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Author SHA1 Message Date
Sharang ParnerkarandClaude Fable 5 753ecefaae fix(semgrep): extract CWE from list-form metadata (was always null)
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semgrep emits metadata.cwe as a LIST (e.g. "CWE-798: Use of Hard-coded
Credentials"), but the extractor called v.as_str() on it -> always None, so SAST
findings never carried a CWE at all (silently breaking control mapping AND the
CWE-based dedup). Handle list + bare-string forms and normalise to the CWE-NNN
id. Found by the live control-triage end-to-end test.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 10:55:00 +02:00
Sharang ParnerkarandClaude Fable 5 075a4cb81b feat(agent): wire control triage into the scan pipeline (end-to-end SAST)
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After the deterministic tools run, the orchestrator's new control_triage stage
stamps each finding with the compliance control(s) it is evidence for and flags
control false positives. triage_repo_findings builds control specs from the
ingested OSCAL catalog, reads a code window per finding, and runs ControlTriage
(control-map LUT -> grounded judge). Adds Finding.control_refs (serde default);
the ground gate stamps it. Opt-in via BREAKPILOT_BASE_URL. 2 region tests.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 10:28:01 +02:00
Sharang ParnerkarandClaude Fable 5 f712ba1e60 feat(agent): control triage — LLM false-positive filter over tool findings
ControlTriage composes the pipeline: a deterministic tool finding ->
controls_for(tool,cwe) [control-map LUT] -> grounded judge confirms/refutes ->
TriageOutcome { Unmapped | Confirmed([control ids]) | FalsePositive }. The LLM
enters ONLY here, as an FP filter over tool output (ZeroFalse/IRIS), never as the
detector; only judgments grounded to real code survive. Reuses the judge + core
ground gate + control-map. 3 lib tests (confirm/refute/unmapped).

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 10:20:31 +02:00
Sharang ParnerkarandClaude Fable 5 b7534d1123 feat(control-map): deterministic control->scan LUT crate (CRA, 40 controls)
New standalone crate — the 'transcribing' layer that maps each control to the
static-scan step(s) that check it, or marks it needs_tooling / not_code_checkable.
Authored + human-reviewed: no LLM decides coverage. The LLM only triages the
tool's findings downstream (in the agent), never here.

- ControlMap / ControlEntry / ScanBinding / Coverage types + embedded JSON LUT
- query API: coverage(control), controls_for(tool, cwe), summary()
- CRA LUT: 40 controls -> 9 covered (semgrep/gitleaks/syft/osv) / 16 needs_tooling
  / 15 not_code_checkable
- wired into CI (clippy + test). 4 lib tests.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
2026-07-21 10:15:26 +02:00
Sharang ParnerkarandClaude Opus 4.8 d1f42a1a83 feat(agent): grounded control checker — compose judge -> ground gate
GroundedControlChecker<J: ControlJudge>::check(spec, regions, repo_id) judges each
candidate region and keeps only findings that survive the core grounding gate.
Generic over the judge so tests drive it with a deterministic stub — the
recognize->ground path is proven without an LLM (grounded snippet kept, ungrounded
dropped, non-violation yields nothing). 2 lib tests.

Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-20 22:51:57 +02:00
Sharang ParnerkarandClaude Opus 4.8 b0117078f3 feat(agent): control judge — LLM recognize stage (temp 0, verbatim, fail-closed)
ControlJudge trait + LlmControlJudge: judges one (control, region) with a closed
temperature-0 prompt that must quote the offending code VERBATIM; parsing fails
closed to non-violation (never a fabricated finding). Behind a trait so the
checker stays stub-testable. Its output is re-checked by the core grounding gate,
never trusted directly. 3 lib tests.

Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-20 22:50:20 +02:00
Sharang ParnerkarandClaude Opus 4.8 bfeb3f041a feat(core): grounded control-check backbone (ground gate + cache)
The deterministic spine of control-driven checking: turn a text control into a
finding via an LLM used as a grounded pattern-recognizer. ground() admits a
verdict only if its quoted snippet appears verbatim in the retrieved region and
recomputes the finding line from that match (the model's line is discarded), so
a fabricated snippet cannot survive. cache_key() makes verdicts reproducible.
Pure — no LLM, no IO. 4 lib tests incl. fabricated-snippet-dropped.

Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-20 22:47:10 +02:00
10 changed files with 169 additions and 545 deletions
+48 -7
View File
@@ -1,9 +1,9 @@
//! OSCAL assessment endpoint.
//!
//! Returns a standard OSCAL assessment-results document for a target's findings,
//! driven by each finding's stamped `control_refs` (from the scan's control-triage
//! stage): mapped findings target their controls, unmapped findings are reported
//! as-is. See `compliance_core::models::oscal_assessment`.
