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compliance-scanner-agent/compliance-agent/src/controls/semantic.rs
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sharang a25d41c3e5
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feat(controls): enrich semantic retrieval query with finding intent + C5 live test (#222)
2026-07-22 07:14:49 +00:00

122 lines
4.1 KiB
Rust

//! Semantic control mapping: retrieve the top-K controls nearest a code region,
//! then confirm each with the grounded judge.
//!
//! The `region → controls` direction (vs. the CWE-LUT's `finding → control`) is
//! what scales to the full master-control corpus: the LLM only ever judges a
//! handful of retrieved candidates, and every surviving verdict is still anchored
//! to real code by the grounding gate.
use compliance_core::control_check::{ground, CandidateRegion};
use compliance_core::models::Finding;
use super::index::ControlIndex;
use super::judge::ControlJudge;
/// Retrieve → judge → ground, generic over the judge so tests use a stub.
pub struct SemanticControlChecker<J> {
judge: J,
}
impl<J: ControlJudge> SemanticControlChecker<J> {
pub fn new(judge: J) -> Self {
Self { judge }
}
/// Map a code region to the controls it violates. `query_embedding` is the
/// caller-supplied retrieval embedding — typically the finding's intent
/// (title/description) plus the region, so retrieval keys on what the finding
/// is *about*, not just the ambient code. The top-`k` nearest controls in
/// `index` are then judged against the raw `region` and grounded.
pub async fn check(
&self,
index: &ControlIndex,
region: &CandidateRegion,
query_embedding: &[f64],
k: usize,
repo_id: &str,
) -> Vec<Finding> {
let candidates = index.nearest(query_embedding, k);
let mut findings = Vec::new();
for spec in &candidates {
let verdict = self.judge.judge(spec, region).await;
if let Some(finding) = ground(spec, region, &verdict, repo_id) {
findings.push(finding);
}
}
findings
}
}
#[cfg(test)]
mod tests {
use super::*;
use compliance_core::control_check::{ControlCheckSpec, LlmVerdict};
use compliance_core::models::finding::Severity;
struct StubJudge {
verdict: LlmVerdict,
}
impl ControlJudge for StubJudge {
async fn judge(&self, _s: &ControlCheckSpec, _r: &CandidateRegion) -> LlmVerdict {
self.verdict.clone()
}
}
fn spec(id: &str) -> ControlCheckSpec {
ControlCheckSpec {
control_id: id.into(),
title: id.into(),
requirement: id.into(),
default_cwe: None,
severity: Severity::Medium,
}
}
#[tokio::test]
async fn retrieves_then_grounds_the_nearest_control() {
let index = ControlIndex::from_embeddings(vec![
(spec("mc-near"), vec![1.0, 0.0]),
(spec("mc-far"), vec![0.0, 1.0]),
]);
let checker = SemanticControlChecker::new(StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "PASSWORD = \"admin\"".into(),
cwe: None,
confidence: 0.9,
},
});
let region = CandidateRegion {
file: "src/auth.py".into(),
start_line: 1,
content: "PASSWORD = \"admin\"\n".into(),
};
// Query embedding nearest to mc-near; k=1 → only mc-near is judged.
let findings = checker
.check(&index, &region, &[0.95, 0.05], 1, "repo")
.await;
assert_eq!(findings.len(), 1);
assert_eq!(findings[0].control_refs, vec!["mc-near".to_string()]);
}
#[tokio::test]
async fn ungrounded_verdict_is_dropped() {
let index = ControlIndex::from_embeddings(vec![(spec("mc-near"), vec![1.0, 0.0])]);
let checker = SemanticControlChecker::new(StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "not in the region".into(),
cwe: None,
confidence: 0.9,
},
});
let region = CandidateRegion {
file: "f".into(),
start_line: 1,
content: "real code\n".into(),
};
let findings = checker.check(&index, &region, &[1.0, 0.0], 1, "repo").await;
assert!(findings.is_empty());
}
}