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compliance-scanner-agent/compliance-agent/src/controls/scan_triage.rs
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feat(controls): promote grounded controls to covered + enable LLM passes by default (#224)
2026-07-22 07:48:51 +00:00

300 lines
11 KiB
Rust

//! Scan-pipeline integration for control triage.
//!
//! After the deterministic tools have produced findings, this stamps each finding
//! with the compliance control(s) it's evidence for and marks control-level false
//! positives — using the ingested OSCAL catalog for control text, the
//! `control-map` LUT for the finding→control link, and the grounded LLM judge to
//! confirm. Skipped entirely unless breakpilot is configured.
use std::collections::HashMap;
use std::path::Path;
use std::sync::Arc;
use compliance_core::control_check::{CandidateRegion, ControlCheckSpec};
use compliance_core::models::finding::{Finding, FindingStatus, Severity};
use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::AgentConfig;
use control_map::ControlMap;
use super::surface;
use super::{
ControlIndex, ControlTriage, GroundedControlChecker, LlmControlJudge, OscalControlsProvider,
SemanticControlChecker, TriageOutcome,
};
use crate::llm::LlmClient;
/// Nearest master controls judged per code region in the semantic pass.
const SEMANTIC_TOP_K: usize = 5;
/// Lines of context to read on each side of a finding's line.
const REGION_WINDOW: usize = 6;
/// Triage every finding in `findings` against the CRA control map: stamp
/// `control_refs` on confirmed findings and flag control false positives. Returns
/// the number of findings tagged with at least one control.
pub async fn triage_repo_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
findings: &mut [Finding],
) -> usize {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return 0; // control triage is opt-in via BREAKPILOT_BASE_URL
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let specs = build_specs(&provider).await;
if specs.is_empty() {
return 0;
}
let map = match ControlMap::cra() {
Ok(m) => m,
Err(e) => {
tracing::warn!(error = %e, "control map failed to load; skipping control triage");
return 0;
}
};
let triage = ControlTriage::new(LlmControlJudge::new(llm), map, specs);
let mut tagged = 0;
for finding in findings.iter_mut() {
let (Some(file), Some(line)) = (finding.file_path.clone(), finding.line_number) else {
continue;
};
let Some(region) = fetch_region(repo_path, &file, line) else {
continue;
};
match triage.triage(finding, &region).await {
TriageOutcome::Confirmed(controls) => {
finding.control_refs = controls;
tagged += 1;
}
TriageOutcome::FalsePositive => {
finding.status = FindingStatus::FalsePositive;
finding.triage_action = Some("control_false_positive".to_string());
}
TriageOutcome::Unmapped => {}
}
}
tagged
}
/// Build the control requirement specs (by id) from the ingested OSCAL catalog.
async fn build_specs(provider: &OscalControlsProvider) -> HashMap<String, ControlCheckSpec> {
let mut specs = HashMap::new();
match provider.load(ComplianceFramework::Cra).await {
Ok(doc) => {
for control in doc.to_controls() {
specs.insert(
control.id.clone(),
ControlCheckSpec {
control_id: control.id,
title: control.title,
requirement: control.text,
default_cwe: None,
severity: Severity::Medium,
},
);
}
}
Err(e) => tracing::warn!(error = %e, "could not load control catalog for triage"),
}
specs
}
/// Absence-based control pass (the grounded half of the hybrid coverage): for each
/// control with a [`surface`] definition, deterministically retrieve the code
/// surfaces it governs (login routes, logging setup, update/download code) and have
/// the grounded judge decide whether the control holds there. Returns net-new
/// findings, each already tagged with its control and grounded to a real snippet.
///
/// The orchestrator runs this when `breakpilot.grounded_control_checks` is set
/// (on by default). Validated live; it covers the 8 absence-based CRA controls
/// (the judge decides presence/absence, grounded to a real snippet).
pub async fn grounded_surface_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
repo_id: &str,
) -> Vec<Finding> {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return Vec::new();
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let specs = build_specs(&provider).await;
if specs.is_empty() {
return Vec::new();
}
let checker = GroundedControlChecker::new(LlmControlJudge::new(llm));
let mut out = Vec::new();
for surf in surface::SURFACES {
let Some(spec) = specs.get(surf.control_id) else {
continue; // catalog doesn't carry this control
};
let regions = surface::retrieve(repo_path, surf.terms);
if regions.is_empty() {
continue;
}
out.extend(checker.check(spec, &regions, repo_id).await);
}
out
}
/// Read a window of lines around `line` (1-based) from `repo_path/file`.
