Files
breakpilot-compliance/ai-compliance-sdk/internal/ucca/decision_tree_engine_test.go
Benjamin Admin bc75b4455d feat: AI Act Decision Tree — Zwei-Achsen-Klassifikation (GPAI + High-Risk)
Interaktiver 12-Fragen-Entscheidungsbaum für die AI Act Klassifikation
auf zwei Achsen: High-Risk (Anhang III, Q1-Q7) und GPAI (Art. 51-56, Q8-Q12).
Deterministische Auswertung ohne LLM.

Backend (Go):
- Neue Structs: GPAIClassification, DecisionTreeAnswer, DecisionTreeResult
- Decision Tree Engine mit BuildDecisionTreeDefinition() und EvaluateDecisionTree()
- Store-Methoden für CRUD der Ergebnisse
- API-Endpoints: GET/POST /decision-tree, GET/DELETE /decision-tree/results
- 12 Unit Tests (alle bestanden)

Frontend (Next.js):
- DecisionTreeWizard: Wizard-UI mit Ja/Nein-Fragen, Dual-Progress-Bar, Ergebnis-Ansicht
- AI Act Page refactored: Tabs (Übersicht | Entscheidungsbaum | Ergebnisse)
- Proxy-Route für decision-tree Endpoints

Migration 083: ai_act_decision_tree_results Tabelle

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-03-29 10:14:09 +02:00

421 lines
12 KiB
Go

package ucca
import (
"testing"
)
func TestBuildDecisionTreeDefinition_ReturnsValidTree(t *testing.T) {
tree := BuildDecisionTreeDefinition()
if tree == nil {
t.Fatal("Expected non-nil tree definition")
}
if tree.ID != "ai_act_two_axis" {
t.Errorf("Expected ID 'ai_act_two_axis', got '%s'", tree.ID)
}
if tree.Version != "1.0.0" {
t.Errorf("Expected version '1.0.0', got '%s'", tree.Version)
}
if len(tree.Questions) != 12 {
t.Errorf("Expected 12 questions, got %d", len(tree.Questions))
}
// Check axis distribution
hrCount := 0
gpaiCount := 0
for _, q := range tree.Questions {
switch q.Axis {
case "high_risk":
hrCount++
case "gpai":
gpaiCount++
default:
t.Errorf("Unexpected axis '%s' for question %s", q.Axis, q.ID)
}
}
if hrCount != 7 {
t.Errorf("Expected 7 high_risk questions, got %d", hrCount)
}
if gpaiCount != 5 {
t.Errorf("Expected 5 gpai questions, got %d", gpaiCount)
}
// Check all questions have required fields
for _, q := range tree.Questions {
if q.ID == "" {
t.Error("Question has empty ID")
}
if q.Question == "" {
t.Errorf("Question %s has empty question text", q.ID)
}
if q.Description == "" {
t.Errorf("Question %s has empty description", q.ID)
}
if q.ArticleRef == "" {
t.Errorf("Question %s has empty article_ref", q.ID)
}
}
}
func TestEvaluateDecisionTree_NotApplicable(t *testing.T) {
// Q1=No → AI Act not applicable
req := &DecisionTreeEvalRequest{
SystemName: "Test System",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActNotApplicable {
t.Errorf("Expected not_applicable, got %s", result.HighRiskResult)
}
if result.GPAIResult.IsGPAI {
t.Error("Expected GPAI to be false when Q8 is not answered")
}
if result.SystemName != "Test System" {
t.Errorf("Expected system name 'Test System', got '%s'", result.SystemName)
}
}
func TestEvaluateDecisionTree_MinimalRisk(t *testing.T) {
// Q1=Yes, Q2-Q7=No → minimal risk
req := &DecisionTreeEvalRequest{
SystemName: "Simple Tool",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: false},
Q8: {QuestionID: Q8, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActMinimalRisk {
t.Errorf("Expected minimal_risk, got %s", result.HighRiskResult)
}
if result.GPAIResult.IsGPAI {
t.Error("Expected GPAI to be false")
}
if result.GPAIResult.Category != GPAICategoryNone {
t.Errorf("Expected GPAI category 'none', got '%s'", result.GPAIResult.Category)
}
}
func TestEvaluateDecisionTree_HighRisk_Biometric(t *testing.T) {
// Q1=Yes, Q2=Yes → high risk (biometric)
req := &DecisionTreeEvalRequest{
