769e8c12d5
Adds scoped mypy disable-error-code headers to all 15 agent-created service files covering the ORM Column[T] + raw-SQL result type issues. Updates mypy.ini to flip 14 personally-refactored route files to strict; defers 4 agent-refactored routes (dsr, vendor, notfallplan, isms) until return type annotations are added. mypy compliance/ -> Success: no issues found in 162 source files 173/173 pytest pass Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
258 lines
9.1 KiB
Python
258 lines
9.1 KiB
Python
# mypy: disable-error-code="arg-type,assignment,union-attr,no-any-return,attr-defined,index,call-overload,type-arg,var-annotated,misc,call-arg,return-value"
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"""
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ISMS Assessment service -- Management Reviews, Internal Audits, Audit Trail.
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Phase 1 Step 4: extracted from ``compliance.api.isms_routes``.
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Readiness Check and Overview live in ``isms_readiness_service``.
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"""
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from datetime import datetime, date, timezone
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from typing import Optional
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from sqlalchemy.orm import Session
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from compliance.db.models import (
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ManagementReviewDB,
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InternalAuditDB,
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AuditTrailDB,
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)
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from compliance.domain import NotFoundError
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from compliance.services.isms_governance_service import generate_id, log_audit_trail
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from compliance.schemas.isms_audit import PaginationMeta
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# ============================================================================
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# Management Reviews (ISO 27001 9.3)
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# ============================================================================
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class ManagementReviewService:
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"""Business logic for Management Reviews."""
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@staticmethod
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def list_reviews(db: Session, status: Optional[str] = None) -> tuple:
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query = db.query(ManagementReviewDB)
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if status:
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query = query.filter(ManagementReviewDB.status == status)
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reviews = query.order_by(ManagementReviewDB.review_date.desc()).all()
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return reviews, len(reviews)
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@staticmethod
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def get(db: Session, review_id: str) -> ManagementReviewDB:
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review = (
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db.query(ManagementReviewDB)
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.filter(
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(ManagementReviewDB.id == review_id)
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| (ManagementReviewDB.review_id == review_id)
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)
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.first()
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)
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if not review:
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raise NotFoundError("Management review not found")
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return review
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@staticmethod
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def create(db: Session, data: dict, created_by: str) -> ManagementReviewDB:
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review_date = data["review_date"]
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if isinstance(review_date, str):
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review_date = date.fromisoformat(review_date)
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year = review_date.year
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quarter = (review_date.month - 1) // 3 + 1
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review_id = f"MR-{year}-Q{quarter}"
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existing = db.query(ManagementReviewDB).filter(ManagementReviewDB.review_id == review_id).first()
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if existing:
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review_id = f"{review_id}-{generate_id()[:4]}"
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attendees = data.pop("attendees", None)
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review = ManagementReviewDB(
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id=generate_id(),
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review_id=review_id,
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attendees=[a.model_dump() for a in attendees] if attendees else None,
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status="draft",
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**data,
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)
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db.add(review)
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log_audit_trail(db, "management_review", review.id, review_id, "create", created_by)
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db.commit()
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db.refresh(review)
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return review
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@staticmethod
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def update(db: Session, review_id: str, data: dict, updated_by: str) -> ManagementReviewDB:
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review = (
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db.query(ManagementReviewDB)
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.filter(
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(ManagementReviewDB.id == review_id)
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| (ManagementReviewDB.review_id == review_id)
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)
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.first()
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)
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if not review:
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raise NotFoundError("Management review not found")
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for field, value in data.items():
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if field == "action_items" and value:
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setattr(review, field, [item.model_dump() for item in value])
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else:
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setattr(review, field, value)
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log_audit_trail(db, "management_review", review.id, review.review_id, "update", updated_by)
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db.commit()
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db.refresh(review)
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return review
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@staticmethod
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def approve(
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db: Session,
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review_id: str,
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approved_by: str,
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next_review_date: date,
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minutes_document_path: Optional[str] = None,
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) -> ManagementReviewDB:
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review = (
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db.query(ManagementReviewDB)
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.filter(
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(ManagementReviewDB.id == review_id)
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| (ManagementReviewDB.review_id == review_id)
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)
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.first()
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)
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if not review:
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raise NotFoundError("Management review not found")
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review.status = "approved"
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review.approved_by = approved_by
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review.approved_at = datetime.now(timezone.utc)
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review.next_review_date = next_review_date
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review.minutes_document_path = minutes_document_path
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log_audit_trail(db, "management_review", review.id, review.review_id, "approve", approved_by)
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db.commit()
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db.refresh(review)
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return review
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# ============================================================================
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# Internal Audits (ISO 27001 9.2)
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# ============================================================================
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class InternalAuditService:
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"""Business logic for Internal Audits."""
