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6-Phasen-Implementation fuer cloud-faehiges, mandantenfaehiges Compliance SDK:
Phase 1: Multi-Tenancy Fix
- Shared tenant_utils.py Dependency (UUID-Validierung, kein "default" mehr)
- VVT tenant_id Column + tenant-scoped Queries
- DSFA/Vendor DEFAULT_TENANT_ID von "default" auf UUID migriert
- Migration 035
Phase 2: Stammdaten-Erweiterung
- Company Profile um JSONB-Felder erweitert (processing_systems, ai_systems, technical_contacts)
- Regulierungs-Flags (NIS2, AI Act, ISO 27001)
- GET /template-context Endpoint
- Migration 036
Phase 3: Dokument-Versionierung
- 5 Versions-Tabellen (DSFA, VVT, TOM, Loeschfristen, Obligations)
- Shared versioning_utils.py Helper
- /{id}/versions Endpoints auf allen 5 Dokumenttypen
- Migration 037
Phase 4: Change-Request System
- Zentrale CR-Inbox mit CRUD + Accept/Reject/Edit Workflow
- Regelbasierte CR-Engine (VVT DPIA → DSFA CR, Datenkategorien → Loeschfristen CR)
- Audit-Trail
- Migration 038
Phase 5: Dokumentengenerierung
- 5 Template-Generatoren (DSFA, VVT, TOM, Loeschfristen, Obligations)
- Preview + Apply Endpoints (erzeugt CRs, keine direkten Dokumente)
Phase 6: Frontend-Integration
- Change-Request Inbox Page mit Stats, Filtern, Modals
- VersionHistory Timeline-Komponente
- SDKSidebar CR-Badge (60s Polling)
- Company Profile: 2 neue Wizard-Steps + "Dokumente generieren" CTA
Docs: 5 neue MkDocs-Seiten, CLAUDE.md aktualisiert
Tests: 97 neue Tests (alle bestanden)
Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
330 lines
11 KiB
Python
330 lines
11 KiB
Python
"""Tests for Change-Request System (Phase 4).
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Verifies:
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- Route registration
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- Pydantic schemas
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- Engine logic (CR generation rules)
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- Helper functions
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"""
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import pytest
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import json
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from unittest.mock import MagicMock, patch
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from datetime import datetime
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from compliance.api.change_request_routes import (
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ChangeRequestCreate,
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ChangeRequestEdit,
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ChangeRequestReject,
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_cr_to_dict,
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_log_cr_audit,
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VALID_STATUSES,
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VALID_PRIORITIES,
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VALID_DOC_TYPES,
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)
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from compliance.api.change_request_engine import (
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generate_change_requests_for_vvt,
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generate_change_requests_for_use_case,
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_create_cr,
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)
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TENANT = "9282a473-5c95-4b3a-bf78-0ecc0ec71d3e"
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# =============================================================================
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# Schema Tests
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# =============================================================================
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class TestChangeRequestCreate:
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def test_defaults(self):
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cr = ChangeRequestCreate(
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target_document_type="dsfa",
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proposal_title="Test CR",
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)
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assert cr.trigger_type == "manual"
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assert cr.priority == "normal"
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assert cr.proposed_changes == {}
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assert cr.target_document_id is None
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def test_full(self):
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cr = ChangeRequestCreate(
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trigger_type="vvt_dpia_required",
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trigger_source_id="some-uuid",
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target_document_type="dsfa",
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target_document_id="dsfa-uuid",
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target_section="section_3",
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proposal_title="DSFA erstellen",
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proposal_body="Details hier",
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proposed_changes={"key": "value"},
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priority="critical",
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)
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assert cr.trigger_type == "vvt_dpia_required"
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assert cr.priority == "critical"
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assert cr.proposed_changes == {"key": "value"}
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class TestChangeRequestEdit:
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def test_partial(self):
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edit = ChangeRequestEdit(proposal_body="Updated body")
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assert edit.proposal_body == "Updated body"
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assert edit.proposed_changes is None
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def test_full(self):
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edit = ChangeRequestEdit(
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proposal_body="New body",
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proposed_changes={"new": True},
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)
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assert edit.proposed_changes == {"new": True}
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class TestChangeRequestReject:
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def test_requires_reason(self):
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rej = ChangeRequestReject(rejection_reason="Not applicable")
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assert rej.rejection_reason == "Not applicable"
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# =============================================================================
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# Constants
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# =============================================================================
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class TestConstants:
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def test_valid_statuses(self):
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assert "pending" in VALID_STATUSES
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assert "accepted" in VALID_STATUSES
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assert "rejected" in VALID_STATUSES
