feat: Applicability Engine + API-Filter + DB-Sync + Cleanup
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- Applicability Engine (deterministisch, kein LLM): filtert Controls
  nach Branche, Unternehmensgroesse, Scope-Signalen
- API-Filter auf GET /controls, /controls-count, /controls-meta
- POST /controls/applicable Endpoint fuer Company-Profile-Matching
- 35 Unit-Tests fuer Engine
- Port-8098-Konflikt mit Nginx gefixt (nur expose, kein Host-Port)
- CLAUDE.md: control-pipeline Dokumentation ergaenzt
- 6 internationale Gesetze geloescht (ES/FR/HU/NL/SE/CZ — nur DACH)
- DB-Backup-Import-Script (import_backup.py)

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
This commit is contained in:
Benjamin Admin
2026-04-09 21:58:17 +02:00
parent ee5241a7bc
commit 441d5740bd
6 changed files with 829 additions and 1 deletions

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"""
Applicability Engine -- filters controls based on company profile + scope answers.
Deterministic, no LLM needed. Implements Scoped Control Applicability (Phase C2).
Filtering logic:
- Controls with NULL applicability fields are INCLUDED (apply to everyone).
- Controls with '["all"]' match all queries.
- Industry: control applies if its applicable_industries contains the requested
industry OR contains "all" OR is NULL.
- Company size: control applies if its applicable_company_size contains the
requested size OR contains "all" OR is NULL.
- Scope signals: control applies if it has NO scope_conditions, or the company
has at least one of the required signals (requires_any logic).
"""
from __future__ import annotations
import json
import logging
from typing import Any, Optional
from sqlalchemy import text
from db.session import SessionLocal
logger = logging.getLogger(__name__)
# Valid company sizes (ordered smallest to largest)
VALID_SIZES = ("micro", "small", "medium", "large", "enterprise")
def _parse_json_text(value: Any) -> Any:
"""Parse a TEXT column that stores JSON. Returns None if unparseable."""
if value is None:
return None
if isinstance(value, (list, dict)):
return value
if isinstance(value, str):
try:
return json.loads(value)
except (json.JSONDecodeError, ValueError):
return None
return None
def _matches_industry(applicable_industries_raw: Any, industry: str) -> bool:
"""Check if a control's applicable_industries matches the requested industry."""
industries = _parse_json_text(applicable_industries_raw)
if industries is None:
return True # NULL = applies to everyone
if not isinstance(industries, list):
return True # malformed = include
if "all" in industries:
return True
return industry in industries
def _matches_company_size(applicable_company_size_raw: Any, company_size: str) -> bool:
"""Check if a control's applicable_company_size matches the requested size."""
sizes = _parse_json_text(applicable_company_size_raw)
if sizes is None:
return True # NULL = applies to everyone
if not isinstance(sizes, list):
return True # malformed = include
if "all" in sizes:
return True
return company_size in sizes
def _matches_scope_signals(
scope_conditions_raw: Any, scope_signals: list[str]
) -> bool:
"""Check if a control's scope_conditions are satisfied by the given signals.
A control with scope_conditions = {"requires_any": ["uses_ai", "processes_health_data"]}
matches if the company has at least one of those signals.
A control with NULL or empty scope_conditions always matches.
"""
conditions = _parse_json_text(scope_conditions_raw)
if conditions is None:
return True # no conditions = applies to everyone
if not isinstance(conditions, dict):
return True # malformed = include
requires_any = conditions.get("requires_any", [])
if not requires_any:
return True # no required signals = applies to everyone
# Company must have at least one of the required signals
return bool(set(requires_any) & set(scope_signals))
def get_applicable_controls(
db,
industry: Optional[str] = None,
company_size: Optional[str] = None,
scope_signals: Optional[list[str]] = None,
limit: int = 100,
offset: int = 0,
) -> dict[str, Any]:
"""
Returns controls applicable to the given company profile.
Uses SQL pre-filtering with LIKE for performance, then Python post-filtering
for precise JSON matching (since columns are TEXT, not JSONB).