fn fetch_region(repo_path: &Path, file: &str, line: u32) -> Option<CandidateRegion> {
let content = std::fs::read_to_string(repo_path.join(file)).ok()?;
let lines: Vec<&str> = content.lines().collect();
if lines.is_empty() {
return None;
}
let center = (line.saturating_sub(1) as usize).min(lines.len() - 1);
let start = center.saturating_sub(REGION_WINDOW);
let end = (center + REGION_WINDOW + 1).min(lines.len());
Some(CandidateRegion {
file: file.to_string(),
start_line: (start as u32) + 1,
content: lines[start..end].join("\n"),
})
}
/// Master-controls **semantic** pass: for each finding's code region, retrieve the
/// top-K nearest master controls by embedding, have the grounded judge confirm,
/// and stamp the confirmed control ids onto the finding — the scale path for the
/// ~13.6k master-control corpus (which has no CWE to LUT on). Returns the number
/// of findings that gained a master-control ref.
///
/// The orchestrator runs this when `breakpilot.semantic_mapping` is set (on by
/// default). The control embedding index is built once and cached to
/// `snapshot_dir` keyed by corpus hash ([`ControlIndex::load_or_build`]), so only
/// the first scan after a catalog change pays the embedding cost.
pub async fn semantic_stamp_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
findings: &mut [Finding],
) -> usize {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return 0;
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let doc = match provider.load_master_controls().await {
Ok(d) => d,
Err(e) => {
tracing::warn!(error = %e, "master-controls catalog unavailable; skipping semantic pass");
return 0;
}
};
let specs: Vec<ControlCheckSpec> = doc
.to_controls()
.into_iter()
.map(|c| ControlCheckSpec {
control_id: c.id,
title: c.title,
requirement: c.text,
default_cwe: None,
severity: Severity::Medium,
})
.collect();
let cache_path =
Path::new(&config.breakpilot.snapshot_dir).join("control-index-master-controls.json");
let index = match ControlIndex::load_or_build(&llm, specs, &cache_path).await {
Ok(i) if !i.is_empty() => i,
Ok(_) => return 0,
Err(e) => {
tracing::warn!(error = %e, "failed to embed master-controls corpus");
return 0;
}
};
let checker = SemanticControlChecker::new(LlmControlJudge::new(llm.clone()));
let mut tagged = 0;
for finding in findings.iter_mut() {
if finding.status == FindingStatus::FalsePositive {
continue;
}
let (Some(file), Some(line)) = (finding.file_path.clone(), finding.line_number) else {
continue;
};
let Some(region) = fetch_region(repo_path, &file, line) else {
continue;
};
// Retrieve on the finding's intent + the code, not the region alone: two
// findings in one file share overlapping windows and otherwise embed alike,
// collapsing onto the same controls. The finding's title/description carry
// the discriminating signal (e.g. "brute-force protection" vs "weak hash").
// The raw `region` still goes to the judge for snippet grounding.
let query = format!(
"{}\n{}\n\n{}",
finding.title, finding.description, region.content
);
let query_emb = match llm.embed(vec![query]).await {
Ok(mut embs) => match embs.pop() {
Some(v) => v,
None => continue,
},
Err(e) => {
tracing::warn!(error = %e, "query embed failed; skipping finding");
continue;
}
};
let confirmed = checker
.check(
&index,
&region,
&query_emb,
SEMANTIC_TOP_K,
&finding.repo_id,
)
.await;
let before = finding.control_refs.len();
for f in confirmed {
for cref in f.control_refs {
if !finding.control_refs.contains(&cref) {
finding.control_refs.push(cref);
}
}
}
if finding.control_refs.len() > before {
tagged += 1;
}
}
tagged
}
#[cfg(test)]
mod tests {
use super::*;
#[test]
fn fetch_region_windows_around_the_line() {
let dir = std::env::temp_dir().join(format!("triage-region-{}", uuid::Uuid::new_v4()));
std::fs::create_dir_all(&dir).unwrap();
let file = "a.py";
std::fs::write(dir.join(file), "l1\nl2\nl3\nSECRET=1\nl5\nl6\n").unwrap();
let r = fetch_region(&dir, file, 4).unwrap();
assert!(r.content.contains("SECRET=1"));
assert_eq!(r.start_line, 1); // window clamps to file start
let _ = std::fs::remove_dir_all(&dir);
}
#[test]
fn fetch_region_missing_file_is_none() {
assert!(fetch_region(Path::new("/nonexistent"), "nope.py", 1).is_none());
}
}