feat(agent): C4 — semantic_stamp_findings + provider load_master_controls
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Wires the semantic mapping into a callable scan pass:
- OscalControlsProvider: token-based fetch refactor + load_master_controls()
  (pulls ?framework=master-controls)
- semantic_stamp_findings(): build the ControlIndex from the master-controls
  catalog, then per finding embed its code region, retrieve the top-K nearest
  master controls, grounded-judge confirm, and stamp the confirmed ids onto
  control_refs (alongside the CRA CWE-LUT refs).

Opt-in — the orchestrator doesn't auto-run it, and it rebuilds the corpus index
per call (production should cache it). Live-verifiable once breakpilot #129 deploys.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
This commit is contained in:
Sharang Parnerkar
2026-07-21 12:43:58 +02:00
co-authored by Claude Fable 5
parent 30487e4d8f
commit 95c18e7683
3 changed files with 132 additions and 33 deletions
+1 -1
View File
@@ -17,6 +17,6 @@ pub use checker::GroundedControlChecker;
pub use index::ControlIndex;
pub use judge::{ControlJudge, LlmControlJudge, PROMPT_VERSION};
pub use oscal_provider::OscalControlsProvider;
pub use scan_triage::triage_repo_findings;
pub use scan_triage::{semantic_stamp_findings, triage_repo_findings};
pub use semantic::SemanticControlChecker;
pub use triage::{ControlTriage, TriageOutcome};
+27 -31
View File
@@ -43,20 +43,20 @@ impl OscalControlsProvider {
}
}
fn catalog_url(&self, framework: ComplianceFramework) -> String {
fn catalog_url(&self, framework: &str) -> String {
format!(
"{}/api/compliance/v1/oscal/catalog?framework={framework}",
self.base_url.trim_end_matches('/')
)
}
fn snapshot_path(&self, framework: ComplianceFramework) -> PathBuf {
fn snapshot_path(&self, framework: &str) -> PathBuf {
self.snapshot_dir
.join(format!("oscal-catalog-{framework}.json"))
}
/// Fetch the raw catalog bytes for a framework over HTTP.
async fn fetch_raw(&self, framework: ComplianceFramework) -> Result<Vec<u8>, CoreError> {
/// Fetch the raw catalog bytes for a framework token over HTTP.
async fn fetch_raw(&self, framework: &str) -> Result<Vec<u8>, CoreError> {
let mut req = self.http.get(self.catalog_url(framework));
if let Some(token) = &self.token {
req = req.bearer_auth(token.expose_secret());
@@ -78,11 +78,7 @@ impl OscalControlsProvider {
}
/// Write a catalog snapshot atomically (temp file + rename).
async fn write_snapshot(
&self,
framework: ComplianceFramework,
raw: &[u8],
) -> Result<(), CoreError> {
async fn write_snapshot(&self, framework: &str, raw: &[u8]) -> Result<(), CoreError> {
tokio::fs::create_dir_all(&self.snapshot_dir).await?;
let path = self.snapshot_path(framework);
let tmp = path.with_extension("json.tmp");
@@ -92,10 +88,7 @@ impl OscalControlsProvider {
}
/// Read a previously written snapshot, if one exists.
async fn read_snapshot(
&self,
framework: ComplianceFramework,
) -> Result<Option<OscalDocument>, CoreError> {
async fn read_snapshot(&self, framework: &str) -> Result<Option<OscalDocument>, CoreError> {
match tokio::fs::read(self.snapshot_path(framework)).await {
Ok(raw) => Ok(Some(serde_json::from_slice(&raw)?)),
Err(e) if e.kind() == std::io::ErrorKind::NotFound => Ok(None),
@@ -103,21 +96,21 @@ impl OscalControlsProvider {
}
}
/// Load the catalog for a framework: fetch fresh + snapshot the exact bytes;
/// on network failure, fall back to the last snapshot so scans still run.
pub async fn load(&self, framework: ComplianceFramework) -> Result<OscalDocument, CoreError> {
/// Load the catalog for a framework token: fetch fresh + snapshot the exact
/// bytes; on network failure, fall back to the last snapshot so scans run.
async fn load_token(&self, framework: &str) -> Result<OscalDocument, CoreError> {
match self.fetch_raw(framework).await {
Ok(raw) => {
let doc: OscalDocument = serde_json::from_slice(&raw)?;
if let Err(e) = self.write_snapshot(framework, &raw).await {
tracing::warn!(%framework, error = %e, "failed to write OSCAL snapshot");
tracing::warn!(framework, error = %e, "failed to write OSCAL snapshot");
}
Ok(doc)
}
Err(fetch_err) => match self.read_snapshot(framework).await? {
Some(doc) => {
tracing::warn!(
%framework, error = %fetch_err,
framework, error = %fetch_err,
"OSCAL catalog fetch failed; falling back to snapshot"
);
Ok(doc)
@@ -126,6 +119,17 @@ impl OscalControlsProvider {
},
}
}
/// Load the OSCAL catalog for a compliance framework.
pub async fn load(&self, framework: ComplianceFramework) -> Result<OscalDocument, CoreError> {
self.load_token(&framework.to_string()).await
}
/// Load the code-checkable master-controls catalog
/// (`?framework=master-controls`).
