thread_safety_correctness",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "IMPLEMENTATION"
|
||||
},
|
||||
{
|
||||
"obligation_id": "logging_library_supply_chain",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "logging_config_management",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "logging_governance_roles",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "incident_response_logging",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "log_transmission_security",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "network_traffic_logging",
|
||||
"regulation": "CRA",
|
||||
"family": "logging",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_control_least_privilege",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (1)(2)(d)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_confidentiality_integrity",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (1)(2)(b)(c)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_session_management",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_mfa",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_encryption",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "reject_insecure_remote_protocols",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_logging_audit",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (1)(2)(g)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_user_validation_ot",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_training",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_architecture_design",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_attack_surface_min",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (1)(2)(a)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_vuln_patch_mgmt",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (2)(1)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_threat_detection",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_maintenance_governance",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "temporary_remote_access_mgmt",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_data_export_protection",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "component_remote_interface_security",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "remote_access_fallback_concept",
|
||||
"regulation": "CRA",
|
||||
"family": "remote_access",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "provide_security_updates",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (2)(c)",
|
||||
"Art. 13"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "support_period_maintenance",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Art. 13(8)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "signed_update_integrity",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (1)(3)(f)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "trusted_update_source",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (1)(3)(d)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "update_testing_validation",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "update_rollback",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "GUIDANCE"
|
||||
},
|
||||
{
|
||||
"obligation_id": "automatic_updates_optout",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (2)(c)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "update_risk_assessment",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "LEGAL_MINIMUM",
|
||||
"citation_units": [
|
||||
"Annex I (1)(2)"
|
||||
],
|
||||
"source_role": "LEGAL_BASIS"
|
||||
},
|
||||
{
|
||||
"obligation_id": "secure_modification_control",
|
||||
"regulation": "CRA",
|
||||
"family": "updates",
|
||||
"tier": "BEST_PRACTICE",
|
||||
"citation_units": [],
|
||||
"source_role": "IMPLEMENTATION"
|
||||
}
|
||||
]
|
||||
}
|
||||
@@ -0,0 +1,126 @@
|
||||
package handlers
|
||||
|
||||
import (
|
||||
"net/http"
|
||||
"strings"
|
||||
|
||||
"github.com/gin-gonic/gin"
|
||||
|
||||
"github.com/breakpilot/ai-compliance-sdk/internal/ucca"
|
||||
)
|
||||
|
||||
// ComplianceGraphHandlers serves the read-only Compliance Execution Graph
|
||||
// (Regulation -> Obligation -> Control -> Evidence) over the file-backed bridge artifacts.
|
||||
// It is intentionally SEPARATE from the DB-backed ObligationsHandlers: this is the curated
|
||||
// cross-session graph (Registry join keys + accepted control mappings + evidence requirements),
|
||||
// loaded once at startup. Fail-closed: if the graph could not load, every request answers 503.
|
||||
type ComplianceGraphHandlers struct {
|
||||
joins *ucca.ObligationJoinKeys
|
||||
mappings *ucca.ControlMappingSet
|
||||
evidence *ucca.EvidenceRequirementSet
|
||||
loadErr error
|
||||
}
|
||||
|
||||
// NewComplianceGraphHandlers loads the graph once. Construction never fails; a load error is
|
||||
// retained and surfaced as 503 per request (matches the codebase's load-warn-continue startup).
|
||||
func NewComplianceGraphHandlers() *ComplianceGraphHandlers {
|
||||
joins, mappings, evidence, err := ucca.LoadComplianceGraph()
|
||||
return &ComplianceGraphHandlers{joins: joins, mappings: mappings, evidence: evidence, loadErr: err}
|
||||
}
|
||||
|
||||
// LoadError exposes a startup load failure so the wiring can log a warning.
|
||||
func (h *ComplianceGraphHandlers) LoadError() error { return h.loadErr }
|
||||
|
||||
// RegisterRoutes mounts the compliance-graph routes under /compliance.
