532febe35c
- LegalContext → LegalDomainContext (Kollision mit legal_rag.go LegalContext) - ExplainResponse.LegalContext bleibt unveraendert (RAG-Typ) - Registration Handler: Intake ist struct, kein []byte - Unbenutzten json Import entfernt Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
820 lines
36 KiB
Go
820 lines
36 KiB
Go
package ucca
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import (
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"time"
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"github.com/google/uuid"
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)
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// ============================================================================
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// Constants / Enums
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// ============================================================================
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// Feasibility represents the overall assessment result
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type Feasibility string
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const (
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FeasibilityYES Feasibility = "YES"
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FeasibilityCONDITIONAL Feasibility = "CONDITIONAL"
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FeasibilityNO Feasibility = "NO"
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)
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// RiskLevel represents the overall risk classification
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type RiskLevel string
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const (
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RiskLevelMINIMAL RiskLevel = "MINIMAL"
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RiskLevelLOW RiskLevel = "LOW"
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RiskLevelMEDIUM RiskLevel = "MEDIUM"
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RiskLevelHIGH RiskLevel = "HIGH"
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RiskLevelUNACCEPTABLE RiskLevel = "UNACCEPTABLE"
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)
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// Complexity represents implementation complexity
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type Complexity string
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const (
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ComplexityLOW Complexity = "LOW"
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ComplexityMEDIUM Complexity = "MEDIUM"
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ComplexityHIGH Complexity = "HIGH"
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)
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// Severity represents rule severity
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type Severity string
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const (
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SeverityINFO Severity = "INFO"
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SeverityWARN Severity = "WARN"
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SeverityBLOCK Severity = "BLOCK"
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)
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// Domain represents the business domain
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type Domain string
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const (
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// Industrie & Produktion
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DomainAutomotive Domain = "automotive"
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DomainMechanicalEngineering Domain = "mechanical_engineering"
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DomainPlantEngineering Domain = "plant_engineering"
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DomainElectricalEngineering Domain = "electrical_engineering"
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DomainAerospace Domain = "aerospace"
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DomainChemicals Domain = "chemicals"
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DomainFoodBeverage Domain = "food_beverage"
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DomainTextiles Domain = "textiles"
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DomainPackaging Domain = "packaging"
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// Energie & Versorgung
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DomainUtilities Domain = "utilities"
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DomainEnergy Domain = "energy"
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DomainOilGas Domain = "oil_gas"
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// Land- & Forstwirtschaft
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DomainAgriculture Domain = "agriculture"
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DomainForestry Domain = "forestry"
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DomainFishing Domain = "fishing"
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// Bau & Immobilien
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DomainConstruction Domain = "construction"
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DomainRealEstate Domain = "real_estate"
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DomainFacilityManagement Domain = "facility_management"
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// Gesundheit & Soziales
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DomainHealthcare Domain = "healthcare"
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DomainMedicalDevices Domain = "medical_devices"
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DomainPharma Domain = "pharma"
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DomainElderlyCare Domain = "elderly_care"
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DomainSocialServices Domain = "social_services"
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// Bildung & Forschung
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DomainEducation Domain = "education"
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DomainHigherEducation Domain = "higher_education"
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DomainVocationalTraining Domain = "vocational_training"
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DomainResearch Domain = "research"
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// Finanzen & Versicherung
