d4df1e01df
Vertical slice over the Compliance Execution Graph: obligation_id -> accepted
controls -> required evidence -> status. NEVER auto-asserts fulfillment - with
no evidence collection wired (MVP), a mapped obligation is "not_assessed" and
every required evidence is "missing". Fail-closed: no id -> 400; unknown id ->
unknown_obligation; mapped-but-no-control -> unmapped; graph not loaded -> 503.
- ComplianceGraphHandlers (separate from the DB-backed ObligationsHandlers):
loads Registry join keys + accepted control mappings + evidence once at start.
- LoadComplianceGraph: candidate-path resolution across dev/container/test.
- Data plumbing: Dockerfile now COPYs data/{control_mappings,evidence_requirements,
obligations}; data/obligations/obligation_join_keys.json is a SYNCED COPY of the
repo-root Registry contract (re-sync on Registry growth).
- Table-driven handler test (mapped/unmapped/unknown/400 + no-fulfillment-claim).
Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
127 lines
4.8 KiB
Go
127 lines
4.8 KiB
Go
package handlers
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import (
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"net/http"
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"strings"
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"github.com/gin-gonic/gin"
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"github.com/breakpilot/ai-compliance-sdk/internal/ucca"
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)
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// ComplianceGraphHandlers serves the read-only Compliance Execution Graph
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// (Regulation -> Obligation -> Control -> Evidence) over the file-backed bridge artifacts.
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// It is intentionally SEPARATE from the DB-backed ObligationsHandlers: this is the curated
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// cross-session graph (Registry join keys + accepted control mappings + evidence requirements),
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// loaded once at startup. Fail-closed: if the graph could not load, every request answers 503.
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type ComplianceGraphHandlers struct {
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joins *ucca.ObligationJoinKeys
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mappings *ucca.ControlMappingSet
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evidence *ucca.EvidenceRequirementSet
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loadErr error
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}
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// NewComplianceGraphHandlers loads the graph once. Construction never fails; a load error is
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// retained and surfaced as 503 per request (matches the codebase's load-warn-continue startup).
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func NewComplianceGraphHandlers() *ComplianceGraphHandlers {
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joins, mappings, evidence, err := ucca.LoadComplianceGraph()
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return &ComplianceGraphHandlers{joins: joins, mappings: mappings, evidence: evidence, loadErr: err}
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}
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// LoadError exposes a startup load failure so the wiring can log a warning.
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func (h *ComplianceGraphHandlers) LoadError() error { return h.loadErr }
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// RegisterRoutes mounts the compliance-graph routes under /compliance.
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func (h *ComplianceGraphHandlers) RegisterRoutes(r *gin.RouterGroup) {
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g := r.Group("/compliance")
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g.GET("/obligation-status", h.ObligationStatus)
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}
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type cgControlDTO struct {
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Framework string `json:"framework"`
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Control string `json:"control"`
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MappingType string `json:"mapping_type"`
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EvidenceRequired []string `json:"evidence_required"`
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EvidenceStatus string `json:"evidence_status"` // missing | partial | present | none_required
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}
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type cgStatusResponse struct {
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ObligationID string `json:"obligation_id"`
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OverallStatus string `json:"overall_status"` // unknown_obligation | unmapped | not_assessed | open | met
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LegalBasis []string `json:"legal_basis,omitempty"`
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CitationSpans string `json:"citation_spans"` // "pending" until the Legal-KG attaches spans
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Controls []cgControlDTO `json:"controls"`
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Note string `json:"note,omitempty"`
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}
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// ObligationStatus answers GET /sdk/v1/compliance/obligation-status?obligation_id=...
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//
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// It NEVER asserts fulfillment automatically. With no evidence collection wired (MVP), a mapped
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// obligation is "not_assessed" and every required evidence is "missing" — the honest picture is
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// "required vs present evidence", not "a document exists". Fail-closed otherwise:
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// - no obligation_id -> 400
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// - graph not loaded -> 503
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// - id not in the Registry -> 200 overall_status=unknown_obligation
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// - mapped but no control yet -> 200 overall_status=unmapped
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func (h *ComplianceGraphHandlers) ObligationStatus(c *gin.Context) {
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if h.loadErr != nil {
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c.JSON(http.StatusServiceUnavailable, gin.H{"error": "compliance graph unavailable", "detail": h.loadErr.Error()})
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return
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}
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obID := strings.TrimSpace(c.Query("obligation_id"))
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if obID == "" {
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c.JSON(http.StatusBadRequest, gin.H{"error": "obligation_id query parameter required"})
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return
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}
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resp := cgStatusResponse{ObligationID: obID, CitationSpans: "pending", Controls: []cgControlDTO{}}
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if h.joins.FindObligation(obID) == nil {
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resp.OverallStatus = "unknown_obligation"
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resp.Note = "obligation_id not in the Registry join-key contract"
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c.JSON(http.StatusOK, resp)
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return
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}
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// MVP: hasEvidence=nil -> no collection wired -> all required evidence counts as missing.
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st := ucca.AssessObligationStatus(h.joins, h.mappings, h.evidence, obID, nil)
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resp.LegalBasis = st.LegalBasis
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if len(st.Controls) == 0 {
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resp.OverallStatus = "unmapped"
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resp.Note = "no accepted control maps to this obligation yet"
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c.JSON(http.StatusOK, resp)
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return
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}
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for _, cs := range st.Controls {
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types := make([]string, 0, len(cs.RequiredEvidence))
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for _, e := range cs.RequiredEvidence {
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types = append(types, e.EvidenceType)
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}
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resp.Controls = append(resp.Controls, cgControlDTO{
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Framework: cs.Framework,
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Control: cs.Control,
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MappingType: cs.MappingType,
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EvidenceRequired: types,
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EvidenceStatus: cgEvidenceStatus(len(cs.RequiredEvidence), len(cs.MissingEvidence)),
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})
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}
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// No fulfillment claim without real evidence collection.
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resp.OverallStatus = "not_assessed"
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resp.Note = "evidence collection not wired (MVP) — fulfillment not asserted"
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c.JSON(http.StatusOK, resp)
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}
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func cgEvidenceStatus(required, missing int) string {
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switch {
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case required == 0:
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return "none_required"
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case missing == 0:
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return "present"
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case missing == required:
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return "missing"
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default:
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return "partial"
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}
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}
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