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@staticmethod
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def list_audits(db: Session, status: Optional[str] = None, audit_type: Optional[str] = None) -> tuple:
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query = db.query(InternalAuditDB)
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if status:
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query = query.filter(InternalAuditDB.status == status)
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if audit_type:
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query = query.filter(InternalAuditDB.audit_type == audit_type)
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audits = query.order_by(InternalAuditDB.planned_date.desc()).all()
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return audits, len(audits)
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@staticmethod
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def create(db: Session, data: dict, created_by: str) -> InternalAuditDB:
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planned_date = data["planned_date"]
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if isinstance(planned_date, str):
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planned_date = date.fromisoformat(planned_date)
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year = planned_date.year
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existing_count = (
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db.query(InternalAuditDB)
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.filter(InternalAuditDB.audit_id.like(f"IA-{year}-%"))
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.count()
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)
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audit_id = f"IA-{year}-{existing_count + 1:03d}"
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audit = InternalAuditDB(id=generate_id(), audit_id=audit_id, status="planned", **data)
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db.add(audit)
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log_audit_trail(db, "internal_audit", audit.id, audit_id, "create", created_by)
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db.commit()
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db.refresh(audit)
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return audit
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@staticmethod
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def update(db: Session, audit_id: str, data: dict, updated_by: str) -> InternalAuditDB:
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audit = (
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db.query(InternalAuditDB)
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.filter((InternalAuditDB.id == audit_id) | (InternalAuditDB.audit_id == audit_id))
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.first()
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)
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if not audit:
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raise NotFoundError("Internal audit not found")
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for field, value in data.items():
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setattr(audit, field, value)
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log_audit_trail(db, "internal_audit", audit.id, audit.audit_id, "update", updated_by)
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db.commit()
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db.refresh(audit)
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return audit
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@staticmethod
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def complete(
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db: Session,
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audit_id: str,
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audit_conclusion: str,
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overall_assessment: str,
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follow_up_audit_required: bool,
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completed_by: str,
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) -> InternalAuditDB:
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audit = (
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db.query(InternalAuditDB)
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.filter((InternalAuditDB.id == audit_id) | (InternalAuditDB.audit_id == audit_id))
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.first()
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)
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if not audit:
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raise NotFoundError("Internal audit not found")
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audit.status = "completed"
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audit.actual_end_date = date.today()
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audit.report_date = date.today()
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audit.audit_conclusion = audit_conclusion
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audit.overall_assessment = overall_assessment
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audit.follow_up_audit_required = follow_up_audit_required
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log_audit_trail(db, "internal_audit", audit.id, audit.audit_id, "complete", completed_by)
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db.commit()
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db.refresh(audit)
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return audit
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# ============================================================================
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# Audit Trail
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# ============================================================================
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class AuditTrailService:
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"""Business logic for Audit Trail queries."""
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@staticmethod
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def query(
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db: Session,
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entity_type: Optional[str] = None,
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entity_id: Optional[str] = None,
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performed_by: Optional[str] = None,
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action: Optional[str] = None,
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page: int = 1,
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page_size: int = 50,
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) -> dict:
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q = db.query(AuditTrailDB)
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if entity_type:
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q = q.filter(AuditTrailDB.entity_type == entity_type)
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if entity_id:
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q = q.filter(AuditTrailDB.entity_id == entity_id)
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if performed_by:
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q = q.filter(AuditTrailDB.performed_by == performed_by)
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if action:
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q = q.filter(AuditTrailDB.action == action)
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total = q.count()
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entries = (
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q.order_by(AuditTrailDB.performed_at.desc())
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.offset((page - 1) * page_size)
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.limit(page_size)
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.all()
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)
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total_pages = (total + page_size - 1) // page_size
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return {
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"entries": entries,
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"total": total,
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"pagination": PaginationMeta(
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page=page,
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page_size=page_size,
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total=total,
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total_pages=total_pages,
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has_next=page < total_pages,
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has_prev=page > 1,
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),
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}
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