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DomainFinance Domain = "finance"
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DomainBanking Domain = "banking"
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DomainInsurance Domain = "insurance"
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DomainInvestment Domain = "investment"
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// Handel & Logistik
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DomainRetail Domain = "retail"
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DomainEcommerce Domain = "ecommerce"
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DomainWholesale Domain = "wholesale"
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DomainLogistics Domain = "logistics"
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// IT & Telekommunikation
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DomainITServices Domain = "it_services"
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DomainTelecom Domain = "telecom"
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DomainCybersecurity Domain = "cybersecurity"
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// Recht & Beratung
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DomainLegal Domain = "legal"
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DomainConsulting Domain = "consulting"
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DomainTaxAdvisory Domain = "tax_advisory"
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// Oeffentlicher Sektor
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DomainPublic Domain = "public_sector"
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DomainDefense Domain = "defense"
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DomainJustice Domain = "justice"
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// Marketing & Medien
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DomainMarketing Domain = "marketing"
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DomainMedia Domain = "media"
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DomainEntertainment Domain = "entertainment"
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// HR & Personal
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DomainHR Domain = "hr"
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DomainRecruiting Domain = "recruiting"
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// Tourismus & Gastronomie
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DomainHospitality Domain = "hospitality"
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DomainTourism Domain = "tourism"
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// Sonstige
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DomainNonprofit Domain = "nonprofit"
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DomainSports Domain = "sports"
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DomainGeneral Domain = "general"
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)
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// ValidDomains contains all valid domain values
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var ValidDomains = map[Domain]bool{
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DomainAutomotive: true, DomainMechanicalEngineering: true, DomainPlantEngineering: true,
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DomainElectricalEngineering: true, DomainAerospace: true, DomainChemicals: true,
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DomainFoodBeverage: true, DomainTextiles: true, DomainPackaging: true,
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DomainUtilities: true, DomainEnergy: true, DomainOilGas: true,
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DomainAgriculture: true, DomainForestry: true, DomainFishing: true,
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DomainConstruction: true, DomainRealEstate: true, DomainFacilityManagement: true,
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DomainHealthcare: true, DomainMedicalDevices: true, DomainPharma: true,
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DomainElderlyCare: true, DomainSocialServices: true,
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DomainEducation: true, DomainHigherEducation: true, DomainVocationalTraining: true, DomainResearch: true,
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DomainFinance: true, DomainBanking: true, DomainInsurance: true, DomainInvestment: true,
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DomainRetail: true, DomainEcommerce: true, DomainWholesale: true, DomainLogistics: true,
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DomainITServices: true, DomainTelecom: true, DomainCybersecurity: true,
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DomainLegal: true, DomainConsulting: true, DomainTaxAdvisory: true,
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DomainPublic: true, DomainDefense: true, DomainJustice: true,
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DomainMarketing: true, DomainMedia: true, DomainEntertainment: true,
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DomainHR: true, DomainRecruiting: true,
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DomainHospitality: true, DomainTourism: true,
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DomainNonprofit: true, DomainSports: true, DomainGeneral: true,
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}
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// AutomationLevel represents the degree of automation
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type AutomationLevel string
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const (
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AutomationAssistive AutomationLevel = "assistive"
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AutomationSemiAutomated AutomationLevel = "semi_automated"
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AutomationFullyAutomated AutomationLevel = "fully_automated"
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)
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// TrainingAllowed represents if training with data is permitted
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type TrainingAllowed string
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const (
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TrainingYES TrainingAllowed = "YES"
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TrainingCONDITIONAL TrainingAllowed = "CONDITIONAL"
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TrainingNO TrainingAllowed = "NO"
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)