//! Assesses a target's findings against the breakpilot-compliance control
//! catalog and returns a standard OSCAL assessment-results document. Ties
//! together the ingest provider ([`OscalControlsProvider`]) and the assessment
//! emitter (`compliance_core::models::oscal_assessment`).
use axum::extract::Extension;
use axum::http::StatusCode;
@@ -12,24 +12,45 @@ use axum::Json;
use mongodb::bson::doc;
use serde::Deserialize;
use compliance_core::models::oscal_assessment::assess;
use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::models::oscal_assessment::{assess, ControlLinker};
use compliance_core::models::Finding;
use compliance_core::tenant_ctx::TenantCtx;
use super::dto::{collect_cursor_async, tenant_db, AgentExt};
use crate::controls::OscalControlsProvider;
#[derive(Debug, Deserialize)]
pub struct AssessRequest {
/// The target / repo id whose findings are assessed.
pub target_id: String,
/// Frameworks to assess against; defaults to `[Cra]` when empty.
#[serde(default)]
pub frameworks: Vec<ComplianceFramework>,
}
/// `POST /api/v1/oscal/assess` — OSCAL assessment-results for a target's findings.
/// `POST /api/v1/oscal/assess` — pull the catalog(s), load the target's findings,
/// and emit an OSCAL assessment-results document linking findings to controls.
pub async fn assess_target(
Extension(agent): AgentExt,
tenant: TenantCtx,
Json(req): Json<AssessRequest>,
) -> Response {
let cfg = &agent.config.breakpilot;
let Some(base_url) = cfg.base_url.clone() else {
return (
StatusCode::SERVICE_UNAVAILABLE,
"breakpilot base URL not configured (set BREAKPILOT_BASE_URL)",
)
.into_response();
};
let frameworks = if req.frameworks.is_empty() {
vec![ComplianceFramework::Cra]
} else {
req.frameworks.clone()
};
let db = match tenant_db(&agent, &tenant).await {
Ok(db) => db,
Err(code) => return code.into_response(),
@@ -44,5 +65,25 @@ pub async fn assess_target(
}
};
Json(assess(&findings, chrono::Utc::now())).into_response()
let provider = OscalControlsProvider::new(
agent.http.clone(),
base_url,
cfg.token.clone(),
&cfg.snapshot_dir,
);
let mut controls = Vec::new();
for framework in &frameworks {
match provider.load(*framework).await {
Ok(document) => controls.extend(document.to_controls()),
Err(e) => tracing::warn!(?framework, error = %e, "OSCAL catalog load failed"),
}
}
let assessment = assess(
&controls,
&findings,
&ControlLinker::cra_seed(),
chrono::Utc::now(),
);
Json(assessment).into_response()
}
-110
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@@ -1,110 +0,0 @@
//! In-memory embedding index over the control corpus, for region → control
//! retrieval.
//!
//! At master-control scale (~13.6k) findings can't be mapped by CWE (the master
//! controls carry none), so we map by *similarity*: embed each control's
//! requirement text once, then for a code region pull the top-K nearest controls
//! to hand to the grounded judge. This is the retrieval half of the semantic path.
use compliance_core::control_check::ControlCheckSpec;
use compliance_core::error::CoreError;
use crate::llm::LlmClient;
/// A control spec paired with its requirement-text embedding.
pub struct ControlIndex {
entries: Vec<(ControlCheckSpec, Vec<f64>)>,
}
impl ControlIndex {
/// Build directly from precomputed embeddings (used by tests + callers that
/// already embedded the corpus).
pub fn from_embeddings(entries: Vec<(ControlCheckSpec, Vec<f64>)>) -> Self {
Self { entries }
}
/// Build by embedding each control's requirement text.
pub async fn build(llm: &LlmClient, specs: Vec<ControlCheckSpec>) -> Result<Self, CoreError> {
if specs.is_empty() {
return Ok(Self {
entries: Vec::new(),
});
}
let texts: Vec<String> = specs.iter().map(|s| s.requirement.clone()).collect();
let embeddings = llm
.embed(texts)
.await
.map_err(|e| CoreError::Llm(e.to_string()))?;
Ok(Self {
entries: specs.into_iter().zip(embeddings).collect(),
})
}
pub fn len(&self) -> usize {
self.entries.len()
}
pub fn is_empty(&self) -> bool {
self.entries.is_empty()
}
/// The top-`k` control specs whose embedding is nearest (cosine) to `query`.
