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- ISMS Overview: 14% → 0% bei leerer DB, "not_started" Status, alle Kapitel 0% - Dashboard: 12-Monate simulierte Trend-Historie entfernt - Compliance-Hub: Hardcoded Fallback-Statistiken (474/180/95/120/79/44/558/19) → 0 - SQLAlchemy Bug: `is not None` → `.isnot(None)` in SoA-Query - Hardcoded chapter_7/8_status="pass" → berechnet aus Findings Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
378 lines
12 KiB
Python
378 lines
12 KiB
Python
"""
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FastAPI routes for Dashboard, Executive Dashboard, and Reports.
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Endpoints:
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- /dashboard: Main compliance dashboard
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- /dashboard/executive: Executive summary for managers
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- /dashboard/trend: Compliance score trend over time
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- /score: Quick compliance score
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- /reports: Report generation
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"""
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import logging
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from datetime import datetime, timedelta
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from calendar import month_abbr
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from typing import Optional
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from fastapi import APIRouter, Depends, HTTPException, Query
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from sqlalchemy.orm import Session
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from classroom_engine.database import get_db
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from ..db import (
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RegulationRepository,
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RequirementRepository,
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ControlRepository,
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EvidenceRepository,
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RiskRepository,
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)
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from .schemas import (
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DashboardResponse,
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ExecutiveDashboardResponse,
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TrendDataPoint,
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RiskSummary,
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DeadlineItem,
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TeamWorkloadItem,
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)
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logger = logging.getLogger(__name__)
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router = APIRouter(tags=["compliance-dashboard"])
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# ============================================================================
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# Dashboard
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# ============================================================================
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@router.get("/dashboard", response_model=DashboardResponse)
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async def get_dashboard(db: Session = Depends(get_db)):
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"""Get compliance dashboard statistics."""
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reg_repo = RegulationRepository(db)
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req_repo = RequirementRepository(db)
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ctrl_repo = ControlRepository(db)
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evidence_repo = EvidenceRepository(db)
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risk_repo = RiskRepository(db)
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# Regulations
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regulations = reg_repo.get_active()
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requirements = req_repo.get_all()
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# Controls statistics
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ctrl_stats = ctrl_repo.get_statistics()
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controls = ctrl_repo.get_all()
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# Group controls by domain
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controls_by_domain = {}
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for ctrl in controls:
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domain = ctrl.domain.value if ctrl.domain else "unknown"
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if domain not in controls_by_domain:
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controls_by_domain[domain] = {"total": 0, "pass": 0, "partial": 0, "fail": 0, "planned": 0}
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controls_by_domain[domain]["total"] += 1
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status = ctrl.status.value if ctrl.status else "planned"
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if status in controls_by_domain[domain]:
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controls_by_domain[domain][status] += 1
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# Evidence statistics
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evidence_stats = evidence_repo.get_statistics()
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# Risk statistics
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risks = risk_repo.get_all()
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risks_by_level = {"low": 0, "medium": 0, "high": 0, "critical": 0}
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for risk in risks:
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level = risk.inherent_risk.value if risk.inherent_risk else "low"
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if level in risks_by_level:
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risks_by_level[level] += 1
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# Calculate compliance score - use pre-calculated score from get_statistics()
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# or compute from by_status dict
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score = ctrl_stats.get("compliance_score", 0.0)
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return DashboardResponse(
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compliance_score=round(score, 1),
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total_regulations=len(regulations),
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total_requirements=len(requirements),
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total_controls=ctrl_stats.get("total", 0),
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controls_by_status=ctrl_stats.get("by_status", {}),
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controls_by_domain=controls_by_domain,
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total_evidence=evidence_stats.get("total", 0),
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evidence_by_status=evidence_stats.get("by_status", {}),
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total_risks=len(risks),
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risks_by_level=risks_by_level,
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recent_activity=[],
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)
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@router.get("/score")
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async def get_compliance_score(db: Session = Depends(get_db)):
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"""Get just the compliance score."""