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// ============================================================================
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// Input Structs
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// ============================================================================
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// UseCaseIntake represents the user's input describing their planned AI use case
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type UseCaseIntake struct {
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// Free-text description of the use case
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UseCaseText string `json:"use_case_text"`
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// Business domain
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Domain Domain `json:"domain"`
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// Title for the assessment (optional)
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Title string `json:"title,omitempty"`
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// Data types involved
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DataTypes DataTypes `json:"data_types"`
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// Purpose of the processing
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Purpose Purpose `json:"purpose"`
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// Level of automation
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Automation AutomationLevel `json:"automation"`
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// Output characteristics
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Outputs Outputs `json:"outputs"`
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// Hosting configuration
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Hosting Hosting `json:"hosting"`
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// Model usage configuration
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ModelUsage ModelUsage `json:"model_usage"`
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// Retention configuration
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Retention Retention `json:"retention"`
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// Financial regulations context (DORA, MaRisk, BAIT)
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// Only applicable for financial domains (banking, finance, insurance, investment)
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FinancialContext *FinancialContext `json:"financial_context,omitempty"`
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// BetrVG / works council context (Germany)
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EmployeeMonitoring bool `json:"employee_monitoring,omitempty"` // System can monitor employee behavior/performance
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HRDecisionSupport bool `json:"hr_decision_support,omitempty"` // System supports HR decisions (hiring, evaluation, termination)
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WorksCouncilConsulted bool `json:"works_council_consulted,omitempty"` // Works council has been consulted
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// Domain-specific contexts (AI Act Annex III high-risk domains)
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HRContext *HRContext `json:"hr_context,omitempty"`
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EducationContext *EducationContext `json:"education_context,omitempty"`
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HealthcareContext *HealthcareContext `json:"healthcare_context,omitempty"`
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LegalDomainContext *LegalDomainContext `json:"legal_context,omitempty"`
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PublicSectorContext *PublicSectorContext `json:"public_sector_context,omitempty"`
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CriticalInfraContext *CriticalInfraContext `json:"critical_infra_context,omitempty"`
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AutomotiveContext *AutomotiveContext `json:"automotive_context,omitempty"`
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RetailContext *RetailContext `json:"retail_context,omitempty"`
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ITSecurityContext *ITSecurityContext `json:"it_security_context,omitempty"`
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LogisticsContext *LogisticsContext `json:"logistics_context,omitempty"`
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ConstructionContext *ConstructionContext `json:"construction_context,omitempty"`
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MarketingContext *MarketingContext `json:"marketing_context,omitempty"`
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ManufacturingContext *ManufacturingContext `json:"manufacturing_context,omitempty"`
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AgricultureContext *AgricultureContext `json:"agriculture_context,omitempty"`
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SocialServicesCtx *SocialServicesContext `json:"social_services_context,omitempty"`
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HospitalityContext *HospitalityContext `json:"hospitality_context,omitempty"`
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InsuranceContext *InsuranceContext `json:"insurance_context,omitempty"`
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InvestmentContext *InvestmentContext `json:"investment_context,omitempty"`
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DefenseContext *DefenseContext `json:"defense_context,omitempty"`
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SupplyChainContext *SupplyChainContext `json:"supply_chain_context,omitempty"`
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FacilityContext *FacilityContext `json:"facility_context,omitempty"`
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SportsContext *SportsContext `json:"sports_context,omitempty"`
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// Opt-in to store raw text (otherwise only hash)
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StoreRawText bool `json:"store_raw_text,omitempty"`
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}
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// HRContext captures HR/recruiting-specific compliance data (AI Act Annex III Nr. 4 + AGG)
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type HRContext struct {
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AutomatedScreening bool `json:"automated_screening"` // KI sortiert Bewerber vor
