6d29191e9b
User feedback after BMW test:
- 60 'BMW AG — XYZ' rows were rendered as ✗ for Opt-Out/Privacy and
scored 38-52%. That's misleading: BMW processing for itself doesn't
need a separate opt-out URL (cookie-banner is the consent
mechanism) or a separate privacy policy (main DSI covers it).
- Title 'Anbieter' was wrong for 60 of 90 rows (internal services).
Three orthogonal fixes:
1. score_vendors becomes recipient_type aware:
- INTERNAL/GROUP_COMPANY: opt_out_url, privacy_policy_url, country
are NOT required (the user's main DSI + cookie-banner cover them).
What IS required: name, purpose, cookies disclosed with name +
expiry. Cookies-disclosure weight raised to 50 (was 15) so the
VVT-relevant data is the score driver.
- 'necessary' category: opt-out still skipped (§25 Abs. 2 TDDDG).
- External (PROCESSOR/CONTROLLER): existing strict scoring stays.
2. _link_status_badge accepts na_label and renders a neutral em-dash
with explanation tooltip instead of red ✗ when the column doesn't
apply to that row. _render_vendor_row_full passes na_label based on
recipient_type:
- INTERNAL/GROUP -> 'Nicht erforderlich (eigene Verarbeitung)'
- necessary -> 'Nicht erforderlich (§25 Abs. 2 TDDDG)'
3. Header + summary clarify the split:
- h3 changed to 'Verarbeitungstaetigkeiten und Empfaenger aus der
Cookie-Richtlinie' (was 'Drittanbieter aus Cookie-Richtlinie').
- Top line: '90 Verarbeitungen erfasst — 60 eigene + 30 externe
Empfaenger'.
- Disclaimer below: explains the INTERNAL/GROUP exemption so the
reader understands why those rows don't show ✗ for missing URLs.
- Section labels enriched with the relevant DSGVO article:
'Eigene Verarbeitungstaetigkeiten — fuer das VVT (Art. 30)',
'Auftragsverarbeiter — AVV erforderlich (Art. 28)',
'Joint Controller — Vereinbarung pruefen (Art. 26)'.
Expected BMW result after fix: ~85% of the 60 BMW-AG rows jump from
~52% to 90-100% (the real issue, fehlende Cookies-Disclosure, stays
flagged). The only true findings remaining are external links that
return 4xx (e.g. Criteo 403, Teads 404).
324 lines
12 KiB
Python
324 lines
12 KiB
Python
"""
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Cookie-Richtlinie Opt-Out and Privacy-Policy link validator.
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Art. 7(3) DSGVO: "Der Widerruf der Einwilligung muss so einfach wie die
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Erteilung sein". Per third-party provider in the cookie policy there must
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be a working opt-out mechanism. A missing or broken link makes that
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provider entry legally non-compliant.
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This module extracts the URLs from the cookie-policy text and tests each
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one via async HTTP (HEAD first, GET fallback). Returns structured findings
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the route layer turns into CheckItems for the email + frontend report.
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"""
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from __future__ import annotations
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import asyncio
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import logging
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import re
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from typing import TypedDict
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import httpx
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logger = logging.getLogger(__name__)
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# URL extraction patterns. Each captures the URL that follows the keyword.
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_URL_RE = r"https?://[\w\-./?#&=:%~+@]+"
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_OPTOUT_PATTERN = re.compile(
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rf"opt[\-\s]?out[\-\s]?(?:link)?\s*[:\|]?\s*({_URL_RE})",
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re.IGNORECASE,
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)
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_PRIVACY_PATTERN = re.compile(
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rf"(?:link\s+zur?\s+(?:privacy[\-\s]?policy|datenschutz\w*)|privacy[\-\s]?policy)\s*[:\|]?\s*({_URL_RE})",
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re.IGNORECASE,
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)
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# Concurrency + timeout budget. 10 parallel requests, 8s per request,
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# whole batch capped at 60s — keeps the cookie check inside the existing
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# 120s backend → consent-tester budget.
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_MAX_CONCURRENT = 10
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_PER_URL_TIMEOUT = 8.0
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_BATCH_TIMEOUT = 60.0
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class LinkCheck(TypedDict, total=False):
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url: str
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kind: str # "opt-out" | "privacy-policy"
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status: int # 0 = unreachable
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final_url: str
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error: str
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reachable: bool
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def extract_links(text: str) -> list[LinkCheck]:
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"""Pull all Opt-Out + Privacy-Policy URLs from a cookie-policy text.
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Deduplicates by URL+kind. Strips trailing punctuation/quotes commonly
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captured by greedy URL regex.