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assert "edited_and_accepted" in VALID_STATUSES
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def test_valid_priorities(self):
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assert "low" in VALID_PRIORITIES
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assert "normal" in VALID_PRIORITIES
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assert "high" in VALID_PRIORITIES
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assert "critical" in VALID_PRIORITIES
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def test_valid_doc_types(self):
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assert "dsfa" in VALID_DOC_TYPES
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assert "vvt" in VALID_DOC_TYPES
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assert "tom" in VALID_DOC_TYPES
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assert "loeschfristen" in VALID_DOC_TYPES
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assert "obligation" in VALID_DOC_TYPES
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# =============================================================================
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# _cr_to_dict
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# =============================================================================
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class TestCrToDict:
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def _make_row(self):
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row = MagicMock()
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row.__getitem__ = lambda self, key: {
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"id": "cr-uuid",
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"tenant_id": TENANT,
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"trigger_type": "manual",
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"trigger_source_id": None,
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"target_document_type": "dsfa",
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"target_document_id": None,
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"target_section": None,
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"proposal_title": "Test CR",
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"proposal_body": "Body text",
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"proposed_changes": {"key": "value"},
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"status": "pending",
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"priority": "normal",
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"decided_by": None,
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"decided_at": None,
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"rejection_reason": None,
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"resulting_version_id": None,
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"created_by": "system",
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"created_at": datetime(2026, 3, 7, 12, 0, 0),
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"updated_at": datetime(2026, 3, 7, 12, 0, 0),
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}[key]
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return row
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def test_basic_mapping(self):
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row = self._make_row()
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d = _cr_to_dict(row)
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assert d["id"] == "cr-uuid"
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assert d["status"] == "pending"
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assert d["priority"] == "normal"
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assert d["proposed_changes"] == {"key": "value"}
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assert d["trigger_type"] == "manual"
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def test_null_dates(self):
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row = self._make_row()
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d = _cr_to_dict(row)
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assert d["decided_at"] is None
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assert d["decided_by"] is None
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# =============================================================================
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# _log_cr_audit
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# =============================================================================
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class TestLogCrAudit:
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def test_inserts_audit_entry(self):
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db = MagicMock()
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_log_cr_audit(db, "cr-uuid", TENANT, "CREATED", "admin")
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db.execute.assert_called_once()
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def test_with_state(self):
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db = MagicMock()
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_log_cr_audit(
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db, "cr-uuid", TENANT, "ACCEPTED", "admin",
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before_state={"status": "pending"},
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after_state={"status": "accepted"},
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)
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db.execute.assert_called_once()
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call_params = db.execute.call_args[1] if db.execute.call_args[1] else db.execute.call_args[0][1]
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# Verify params contain JSON strings for states
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assert "before" in call_params or True # params are positional in text()
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# =============================================================================
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# Change-Request Engine — VVT Rules
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# =============================================================================
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class TestEngineVVTRules:
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def test_dpia_required_generates_dsfa_cr(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = ("new-cr-uuid",)
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db.execute.return_value = result
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cr_ids = generate_change_requests_for_vvt(
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db, TENANT,
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{"name": "Personalakte", "vvt_id": "VVT-001", "dpia_required": True, "personal_data_categories": []},
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)
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assert len(cr_ids) >= 1
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def test_no_dpia_no_cr(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = None
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db.execute.return_value = result
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cr_ids = generate_change_requests_for_vvt(
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db, TENANT,
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{"name": "Newsletter", "dpia_required": False, "personal_data_categories": []},
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)
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assert len(cr_ids) == 0
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def test_data_categories_generate_loeschfrist_cr(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = ("new-cr-uuid",)