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AutomatedRejection bool `json:"automated_rejection"` // KI generiert Absagen
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CandidateRanking bool `json:"candidate_ranking"` // KI erstellt Bewerber-Rankings
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BiasAuditsDone bool `json:"bias_audits_done"` // Regelmaessige Bias-Audits
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AGGCategoriesVisible bool `json:"agg_categories_visible"` // System kann Name/Foto/Alter erkennen
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HumanReviewEnforced bool `json:"human_review_enforced"` // Mensch prueft jede KI-Empfehlung
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PerformanceEvaluation bool `json:"performance_evaluation"` // KI bewertet Mitarbeiterleistung
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}
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// EducationContext captures education-specific compliance data (AI Act Annex III Nr. 3)
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type EducationContext struct {
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GradeInfluence bool `json:"grade_influence"` // KI beeinflusst Noten
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ExamEvaluation bool `json:"exam_evaluation"` // KI bewertet Pruefungen
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StudentSelection bool `json:"student_selection"` // KI beeinflusst Zugang/Auswahl
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MinorsInvolved bool `json:"minors_involved"` // Minderjaehrige betroffen
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TeacherReviewRequired bool `json:"teacher_review_required"` // Lehrkraft prueft KI-Ergebnis
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LearningAdaptation bool `json:"learning_adaptation"` // KI passt Lernpfade an
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}
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// HealthcareContext captures healthcare-specific compliance data (AI Act Annex III Nr. 5 + MDR)
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type HealthcareContext struct {
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DiagnosisSupport bool `json:"diagnosis_support"` // KI unterstuetzt Diagnosen
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TreatmentRecommend bool `json:"treatment_recommendation"` // KI empfiehlt Behandlungen
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TriageDecision bool `json:"triage_decision"` // KI priorisiert Patienten
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PatientDataProcessed bool `json:"patient_data_processed"` // Gesundheitsdaten verarbeitet
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MedicalDevice bool `json:"medical_device"` // System ist Medizinprodukt
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ClinicalValidation bool `json:"clinical_validation"` // Klinisch validiert
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}
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// LegalDomainContext captures legal/justice-specific compliance data (AI Act Annex III Nr. 8)
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type LegalDomainContext struct {
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LegalAdvice bool `json:"legal_advice"` // KI gibt Rechtsberatung
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ContractAnalysis bool `json:"contract_analysis"` // KI analysiert Vertraege
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CourtPrediction bool `json:"court_prediction"` // KI prognostiziert Urteile
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AccessToJustice bool `json:"access_to_justice"` // KI beeinflusst Zugang zu Recht
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ClientConfidential bool `json:"client_confidential"` // Mandantengeheimnis betroffen
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}
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// PublicSectorContext captures public sector compliance data (Art. 27 FRIA)
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type PublicSectorContext struct {
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AdminDecision bool `json:"admin_decision"` // KI beeinflusst Verwaltungsentscheidungen
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CitizenService bool `json:"citizen_service"` // KI in Buergerservices
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BenefitAllocation bool `json:"benefit_allocation"` // KI verteilt Leistungen/Mittel
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PublicSafety bool `json:"public_safety"` // KI in oeffentlicher Sicherheit
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TransparencyEnsured bool `json:"transparency_ensured"` // Transparenz gegenueber Buergern
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}
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// CriticalInfraContext captures critical infrastructure data (NIS2 + Annex III Nr. 2)
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type CriticalInfraContext struct {
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GridControl bool `json:"grid_control"` // KI steuert Netz/Infrastruktur
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SafetyCritical bool `json:"safety_critical"` // Sicherheitskritische Steuerung
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AnomalyDetection bool `json:"anomaly_detection"` // KI erkennt Anomalien
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RedundancyExists bool `json:"redundancy_exists"` // Redundante Systeme vorhanden
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IncidentResponse bool `json:"incident_response"` // Incident Response Plan vorhanden
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}
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// AutomotiveContext captures automotive/aerospace safety data
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type AutomotiveContext struct {
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AutonomousDriving bool `json:"autonomous_driving"` // Autonomes Fahren / ADAS
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SafetyRelevant bool `json:"safety_relevant"` // Sicherheitsrelevante Funktion
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TypeApprovalNeeded bool `json:"type_approval_needed"` // Typgenehmigung erforderlich
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FunctionalSafety bool `json:"functional_safety"` // ISO 26262 relevant
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}
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// RetailContext captures retail/e-commerce compliance data