pub fn nearest(&self, query: &[f64], k: usize) -> Vec<ControlCheckSpec> {
let mut scored: Vec<(f64, &ControlCheckSpec)> = self
.entries
.iter()
.map(|(spec, emb)| (cosine(query, emb), spec))
.collect();
scored.sort_by(|a, b| b.0.total_cmp(&a.0));
scored.into_iter().take(k).map(|(_, s)| s.clone()).collect()
}
}
/// Cosine similarity; 0.0 for length-mismatched, empty, or zero vectors.
fn cosine(a: &[f64], b: &[f64]) -> f64 {
if a.len() != b.len() || a.is_empty() {
return 0.0;
}
let dot: f64 = a.iter().zip(b).map(|(x, y)| x * y).sum();
let na: f64 = a.iter().map(|x| x * x).sum();
let nb: f64 = b.iter().map(|x| x * x).sum();
if na == 0.0 || nb == 0.0 {
return 0.0;
}
dot / (na.sqrt() * nb.sqrt())
}
#[cfg(test)]
mod tests {
use super::*;
use compliance_core::models::finding::Severity;
fn spec(id: &str) -> ControlCheckSpec {
ControlCheckSpec {
control_id: id.into(),
title: id.into(),
requirement: id.into(),
default_cwe: None,
severity: Severity::Medium,
}
}
#[test]
fn nearest_ranks_by_cosine() {
let index = ControlIndex::from_embeddings(vec![
(spec("a"), vec![1.0, 0.0]),
(spec("b"), vec![0.0, 1.0]),
(spec("c"), vec![0.7, 0.7]),
]);
let hits = index.nearest(&[0.9, 0.1], 2);
assert_eq!(hits.len(), 2);
assert_eq!(hits[0].control_id, "a"); // closest to [0.9,0.1]
}
#[test]
fn cosine_edges_are_zero() {
assert_eq!(cosine(&[1.0], &[1.0, 2.0]), 0.0); // length mismatch
assert_eq!(cosine(&[0.0, 0.0], &[1.0, 1.0]), 0.0); // zero vector
assert!((cosine(&[1.0, 0.0], &[1.0, 0.0]) - 1.0).abs() < 1e-9); // identical
}
}
+1 -5
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@@ -6,17 +6,13 @@
//! and snapshots it locally.
mod checker;
mod index;
mod judge;
mod oscal_provider;
mod scan_triage;
mod semantic;
mod triage;
pub use checker::GroundedControlChecker;
pub use index::ControlIndex;
pub use judge::{ControlJudge, LlmControlJudge, PROMPT_VERSION};
pub use oscal_provider::OscalControlsProvider;
pub use scan_triage::{semantic_stamp_findings, triage_repo_findings};
pub use semantic::SemanticControlChecker;
pub use scan_triage::triage_repo_findings;
pub use triage::{ControlTriage, TriageOutcome};
+31 -27
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@@ -43,20 +43,20 @@ impl OscalControlsProvider {
}
}
fn catalog_url(&self, framework: &str) -> String {
fn catalog_url(&self, framework: ComplianceFramework) -> String {
format!(
"{}/api/compliance/v1/oscal/catalog?framework={framework}",
self.base_url.trim_end_matches('/')
)
}
fn snapshot_path(&self, framework: &str) -> PathBuf {
fn snapshot_path(&self, framework: ComplianceFramework) -> PathBuf {
self.snapshot_dir
.join(format!("oscal-catalog-{framework}.json"))
}
/// Fetch the raw catalog bytes for a framework token over HTTP.
async fn fetch_raw(&self, framework: &str) -> Result<Vec<u8>, CoreError> {
/// Fetch the raw catalog bytes for a framework over HTTP.
async fn fetch_raw(&self, framework: ComplianceFramework) -> Result<Vec<u8>, CoreError> {
let mut req = self.http.get(self.catalog_url(framework));
if let Some(token) = &self.token {
req = req.bearer_auth(token.expose_secret());
@@ -78,7 +78,11 @@ impl OscalControlsProvider {
}
/// Write a catalog snapshot atomically (temp file + rename).
async fn write_snapshot(&self, framework: &str, raw: &[u8]) -> Result<(), CoreError> {
async fn write_snapshot(
&self,
framework: ComplianceFramework,
raw: &[u8],
) -> Result<(), CoreError> {
tokio::fs::create_dir_all(&self.snapshot_dir).await?;
let path = self.snapshot_path(framework);
let tmp = path.with_extension("json.tmp");
@@ -88,7 +92,10 @@ impl OscalControlsProvider {
}
/// Read a previously written snapshot, if one exists.
async fn read_snapshot(&self, framework: &str) -> Result<Option<OscalDocument>, CoreError> {
async fn read_snapshot(
&self,
framework: ComplianceFramework,
) -> Result<Option<OscalDocument>, CoreError> {
match tokio::fs::read(self.snapshot_path(framework)).await {
Ok(raw) => Ok(Some(serde_json::from_slice(&raw)?)),
Err(e) if e.kind() == std::io::ErrorKind::NotFound => Ok(None),
@@ -96,21 +103,21 @@ impl OscalControlsProvider {
}
}
/// Load the catalog for a framework token: fetch fresh + snapshot the exact
/// bytes; on network failure, fall back to the last snapshot so scans run.