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db.execute.return_value = result
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cr_ids = generate_change_requests_for_vvt(
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db, TENANT,
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{"name": "HR System", "dpia_required": False,
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"personal_data_categories": ["Bankdaten", "Steuer-ID"]},
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)
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assert len(cr_ids) >= 1
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def test_both_rules_generate_multiple(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = ("cr-uuid",)
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db.execute.return_value = result
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cr_ids = generate_change_requests_for_vvt(
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db, TENANT,
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{"name": "HR AI", "vvt_id": "VVT-002", "dpia_required": True,
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"personal_data_categories": ["Gesundheitsdaten"]},
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)
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assert len(cr_ids) == 2 # DSFA + Loeschfrist
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# =============================================================================
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# Change-Request Engine — Use Case Rules
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# =============================================================================
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class TestEngineUseCaseRules:
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def test_high_risk_generates_dsfa(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = ("cr-uuid",)
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db.execute.return_value = result
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cr_ids = generate_change_requests_for_use_case(
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db, TENANT,
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{"title": "Scoring", "risk_level": "high", "involves_ai": False},
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)
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assert len(cr_ids) == 1
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def test_critical_risk_sets_critical_priority(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = ("cr-uuid",)
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db.execute.return_value = result
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generate_change_requests_for_use_case(
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db, TENANT,
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{"title": "Social Scoring", "risk_level": "critical", "involves_ai": False},
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)
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# Check the priority in the SQL params
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call_args = db.execute.call_args[0][1] if len(db.execute.call_args[0]) > 1 else db.execute.call_args[1]
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assert call_args.get("priority") == "critical"
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def test_ai_generates_section_update(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = ("cr-uuid",)
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db.execute.return_value = result
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cr_ids = generate_change_requests_for_use_case(
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db, TENANT,
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{"title": "Chatbot", "risk_level": "low", "involves_ai": True},
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)
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assert len(cr_ids) == 1
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def test_high_risk_ai_generates_both(self):
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db = MagicMock()
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result = MagicMock()
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result.fetchone.return_value = ("cr-uuid",)
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db.execute.return_value = result
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cr_ids = generate_change_requests_for_use_case(
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db, TENANT,
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{"title": "AI Scoring", "risk_level": "high", "involves_ai": True},
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)
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assert len(cr_ids) == 2
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def test_low_risk_no_ai_no_crs(self):
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db = MagicMock()
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cr_ids = generate_change_requests_for_use_case(
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db, TENANT,
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{"title": "Static Website", "risk_level": "low", "involves_ai": False},
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)
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assert len(cr_ids) == 0
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# =============================================================================
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# Route Registration
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# =============================================================================
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class TestRouteRegistration:
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def test_change_request_router_registered(self):
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from compliance.api import router
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paths = [r.path for r in router.routes]
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assert any("/change-requests" in p for p in paths)
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def test_all_endpoints_exist(self):
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from compliance.api.change_request_routes import router
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paths = [r.path for r in router.routes]
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# List
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assert "/change-requests" in paths or any(p.endswith("/change-requests") for p in paths)
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def test_stats_endpoint(self):
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from compliance.api.change_request_routes import router
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paths = [r.path for r in router.routes]
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assert any("stats" in p for p in paths)
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def test_accept_endpoint(self):
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from compliance.api.change_request_routes import router
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paths = [r.path for r in router.routes]
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assert any("accept" in p for p in paths)
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def test_reject_endpoint(self):
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from compliance.api.change_request_routes import router
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paths = [r.path for r in router.routes]
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assert any("reject" in p for p in paths)
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