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type RetailContext struct {
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PricingPersonalized bool `json:"pricing_personalized"` // Personalisierte Preise
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CustomerProfiling bool `json:"customer_profiling"` // Kundenprofilbildung
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RecommendationEngine bool `json:"recommendation_engine"` // Empfehlungssystem
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CreditScoring bool `json:"credit_scoring"` // Bonitaetspruefung bei Kauf
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DarkPatterns bool `json:"dark_patterns"` // Manipulative UI-Muster moeglich
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}
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// ITSecurityContext captures IT/cybersecurity/telecom data
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type ITSecurityContext struct {
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EmployeeSurveillance bool `json:"employee_surveillance"` // Mitarbeiterueberwachung
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NetworkMonitoring bool `json:"network_monitoring"` // Netzwerkueberwachung
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ThreatDetection bool `json:"threat_detection"` // Bedrohungserkennung
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AccessControl bool `json:"access_control_ai"` // KI-gestuetzte Zugriffskontrolle
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DataRetention bool `json:"data_retention_logs"` // Umfangreiche Log-Speicherung
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}
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// LogisticsContext captures logistics/transport compliance data
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type LogisticsContext struct {
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DriverTracking bool `json:"driver_tracking"` // Fahrer-/Kurier-Tracking
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RouteOptimization bool `json:"route_optimization"` // Routenoptimierung mit Personenbezug
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WorkloadScoring bool `json:"workload_scoring"` // Leistungsbewertung Lagerarbeiter
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PredictiveMaint bool `json:"predictive_maintenance"` // Vorausschauende Wartung
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}
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// ConstructionContext captures construction/real estate data
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type ConstructionContext struct {
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SafetyMonitoring bool `json:"safety_monitoring"` // Baustellensicherheit per KI
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TenantScreening bool `json:"tenant_screening"` // KI-gestuetzte Mieterauswahl
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BuildingAutomation bool `json:"building_automation"` // Gebaeudesteuerung
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WorkerSafety bool `json:"worker_safety"` // Arbeitsschutzueberwachung
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}
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// MarketingContext captures marketing/media compliance data
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type MarketingContext struct {
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DeepfakeContent bool `json:"deepfake_content"` // Synthetische Inhalte (Deepfakes)
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ContentModeration bool `json:"content_moderation"` // Automatische Inhaltsmoderation
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BehavioralTargeting bool `json:"behavioral_targeting"` // Verhaltensbasiertes Targeting
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MinorsTargeted bool `json:"minors_targeted"` // Minderjaehrige als Zielgruppe
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AIContentLabeled bool `json:"ai_content_labeled"` // KI-Inhalte als solche gekennzeichnet
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}
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// ManufacturingContext captures manufacturing/CE safety data
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type ManufacturingContext struct {
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MachineSafety bool `json:"machine_safety"` // Maschinensicherheit
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QualityControl bool `json:"quality_control"` // KI in Qualitaetskontrolle
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ProcessControl bool `json:"process_control"` // KI steuert Fertigungsprozess
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CEMarkingRequired bool `json:"ce_marking_required"` // CE-Kennzeichnung erforderlich
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SafetyValidated bool `json:"safety_validated"` // Sicherheitsvalidierung durchgefuehrt
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}
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// AgricultureContext captures agriculture/forestry compliance data
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type AgricultureContext struct {
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PesticideAI bool `json:"pesticide_ai"` // KI steuert Pestizideinsatz
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AnimalWelfare bool `json:"animal_welfare"` // KI beeinflusst Tierhaltung
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EnvironmentalData bool `json:"environmental_data"` // Umweltdaten verarbeitet
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}
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// SocialServicesContext captures social services/nonprofit data
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type SocialServicesContext struct {
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VulnerableGroups bool `json:"vulnerable_groups"` // Schutzbeduerftiger Personenkreis
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BenefitDecision bool `json:"benefit_decision"` // KI beeinflusst Leistungszuteilung
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CaseManagement bool `json:"case_management"` // KI in Fallmanagement
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}
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// HospitalityContext captures hospitality/tourism data
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type HospitalityContext struct {
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GuestProfiling bool `json:"guest_profiling"` // Gaeste-Profilbildung