async fn load_token(&self, framework: &str) -> Result<OscalDocument, CoreError> {
/// Load the catalog for a framework: fetch fresh + snapshot the exact bytes;
/// on network failure, fall back to the last snapshot so scans still run.
pub async fn load(&self, framework: ComplianceFramework) -> Result<OscalDocument, CoreError> {
match self.fetch_raw(framework).await {
Ok(raw) => {
let doc: OscalDocument = serde_json::from_slice(&raw)?;
if let Err(e) = self.write_snapshot(framework, &raw).await {
tracing::warn!(framework, error = %e, "failed to write OSCAL snapshot");
tracing::warn!(%framework, error = %e, "failed to write OSCAL snapshot");
}
Ok(doc)
}
Err(fetch_err) => match self.read_snapshot(framework).await? {
Some(doc) => {
tracing::warn!(
framework, error = %fetch_err,
%framework, error = %fetch_err,
"OSCAL catalog fetch failed; falling back to snapshot"
);
Ok(doc)
@@ -119,17 +126,6 @@ impl OscalControlsProvider {
},
}
}
/// Load the OSCAL catalog for a compliance framework.
pub async fn load(&self, framework: ComplianceFramework) -> Result<OscalDocument, CoreError> {
self.load_token(&framework.to_string()).await
}
/// Load the code-checkable master-controls catalog
/// (`?framework=master-controls`).
pub async fn load_master_controls(&self) -> Result<OscalDocument, CoreError> {
self.load_token("master-controls").await
}
}
/// Order controls whose title/text mention the query context first (stable), then
@@ -185,11 +181,11 @@ mod tests {
fn builds_catalog_url_and_snapshot_path() {
let p = provider(std::path::Path::new("/snap"));
assert_eq!(
p.catalog_url("cra"),
p.catalog_url(ComplianceFramework::Cra),
"http://unused/api/compliance/v1/oscal/catalog?framework=cra"
);
assert_eq!(
p.snapshot_path("cra"),
p.snapshot_path(ComplianceFramework::Cra),
std::path::Path::new("/snap/oscal-catalog-cra.json")
);
}
@@ -217,11 +213,19 @@ mod tests {
async fn snapshot_round_trip_and_offline_fallback() {
let dir = std::env::temp_dir().join(format!("oscal-test-{}", uuid::Uuid::new_v4()));
let p = provider(&dir);
assert!(p.read_snapshot("cra").await.unwrap().is_none());
p.write_snapshot("cra", MINI_CATALOG.as_bytes())
assert!(p
.read_snapshot(ComplianceFramework::Cra)
.await
.unwrap()
.is_none());
p.write_snapshot(ComplianceFramework::Cra, MINI_CATALOG.as_bytes())
.await
.unwrap();
let doc = p.read_snapshot("cra").await.unwrap().unwrap();
let doc = p
.read_snapshot(ComplianceFramework::Cra)
.await
.unwrap()
.unwrap();
assert_eq!(doc.to_controls().len(), 1);
assert_eq!(doc.framework(), Some(ComplianceFramework::Cra));
let _ = std::fs::remove_dir_all(&dir);
+1 -104
View File
@@ -16,15 +16,9 @@ use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::AgentConfig;
use control_map::ControlMap;
use super::{
ControlIndex, ControlTriage, LlmControlJudge, OscalControlsProvider, SemanticControlChecker,
TriageOutcome,
};
use super::{ControlTriage, LlmControlJudge, OscalControlsProvider, TriageOutcome};
use crate::llm::LlmClient;
/// Nearest master controls judged per code region in the semantic pass.
const SEMANTIC_TOP_K: usize = 5;
/// Lines of context to read on each side of a finding's line.
const REGION_WINDOW: usize = 6;
@@ -122,103 +116,6 @@ fn fetch_region(repo_path: &Path, file: &str, line: u32) -> Option<CandidateRegi
})
}
/// Master-controls **semantic** pass: for each finding's code region, retrieve the
/// top-K nearest master controls by embedding, have the grounded judge confirm,
/// and stamp the confirmed control ids onto the finding — the scale path for the
/// ~13.6k master-control corpus (which has no CWE to LUT on). Returns the number
/// of findings that gained a master-control ref.
