a9b04e5286
Rework the Compliance Advisor header ("Diese Antwort stuetzt sich auf")
to describe the EVIDENCE rather than the documents: binding
Rechtsgrundlagen split from Leitlinien (soft-law guidance), a
per-regulation breakdown, plus Abbildungen, Fussnoten and Evidence Units.
No fabricated trust score — objective counts only.
- bindingness is a canonical Legal-KG fact (APEX rule): added an optional
EvidenceUnit.bindingness contract seam; the FE renders the split from it
and degrades to a neutral per-regulation breakdown when it is absent
(SDK/RAG asked via board to populate it in /retrieve).
- evidence-grouping.ts: pure, tested grouping/counting model.
- route.ts: optional `audience` field (tonality) kept out of the retrieval
question; answers lead with a "Kurz gesagt" summary, structured by theme.
- E2E + unit tests updated for the evidence framing.
Not deployed.
Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
168 lines
6.8 KiB
TypeScript
168 lines
6.8 KiB
TypeScript
/**
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* Compliance Advisor Chat API — Clarity-Gate orchestration.
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*
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* Consumes the SDK/RAG /retrieve (evidence/visual_evidence/footnotes/clarity) and returns the
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* FE-facing contract (advisor-clarity-gate-contract):
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* - clarify mode -> short L1 general answer (no RAG) + domain context chips
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* - answer mode -> L2 answer over the scoped evidence with [n] citation markers
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* Citations are generated here ([n] -> nth evidence unit). The FE renders ONLY this structured data.
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*/
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import { NextRequest, NextResponse } from 'next/server'
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import { readSoulFile } from '@/lib/sdk/agents/soul-reader'
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import { retrieveFull } from '@/lib/sdk/agents/advisor-rag'
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import { completeAdvisorAnswer, streamAdvisorAnswer, type ChatMessage } from '@/lib/sdk/agents/advisor-llm'
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import {
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buildCitations,
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isLegacyRequest,
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mapClarity,
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mapFootnotes,
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numberedEvidenceForPrompt,
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resolveMode,
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} from '@/lib/sdk/advisor/retrieve-mapping'
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import type { AdvisorResponse } from '@/lib/sdk/advisor/contract'
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type Country = 'DE' | 'AT' | 'CH' | 'EU'
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const COUNTRY_LABELS: Record<Country, string> = {
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DE: 'Deutschland',
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AT: 'Oesterreich',
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CH: 'Schweiz',
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EU: 'EU-weit',
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}
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function countryBlock(c: Country): string {
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const label = COUNTRY_LABELS[c]
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return `\n\n## Laenderspezifische Auskunft
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Der Nutzer hat "${label} (${c})" gewaehlt. Beziehe dich auf ${c}-Recht + anwendbares EU-Recht und nenne das Land.`
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}
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// L1: general knowledge, deliberately NOT grounded (the clarify step precedes the legal retrieval).
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const L1_SYSTEM = `Du bist der BreakPilot Compliance-Berater. Gib eine KURZE, allgemeine Definition/Erklaerung
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des gefragten Begriffs aus Allgemeinwissen — 2 bis 4 Saetze, Markdown, neutral. NENNE KEINE Rechtsquellen,
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Paragraphen, Artikel oder Fundstellen; der Nutzer waehlt anschliessend einen konkreten Kontext, erst dann
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folgen belegte Quellen. Wenn der Begriff in mehreren Bereichen vorkommt, erwaehne das in einem Halbsatz.`
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const FALLBACK_SYSTEM = `Du bist der BreakPilot Compliance-Berater. Antworte quellenbasiert, verstaendlich und ehrlich auf Deutsch.`
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// Optional audience/tonality guidance (e.g. the workspace's role hint). Kept out of the retrieval
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// `question` on purpose — it only shapes the answer's tone, so it belongs in the system prompt.
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function audienceBlock(audience: string): string {
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return audience ? `\n\n## Ansprache / Zielgruppe\n${audience}` : ''
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}
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function answerSystem(
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soul: string | null,
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country: Country | undefined,
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evidenceBlock: string,
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withCitations = true,
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audience = '',
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): string {
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let s = soul || FALLBACK_SYSTEM
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if (country) s += countryBlock(country)
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s += audienceBlock(audience)
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s += `\n\n## Belegte Evidence (nummeriert — DEINE EINZIGEN Quellen)\n${evidenceBlock || '(keine Evidence gefunden)'}`
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s += `\n\n## Antwortformat (WICHTIG)
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- Beginne mit einer **Kurzzusammenfassung** (1–2 Saetze, "Kurz gesagt: …"), die den Kern direkt beantwortet.