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DynamicPricing bool `json:"dynamic_pricing"` // Dynamische Preisgestaltung
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ReviewManipulation bool `json:"review_manipulation"` // KI beeinflusst Bewertungen
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}
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// InsuranceContext captures insurance-specific data (beyond FinancialContext)
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type InsuranceContext struct {
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RiskClassification bool `json:"risk_classification"` // KI klassifiziert Versicherungsrisiken
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ClaimsAutomation bool `json:"claims_automation"` // Automatisierte Schadenbearbeitung
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PremiumCalculation bool `json:"premium_calculation"` // KI berechnet Praemien individuell
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FraudDetection bool `json:"fraud_detection"` // Betrugserkennung
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}
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// InvestmentContext captures investment-specific data
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type InvestmentContext struct {
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AlgoTrading bool `json:"algo_trading"` // Algorithmischer Handel
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InvestmentAdvice bool `json:"investment_advice"` // KI-gestuetzte Anlageberatung
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RoboAdvisor bool `json:"robo_advisor"` // Automatisierte Vermoegensberatung
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}
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// DefenseContext captures defense/dual-use data
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type DefenseContext struct {
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DualUse bool `json:"dual_use"` // Dual-Use Technologie
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ExportControlled bool `json:"export_controlled"` // Exportkontrolle relevant
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ClassifiedData bool `json:"classified_data"` // Verschlusssachen verarbeitet
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}
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// SupplyChainContext captures textile/packaging/supply chain data (LkSG)
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type SupplyChainContext struct {
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SupplierMonitoring bool `json:"supplier_monitoring"` // KI ueberwacht Lieferanten
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HumanRightsCheck bool `json:"human_rights_check"` // Menschenrechtspruefung in Lieferkette
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EnvironmentalImpact bool `json:"environmental_impact"` // Umweltauswirkungen analysiert
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}
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// FacilityContext captures facility management data
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type FacilityContext struct {
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AccessControlAI bool `json:"access_control_ai"` // KI-Zutrittskontrolle
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OccupancyTracking bool `json:"occupancy_tracking"` // Belegungsueberwachung
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EnergyOptimization bool `json:"energy_optimization"` // Energieoptimierung
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}
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// SportsContext captures sports/general data
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type SportsContext struct {
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AthleteTracking bool `json:"athlete_tracking"` // Athleten-Performance-Tracking
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FanProfiling bool `json:"fan_profiling"` // Fan-/Zuschauer-Profilbildung
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DopingDetection bool `json:"doping_detection"` // KI in Doping-Kontrolle
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|
}
|
|
|
|
// DataTypes specifies what kinds of data are processed
|
|
type DataTypes struct {
|
|
PersonalData bool `json:"personal_data"`
|
|
Article9Data bool `json:"article_9_data"` // Special categories (health, religion, etc.)
|
|
MinorData bool `json:"minor_data"` // Data of children
|
|
LicensePlates bool `json:"license_plates"` // KFZ-Kennzeichen
|
|
Images bool `json:"images"` // Photos/images of persons
|
|
Audio bool `json:"audio"` // Voice recordings
|
|
LocationData bool `json:"location_data"` // GPS/location tracking
|
|
BiometricData bool `json:"biometric_data"` // Fingerprints, face recognition
|
|
FinancialData bool `json:"financial_data"` // Bank accounts, salaries
|
|
EmployeeData bool `json:"employee_data"` // HR/employment data
|
|
CustomerData bool `json:"customer_data"` // Customer information
|
|
PublicData bool `json:"public_data"` // Publicly available data only
|
|
}
|
|
|
|
// Purpose specifies the processing purpose
|
|
type Purpose struct {
|
|
CustomerSupport bool `json:"customer_support"`
|
|
Marketing bool `json:"marketing"`
|
|
Analytics bool `json:"analytics"`
|
|
Automation bool `json:"automation"`
|
|
EvaluationScoring bool `json:"evaluation_scoring"` // Scoring/ranking of persons
|
|
DecisionMaking bool `json:"decision_making"` // Automated decisions
|
|
Profiling bool `json:"profiling"`
|
|
Research bool `json:"research"`
|
|
InternalTools bool `json:"internal_tools"`
|
|
PublicService bool `json:"public_service"`
|
|
}
|
|
|
|
// Outputs specifies output characteristics
|
|
type Outputs struct {
|
|
RecommendationsToUsers bool `json:"recommendations_to_users"`
|
|
RankingsOrScores bool `json:"rankings_or_scores"` // Outputs rankings/scores
|
|
LegalEffects bool `json:"legal_effects"` // Has legal consequences
|
|
AccessDecisions bool `json:"access_decisions"` // Grants/denies access
|
|
ContentGeneration bool `json:"content_generation"` // Generates text/media
|
|
DataExport bool `json:"data_export"` // Exports data externally
|
|
}
|
|
|
|
// Hosting specifies where the AI runs
|
|
type Hosting struct {
|
|
Provider string `json:"provider,omitempty"` // e.g., "Azure", "AWS", "Hetzner", "On-Prem"
|
|
Region string `json:"region"` // "eu", "third_country", "on_prem"
|
|
DataResidency string `json:"data_residency,omitempty"` // Where data is stored
|
|
}
|
|
|
|
// ModelUsage specifies how the model is used
|
|
type ModelUsage struct {
|
|
RAG bool `json:"rag"` // Retrieval-Augmented Generation only
|
|
