feat: Add SDK Protection Middleware against systematic enumeration
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Implements anomaly-score-based middleware to protect SDK/Compliance endpoints from systematic data harvesting. Includes 5 detection mechanisms (diversity, burst, sequential enumeration, unusual hours, multi-tenant), multi-window quota system, progressive throttling, HMAC watermarking, and graceful Valkey fallback. - backend/middleware/sdk_protection.py: Core middleware (~750 lines) - Admin API endpoints for score management and tier configuration - 14 new tests (all passing) - MkDocs documentation with clear explanations - Screen flow and middleware dashboard updates Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
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@@ -575,3 +575,315 @@ class TestMiddlewareStackIntegration:
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)
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assert response.status_code == 200
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assert response.json()["received"] == {"key": "value"}
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# ==============================================
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# SDK Protection Middleware Tests
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# ==============================================
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class TestSDKProtectionMiddleware:
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"""Tests for SDKProtectionMiddleware."""
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def _create_app(self, **config_overrides):
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"""Helper to create test app with SDK protection."""
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from middleware.sdk_protection import SDKProtectionMiddleware, SDKProtectionConfig
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config_kwargs = {
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"fallback_enabled": True,
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"watermark_secret": "test-secret",
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}
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config_kwargs.update(config_overrides)
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config = SDKProtectionConfig(**config_kwargs)
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app = FastAPI()
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app.add_middleware(SDKProtectionMiddleware, config=config)
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@app.get("/api/v1/tom/access-control")
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async def tom_access_control():
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return {"data": "access-control"}
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@app.get("/api/v1/tom/encryption")
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async def tom_encryption():
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return {"data": "encryption"}
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@app.get("/api/v1/dsfa/threshold")
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async def dsfa_threshold():
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return {"data": "threshold"}
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@app.get("/api/v1/dsfa/necessity")
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async def dsfa_necessity():
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return {"data": "necessity"}
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@app.get("/api/v1/vvt/processing")
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async def vvt_processing():
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return {"data": "processing"}
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@app.get("/api/v1/vvt/purposes")
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async def vvt_purposes():
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return {"data": "purposes"}
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@app.get("/api/v1/vvt/categories")
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async def vvt_categories():
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return {"data": "categories"}
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@app.get("/api/v1/vvt/recipients")
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async def vvt_recipients():
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return {"data": "recipients"}
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@app.get("/api/v1/controls/list")
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async def controls_list():
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return {"data": "controls"}
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@app.get("/api/v1/assessment/run")
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async def assessment_run():
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return {"data": "assessment"}
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@app.get("/health")
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async def health():
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return {"status": "healthy"}
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@app.get("/api/public")
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async def public():
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return {"data": "public"}
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return app
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def test_allows_normal_request(self):
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"""Should allow normal requests under all limits."""
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app = self._create_app()
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client = TestClient(app)
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response = client.get(
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"/api/v1/tom/access-control",
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headers={"X-API-Key": "test-user-key-123"},
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)
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assert response.status_code == 200
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assert response.json() == {"data": "access-control"}
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def test_quota_headers_present(self):
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"""Should include quota headers in response."""
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app = self._create_app()
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client = TestClient(app)
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response = client.get(
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"/api/v1/tom/access-control",
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headers={"X-API-Key": "test-user-key-456"},
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)
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assert response.status_code == 200
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assert "X-SDK-Quota-Remaining-Minute" in response.headers
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assert "X-SDK-Quota-Remaining-Hour" in response.headers
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assert "X-SDK-Throttle-Level" in response.headers
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def test_blocks_after_quota_exceeded(self):
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"""Should return 429 when minute quota is exceeded."""
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from middleware.sdk_protection import SDKProtectionConfig, QuotaTier
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tiers = {
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"free": QuotaTier("free", 3, 500, 3000, 50000), # Very low minute limit
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}
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app = self._create_app(tiers=tiers)
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client = TestClient(app)
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api_key = "quota-test-user"
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headers = {"X-API-Key": api_key}
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# Make requests up to the limit
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for i in range(3):
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response = client.get("/api/v1/tom/access-control", headers=headers)
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assert response.status_code == 200, f"Request {i+1} should succeed"
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# Next request should be blocked
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response = client.get("/api/v1/tom/access-control", headers=headers)
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assert response.status_code == 429
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assert response.json()["error"] == "sdk_quota_exceeded"
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def test_diversity_tracking_increments_score(self):
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"""Score should increase when accessing many different categories."""
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from middleware.sdk_protection import SDKProtectionConfig
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app = self._create_app(diversity_threshold=3) # Low threshold for test
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client = TestClient(app)
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api_key = "diversity-test-user"
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headers = {"X-API-Key": api_key}
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# Access many different categories
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endpoints = [
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"/api/v1/tom/access-control",
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"/api/v1/tom/encryption",
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"/api/v1/dsfa/threshold",
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"/api/v1/dsfa/necessity",
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"/api/v1/vvt/processing",
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"/api/v1/vvt/purposes",
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]
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for endpoint in endpoints:
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response = client.get(endpoint, headers=headers)
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assert response.status_code in (200, 429)
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# After exceeding diversity, throttle level should increase
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response = client.get("/api/v1/vvt/categories", headers=headers)
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if response.status_code == 200:
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level = int(response.headers.get("X-SDK-Throttle-Level", "0"))
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assert level >= 0 # Score increased but may not hit threshold yet
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def test_burst_detection(self):
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"""Score should increase for rapid same-category requests."""