|
||||
func (h *ComplianceGraphHandlers) RegisterRoutes(r *gin.RouterGroup) {
|
||||
g := r.Group("/compliance")
|
||||
g.GET("/obligation-status", h.ObligationStatus)
|
||||
}
|
||||
|
||||
type cgControlDTO struct {
|
||||
Framework string `json:"framework"`
|
||||
Control string `json:"control"`
|
||||
MappingType string `json:"mapping_type"`
|
||||
EvidenceRequired []string `json:"evidence_required"`
|
||||
EvidenceStatus string `json:"evidence_status"` // missing | partial | present | none_required
|
||||
}
|
||||
|
||||
type cgStatusResponse struct {
|
||||
ObligationID string `json:"obligation_id"`
|
||||
OverallStatus string `json:"overall_status"` // unknown_obligation | unmapped | not_assessed | open | met
|
||||
LegalBasis []string `json:"legal_basis,omitempty"`
|
||||
CitationSpans string `json:"citation_spans"` // "pending" until the Legal-KG attaches spans
|
||||
Controls []cgControlDTO `json:"controls"`
|
||||
Note string `json:"note,omitempty"`
|
||||
}
|
||||
|
||||
// ObligationStatus answers GET /sdk/v1/compliance/obligation-status?obligation_id=...
|
||||
//
|
||||
// It NEVER asserts fulfillment automatically. With no evidence collection wired (MVP), a mapped
|
||||
// obligation is "not_assessed" and every required evidence is "missing" — the honest picture is
|
||||
// "required vs present evidence", not "a document exists". Fail-closed otherwise:
|
||||
// - no obligation_id -> 400
|
||||
// - graph not loaded -> 503
|
||||
// - id not in the Registry -> 200 overall_status=unknown_obligation
|
||||
// - mapped but no control yet -> 200 overall_status=unmapped
|
||||
func (h *ComplianceGraphHandlers) ObligationStatus(c *gin.Context) {
|
||||
if h.loadErr != nil {
|
||||
c.JSON(http.StatusServiceUnavailable, gin.H{"error": "compliance graph unavailable", "detail": h.loadErr.Error()})
|
||||
return
|
||||
}
|
||||
obID := strings.TrimSpace(c.Query("obligation_id"))
|
||||
if obID == "" {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": "obligation_id query parameter required"})
|
||||
return
|
||||
}
|
||||
resp := cgStatusResponse{ObligationID: obID, CitationSpans: "pending", Controls: []cgControlDTO{}}
|
||||
|
||||
if h.joins.FindObligation(obID) == nil {
|
||||
resp.OverallStatus = "unknown_obligation"
|
||||
resp.Note = "obligation_id not in the Registry join-key contract"
|
||||
c.JSON(http.StatusOK, resp)
|
||||
return
|
||||
}
|
||||
|
||||
// MVP: hasEvidence=nil -> no collection wired -> all required evidence counts as missing.
|
||||
st := ucca.AssessObligationStatus(h.joins, h.mappings, h.evidence, obID, nil)
|
||||
resp.LegalBasis = st.LegalBasis
|
||||
|
||||
if len(st.Controls) == 0 {
|
||||
resp.OverallStatus = "unmapped"
|
||||
resp.Note = "no accepted control maps to this obligation yet"
|
||||
c.JSON(http.StatusOK, resp)
|
||||
return
|
||||
}
|
||||
|
||||
for _, cs := range st.Controls {
|
||||
types := make([]string, 0, len(cs.RequiredEvidence))
|
||||
for _, e := range cs.RequiredEvidence {
|
||||
types = append(types, e.EvidenceType)
|
||||
}
|
||||
resp.Controls = append(resp.Controls, cgControlDTO{
|
||||
Framework: cs.Framework,
|
||||
Control: cs.Control,
|
||||
MappingType: cs.MappingType,
|
||||
EvidenceRequired: types,
|
||||
EvidenceStatus: cgEvidenceStatus(len(cs.RequiredEvidence), len(cs.MissingEvidence)),
|
||||
})
|
||||
}
|
||||
// No fulfillment claim without real evidence collection.