///
/// Opt-in: the orchestrator does not run this yet. It builds the control embedding
/// index per call (embeds the whole corpus) — production should cache/persist that
/// index rather than rebuild it each scan.
pub async fn semantic_stamp_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
findings: &mut [Finding],
) -> usize {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return 0;
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let doc = match provider.load_master_controls().await {
Ok(d) => d,
Err(e) => {
tracing::warn!(error = %e, "master-controls catalog unavailable; skipping semantic pass");
return 0;
}
};
let specs: Vec<ControlCheckSpec> = doc
.to_controls()
.into_iter()
.map(|c| ControlCheckSpec {
control_id: c.id,
title: c.title,
requirement: c.text,
default_cwe: None,
severity: Severity::Medium,
})
.collect();
let index = match ControlIndex::build(&llm, specs).await {
Ok(i) if !i.is_empty() => i,
Ok(_) => return 0,
Err(e) => {
tracing::warn!(error = %e, "failed to embed master-controls corpus");
return 0;
}
};
let checker = SemanticControlChecker::new(LlmControlJudge::new(llm.clone()));
let mut tagged = 0;
for finding in findings.iter_mut() {
if finding.status == FindingStatus::FalsePositive {
continue;
}
let (Some(file), Some(line)) = (finding.file_path.clone(), finding.line_number) else {
continue;
};
let Some(region) = fetch_region(repo_path, &file, line) else {
continue;
};
let region_emb = match llm.embed(vec![region.content.clone()]).await {
Ok(mut embs) => match embs.pop() {
Some(v) => v,
None => continue,
},
Err(e) => {
tracing::warn!(error = %e, "region embed failed; skipping finding");
continue;
}
};
let confirmed = checker
.check(
&index,
&region,
&region_emb,
SEMANTIC_TOP_K,
&finding.repo_id,
)
.await;
let before = finding.control_refs.len();
for f in confirmed {
for cref in f.control_refs {
if !finding.control_refs.contains(&cref) {
finding.control_refs.push(cref);
}
}
}
if finding.control_refs.len() > before {
tagged += 1;
}
}
tagged
}
#[cfg(test)]
mod tests {
use super::*;
-119
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@@ -1,119 +0,0 @@
//! Semantic control mapping: retrieve the top-K controls nearest a code region,
//! then confirm each with the grounded judge.
//!
//! The `region → controls` direction (vs. the CWE-LUT's `finding → control`) is
//! what scales to the full master-control corpus: the LLM only ever judges a
//! handful of retrieved candidates, and every surviving verdict is still anchored
//! to real code by the grounding gate.
use compliance_core::control_check::{ground, CandidateRegion};
use compliance_core::models::Finding;
use super::index::ControlIndex;
use super::judge::ControlJudge;
/// Retrieve → judge → ground, generic over the judge so tests use a stub.
pub struct SemanticControlChecker<J> {
judge: J,
}
impl<J: ControlJudge> SemanticControlChecker<J> {
pub fn new(judge: J) -> Self {
Self { judge }
}
/// Map a code region to the controls it violates. `region_embedding` is the
/// region's embedding (the caller computes it via the LLM); the top-`k`
/// nearest controls in `index` are judged and grounded.
pub async fn check(
&self,
index: &ControlIndex,
region: &CandidateRegion,
region_embedding: &[f64],
k: usize,
repo_id: &str,
) -> Vec<Finding> {
let candidates = index.nearest(region_embedding, k);
let mut findings = Vec::new();
for spec in &candidates {
let verdict = self.judge.judge(spec, region).await;
if let Some(finding) = ground(spec, region, &verdict, repo_id) {
findings.push(finding);
}
}
findings
}
}
#[cfg(test)]
mod tests {
use super::*;
use compliance_core::control_check::{ControlCheckSpec, LlmVerdict};
use compliance_core::models::finding::Severity;
struct StubJudge {
verdict: LlmVerdict,
}
impl ControlJudge for StubJudge {
async fn judge(&self, _s: &ControlCheckSpec, _r: &CandidateRegion) -> LlmVerdict {
self.verdict.clone()
}
}
fn spec(id: &str) -> ControlCheckSpec {
ControlCheckSpec {
control_id: id.into(),
title: id.into(),
requirement: id.into(),
default_cwe: None,
severity: Severity::Medium,
}
}
#[tokio::test]
async fn retrieves_then_grounds_the_nearest_control() {
let index = ControlIndex::from_embeddings(vec![
(spec("mc-near"), vec![1.0, 0.0]),
(spec("mc-far"), vec![0.0, 1.0]),
]);
let checker = SemanticControlChecker::new(StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "PASSWORD = \"admin\"".into(),
cwe: None,
confidence: 0.9,
},
});
let region = CandidateRegion {
file: "src/auth.py".into(),
start_line: 1,
content: "PASSWORD = \"admin\"\n".into(),
};
// Query embedding nearest to mc-near; k=1 → only mc-near is judged.