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ctrl_repo = ControlRepository(db)
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stats = ctrl_repo.get_statistics()
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total = stats.get("total", 0)
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passing = stats.get("pass", 0)
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partial = stats.get("partial", 0)
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if total > 0:
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score = ((passing + partial * 0.5) / total) * 100
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else:
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score = 0
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return {
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"score": round(score, 1),
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"total_controls": total,
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"passing_controls": passing,
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"partial_controls": partial,
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}
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# ============================================================================
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# Executive Dashboard (Phase 3 - Sprint 1)
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# ============================================================================
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@router.get("/dashboard/executive", response_model=ExecutiveDashboardResponse)
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async def get_executive_dashboard(db: Session = Depends(get_db)):
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"""
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Get executive dashboard for managers and decision makers.
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Provides:
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- Traffic light status (green/yellow/red)
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- Overall compliance score with trend
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- Top 5 open risks
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- Upcoming deadlines (control reviews, evidence expiry)
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- Team workload distribution
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"""
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reg_repo = RegulationRepository(db)
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req_repo = RequirementRepository(db)
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ctrl_repo = ControlRepository(db)
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risk_repo = RiskRepository(db)
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# Calculate compliance score
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ctrl_stats = ctrl_repo.get_statistics()
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total = ctrl_stats.get("total", 0)
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passing = ctrl_stats.get("pass", 0)
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partial = ctrl_stats.get("partial", 0)
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if total > 0:
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score = ((passing + partial * 0.5) / total) * 100
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else:
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score = 0
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# Determine traffic light status
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if score >= 80:
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traffic_light = "green"
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elif score >= 60:
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traffic_light = "yellow"
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else:
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traffic_light = "red"
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# Trend data — only show current score, no simulated history
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trend_data = []
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if total > 0:
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now = datetime.utcnow()
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trend_data.append(TrendDataPoint(
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date=now.strftime("%Y-%m-%d"),
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score=round(score, 1),
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label=month_abbr[now.month][:3],
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))
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# Get top 5 risks (sorted by severity)
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risks = risk_repo.get_all()
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risk_priority = {"critical": 4, "high": 3, "medium": 2, "low": 1}
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sorted_risks = sorted(
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[r for r in risks if r.status != "mitigated"],
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key=lambda r: (
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risk_priority.get(r.inherent_risk.value if r.inherent_risk else "low", 1),
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r.impact * r.likelihood
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),
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reverse=True
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)[:5]
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top_risks = [
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RiskSummary(
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id=r.id,
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risk_id=r.risk_id,
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title=r.title,
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risk_level=r.inherent_risk.value if r.inherent_risk else "medium",
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owner=r.owner,
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status=r.status,
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category=r.category,
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impact=r.impact,
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likelihood=r.likelihood,
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)
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for r in sorted_risks
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]
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# Get upcoming deadlines
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controls = ctrl_repo.get_all()
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upcoming_deadlines = []
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today = datetime.utcnow().date()
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for ctrl in controls:
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if ctrl.next_review_at:
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review_date = ctrl.next_review_at.date() if hasattr(ctrl.next_review_at, 'date') else ctrl.next_review_at
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days_remaining = (review_date - today).days
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if days_remaining <= 30:
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if days_remaining < 0:
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status = "overdue"
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elif days_remaining <= 7:
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status = "at_risk"
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else:
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status = "on_track"
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upcoming_deadlines.append(DeadlineItem(
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id=ctrl.id,
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title=f"Review: {ctrl.control_id} - {ctrl.title[:30]}",
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deadline=review_date.isoformat(),
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days_remaining=days_remaining,
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type="control_review",
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status=status,
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owner=ctrl.owner,
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))
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upcoming_deadlines.sort(key=lambda x: x.days_remaining)
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upcoming_deadlines = upcoming_deadlines[:10]
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# Calculate team workload (by owner)
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owner_workload = {}
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for ctrl in controls:
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owner = ctrl.owner or "Unassigned"
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if owner not in owner_workload:
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owner_workload[owner] = {"pending": 0, "in_progress": 0, "completed": 0}
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status = ctrl.status.value if ctrl.status else "planned"
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if status in ["pass"]:
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owner_workload[owner]["completed"] += 1