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"""
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found: dict[tuple[str, str], LinkCheck] = {}
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for kind, pattern in (("opt-out", _OPTOUT_PATTERN),
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("privacy-policy", _PRIVACY_PATTERN)):
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for match in pattern.finditer(text):
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url = match.group(1).rstrip(".,;:\"')(]").strip()
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if not url.startswith(("http://", "https://")):
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continue
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key = (url, kind)
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if key not in found:
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found[key] = LinkCheck(url=url, kind=kind)
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return list(found.values())
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async def validate_links(links: list[LinkCheck]) -> list[LinkCheck]:
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"""HTTP-probe each link concurrently. Adds status + reachable flag.
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Uses HEAD first (fast), falls back to GET for servers that reject HEAD.
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Accepts any 2xx/3xx as reachable; 4xx/5xx and timeouts as broken.
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"""
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if not links:
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return []
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sem = asyncio.Semaphore(_MAX_CONCURRENT)
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async with httpx.AsyncClient(
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timeout=_PER_URL_TIMEOUT,
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follow_redirects=True,
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headers={"User-Agent": "BreakPilot-LinkChecker/1.0"},
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) as client:
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async def probe(link: LinkCheck) -> LinkCheck:
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async with sem:
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try:
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resp = await client.head(link["url"])
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if resp.status_code in (405, 403):
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# Some servers reject HEAD; try GET
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resp = await client.get(link["url"])
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link["status"] = resp.status_code
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link["final_url"] = str(resp.url)
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link["reachable"] = 200 <= resp.status_code < 400
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except httpx.TimeoutException:
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link["status"] = 0
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link["error"] = "timeout"
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link["reachable"] = False
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except Exception as e:
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link["status"] = 0
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link["error"] = str(e)[:80]
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link["reachable"] = False
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return link
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try:
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results = await asyncio.wait_for(
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asyncio.gather(*[probe(link) for link in links]),
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timeout=_BATCH_TIMEOUT,
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)
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return list(results)
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except asyncio.TimeoutError:
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logger.warning(
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"Cookie-link batch timeout after %.0fs — %d urls",
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_BATCH_TIMEOUT, len(links),
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)
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# Best-effort: return whatever links got updated
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return links
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# ── Per-vendor link validation ──────────────────────────────────────
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async def validate_vendor_urls(vendors: list[dict]) -> list[dict]:
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"""Probe opt-out and privacy URLs of each vendor. Mutates each vendor:
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vendor["opt_out_status"] = int (0 = unreachable, 2xx/3xx = ok)
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vendor["opt_out_ok"] = bool
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vendor["privacy_status"] = int
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vendor["privacy_ok"] = bool
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"""
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if not vendors:
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return vendors
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# Flatten into one list of LinkCheck (with back-reference to vendor)
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probes: list[tuple[dict, str, str]] = [] # (vendor, url, kind)
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for v in vendors:
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if v.get("opt_out_url"):
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probes.append((v, v["opt_out_url"], "opt_out"))
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if v.get("privacy_policy_url"):
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probes.append((v, v["privacy_policy_url"], "privacy"))
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if not probes:
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return vendors
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sem = asyncio.Semaphore(_MAX_CONCURRENT)
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async with httpx.AsyncClient(
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timeout=_PER_URL_TIMEOUT,
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follow_redirects=True,
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headers={"User-Agent": "BreakPilot-LinkChecker/1.0"},
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) as client:
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async def probe(vendor: dict, url: str, kind: str) -> None:
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async with sem:
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try:
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resp = await client.head(url)
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if resp.status_code in (405, 403):
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resp = await client.get(url)
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vendor[f"{kind}_status"] = resp.status_code
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vendor[f"{kind}_ok"] = 200 <= resp.status_code < 400
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except Exception as e:
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vendor[f"{kind}_status"] = 0
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vendor[f"{kind}_ok"] = False
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vendor[f"{kind}_error"] = str(e)[:60]
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try:
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await asyncio.wait_for(
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asyncio.gather(*[probe(v, u, k) for v, u, k in probes]),
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timeout=_BATCH_TIMEOUT,
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)
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except asyncio.TimeoutError:
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logger.warning("vendor-link batch timeout (%d probes)", len(probes))
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return vendors
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def score_vendors(vendors: list[dict]) -> list[dict]:
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"""Compute per-vendor compliance score (0-100) and flags.
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Scoring is recipient-type AND category aware. Two orthogonal axes
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influence which fields are required:
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recipient_type == INTERNAL / GROUP_COMPANY
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Own processing — the user's consent + main DSI cover privacy +
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opt-out for ALL of these. Per-row opt-out / privacy URLs are
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NOT a compliance gap. What matters: VVT-relevante Fields
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(purpose, cookies with names + expiry).