Finetune bool `json:"finetune"` // Fine-tuning with data
|
|
Training bool `json:"training"` // Full training with data
|
|
Inference bool `json:"inference"` // Inference only
|
|
}
|
|
|
|
// Retention specifies data retention
|
|
type Retention struct {
|
|
StorePrompts bool `json:"store_prompts"`
|
|
StoreResponses bool `json:"store_responses"`
|
|
RetentionDays int `json:"retention_days,omitempty"`
|
|
AnonymizeAfterUse bool `json:"anonymize_after_use"`
|
|
}
|
|
|
|
// ============================================================================
|
|
// Financial Regulations Structs (DORA, MaRisk, BAIT)
|
|
// ============================================================================
|
|
|
|
// FinancialEntityType represents the type of financial institution
|
|
type FinancialEntityType string
|
|
|
|
const (
|
|
FinancialEntityCreditInstitution FinancialEntityType = "CREDIT_INSTITUTION"
|
|
FinancialEntityPaymentServiceProvider FinancialEntityType = "PAYMENT_SERVICE_PROVIDER"
|
|
FinancialEntityEMoneyInstitution FinancialEntityType = "E_MONEY_INSTITUTION"
|
|
FinancialEntityInvestmentFirm FinancialEntityType = "INVESTMENT_FIRM"
|
|
FinancialEntityInsuranceCompany FinancialEntityType = "INSURANCE_COMPANY"
|
|
FinancialEntityCryptoAssetProvider FinancialEntityType = "CRYPTO_ASSET_PROVIDER"
|
|
FinancialEntityOther FinancialEntityType = "OTHER_FINANCIAL"
|
|
)
|
|
|
|
// SizeCategory represents the significance category of a financial institution
|
|
type SizeCategory string
|
|
|
|
const (
|
|
SizeCategorySignificant SizeCategory = "SIGNIFICANT"
|
|
SizeCategoryLessSignificant SizeCategory = "LESS_SIGNIFICANT"
|
|
SizeCategorySmall SizeCategory = "SMALL"
|
|
)
|
|
|
|
// ProviderLocation represents the location of an ICT service provider
|
|
type ProviderLocation string
|
|
|
|
const (
|
|
ProviderLocationEU ProviderLocation = "EU"
|
|
ProviderLocationEEA ProviderLocation = "EEA"
|
|
ProviderLocationAdequacyDecision ProviderLocation = "ADEQUACY_DECISION"
|
|
ProviderLocationThirdCountry ProviderLocation = "THIRD_COUNTRY"
|
|
)
|
|
|
|
// FinancialEntity describes the financial institution context
|
|
type FinancialEntity struct {
|
|
Type FinancialEntityType `json:"type"`
|
|
Regulated bool `json:"regulated"`
|
|
SizeCategory SizeCategory `json:"size_category"`
|
|
}
|
|
|
|
// ICTService describes ICT service characteristics for DORA compliance
|
|
type ICTService struct {
|
|
IsCritical bool `json:"is_critical"`
|
|
IsOutsourced bool `json:"is_outsourced"`
|
|
ProviderLocation ProviderLocation `json:"provider_location"`
|
|
ConcentrationRisk bool `json:"concentration_risk"`
|
|
}
|
|
|
|
// FinancialAIApplication describes financial-specific AI application characteristics
|
|
type FinancialAIApplication struct {
|
|
AffectsCustomerDecisions bool `json:"affects_customer_decisions"`
|
|
AlgorithmicTrading bool `json:"algorithmic_trading"`
|
|
RiskAssessment bool `json:"risk_assessment"`
|
|
AMLKYC bool `json:"aml_kyc"`
|
|
ModelValidationDone bool `json:"model_validation_done"`
|
|
}
|
|
|
|
// FinancialContext aggregates all financial regulation-specific information
|
|
type FinancialContext struct {
|
|
FinancialEntity FinancialEntity `json:"financial_entity"`
|
|
ICTService ICTService `json:"ict_service"`
|
|
AIApplication FinancialAIApplication `json:"ai_application"`
|
|
}
|
|
|
|
// ============================================================================
|
|
// Output Structs
|
|
// ============================================================================
|
|
|
|
// AssessmentResult represents the complete evaluation result
|
|
type AssessmentResult struct {
|
|
// Overall verdict
|
|
Feasibility Feasibility `json:"feasibility"`
|
|
RiskLevel RiskLevel `json:"risk_level"`
|
|
Complexity Complexity `json:"complexity"`
|
|
RiskScore int `json:"risk_score"` // 0-100
|
|
|
|
// Triggered rules
|
|
TriggeredRules []TriggeredRule `json:"triggered_rules"`
|
|
|
|
// Required controls/mitigations
|
|
RequiredControls []RequiredControl `json:"required_controls"`
|
|
|
|
// Recommended architecture patterns
|
|
RecommendedArchitecture []PatternRecommendation `json:"recommended_architecture"`
|
|
|
|
// Patterns that must NOT be used
|
|
ForbiddenPatterns []ForbiddenPattern `json:"forbidden_patterns"`
|
|
|
|
// Matching didactic examples
|
|
ExampleMatches []ExampleMatch `json:"example_matches"`
|
|
|
|
// Special flags
|
|
DSFARecommended bool `json:"dsfa_recommended"`
|
|
Art22Risk bool `json:"art22_risk"` // Art. 22 GDPR automated decision risk
|
|
TrainingAllowed TrainingAllowed `json:"training_allowed"`
|
|
|
|
// BetrVG Conflict Score (0-100) — works council escalation risk
|
|
BetrvgConflictScore int `json:"betrvg_conflict_score"`
|
|
BetrvgConsultationRequired bool `json:"betrvg_consultation_required"`
|
|
|
|
// Input (needed for escalation logic)
|
|
Intake UseCaseIntake `json:"-"` // not serialized, internal use only
|
|
|
|
// Summary for humans
|
|
Summary string `json:"summary"`
|
|
Recommendation string `json:"recommendation"`
|
|
AlternativeApproach string `json:"alternative_approach,omitempty"`
|
|
}
|
|
|
|
// TriggeredRule represents a rule that was triggered during evaluation
|
|
type TriggeredRule struct {
|
|
Code string `json:"code"` // e.g., "R-001"
|
|
Category string `json:"category"` // e.g., "A. Datenklassifikation"
|
|
Title string `json:"title"`
|
|
Description string `json:"description"`
|
|
Severity Severity `json:"severity"`
|
|
ScoreDelta int `json:"score_delta"`
|
|
GDPRRef string `json:"gdpr_ref,omitempty"` // e.g., "Art. 9 DSGVO"
|
|
Rationale string `json:"rationale"` // Why this rule triggered
|
|
}
|
|
|
|
// RequiredControl represents a control that must be implemented
|
|
type RequiredControl struct {
|
|
ID string `json:"id"`
|
|
Title string `json:"title"`
|
|
Description string `json:"description"`
|
|
Severity Severity `json:"severity"`
|
|
Category string `json:"category"` // "technical" or "organizational"
|
|
GDPRRef string `json:"gdpr_ref,omitempty"`
|
|
}
|
|
|
|
// PatternRecommendation represents a recommended architecture pattern
|
|
type PatternRecommendation struct {
|
|
PatternID string `json:"pattern_id"` // e.g., "P-RAG-ONLY"
|
|
Title string `json:"title"`
|
|
Description string `json:"description"`
|
|
Rationale string `json:"rationale"`
|
|
Priority int `json:"priority"` // 1=highest
|
|
}
|
|
|
|
// ForbiddenPattern represents a pattern that must NOT be used
|
|
type ForbiddenPattern struct {
|
|
PatternID string `json:"pattern_id"`
|
|
Title string `json:"title"`
|
|
Description string `json:"description"`
|
|
Reason string `json:"reason"`
|
|
GDPRRef string `json:"gdpr_ref,omitempty"`
|
|
}
|
|
|
|
// ExampleMatch represents a matching didactic example
|