|
||||
resp.OverallStatus = "not_assessed"
|
||||
resp.Note = "evidence collection not wired (MVP) — fulfillment not asserted"
|
||||
c.JSON(http.StatusOK, resp)
|
||||
}
|
||||
|
||||
func cgEvidenceStatus(required, missing int) string {
|
||||
switch {
|
||||
case required == 0:
|
||||
return "none_required"
|
||||
case missing == 0:
|
||||
return "present"
|
||||
case missing == required:
|
||||
return "missing"
|
||||
default:
|
||||
return "partial"
|
||||
}
|
||||
}
|
||||
@@ -0,0 +1,94 @@
|
||||
package handlers
|
||||
|
||||
import (
|
||||
"encoding/json"
|
||||
"net/http"
|
||||
"net/http/httptest"
|
||||
"testing"
|
||||
|
||||
"github.com/gin-gonic/gin"
|
||||
)
|
||||
|
||||
func newComplianceGraphTestRouter(t *testing.T) *gin.Engine {
|
||||
t.Helper()
|
||||
gin.SetMode(gin.TestMode)
|
||||
h := NewComplianceGraphHandlers()
|
||||
if err := h.LoadError(); err != nil {
|
||||
t.Fatalf("compliance graph failed to load (candidate paths): %v", err)
|
||||
}
|
||||
r := gin.New()
|
||||
h.RegisterRoutes(r.Group("/sdk/v1"))
|
||||
return r
|
||||
}
|
||||
|
||||
func getObligationStatus(t *testing.T, r *gin.Engine, query string) (int, cgStatusResponse) {
|
||||
t.Helper()
|
||||
w := httptest.NewRecorder()
|
||||
req, _ := http.NewRequest(http.MethodGet, "/sdk/v1/compliance/obligation-status"+query, nil)
|
||||
r.ServeHTTP(w, req)
|
||||
var resp cgStatusResponse
|
||||
if w.Code == http.StatusOK {
|
||||
if err := json.Unmarshal(w.Body.Bytes(), &resp); err != nil {
|
||||
t.Fatalf("decode body %q: %v", w.Body.String(), err)
|
||||
}
|
||||
}
|
||||
return w.Code, resp
|
||||
}
|
||||
|
||||
func TestObligationStatus(t *testing.T) {
|
||||
r := newComplianceGraphTestRouter(t)
|
||||
|
||||
tests := []struct {
|
||||
name string
|
||||
query string
|
||||
wantHTTP int
|
||||
wantOverall string
|
||||
wantControls bool // expect >=1 control
|
||||
}{
|
||||
{"missing param -> 400", "", http.StatusBadRequest, "", false},
|
||||
{"unknown id -> unknown_obligation", "?obligation_id=does_not_exist", http.StatusOK, "unknown_obligation", false},
|
||||
{"mapped (OWASP V6) -> not_assessed", "?obligation_id=user_authentication_required", http.StatusOK, "not_assessed", true},
|
||||
{"in registry, no control -> unmapped", "?obligation_id=sbom_creation", http.StatusOK, "unmapped", false},
|
||||
}
|
||||
for _, tt := range tests {
|
||||
t.Run(tt.name, func(t *testing.T) {
|
||||
code, resp := getObligationStatus(t, r, tt.query)
|
||||
if code != tt.wantHTTP {
|
||||
t.Fatalf("http %d, want %d", code, tt.wantHTTP)
|
||||
}
|
||||
if tt.wantHTTP != http.StatusOK {
|
||||
return
|
||||
}
|
||||
if resp.OverallStatus != tt.wantOverall {
|
||||
t.Errorf("overall_status=%q, want %q", resp.OverallStatus, tt.wantOverall)
|
||||
}
|
||||
if tt.wantControls && len(resp.Controls) == 0 {
|
||||
t.Error("expected >=1 control")
|
||||
}
|
||||
if !tt.wantControls && len(resp.Controls) != 0 {
|
||||
t.Errorf("expected 0 controls, got %d", len(resp.Controls))
|
||||
}
|
||||
if resp.CitationSpans != "pending" {
|
||||
t.Errorf("citation_spans=%q, want pending", resp.CitationSpans)
|
||||
}
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// The MVP must NEVER auto-assert fulfillment: with no evidence collection wired, every required
|
||||
// evidence is "missing" and the overall status stays "not_assessed".