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category == 'necessary' (§25 Abs. 2 TDDDG)
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Technically necessary cookies don't need consent → no opt-out
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required even for external processors.
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For each non-applicable field we set flag '<field>_n_a' instead of
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a penalty flag, so the report can render it neutrally.
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"""
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for v in vendors:
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rtype = (v.get("recipient_type") or "OTHER").upper()
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is_own = rtype in ("INTERNAL", "GROUP_COMPANY")
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is_necessary = (v.get("category") or "").lower() in (
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"necessary", "strictlynecessary",
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)
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opt_out_required = not is_own and not is_necessary
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privacy_required = not is_own
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country_required = not is_own
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score = 0
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max_score = 0
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flags: list[str] = []
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# Name (always required) — 20
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max_score += 20
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if v.get("name"):
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score += 20
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else:
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flags.append("no_name")
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# Purpose — 20
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max_score += 20
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if v.get("purpose"):
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score += 20
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else:
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flags.append("no_purpose")
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# Country — only for external processors / controllers
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if country_required:
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max_score += 10
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if v.get("country"):
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score += 10
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else:
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flags.append("no_country")
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# Opt-Out URL — only when consent-based AND external
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if opt_out_required:
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max_score += 25
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if not v.get("opt_out_url"):
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flags.append("no_opt_out_url")
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elif v.get("opt_out_ok") is False:
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flags.append("broken_opt_out")
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score += 5
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else:
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score += 25
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# Privacy policy URL — required for external (own = via main DSI)
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if privacy_required:
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weight = 10 if is_necessary else 15
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max_score += weight
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if not v.get("privacy_policy_url"):
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flags.append("no_privacy_url")
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elif v.get("privacy_ok") is False:
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flags.append("broken_privacy_url")
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score += weight // 3
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else:
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score += weight
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# Cookies disclosed (names + expiry) — required for ALL types
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# (own processing too: BMW must list its own cookies for the VVT)
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weight = 50 if is_own or is_necessary else 15
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max_score += weight
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cookies = v.get("cookies") or []
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if cookies:
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named = sum(1 for c in cookies if c.get("name"))
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with_expiry = sum(1 for c in cookies if c.get("expiry"))
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if named >= 1 and with_expiry >= 1:
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score += weight
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elif named >= 1:
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score += weight // 2
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flags.append("cookies_no_expiry")
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else:
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flags.append("cookies_no_names")
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else:
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flags.append("no_cookies_listed")
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v["compliance_score"] = round(score / max_score * 100) if max_score else 0
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v["compliance_flags"] = flags
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return vendors
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# ── CheckItem rendering ──────────────────────────────────────────────
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def build_check_items(validated: list[LinkCheck]) -> list[dict]:
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"""Turn validator results into compliance-check items (one per kind).
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Always returns 2 items (opt-out + privacy-policy) so the report layout
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is stable. Skipped if no links of that kind were extracted.
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"""
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items: list[dict] = []
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for kind, label in (
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("opt-out", "Opt-Out-Links der Drittanbieter erreichbar"),
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("privacy-policy", "Privacy-Policy-Links der Drittanbieter erreichbar"),
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):
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of_kind = [l for l in validated if l.get("kind") == kind]
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if not of_kind:
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continue
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total = len(of_kind)
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ok = sum(1 for l in of_kind if l.get("reachable"))
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broken = [l for l in of_kind if not l.get("reachable")]
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all_pass = ok == total
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hint = ""
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matched = ""
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if all_pass:
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matched = f"{ok}/{total} Links erreichbar (HTTP 2xx/3xx)"
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else:
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broken_summary = ", ".join(
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f"{l['url'][:60]} ({l.get('status') or l.get('error', '?')})"
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for l in broken[:5]
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)
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hint = (
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f"{len(broken)}/{total} Links sind defekt. Defekte "
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f"Provider-Eintraege erfuellen Art. 7(3) DSGVO nicht — der "
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f"Widerruf der Einwilligung ist fuer diese Anbieter unmoeglich. "
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f"Beispiele: {broken_summary}"
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)
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items.append({
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"id": f"cookie_links_{kind.replace('-', '_')}",
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"label": label,
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"passed": all_pass,
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"severity": "MEDIUM" if kind == "opt-out" else "LOW",
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"matched_text": matched,
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"level": 2,
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"parent": "opt_out",
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"skipped": False,
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"hint": hint,
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})
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return items
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