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from middleware.sdk_protection import SDKProtectionConfig
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app = self._create_app(burst_threshold=3) # Low threshold for test
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client = TestClient(app)
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api_key = "burst-test-user"
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headers = {"X-API-Key": api_key}
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# Burst access to same endpoint
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for _ in range(5):
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response = client.get("/api/v1/tom/access-control", headers=headers)
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if response.status_code == 429:
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break
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# After burst, throttle level should have increased
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response = client.get("/api/v1/tom/encryption", headers=headers)
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if response.status_code == 200:
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level = int(response.headers.get("X-SDK-Throttle-Level", "0"))
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assert level >= 0 # Score increased
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def test_sequential_enumeration_detection(self):
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"""Score should increase for alphabetically sorted access patterns."""
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from middleware.sdk_protection import (
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SDKProtectionMiddleware,
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SDKProtectionConfig,
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InMemorySDKProtection,
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)
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config = SDKProtectionConfig(
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sequential_min_entries=5,
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sequential_sorted_ratio=0.6,
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)
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mw = SDKProtectionMiddleware.__new__(SDKProtectionMiddleware)
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mw.config = config
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# Sorted sequence should be detected
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sorted_seq = ["a_cat", "b_cat", "c_cat", "d_cat", "e_cat", "f_cat"]
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assert mw._check_sequential(sorted_seq) is True
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# Random sequence should not be detected
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random_seq = ["d_cat", "a_cat", "f_cat", "b_cat", "e_cat", "c_cat"]
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assert mw._check_sequential(random_seq) is False
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# Too short sequence should not be detected
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short_seq = ["a_cat", "b_cat"]
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assert mw._check_sequential(short_seq) is False
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def test_progressive_throttling_level_1(self):
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"""Throttle level 1 should be set at score >= 30."""
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from middleware.sdk_protection import SDKProtectionMiddleware, SDKProtectionConfig
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config = SDKProtectionConfig()
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mw = SDKProtectionMiddleware.__new__(SDKProtectionMiddleware)
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mw.config = config
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assert mw._get_throttle_level(0) == 0
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assert mw._get_throttle_level(29) == 0
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assert mw._get_throttle_level(30) == 1
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assert mw._get_throttle_level(50) == 1
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assert mw._get_throttle_level(59) == 1
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def test_progressive_throttling_level_3_blocks(self):
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"""Throttle level 3 should be set at score >= 85."""
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from middleware.sdk_protection import SDKProtectionMiddleware, SDKProtectionConfig
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config = SDKProtectionConfig()
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mw = SDKProtectionMiddleware.__new__(SDKProtectionMiddleware)
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mw.config = config
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assert mw._get_throttle_level(60) == 2
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assert mw._get_throttle_level(84) == 2
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assert mw._get_throttle_level(85) == 3
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assert mw._get_throttle_level(100) == 3
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def test_score_decay_over_time(self):
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"""Score should decay over time using decay factor."""
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from middleware.sdk_protection import SDKProtectionMiddleware, SDKProtectionConfig
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config = SDKProtectionConfig(
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score_decay_factor=0.5, # Aggressive decay for test
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score_decay_interval=60, # 1 minute intervals
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)
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mw = SDKProtectionMiddleware.__new__(SDKProtectionMiddleware)
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mw.config = config
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now = time.time()
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# Score 100, last decay 2 intervals ago
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score, last_decay = mw._apply_decay(100.0, now - 120, now)
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# 2 intervals: 100 * 0.5 * 0.5 = 25
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assert score == pytest.approx(25.0)
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# No decay if within same interval
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score2, _ = mw._apply_decay(100.0, now - 30, now)
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assert score2 == pytest.approx(100.0)
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def test_skips_non_protected_paths(self):
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"""Should not apply protection to non-SDK paths."""
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app = self._create_app()
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client = TestClient(app)
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# Health endpoint should not be protected
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response = client.get("/health")
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assert response.status_code == 200
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assert "X-SDK-Throttle-Level" not in response.headers
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# Non-SDK path should not be protected
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response = client.get("/api/public")
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assert response.status_code == 200
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assert "X-SDK-Throttle-Level" not in response.headers
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def test_watermark_header_present(self):
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"""Response should include X-BP-Trace watermark header."""
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app = self._create_app()
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client = TestClient(app)
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response = client.get(
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"/api/v1/tom/access-control",
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headers={"X-API-Key": "watermark-test-user"},
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)
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assert response.status_code == 200
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assert "X-BP-Trace" in response.headers
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assert len(response.headers["X-BP-Trace"]) == 32
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def test_fallback_to_inmemory(self):
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"""Should work with in-memory fallback when Valkey is unavailable."""
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from middleware.sdk_protection import SDKProtectionConfig
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# Point to non-existent Valkey
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app = self._create_app(valkey_url="redis://nonexistent:9999")
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client = TestClient(app)
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response = client.get(
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"/api/v1/tom/access-control",
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headers={"X-API-Key": "fallback-test-user"},
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)
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assert response.status_code == 200
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assert response.json() == {"data": "access-control"}
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def test_no_user_passes_through(self):
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"""Requests without user identification should pass through."""
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app = self._create_app()
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client = TestClient(app)
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# No API key and no session
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response = client.get("/api/v1/tom/access-control")
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assert response.status_code == 200
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def test_category_extraction(self):
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"""Category extraction should use longest prefix match."""
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from middleware.sdk_protection import _extract_category
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assert _extract_category("/api/v1/tom/access-control") == "tom_access_control"
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assert _extract_category("/api/v1/tom/encryption") == "tom_encryption"
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assert _extract_category("/api/v1/dsfa/threshold") == "dsfa_threshold"
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assert _extract_category("/api/v1/vvt/processing") == "vvt_processing"
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assert _extract_category("/api/v1/controls/anything") == "controls_general"
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assert _extract_category("/api/unknown/path") == "unknown"
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