let findings = checker
.check(&index, &region, &[0.95, 0.05], 1, "repo")
.await;
assert_eq!(findings.len(), 1);
assert_eq!(findings[0].control_refs, vec!["mc-near".to_string()]);
}
#[tokio::test]
async fn ungrounded_verdict_is_dropped() {
let index = ControlIndex::from_embeddings(vec![(spec("mc-near"), vec![1.0, 0.0])]);
let checker = SemanticControlChecker::new(StubJudge {
verdict: LlmVerdict {
violates: true,
snippet: "not in the region".into(),
cwe: None,
confidence: 0.9,
},
});
let region = CandidateRegion {
file: "f".into(),
start_line: 1,
content: "real code\n".into(),
};
let findings = checker.check(&index, &region, &[1.0, 0.0], 1, "repo").await;
assert!(findings.is_empty());
}
}
+75 -97
View File
@@ -15,7 +15,8 @@ use chrono::{DateTime, Utc};
use serde::Serialize;
use uuid::Uuid;
use crate::models::finding::{Finding, FindingStatus};
use crate::models::finding::Finding;
use crate::traits::Control;
const OSCAL_VERSION: &str = "1.1.2";
/// Same namespace as the catalog exporter, so ids are stable and correlatable.
@@ -82,23 +83,22 @@ impl ControlLinker {
}
}
/// Build a standard OSCAL assessment-results document from `findings`, using each
/// finding's stamped `control_refs` for control linkage. EVERY non-false-positive
/// finding is emitted as an observation — mapped findings additionally produce a
/// per-control `not-satisfied` finding; **unmapped findings are reported as-is**
/// (an observation carrying their CWE/tool/severity, with no control target) so
/// nothing is lost. `at` is the assessment timestamp.
pub fn assess(findings: &[Finding], at: DateTime<Utc>) -> AssessmentResultsDoc {
/// Assess `findings` against `controls`: link findings to control-ids and build a
/// standard OSCAL assessment-results document. `at` is the assessment timestamp.
pub fn assess(
controls: &[Control],
findings: &[Finding],
linker: &ControlLinker,
at: DateTime<Utc>,
) -> AssessmentResultsDoc {
let ts = at.to_rfc3339();
let mut observations = Vec::new();
let mut obs_by_control: HashMap<String, Vec<String>> = HashMap::new();
let mut mapped = 0usize;
let mut unmapped = 0usize;
for finding in findings {
if finding.status == FindingStatus::FalsePositive {
continue; // flagged tool false positive — excluded from the report
let targets = linker.controls_for(finding);
if targets.is_empty() {
continue;
}
let obs_uuid = det_uuid(&format!("obs:{}", finding.fingerprint));
let location = match (&finding.file_path, finding.line_number) {
@@ -106,47 +106,37 @@ pub fn assess(findings: &[Finding], at: DateTime<Utc>) -> AssessmentResultsDoc {
(Some(f), None) => Some(f.clone()),
_ => None,
};
let is_mapped = !finding.control_refs.is_empty();
if is_mapped {
mapped += 1;
} else {
unmapped += 1;
}
let mut props = vec![
ObsProp::new("tool", &finding.scanner),
ObsProp::new("severity", &finding.severity.to_string()),
ObsProp::new("mapping", if is_mapped { "mapped" } else { "unmapped" }),
];
if let Some(cwe) = &finding.cwe {
props.push(ObsProp::new("cwe", cwe));
}
observations.push(Observation {
uuid: obs_uuid.clone(),
title: finding.title.clone(),
description: finding.description.clone(),
description: finding.title.clone(),
methods: vec!["TEST".to_string()],
collected: ts.clone(),
props,
relevant_evidence: vec![RelevantEvidence {
href: location.map(|l| format!("file://{l}")),
description: format!("[{}] {}", finding.scanner, finding.title),
}],
});
for control_id in &finding.control_refs {
for control_id in targets {
obs_by_control
.entry(control_id.clone())
.entry(control_id)
.or_default()
.push(obs_uuid.clone());
}
}
let titles: HashMap<&str, &str> = controls
.iter()
.map(|c| (c.id.as_str(), c.title.as_str()))
.collect();
let mut hit_controls: Vec<&String> = obs_by_control.keys().collect();
hit_controls.sort();
let ar_findings: Vec<ArFinding> = hit_controls
.iter()
.map(|control_id| ArFinding {
.into_iter()
.map(|control_id| {
let title = titles.get(control_id.as_str()).copied().unwrap_or("");
ArFinding {
uuid: det_uuid(&format!("finding:{control_id}")),
title: format!("Findings affect {control_id}"),