|
type ExampleMatch struct {
|
|
ExampleID string `json:"example_id"`
|
|
Title string `json:"title"`
|
|
Description string `json:"description"`
|
|
Similarity float64 `json:"similarity"` // 0.0 - 1.0
|
|
Outcome string `json:"outcome"` // What happened / recommendation
|
|
Lessons string `json:"lessons"` // Key takeaways
|
|
}
|
|
|
|
// ============================================================================
|
|
// Database Entity
|
|
// ============================================================================
|
|
|
|
// Assessment represents a stored assessment in the database
|
|
type Assessment struct {
|
|
ID uuid.UUID `json:"id"`
|
|
TenantID uuid.UUID `json:"tenant_id"`
|
|
NamespaceID *uuid.UUID `json:"namespace_id,omitempty"`
|
|
Title string `json:"title"`
|
|
PolicyVersion string `json:"policy_version"`
|
|
Status string `json:"status"` // "completed", "draft"
|
|
|
|
// Input
|
|
Intake UseCaseIntake `json:"intake"`
|
|
UseCaseTextStored bool `json:"use_case_text_stored"`
|
|
UseCaseTextHash string `json:"use_case_text_hash"`
|
|
|
|
// Results
|
|
Feasibility Feasibility `json:"feasibility"`
|
|
RiskLevel RiskLevel `json:"risk_level"`
|
|
Complexity Complexity `json:"complexity"`
|
|
RiskScore int `json:"risk_score"`
|
|
TriggeredRules []TriggeredRule `json:"triggered_rules"`
|
|
RequiredControls []RequiredControl `json:"required_controls"`
|
|
RecommendedArchitecture []PatternRecommendation `json:"recommended_architecture"`
|
|
ForbiddenPatterns []ForbiddenPattern `json:"forbidden_patterns"`
|
|
ExampleMatches []ExampleMatch `json:"example_matches"`
|
|
DSFARecommended bool `json:"dsfa_recommended"`
|
|
Art22Risk bool `json:"art22_risk"`
|
|
TrainingAllowed TrainingAllowed `json:"training_allowed"`
|
|
|
|
// BetrVG Conflict Score (0-100) — works council escalation risk
|
|
BetrvgConflictScore int `json:"betrvg_conflict_score"`
|
|
BetrvgConsultationRequired bool `json:"betrvg_consultation_required"`
|
|
|
|
// Corpus Versioning (RAG)
|
|
CorpusVersionID *uuid.UUID `json:"corpus_version_id,omitempty"`
|
|
CorpusVersion string `json:"corpus_version,omitempty"`
|
|
|
|
// LLM Explanation (optional)
|
|
ExplanationText *string `json:"explanation_text,omitempty"`
|
|
ExplanationGeneratedAt *time.Time `json:"explanation_generated_at,omitempty"`
|
|
ExplanationModel *string `json:"explanation_model,omitempty"`
|
|
|
|
// Domain
|
|
Domain Domain `json:"domain"`
|
|
|
|
// Audit
|
|
CreatedAt time.Time `json:"created_at"`
|
|
UpdatedAt time.Time `json:"updated_at"`
|
|
CreatedBy uuid.UUID `json:"created_by"`
|
|
}
|
|
|
|
// ============================================================================
|
|
// API Request/Response Types
|
|
// ============================================================================
|
|
|
|
// AssessRequest is the API request for creating an assessment
|
|
type AssessRequest struct {
|
|
Intake UseCaseIntake `json:"intake"`
|
|
}
|
|
|
|
// AssessResponse is the API response for an assessment
|
|
type AssessResponse struct {
|
|
Assessment Assessment `json:"assessment"`
|
|
Result AssessmentResult `json:"result"`
|
|
Escalation *Escalation `json:"escalation,omitempty"`
|
|
}
|
|
|
|
// ExplainRequest is the API request for generating an explanation
|
|
type ExplainRequest struct {
|
|
Language string `json:"language,omitempty"` // "de" or "en", default "de"
|
|
}
|
|
|
|
// ExplainResponse is the API response for an explanation
|
|
type ExplainResponse struct {
|
|
ExplanationText string `json:"explanation_text"`
|
|
GeneratedAt time.Time `json:"generated_at"`
|
|
Model string `json:"model"`
|
|
LegalContext *LegalContext `json:"legal_context,omitempty"`
|
|
}
|
|
|
|
// ExportFormat specifies the export format
|
|
type ExportFormat string
|
|
|
|
const (
|
|
ExportFormatJSON ExportFormat = "json"
|
|
ExportFormatMarkdown ExportFormat = "md"
|
|
)
|
|
|
|
// ============================================================================
|
|
// AI Act Decision Tree Types
|
|
// ============================================================================
|
|
|
|
// GPAICategory represents the GPAI classification result
|
|
type GPAICategory string
|
|
|
|
const (
|
|
GPAICategoryNone GPAICategory = "none"
|
|
GPAICategoryStandard GPAICategory = "standard"
|
|
GPAICategorySystemic GPAICategory = "systemic"
|
|
)
|
|
|
|
// GPAIClassification represents the result of the GPAI axis evaluation
|
|
type GPAIClassification struct {
|
|
IsGPAI bool `json:"is_gpai"`
|
|
IsSystemicRisk bool `json:"is_systemic_risk"`
|
|
Category GPAICategory `json:"gpai_category"`
|
|
ApplicableArticles []string `json:"applicable_articles"`
|
|
Obligations []string `json:"obligations"`
|
|
}
|
|
|
|
// DecisionTreeAnswer represents a user's answer to a decision tree question
|
|
type DecisionTreeAnswer struct {
|
|
QuestionID string `json:"question_id"`
|
|
Value bool `json:"value"`
|
|
Note string `json:"note,omitempty"`
|
|
}
|
|
|
|
// DecisionTreeQuestion represents a single question in the decision tree
|
|
type DecisionTreeQuestion struct {
|
|
ID string `json:"id"`
|
|
Axis string `json:"axis"` // "high_risk" or "gpai"
|
|
Question string `json:"question"`
|
|
Description string `json:"description"` // Additional context
|
|
ArticleRef string `json:"article_ref"` // e.g., "Art. 5", "Anhang III"
|
|
SkipIf string `json:"skip_if,omitempty"` // Question ID — skip if that was answered "no"
|
|
}
|
|
|
|
// DecisionTreeDefinition represents the full decision tree structure for the frontend
|
|
type DecisionTreeDefinition struct {
|
|
ID string `json:"id"`
|
|
Name string `json:"name"`
|
|
Version string `json:"version"`
|
|
Questions []DecisionTreeQuestion `json:"questions"`
|
|
}
|
|
|
|
// DecisionTreeEvalRequest is the API request for evaluating the decision tree
|
|
type DecisionTreeEvalRequest struct {
|
|
SystemName string `json:"system_name"`
|
|
SystemDescription string `json:"system_description,omitempty"`
|
|
Answers map[string]DecisionTreeAnswer `json:"answers"`
|
|
}
|
|
|
|
// DecisionTreeResult represents the combined evaluation result
|
|
type DecisionTreeResult struct {
|
|
ID uuid.UUID `json:"id"`
|
|
TenantID uuid.UUID `json:"tenant_id"`
|
|
ProjectID *uuid.UUID `json:"project_id,omitempty"`
|
|
SystemName string `json:"system_name"`
|
|
SystemDescription string `json:"system_description,omitempty"`
|
|
Answers map[string]DecisionTreeAnswer `json:"answers"`
|
|
HighRiskResult AIActRiskLevel `json:"high_risk_result"`
|
|
GPAIResult GPAIClassification `json:"gpai_result"`
|
|
CombinedObligations []string `json:"combined_obligations"`
|
|
ApplicableArticles []string `json:"applicable_articles"`
|
|
CreatedAt time.Time `json:"created_at"`
|
|
UpdatedAt time.Time `json:"updated_at"`
|
|
}
|