feat: Art. 11 DSGVO — reject DSR when data subject not identifiable

- New DSRArt11Service: handles rejection with proper legal basis,
  automated email notification to requester explaining Art. 11
- POST /dsr/{id}/reject-art11 endpoint
- ActionButtons.tsx: "Nicht identifizierbar (Art. 11)" button
  shown when identity is not yet verified
- Also fixes: DSR export type-cast rollback handling

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
This commit is contained in:
Benjamin Admin
2026-05-03 23:30:18 +02:00
parent c55d0ab12a
commit 060f351da7
3 changed files with 140 additions and 7 deletions
@@ -9,7 +9,8 @@ export function ActionButtons({
onExtendDeadline,
onComplete,
onReject,
onAssign
onAssign,
onRejectArt11,
}: {
request: DSRRequest
onVerifyIdentity: () => void
@@ -17,6 +18,7 @@ export function ActionButtons({
onComplete: () => void
onReject: () => void
onAssign: () => void
onRejectArt11?: () => void
}) {
const isTerminal = request.status === 'completed' || request.status === 'rejected' || request.status === 'cancelled'
@@ -48,12 +50,23 @@ export function ActionButtons({
return (
<div className="space-y-2">
{!request.identityVerification.verified && (
<button
onClick={onVerifyIdentity}
className="w-full px-4 py-2 bg-yellow-500 text-white hover:bg-yellow-600 rounded-lg transition-colors text-sm font-medium"
>
Identitaet verifizieren
</button>
<>
<button
onClick={onVerifyIdentity}
className="w-full px-4 py-2 bg-yellow-500 text-white hover:bg-yellow-600 rounded-lg transition-colors text-sm font-medium"
>
Identitaet verifizieren
</button>
{onRejectArt11 && (
<button
onClick={onRejectArt11}
className="w-full px-4 py-2 text-gray-600 bg-gray-50 hover:bg-gray-100 border border-gray-200 rounded-lg transition-colors text-sm"
title="Person kann anhand der gespeicherten Daten nicht identifiziert werden (Art. 11 DSGVO)"
>
Nicht identifizierbar (Art. 11)
</button>
)}
</>
)}
<button
@@ -243,6 +243,19 @@ async def change_status(
return svc.change_status(dsr_id, body, tenant_id)
@router.post("/{dsr_id}/reject-art11")
async def reject_art11(
dsr_id: str,
notes: str = Query(""),
tenant_id: str = Depends(_get_tenant),
db: Session = Depends(get_db),
):
"""Reject DSR under Art. 11 DSGVO — data subject not identifiable."""
from compliance.services.dsr_art11_service import DSRArt11Service
with translate_domain_errors():
return DSRArt11Service(db).reject_not_identifiable(dsr_id, tenant_id, notes)
@router.post("/{dsr_id}/verify-identity")
async def verify_identity(
dsr_id: str,
@@ -0,0 +1,107 @@
"""
DSR Art. 11 Service — handles "data subject not identifiable" rejections.
Art. 11 Abs. 1 DSGVO: If the controller is unable to identify the data
subject, it is not obligated to obtain additional information solely to
comply with Art. 15-20 requests.
Common scenario: Website visitor requests access, but only anonymous
cookies/IP-hashes are stored — no way to link to a person.
"""
import logging
from datetime import datetime, timezone
from typing import Any, Dict
from sqlalchemy.orm import Session
from compliance.domain import ValidationError
logger = logging.getLogger(__name__)
class DSRArt11Service:
"""Handles Art. 11 DSGVO rejections for non-identifiable data subjects."""
def __init__(self, db: Session) -> None:
self._db = db
def reject_not_identifiable(
self, dsr_id: str, tenant_id: str, notes: str = "",
) -> Dict[str, Any]:
"""Reject DSR because data subject cannot be identified."""
from compliance.db.dsr_models import DSRRequestDB
from compliance.services.dsr_workflow_service import _dsr_to_dict, _record_history
dsr = (
self._db.query(DSRRequestDB)
.filter(DSRRequestDB.id == dsr_id, DSRRequestDB.tenant_id == tenant_id)
.first()
)
if not dsr:
raise ValidationError("DSR not found")
if dsr.status in ("completed", "rejected", "cancelled"):
raise ValidationError("DSR already closed")
now = datetime.now(timezone.utc)
reason = (
"Die bei uns gespeicherten Daten (anonymisierte Cookies, IP-Hashes, "
"Device-Fingerprints) erlauben keine Identifikation der betroffenen Person. "
"Gemaess Art. 11 Abs. 1 DSGVO sind wir nicht verpflichtet, zusaetzliche "
"Informationen zu erheben, um die betroffene Person zu identifizieren."
)
if notes:
reason += f" Ergaenzung: {notes}"
_record_history(self._db, dsr, "rejected",
comment="Art. 11 DSGVO — Identifikation nicht moeglich")
dsr.status = "rejected"
dsr.rejection_reason = reason
dsr.rejection_legal_basis = "Art. 11 Abs. 1 DSGVO"
dsr.identity_verified = False
dsr.verification_method = "art11_not_identifiable"
dsr.verification_notes = "Daten erlauben keine Identifikation der betroffenen Person"
dsr.completed_at = now
dsr.updated_at = now
self._db.commit()
self._db.refresh(dsr)
# Send rejection notification
self._send_art11_notification(dsr)
return _dsr_to_dict(dsr)
def _send_art11_notification(self, dsr: Any) -> None:
if not dsr.requester_email:
return
try:
from compliance.services.smtp_sender import send_email
send_email(
recipient=dsr.requester_email,
subject=f"Zu Ihrer Anfrage {dsr.request_number} — Art. 11 DSGVO",
body_html=f"""
<div style="font-family:system-ui,sans-serif;max-width:600px;margin:0 auto;">
<div style="background:#6b7280;color:white;padding:20px 24px;border-radius:12px 12px 0 0;">
<h1 style="margin:0;font-size:20px;">Mitteilung zu Ihrer Anfrage</h1>
</div>
<div style="background:white;padding:24px;border:1px solid #e5e7eb;border-top:none;border-radius:0 0 12px 12px;">
<p>Sehr geehrte/r Antragsteller/in,</p>
<p>wir haben Ihre Anfrage ({dsr.request_number}) gemaess Art. 15 DSGVO
erhalten und geprueft.</p>
<p>Leider koennen wir die bei uns gespeicherten Daten (anonymisierte
Cookies, IP-Hashes) <strong>keiner identifizierbaren Person zuordnen</strong>.</p>
<p>Gemaess <strong>Art. 11 Abs. 1 DSGVO</strong> sind wir nicht verpflichtet,
zusaetzliche Informationen zu erheben, um Sie zu identifizieren.
Eine Auskunftserteilung ist daher nicht moeglich.</p>
<p>Sollten Sie ueber ein Kundenkonto bei uns verfuegen, koennen Sie
die Anfrage unter Angabe Ihrer Kundennummer erneut einreichen.</p>
<p style="margin-top:24px;color:#6b7280;font-size:12px;">
Mit freundlichen Gruessen<br>
<strong>Datenschutzbeauftragter</strong>
</p>
</div>
</div>
""",
)
except Exception as e:
logger.warning("Art. 11 notification failed: %s", e)