title: format!("Findings affect {control_id}: {title}"),
target: FindingTarget {
target_type: "statement-id".to_string(),
target_id: format!("{control_id}_smt"),
@@ -154,19 +144,20 @@ pub fn assess(findings: &[Finding], at: DateTime<Utc>) -> AssessmentResultsDoc {
state: "not-satisfied".to_string(),
},
},
related_observations: obs_by_control[*control_id]
related_observations: obs_by_control[control_id]
.iter()
.map(|u| RelatedObservation {
observation_uuid: u.clone(),
})
.collect(),
}
})
.collect();
let include_controls: Vec<SelectControlById> = hit_controls
let include_controls = controls
.iter()
.map(|c| SelectControlById {
control_id: (*c).clone(),
control_id: c.id.clone(),
})
.collect();
@@ -174,9 +165,9 @@ pub fn assess(findings: &[Finding], at: DateTime<Utc>) -> AssessmentResultsDoc {
uuid: det_uuid("result:cra"),
title: "Automated code-compliance assessment".to_string(),
description: format!(
"{} observation(s): {mapped} control-linked, {unmapped} unmapped (as-is); {} control(s) affected",
"{} finding-linked observation(s) across {} reviewed control(s)",
observations.len(),
include_controls.len()
controls.len()
),
start: ts.clone(),
reviewed_controls: ReviewedControls {
@@ -271,33 +262,13 @@ pub struct SelectControlById {
#[derive(Debug, Clone, Serialize)]
pub struct Observation {
pub uuid: String,
pub title: String,
pub description: String,
pub methods: Vec<String>,
pub collected: String,
#[serde(skip_serializing_if = "Vec::is_empty")]
pub props: Vec<ObsProp>,
#[serde(rename = "relevant-evidence", skip_serializing_if = "Vec::is_empty")]
pub relevant_evidence: Vec<RelevantEvidence>,
}
/// A name/value observation property (cwe, tool, severity, mapping status). Lets an
/// unmapped finding be reported fully as-is.
#[derive(Debug, Clone, Serialize)]
pub struct ObsProp {
pub name: String,
pub value: String,
}
impl ObsProp {
fn new(name: &str, value: &str) -> Self {
Self {
name: name.to_string(),
value: value.to_string(),
}
}
}
#[derive(Debug, Clone, Serialize)]
pub struct RelevantEvidence {
#[serde(skip_serializing_if = "Option::is_none")]
@@ -339,9 +310,20 @@ pub struct RelatedObservation {
mod tests {
use super::*;
use crate::models::finding::Severity;
use crate::models::onboarding::ComplianceFramework;
use crate::models::scan::ScanType;
fn finding(fp: &str, cwe: Option<&str>, refs: &[&str]) -> Finding {
fn control(id: &str, title: &str) -> Control {
Control {
id: id.into(),
framework: ComplianceFramework::Cra,
title: title.into(),
text: String::new(),
source: None,
}
}
fn finding(fp: &str, cwe: Option<&str>) -> Finding {
let mut f = Finding::new(
"repo".into(),
fp.into(),
@@ -354,7 +336,6 @@ mod tests {
f.cwe = cwe.map(Into::into);
f.file_path = Some("src/auth.rs".into());
f.line_number = Some(42);
f.control_refs = refs.iter().map(|s| s.to_string()).collect();
f
}
@@ -365,60 +346,57 @@ mod tests {
}
#[test]
fn mapped_finding_becomes_control_finding() {
let doc = assess(&[finding("f1", Some("CWE-798"), &["cra-ai-8"])], at());
fn links_cwe_finding_to_control_not_satisfied() {
let controls = vec![
control("cra-ai-8", "No default passwords"),
control("cra-ai-13", "Crypto"),
];
let findings = vec![finding("f1", Some("CWE-798"))];
let doc = assess(&controls, &findings, &ControlLinker::cra_seed(), at());
let r = &doc.assessment_results.results[0];
assert_eq!(r.observations.len(), 1);
assert_eq!(r.findings.len(), 1);
assert_eq!(r.findings[0].target.target_id, "cra-ai-8_smt");
assert_eq!(r.findings[0].target.status.state, "not-satisfied");
assert_eq!(r.findings[0].related_observations.len(), 1);
assert_eq!(
r.reviewed_controls.control_selections[0]
.include_controls
.len(),
1
2
);
}
#[test]
fn unmapped_finding_is_reported_as_is() {
let doc = assess(&[finding("f1", Some("CWE-319"), &[])], at());
fn unlinked_finding_yields_no_control_finding() {
let controls = vec![control("cra-ai-8", "x")];
let findings = vec![finding("f1", Some("CWE-99999"))];
let doc = assess(&controls, &findings, &ControlLinker::cra_seed(), at());
let r = &doc.assessment_results.results[0];
assert_eq!(r.observations.len(), 1); // still emitted...