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- Danach gut gegliedertes Markdown: kurze ## Ueberschriften je THEMA/Aspekt (nicht je Rechtsquelle), Aufzaehlungen, **Fettung** fuer Kernbegriffe.`
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if (withCitations) {
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s += `\n- Belege Kernaussagen mit [n], wobei n die NUMMER der Evidence-Quelle oben ist (z. B. [1], [2]).
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- Nenne KEINE Quellen-/Fundstellen-Liste im Fliesstext — die Quellen werden dem Nutzer separat angezeigt.`
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} else {
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s += `\n- Nenne Fundstellen nur, wo sie der Antwort dienen (natuerlich im Text, KEIN [n]-Markup).`
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}
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s += `\n- Triff KEINE Aussage, die nicht durch die nummerierte Evidence belegt ist; fehlt der Beleg, sage das offen.`
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return s
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}
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export async function POST(request: NextRequest) {
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try {
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const body = await request.json()
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const question = String(body.question ?? body.message ?? '').trim()
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const context: string | null = body.context ?? null
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const audience = typeof body.audience === 'string' ? body.audience.trim() : ''
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const country = (['DE', 'AT', 'CH', 'EU'] as const).includes(body.country)
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? (body.country as Country)
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: undefined
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if (!question) {
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return NextResponse.json({ error: 'Question is required' }, { status: 400 })
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}
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const retrieved = await retrieveFull(question, context)
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// Backward-compat: legacy consumers (breakpilot-workspace) send {message} and read a plain-text
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// stream. Serve the L2 answer streamed (clean prose, no [n]); no clarify gate, no JSON.
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if (isLegacyRequest(body)) {
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const legacyEvidence = retrieved.evidence ?? []
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const legacySoul = await readSoulFile('compliance-advisor')
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const legacyStream = await streamAdvisorAnswer([
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{ role: 'system', content: answerSystem(legacySoul, country, numberedEvidenceForPrompt(legacyEvidence), false, audience) },
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{ role: 'user', content: question },
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])
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if (!legacyStream) {
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return NextResponse.json({ error: 'LLM nicht erreichbar.' }, { status: 502 })
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}
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return new NextResponse(legacyStream, {
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headers: {
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'Content-Type': 'text/plain; charset=utf-8',
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'Cache-Control': 'no-cache',
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'X-Advisor-Format': 'legacy-stream',
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},
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})
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}
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const mode = resolveMode(retrieved.clarity?.mode, !!context)
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if (mode === 'clarify') {
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const general = await completeAdvisorAnswer([
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{ role: 'system', content: L1_SYSTEM + audienceBlock(audience) },
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{ role: 'user', content: question },
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])
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if (general === null) {
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return NextResponse.json({ error: 'LLM nicht erreichbar.' }, { status: 502 })
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}
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const resp: AdvisorResponse = {
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mode: 'clarify',
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question,
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clarity: mapClarity(retrieved.clarity, 'clarify'),
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general_answer: general,
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answer: null,
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scoped_query: null,
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evidence: [],
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citations: [],
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visual_evidence: [],
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footnotes: [],
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}
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return NextResponse.json(resp)
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}
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const evidence = retrieved.evidence ?? []
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const soul = await readSoulFile('compliance-advisor')
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const messages: ChatMessage[] = [
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{ role: 'system', content: answerSystem(soul, country, numberedEvidenceForPrompt(evidence), true, audience) },
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{ role: 'user', content: question },
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]
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const answer = await completeAdvisorAnswer(messages)
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if (answer === null) {
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return NextResponse.json({ error: 'LLM nicht erreichbar.' }, { status: 502 })
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}
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const resp: AdvisorResponse = {
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mode: 'answer',
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question,
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clarity: mapClarity(retrieved.clarity, 'answer'),
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general_answer: null,
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answer,
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scoped_query: context,
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evidence,
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citations: buildCitations(evidence),
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visual_evidence: retrieved.visual_evidence ?? [],
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footnotes: mapFootnotes(retrieved.footnotes),
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}
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return NextResponse.json(resp)
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} catch (error) {
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console.error('Compliance advisor chat error:', error)
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return NextResponse.json({ error: 'Verbindung zum Advisor fehlgeschlagen.' }, { status: 503 })
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}
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}
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