|
||||
func TestObligationStatus_NoFulfillmentClaim(t *testing.T) {
|
||||
r := newComplianceGraphTestRouter(t)
|
||||
code, resp := getObligationStatus(t, r, "?obligation_id=user_authentication_required")
|
||||
if code != http.StatusOK {
|
||||
t.Fatalf("http %d", code)
|
||||
}
|
||||
if resp.OverallStatus == "met" || resp.OverallStatus == "erfuellt" {
|
||||
t.Fatalf("MVP must not assert fulfillment, got overall_status=%q", resp.OverallStatus)
|
||||
}
|
||||
for _, ctl := range resp.Controls {
|
||||
if len(ctl.EvidenceRequired) > 0 && ctl.EvidenceStatus != "missing" {
|
||||
t.Errorf("control %s/%s evidence_status=%q, want missing (no collection wired)", ctl.Framework, ctl.Control, ctl.EvidenceStatus)
|
||||
}
|
||||
}
|
||||
}
|
||||
@@ -153,6 +153,12 @@ func buildRouter(cfg *config.Config, pool *pgxpool.Pool) *gin.Engine {
|
||||
ragHandlers := handlers.NewRAGHandlers(corpusVersionStore)
|
||||
obligationsHandlers := handlers.NewObligationsHandlersWithStore(obligationsStore)
|
||||
|
||||
// Compliance Execution Graph (file-backed: Registry join keys + accepted control mappings + evidence)
|
||||
complianceGraphHandlers := handlers.NewComplianceGraphHandlers()
|
||||
if err := complianceGraphHandlers.LoadError(); err != nil {
|
||||
log.Printf("WARNING: compliance graph not loaded (obligation-status -> 503): %v", err)
|
||||
}
|
||||
|
||||
// Regulatory News
|
||||
allV2Regs, err := ucca.LoadAllV2Regulations()
|
||||
if err != nil {
|
||||
@@ -201,7 +207,8 @@ func buildRouter(cfg *config.Config, pool *pgxpool.Pool) *gin.Engine {
|
||||
uccaHandlers, escalationHandlers, obligationsHandlers, ragHandlers,
|
||||
roadmapHandlers, workshopHandlers, portfolioHandlers,
|
||||
academyHandlers, trainingHandlers, whistleblowerHandlers, iaceHandler,
|
||||
gapHandler, maximizerHandlers, regulatoryNewsHandlers, useCaseHandler)
|
||||
gapHandler, maximizerHandlers, regulatoryNewsHandlers, useCaseHandler,
|
||||
complianceGraphHandlers)
|
||||
|
||||
return router
|
||||
}
|
||||
|
||||
@@ -30,6 +30,7 @@ func registerRoutes(
|
||||
maximizerHandlers *handlers.MaximizerHandlers,
|
||||
regulatoryNewsHandlers *handlers.RegulatoryNewsHandlers,
|
||||
useCaseHandler *handlers.UseCaseHandler,
|
||||
complianceGraphHandlers *handlers.ComplianceGraphHandlers,
|
||||
) {
|
||||
v1 := router.Group("/sdk/v1")
|
||||
{
|
||||
@@ -54,6 +55,7 @@ func registerRoutes(
|
||||
registerMaximizerRoutes(v1, maximizerHandlers)
|
||||
registerUseCaseRoutes(v1, useCaseHandler)
|
||||
v1.GET("/regulatory-news", regulatoryNewsHandlers.GetNews)
|
||||
complianceGraphHandlers.RegisterRoutes(v1)
|
||||
}
|
||||
}
|
||||
|
||||
|
||||
@@ -0,0 +1,89 @@
|
||||
package ucca
|
||||
|
||||
import (
|
||||
"fmt"
|
||||
"os"
|
||||
"path/filepath"
|
||||
"runtime"
|
||||
)
|
||||
|
||||
// graphCallerRel resolves a path relative to THIS source file (build-time location), so the
|
||||
// graph data is findable under `go test` (cwd = package dir) regardless of working directory.
|
||||
// In a built container the source is gone, so cwd-relative candidates carry the load instead.