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elif status in ["partial"]:
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owner_workload[owner]["in_progress"] += 1
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else:
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owner_workload[owner]["pending"] += 1
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team_workload = []
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for name, stats in owner_workload.items():
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total_tasks = stats["pending"] + stats["in_progress"] + stats["completed"]
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completion_rate = (stats["completed"] / total_tasks * 100) if total_tasks > 0 else 0
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team_workload.append(TeamWorkloadItem(
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name=name,
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pending_tasks=stats["pending"],
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in_progress_tasks=stats["in_progress"],
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completed_tasks=stats["completed"],
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total_tasks=total_tasks,
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completion_rate=round(completion_rate, 1),
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))
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team_workload.sort(key=lambda x: x.total_tasks, reverse=True)
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# Get counts
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regulations = reg_repo.get_active()
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requirements = req_repo.get_all()
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open_risks = len([r for r in risks if r.status != "mitigated"])
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return ExecutiveDashboardResponse(
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traffic_light_status=traffic_light,
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overall_score=round(score, 1),
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score_trend=trend_data,
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previous_score=trend_data[-2].score if len(trend_data) >= 2 else None,
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score_change=round(score - trend_data[-2].score, 1) if len(trend_data) >= 2 else None,
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total_regulations=len(regulations),
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total_requirements=len(requirements),
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total_controls=total,
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open_risks=open_risks,
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top_risks=top_risks,
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upcoming_deadlines=upcoming_deadlines,
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team_workload=team_workload,
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last_updated=datetime.utcnow().isoformat(),
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)
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@router.get("/dashboard/trend")
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async def get_compliance_trend(
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months: int = Query(12, ge=1, le=24, description="Number of months to include"),
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db: Session = Depends(get_db),
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):
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"""
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Get compliance score trend over time.
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Returns monthly compliance scores for trend visualization.
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"""
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ctrl_repo = ControlRepository(db)
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stats = ctrl_repo.get_statistics()
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total = stats.get("total", 0)
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passing = stats.get("pass", 0)
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partial = stats.get("partial", 0)
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current_score = ((passing + partial * 0.5) / total) * 100 if total > 0 else 0
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# Trend data — only current score, no simulated history
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trend_data = []
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if total > 0:
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now = datetime.utcnow()
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trend_data.append({
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"date": now.strftime("%Y-%m-%d"),
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"score": round(current_score, 1),
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"label": f"{month_abbr[now.month]} {now.year % 100}",
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"month": now.month,
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"year": now.year,
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})
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return {
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"current_score": round(current_score, 1),
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"trend": trend_data,
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"period_months": months,
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"generated_at": datetime.utcnow().isoformat(),
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}
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# ============================================================================
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# Reports
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# ============================================================================
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@router.get("/reports/summary")
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async def get_summary_report(db: Session = Depends(get_db)):
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"""Get a quick summary report for the dashboard."""
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from ..services.report_generator import ComplianceReportGenerator
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generator = ComplianceReportGenerator(db)
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return generator.generate_summary_report()
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@router.get("/reports/{period}")
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async def generate_period_report(
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period: str = "monthly",
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as_of_date: Optional[str] = None,
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db: Session = Depends(get_db),
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):
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"""
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Generate a compliance report for the specified period.
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Args:
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period: One of 'weekly', 'monthly', 'quarterly', 'yearly'
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as_of_date: Report date (YYYY-MM-DD format, defaults to today)
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Returns:
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Complete compliance report
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"""
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from ..services.report_generator import ComplianceReportGenerator, ReportPeriod
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# Validate period
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try:
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report_period = ReportPeriod(period)
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except ValueError:
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raise HTTPException(
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status_code=400,
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detail=f"Invalid period '{period}'. Must be one of: weekly, monthly, quarterly, yearly"
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)
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# Parse date
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report_date = None
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if as_of_date:
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try:
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report_date = datetime.strptime(as_of_date, "%Y-%m-%d").date()
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except ValueError:
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raise HTTPException(
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status_code=400,
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detail="Invalid date format. Use YYYY-MM-DD"
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)
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generator = ComplianceReportGenerator(db)
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return generator.generate_report(report_period, report_date)
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