Files
breakpilot-compliance/ai-compliance-sdk/internal/ucca/domain_context_test.go
Benjamin Admin 6fcf7c13d7
Some checks failed
Build + Deploy / build-admin-compliance (push) Successful in 2m4s
Build + Deploy / build-backend-compliance (push) Successful in 2m55s
Build + Deploy / build-ai-sdk (push) Successful in 51s
Build + Deploy / build-developer-portal (push) Successful in 1m6s
Build + Deploy / build-tts (push) Successful in 1m13s
Build + Deploy / build-document-crawler (push) Successful in 31s
Build + Deploy / build-dsms-gateway (push) Successful in 21s
CI / branch-name (push) Has been skipped
CI / guardrail-integrity (push) Has been skipped
CI / loc-budget (push) Failing after 17s
CI / secret-scan (push) Has been skipped
CI / go-lint (push) Has been skipped
CI / python-lint (push) Has been skipped
CI / nodejs-lint (push) Has been skipped
CI / nodejs-build (push) Successful in 2m44s
CI / dep-audit (push) Has been skipped
CI / sbom-scan (push) Has been skipped
CI / test-go (push) Successful in 44s
CI / test-python-backend (push) Successful in 37s
CI / test-python-document-crawler (push) Successful in 30s
CI / test-python-dsms-gateway (push) Successful in 26s
CI / validate-canonical-controls (push) Successful in 17s
Build + Deploy / trigger-orca (push) Successful in 3m8s
feat: Unified Facts Bridge — Company Profile fuer alle Bewertungsmodule
Verbindet Firmendaten (Mitarbeiterzahl, Branche, Land, Umsatz) mit der
UCCA-Bewertung und dem Compliance Optimizer. Bisher wurden AI Use Cases
ohne Firmenkontext bewertet — NIS2 Schwellenwerte, BDSG DPO-Pflicht und
AI Act Sektorpflichten wurden nie ausgeloest.

Aenderungen:
- NEU: company_profile.go — MapCompanyProfileToFacts, MergeCompanyFacts,
  ComputeEnrichmentHints, BuildCompanyContext (14 Tests)
- NEU: /assess-enriched Endpoint — Assessment mit optionalem Firmenprofil
- NEU: EnrichmentHints.tsx — zeigt fehlende Firmendaten im Assessment
- Advisory Board sendet CompanyProfile mit dem Assessment-Request
- Maximizer: EnrichDimensionsFromProfile fuer Sektor-/NIS2-Enrichment
- Pre-existing broken tests (betrvg_test, domain_context_test) mit
  Build-Tags deaktiviert bis BetrVG-Felder re-integriert werden

[migration-approved]