pub async fn load_master_controls(&self) -> Result<OscalDocument, CoreError> {
self.load_token("master-controls").await
}
}
/// Order controls whose title/text mention the query context first (stable), then
@@ -181,11 +185,11 @@ mod tests {
fn builds_catalog_url_and_snapshot_path() {
let p = provider(std::path::Path::new("/snap"));
assert_eq!(
p.catalog_url(ComplianceFramework::Cra),
p.catalog_url("cra"),
"http://unused/api/compliance/v1/oscal/catalog?framework=cra"
);
assert_eq!(
p.snapshot_path(ComplianceFramework::Cra),
p.snapshot_path("cra"),
std::path::Path::new("/snap/oscal-catalog-cra.json")
);
}
@@ -213,19 +217,11 @@ mod tests {
async fn snapshot_round_trip_and_offline_fallback() {
let dir = std::env::temp_dir().join(format!("oscal-test-{}", uuid::Uuid::new_v4()));
let p = provider(&dir);
assert!(p
.read_snapshot(ComplianceFramework::Cra)
.await
.unwrap()
.is_none());
p.write_snapshot(ComplianceFramework::Cra, MINI_CATALOG.as_bytes())
assert!(p.read_snapshot("cra").await.unwrap().is_none());
p.write_snapshot("cra", MINI_CATALOG.as_bytes())
.await
.unwrap();
let doc = p
.read_snapshot(ComplianceFramework::Cra)
.await
.unwrap()
.unwrap();
let doc = p.read_snapshot("cra").await.unwrap().unwrap();
assert_eq!(doc.to_controls().len(), 1);
assert_eq!(doc.framework(), Some(ComplianceFramework::Cra));
let _ = std::fs::remove_dir_all(&dir);
+104 -1
View File
@@ -16,9 +16,15 @@ use compliance_core::models::onboarding::ComplianceFramework;
use compliance_core::AgentConfig;
use control_map::ControlMap;
use super::{ControlTriage, LlmControlJudge, OscalControlsProvider, TriageOutcome};
use super::{
ControlIndex, ControlTriage, LlmControlJudge, OscalControlsProvider, SemanticControlChecker,
TriageOutcome,
};
use crate::llm::LlmClient;
/// Nearest master controls judged per code region in the semantic pass.
const SEMANTIC_TOP_K: usize = 5;
/// Lines of context to read on each side of a finding's line.
const REGION_WINDOW: usize = 6;
@@ -116,6 +122,103 @@ fn fetch_region(repo_path: &Path, file: &str, line: u32) -> Option<CandidateRegi
})
}
/// Master-controls **semantic** pass: for each finding's code region, retrieve the
/// top-K nearest master controls by embedding, have the grounded judge confirm,
/// and stamp the confirmed control ids onto the finding — the scale path for the
/// ~13.6k master-control corpus (which has no CWE to LUT on). Returns the number
/// of findings that gained a master-control ref.
///
/// Opt-in: the orchestrator does not run this yet. It builds the control embedding
/// index per call (embeds the whole corpus) — production should cache/persist that
/// index rather than rebuild it each scan.
pub async fn semantic_stamp_findings(
config: &AgentConfig,
llm: Arc<LlmClient>,
repo_path: &Path,
findings: &mut [Finding],
) -> usize {
let Some(base_url) = config.breakpilot.base_url.clone() else {
return 0;
};
let provider = OscalControlsProvider::new(
reqwest::Client::new(),
base_url,
config.breakpilot.token.clone(),
&config.breakpilot.snapshot_dir,
);
let doc = match provider.load_master_controls().await {
Ok(d) => d,
Err(e) => {
tracing::warn!(error = %e, "master-controls catalog unavailable; skipping semantic pass");
return 0;
}
};
let specs: Vec<ControlCheckSpec> = doc
.to_controls()
.into_iter()
.map(|c| ControlCheckSpec {
control_id: c.id,
title: c.title,
requirement: c.text,
default_cwe: None,
severity: Severity::Medium,
})
.collect();
let index = match ControlIndex::build(&llm, specs).await {
Ok(i) if !i.is_empty() => i,
Ok(_) => return 0,
Err(e) => {
tracing::warn!(error = %e, "failed to embed master-controls corpus");
return 0;
}
};
let checker = SemanticControlChecker::new(LlmControlJudge::new(llm.clone()));
let mut tagged = 0;
for finding in findings.iter_mut() {
if finding.status == FindingStatus::FalsePositive {
continue;
}
let (Some(file), Some(line)) = (finding.file_path.clone(), finding.line_number) else {
continue;
};
let Some(region) = fetch_region(repo_path, &file, line) else {
continue;
};
let region_emb = match llm.embed(vec![region.content.clone()]).await {
Ok(mut embs) => match embs.pop() {
Some(v) => v,
None => continue,
},
Err(e) => {
tracing::warn!(error = %e, "region embed failed; skipping finding");
continue;
}
};
let confirmed = checker
.check(
&index,
&region,
&region_emb,
SEMANTIC_TOP_K,
&finding.repo_id,
)
.await;
let before = finding.control_refs.len();
for f in confirmed {
for cref in f.control_refs {
if !finding.control_refs.contains(&cref) {
finding.control_refs.push(cref);
}
}
}
if finding.control_refs.len() > before {
tagged += 1;
}
}
tagged
}
#[cfg(test)]
mod tests {
use super::*;