SystemName: "Face Recognition",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: true},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
// Should have high-risk obligations
if len(result.CombinedObligations) == 0 {
t.Error("Expected non-empty obligations for high-risk system")
}
}
func TestEvaluateDecisionTree_HighRisk_CriticalInfrastructure(t *testing.T) {
// Q1=Yes, Q3=Yes → high risk (critical infrastructure)
req := &DecisionTreeEvalRequest{
SystemName: "Energy Grid AI",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: true},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
}
func TestEvaluateDecisionTree_HighRisk_Education(t *testing.T) {
// Q1=Yes, Q4=Yes → high risk (education/employment)
req := &DecisionTreeEvalRequest{
SystemName: "Exam Grading AI",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: true},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
}
func TestEvaluateDecisionTree_HighRisk_AutonomousDecisions(t *testing.T) {
// Q1=Yes, Q7=Yes → high risk (autonomous decisions)
req := &DecisionTreeEvalRequest{
SystemName: "Credit Scoring AI",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: false},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: true},
},
}
result := EvaluateDecisionTree(req)
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
}
func TestEvaluateDecisionTree_GPAI_Standard(t *testing.T) {
// Q8=Yes, Q10=No → GPAI standard
req := &DecisionTreeEvalRequest{
SystemName: "Custom LLM",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: false},
Q11: {QuestionID: Q11, Value: false},
Q12: {QuestionID: Q12, Value: false},
},
}
result := EvaluateDecisionTree(req)
if !result.GPAIResult.IsGPAI {
t.Error("Expected IsGPAI to be true")
}
if result.GPAIResult.Category != GPAICategoryStandard {
t.Errorf("Expected category 'standard', got '%s'", result.GPAIResult.Category)
}
if result.GPAIResult.IsSystemicRisk {
t.Error("Expected IsSystemicRisk to be false")
}
// Should have Art. 51, 53, 50 (generative)
hasArt51 := false
hasArt53 := false
hasArt50 := false
for _, a := range result.GPAIResult.ApplicableArticles {
if a == "Art. 51" {
hasArt51 = true
}
if a == "Art. 53" {
hasArt53 = true
}
if a == "Art. 50" {
hasArt50 = true
}
}
if !hasArt51 {
t.Error("Expected Art. 51 in applicable articles")
}
if !hasArt53 {
t.Error("Expected Art. 53 in applicable articles")
}
if !hasArt50 {
t.Error("Expected Art. 50 in applicable articles (generative AI)")
}
}
func TestEvaluateDecisionTree_GPAI_SystemicRisk(t *testing.T) {
// Q8=Yes, Q10=Yes → GPAI systemic risk
req := &DecisionTreeEvalRequest{
SystemName: "GPT-5",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: true},
Q11: {QuestionID: Q11, Value: true},
Q12: {QuestionID: Q12, Value: true},
},
}
result := EvaluateDecisionTree(req)
if !result.GPAIResult.IsGPAI {
t.Error("Expected IsGPAI to be true")
}
if result.GPAIResult.Category != GPAICategorySystemic {
t.Errorf("Expected category 'systemic', got '%s'", result.GPAIResult.Category)
}
if !result.GPAIResult.IsSystemicRisk {
t.Error("Expected IsSystemicRisk to be true")
}
// Should have Art. 55
hasArt55 := false
for _, a := range result.GPAIResult.ApplicableArticles {
if a == "Art. 55" {
hasArt55 = true
}
}
if !hasArt55 {
t.Error("Expected Art. 55 in applicable articles (systemic risk)")
}
}
func TestEvaluateDecisionTree_Combined_HighRiskAndGPAI(t *testing.T) {
// Q1=Yes, Q4=Yes (high risk) + Q8=Yes, Q9=Yes (GPAI standard)
req := &DecisionTreeEvalRequest{
SystemName: "HR Screening with LLM",
SystemDescription: "LLM-based applicant screening system",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q2: {QuestionID: Q2, Value: false},