assert!(r.findings.is_empty()); // ...but no control finding
assert!(r.reviewed_controls.control_selections[0]
.include_controls
.is_empty());
let props: Vec<(&str, &str)> = r.observations[0]
.props
.iter()
.map(|p| (p.name.as_str(), p.value.as_str()))
.collect();
assert!(props.contains(&("mapping", "unmapped")));
assert!(props.contains(&("cwe", "CWE-319")));
assert!(r.observations.is_empty());
assert!(r.findings.is_empty());
}
#[test]
fn false_positive_is_excluded() {
let mut f = finding("f1", Some("CWE-798"), &["cra-ai-8"]);
f.status = FindingStatus::FalsePositive;
let doc = assess(&[f], at());
assert!(doc.assessment_results.results[0].observations.is_empty());
}
#[test]
fn deterministic_and_valid_oscal() {
let mk = || {
vec![
finding("f1", Some("CWE-798"), &["cra-ai-8"]),
finding("f2", Some("CWE-319"), &[]),
]
};
let a = serde_json::to_string(&assess(&mk(), at())).unwrap();
let b = serde_json::to_string(&assess(&mk(), at())).unwrap();
fn output_is_deterministic_and_valid_oscal() {
let controls = vec![control("cra-ai-8", "x")];
let findings = vec![finding("f1", Some("798"))];
let a = serde_json::to_string(&assess(
&controls,
&findings,
&ControlLinker::cra_seed(),
at(),
))
.unwrap();
let b = serde_json::to_string(&assess(
&controls,
&findings,
&ControlLinker::cra_seed(),
at(),
))
.unwrap();
assert_eq!(a, b);
assert!(a.contains("\"oscal-version\":\"1.1.2\""));
assert!(a.contains("\"not-satisfied\""));
assert!(a.contains("\"mapping\""));
}
}
+1 -12
View File
@@ -4,7 +4,7 @@ use rmcp::{
use crate::auth::current_tenant_id;
use crate::database::{Database, DatabasePool};
use crate::tools::{dast, findings, oscal, pentest, sbom};
use crate::tools::{dast, findings, pentest, sbom};
pub struct ComplianceMcpServer {
pool: DatabasePool,
@@ -68,17 +68,6 @@ impl ComplianceMcpServer {
findings::findings_summary(&db, params).await
}
#[tool(
description = "Emit an OSCAL 1.1 assessment-results document for a repo's findings (mapped findings target their compliance controls; unmapped findings are reported as-is)"
)]
async fn oscal_assessment(
&self,
Parameters(params): Parameters<oscal::OscalAssessmentParams>,
) -> Result<CallToolResult, rmcp::ErrorData> {
let db = self.tenant_db()?;
oscal::oscal_assessment(&db, params).await
}
// ── SBOM ──────────────────────────────────────────────
#[tool(
-1
View File
@@ -1,5 +1,4 @@
pub mod dast;
pub mod findings;
pub mod oscal;
pub mod pentest;
pub mod sbom;
-51
View File
@@ -1,51 +0,0 @@
//! OSCAL assessment MCP tool.
//!
//! Emits a standard OSCAL assessment-results document for a repo's findings —
//! what breakpilot's scanner MCP client pulls. Mapped findings target their
//! compliance controls (via the stamped `control_refs`); unmapped findings are
//! reported as-is, so nothing is lost.
use mongodb::bson::doc;
use rmcp::{model::*, ErrorData as McpError};
use schemars::JsonSchema;
use serde::Deserialize;
use compliance_core::models::oscal_assessment::assess;
use compliance_core::models::Finding;
use crate::database::Database;
#[derive(Debug, Deserialize, JsonSchema)]
pub struct OscalAssessmentParams {
/// Repository / target id to assess.
pub repo_id: String,
}
pub async fn oscal_assessment(
db: &Database,
params: OscalAssessmentParams,
) -> Result<CallToolResult, McpError> {
let mut cursor = db
.findings()
.find(doc! { "repo_id": &params.repo_id })
.await
.map_err(|e| McpError::internal_error(format!("DB error: {e}"), None))?;
let mut findings: Vec<Finding> = Vec::new();
while cursor
.advance()
.await
.map_err(|e| McpError::internal_error(format!("cursor error: {e}"), None))?
{
findings.push(
cursor
.deserialize_current()
.map_err(|e| McpError::internal_error(format!("deserialize error: {e}"), None))?,
);
}
let document = assess(&findings, chrono::Utc::now());
let json = serde_json::to_string_pretty(&document)
.map_err(|e| McpError::internal_error(format!("json error: {e}"), None))?;
Ok(CallToolResult::success(vec![Content::text(json)]))
}