|
||||
func graphCallerRel(rel string) string {
|
||||
_, file, _, ok := runtime.Caller(0)
|
||||
if !ok {
|
||||
return ""
|
||||
}
|
||||
return filepath.Join(filepath.Dir(file), rel)
|
||||
}
|
||||
|
||||
// firstExisting returns the first candidate path that exists with the requested kind (dir vs
|
||||
// file). Empty candidates (e.g. unset env overrides) are skipped.
|
||||
func firstExisting(candidates []string, wantDir bool) string {
|
||||
for _, p := range candidates {
|
||||
if p == "" {
|
||||
continue
|
||||
}
|
||||
info, err := os.Stat(p)
|
||||
if err != nil || info.IsDir() != wantDir {
|
||||
continue
|
||||
}
|
||||
return p
|
||||
}
|
||||
return ""
|
||||
}
|
||||
|
||||
// LoadComplianceGraph loads the file-backed Compliance Execution Graph: the Registry join-key
|
||||
// contract (obligations/obligation_join_keys.json — owned by the Obligation session) + our
|
||||
// curated, accepted control mappings + evidence requirements. Locations are resolved across
|
||||
// three layouts: dev (cwd = ai-compliance-sdk/, canonical contract at ../obligations), container
|
||||
// (WORKDIR /app, data/ copied in incl. a synced data/obligations/ copy) and `go test`
|
||||
// (cwd = package dir, via graphCallerRel). Fail-closed: a missing/invalid source returns an
|
||||
// error so the handler serves 503 — never a half-built graph.
|
||||
//
|
||||
// NOTE: data/obligations/obligation_join_keys.json is a SYNCED COPY of the repo-root contract
|
||||
// (the canonical owner is the Obligation session). Re-sync it when the Registry grows; dev/test
|
||||
// prefer the canonical repo-root path, only the container falls back to the copy.
|
||||
func LoadComplianceGraph() (*ObligationJoinKeys, *ControlMappingSet, *EvidenceRequirementSet, error) {
|
||||
joinPath := firstExisting([]string{
|
||||
os.Getenv("BP_OBLIGATION_JOIN_KEYS"),
|
||||
"../obligations/obligation_join_keys.json",
|
||||
graphCallerRel("../../../obligations/obligation_join_keys.json"),
|
||||
"data/obligations/obligation_join_keys.json",
|
||||
graphCallerRel("../../data/obligations/obligation_join_keys.json"),
|
||||
}, false)
|
||||
if joinPath == "" {
|
||||
return nil, nil, nil, fmt.Errorf("obligation_join_keys.json not found in any candidate path")
|
||||
}
|
||||
mapDir := firstExisting([]string{
|
||||
os.Getenv("BP_CONTROL_MAPPINGS_DIR"),
|
||||
"data/control_mappings",
|
||||
graphCallerRel("../../data/control_mappings"),
|
||||
}, true)
|
||||
if mapDir == "" {
|
||||
return nil, nil, nil, fmt.Errorf("control_mappings dir not found in any candidate path")
|
||||
}
|
||||
evDir := firstExisting([]string{
|
||||
os.Getenv("BP_EVIDENCE_DIR"),
|
||||
"data/evidence_requirements",
|
||||
graphCallerRel("../../data/evidence_requirements"),
|
||||
}, true)
|
||||
if evDir == "" {
|
||||
return nil, nil, nil, fmt.Errorf("evidence_requirements dir not found in any candidate path")
|
||||
}
|
||||
|
||||
joins, err := LoadObligationJoinKeys(joinPath)
|
||||
if err != nil {
|
||||
return nil, nil, nil, fmt.Errorf("load join keys (%s): %w", joinPath, err)
|
||||
}
|
||||
mappings, err := LoadControlMappings(mapDir)
|
||||
if err != nil {
|
||||
return nil, nil, nil, fmt.Errorf("load control mappings (%s): %w", mapDir, err)
|
||||
}
|
||||
evidence, err := LoadEvidenceRequirements(evDir)
|
||||
if err != nil {
|
||||
return nil, nil, nil, fmt.Errorf("load evidence (%s): %w", evDir, err)
|
||||
}
|
||||
return joins, mappings, evidence, nil
|
||||
}
|
||||
Reference in New Issue
Block a user