Q3: {QuestionID: Q3, Value: false},
Q4: {QuestionID: Q4, Value: true},
Q5: {QuestionID: Q5, Value: false},
Q6: {QuestionID: Q6, Value: false},
Q7: {QuestionID: Q7, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: false},
Q11: {QuestionID: Q11, Value: false},
Q12: {QuestionID: Q12, Value: false},
},
}
result := EvaluateDecisionTree(req)
// Both axes should be triggered
if result.HighRiskResult != AIActHighRisk {
t.Errorf("Expected high_risk, got %s", result.HighRiskResult)
}
if !result.GPAIResult.IsGPAI {
t.Error("Expected GPAI to be true")
}
if result.GPAIResult.Category != GPAICategoryStandard {
t.Errorf("Expected GPAI category 'standard', got '%s'", result.GPAIResult.Category)
}
// Combined obligations should include both axes
if len(result.CombinedObligations) < 5 {
t.Errorf("Expected at least 5 combined obligations, got %d", len(result.CombinedObligations))
}
// Should have articles from both axes
if len(result.ApplicableArticles) < 3 {
t.Errorf("Expected at least 3 applicable articles, got %d", len(result.ApplicableArticles))
}
// Check system name preserved
if result.SystemName != "HR Screening with LLM" {
t.Errorf("Expected system name preserved, got '%s'", result.SystemName)
}
if result.SystemDescription != "LLM-based applicant screening system" {
t.Errorf("Expected description preserved, got '%s'", result.SystemDescription)
}
}
func TestEvaluateDecisionTree_GPAI_MarketPenetration(t *testing.T) {
// Q8=Yes, Q10=No, Q12=Yes → GPAI standard with market penetration warning
req := &DecisionTreeEvalRequest{
SystemName: "Popular Chatbot",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: true},
Q9: {QuestionID: Q9, Value: true},
Q10: {QuestionID: Q10, Value: false},
Q11: {QuestionID: Q11, Value: true},
Q12: {QuestionID: Q12, Value: true},
},
}
result := EvaluateDecisionTree(req)
if result.GPAIResult.Category != GPAICategoryStandard {
t.Errorf("Expected category 'standard' (not systemic because Q10=No), got '%s'", result.GPAIResult.Category)
}
// Should have Art. 51 Abs. 3 warning
hasArt51_3 := false
for _, a := range result.GPAIResult.ApplicableArticles {
if a == "Art. 51 Abs. 3" {
hasArt51_3 = true
}
}
if !hasArt51_3 {
t.Error("Expected Art. 51 Abs. 3 in applicable articles for high market penetration")
}
}
func TestEvaluateDecisionTree_NoGPAI(t *testing.T) {
// Q8=No → No GPAI classification
req := &DecisionTreeEvalRequest{
SystemName: "Traditional ML",
Answers: map[string]DecisionTreeAnswer{
Q1: {QuestionID: Q1, Value: true},
Q8: {QuestionID: Q8, Value: false},
},
}
result := EvaluateDecisionTree(req)
if result.GPAIResult.IsGPAI {
t.Error("Expected IsGPAI to be false")
}
if result.GPAIResult.Category != GPAICategoryNone {
t.Errorf("Expected category 'none', got '%s'", result.GPAIResult.Category)
}
if len(result.GPAIResult.Obligations) != 0 {
t.Errorf("Expected 0 GPAI obligations, got %d", len(result.GPAIResult.Obligations))
}
}
func TestAnswerIsYes(t *testing.T) {
tests := []struct {
name string
answers map[string]DecisionTreeAnswer
qID string
expected bool
}{
{"yes answer", map[string]DecisionTreeAnswer{"Q1": {Value: true}}, "Q1", true},
{"no answer", map[string]DecisionTreeAnswer{"Q1": {Value: false}}, "Q1", false},
{"missing answer", map[string]DecisionTreeAnswer{}, "Q1", false},
{"different question", map[string]DecisionTreeAnswer{"Q2": {Value: true}}, "Q1", false},
}
for _, tt := range tests {
t.Run(tt.name, func(t *testing.T) {
result := answerIsYes(tt.answers, tt.qID)
if result != tt.expected {
t.Errorf("Expected %v, got %v", tt.expected, result)
}
})
}
}