Args:
db: SQLAlchemy session
industry: e.g. "Telekommunikation", "Energie", "Gesundheitswesen"
company_size: e.g. "medium", "large", "enterprise"
scope_signals: e.g. ["uses_ai", "third_country_transfer"]
limit: max results to return (applied after filtering)
offset: pagination offset (applied after filtering)
Returns:
dict with total_applicable count, paginated controls, and breakdown stats
"""
if scope_signals is None:
scope_signals = []
# SQL pre-filter: broad match to reduce Python-side filtering
query = """
SELECT id, framework_id, control_id, title, objective, rationale,
scope, requirements, test_procedure, evidence,
severity, risk_score, implementation_effort,
evidence_confidence, open_anchors, release_state, tags,
license_rule, source_original_text, source_citation,
customer_visible, verification_method, category, evidence_type,
target_audience, generation_metadata, generation_strategy,
applicable_industries, applicable_company_size, scope_conditions,
parent_control_uuid, decomposition_method, pipeline_version,
created_at, updated_at
FROM canonical_controls
WHERE release_state NOT IN ('duplicate', 'deprecated', 'rejected')
"""
params: dict[str, Any] = {}
# SQL-level pre-filtering (broad, may include false positives)
if industry:
query += """ AND (applicable_industries IS NULL
OR applicable_industries LIKE '%"all"%'
OR applicable_industries LIKE '%' || :industry || '%')"""
params["industry"] = industry
if company_size:
query += """ AND (applicable_company_size IS NULL
OR applicable_company_size LIKE '%"all"%'
OR applicable_company_size LIKE '%' || :company_size || '%')"""
params["company_size"] = company_size
# For scope_signals we cannot do precise SQL filtering on requires_any,
# but we can at least exclude controls whose scope_conditions text
# does not contain any of the requested signals (if only 1 signal).
# With multiple signals we skip SQL pre-filter and do it in Python.
if scope_signals and len(scope_signals) == 1:
query += """ AND (scope_conditions IS NULL
OR scope_conditions LIKE '%' || :scope_sig || '%')"""
params["scope_sig"] = scope_signals[0]
query += " ORDER BY control_id"
rows = db.execute(text(query), params).fetchall()
# Python-level precise filtering
applicable = []
for r in rows:
if industry and not _matches_industry(r.applicable_industries, industry):
continue
if company_size and not _matches_company_size(
r.applicable_company_size, company_size
):
continue
if scope_signals and not _matches_scope_signals(
r.scope_conditions, scope_signals
):
continue
applicable.append(r)
total_applicable = len(applicable)
# Apply pagination
paginated = applicable[offset : offset + limit]
# Build domain breakdown
domain_counts: dict[str, int] = {}
for r in applicable:
domain = r.control_id.split("-")[0].upper() if r.control_id else "UNKNOWN"
domain_counts[domain] = domain_counts.get(domain, 0) + 1
# Build severity breakdown
severity_counts: dict[str, int] = {}
for r in applicable:
sev = r.severity or "unknown"
severity_counts[sev] = severity_counts.get(sev, 0) + 1
# Build industry breakdown (from matched controls)
industry_counts: dict[str, int] = {}
for r in applicable:
industries = _parse_json_text(r.applicable_industries)
if isinstance(industries, list):
for ind in industries:
industry_counts[ind] = industry_counts.get(ind, 0) + 1
else:
industry_counts["unclassified"] = (
industry_counts.get("unclassified", 0) + 1
)
return {
"total_applicable": total_applicable,
"limit": limit,
"offset": offset,
"controls": [_row_to_control(r) for r in paginated],
"breakdown": {
"by_domain": domain_counts,
"by_severity": severity_counts,
"by_industry": industry_counts,
},
}
def _row_to_control(r) -> dict[str, Any]:
"""Convert a DB row to a control dict for API response."""
return {
"id": str(r.id),
"framework_id": str(r.framework_id),
"control_id": r.control_id,
"title": r.title,
"objective": r.objective,
"rationale": r.rationale,
"severity": r.severity,
"category": r.category,
"verification_method": r.verification_method,
"evidence_type": getattr(r, "evidence_type", None),
"target_audience": r.target_audience,
"applicable_industries": r.applicable_industries,
"applicable_company_size": r.applicable_company_size,
"scope_conditions": r.scope_conditions,
"release_state": r.release_state,
"control_id_domain": (
r.control_id.split("-")[0].upper() if r.control_id else None
),
"created_at": r.created_at.isoformat() if r.created_at else None,
"updated_at": r.updated_at.isoformat() if r.updated_at else None,
}