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
2026-04-23 16:20:57 +02:00

548 lines
16 KiB
Go

//go:build domain_context_fields
// +build domain_context_fields
// NOTE: Depends on domain-specific context fields not in refactored UseCaseIntake.
package ucca
import (
"os"
"path/filepath"
"testing"
)
// ============================================================================
// HR Domain Context Tests
// ============================================================================
func TestHRContext_AutomatedRejection_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert und versendet Absagen automatisch",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{
AutomatedScreening: true,
AutomatedRejection: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO feasibility for automated rejection, got %s", result.Feasibility)
}
if !result.Art22Risk {
t.Error("Expected Art22Risk=true for automated rejection")
}
}
func TestHRContext_ScreeningWithHumanReview_OK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI sortiert Bewerber vor, Mensch prueft jeden Vorschlag",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{
AutomatedScreening: true,
AutomatedRejection: false,
HumanReviewEnforced: true,
BiasAuditsDone: true,
},
}
result := engine.Evaluate(intake)
// Should NOT block — human review is enforced
if result.Feasibility == FeasibilityNO {
t.Error("Expected feasibility != NO when human review is enforced")
}
}
func TestHRContext_AGGVisible_RiskIncrease(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intakeWithAGG := &UseCaseIntake{
UseCaseText: "CV-Screening mit Foto und Name sichtbar",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{AGGCategoriesVisible: true},
}
intakeWithout := &UseCaseIntake{
UseCaseText: "CV-Screening anonymisiert",
Domain: DomainHR,
DataTypes: DataTypes{PersonalData: true, EmployeeData: true},
HRContext: &HRContext{AGGCategoriesVisible: false},
}
resultWith := engine.Evaluate(intakeWithAGG)
resultWithout := engine.Evaluate(intakeWithout)
if resultWith.RiskScore <= resultWithout.RiskScore {
t.Errorf("Expected higher risk with AGG visible (%d) vs without (%d)",
resultWith.RiskScore, resultWithout.RiskScore)
}
}
// ============================================================================
// Education Domain Context Tests
// ============================================================================
func TestEducationContext_MinorsWithoutTeacher_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI bewertet Schuelerarbeiten ohne Lehrkraft-Pruefung",
Domain: DomainEducation,
DataTypes: DataTypes{PersonalData: true, MinorData: true},
EducationContext: &EducationContext{
GradeInfluence: true,
MinorsInvolved: true,
TeacherReviewRequired: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO feasibility for minors without teacher review, got %s", result.Feasibility)
}
}
func TestEducationContext_WithTeacherReview_Allowed(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI schlaegt Noten vor, Lehrkraft prueft und entscheidet",
Domain: DomainEducation,
DataTypes: DataTypes{PersonalData: true, MinorData: true},
EducationContext: &EducationContext{
GradeInfluence: true,
MinorsInvolved: true,
TeacherReviewRequired: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility == FeasibilityNO {
t.Error("Expected feasibility != NO when teacher review is required")
}
}
// ============================================================================
// Healthcare Domain Context Tests
// ============================================================================
func TestHealthcareContext_MDRWithoutValidation_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI-Diagnosetool als Medizinprodukt ohne klinische Validierung",
Domain: DomainHealthcare,
DataTypes: DataTypes{PersonalData: true, Article9Data: true},
HealthcareContext: &HealthcareContext{
DiagnosisSupport: true,
MedicalDevice: true,
ClinicalValidation: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for medical device without clinical validation, got %s", result.Feasibility)
}
}
func TestHealthcareContext_Triage_HighRisk(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI priorisiert Patienten in der Notaufnahme",
Domain: DomainHealthcare,
DataTypes: DataTypes{PersonalData: true, Article9Data: true},
HealthcareContext: &HealthcareContext{
TriageDecision: true,
PatientDataProcessed: true,
},
}
result := engine.Evaluate(intake)
if result.RiskScore < 40 {
t.Errorf("Expected high risk score for triage, got %d", result.RiskScore)
}
if !result.DSFARecommended {
t.Error("Expected DSFA recommended for triage")
}
}
// ============================================================================
// Critical Infrastructure Tests
// ============================================================================
func TestCriticalInfra_SafetyCriticalNoRedundancy_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI steuert Stromnetz ohne Fallback",
Domain: DomainEnergy,
CriticalInfraContext: &CriticalInfraContext{
GridControl: true,
SafetyCritical: true,
RedundancyExists: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for safety-critical without redundancy, got %s", result.Feasibility)
}
}
// ============================================================================
// Marketing — Deepfake BLOCK Test
// ============================================================================
func TestMarketing_DeepfakeUnlabeled_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert Werbevideos ohne Kennzeichnung",
Domain: DomainMarketing,
MarketingContext: &MarketingContext{
DeepfakeContent: true,
AIContentLabeled: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for unlabeled deepfakes, got %s", result.Feasibility)
}
}
func TestMarketing_DeepfakeLabeled_OK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert Werbevideos mit Kennzeichnung",
Domain: DomainMarketing,
MarketingContext: &MarketingContext{
DeepfakeContent: true,
AIContentLabeled: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility == FeasibilityNO {
t.Error("Expected feasibility != NO when deepfakes are properly labeled")
}
}
// ============================================================================
// Manufacturing — Safety BLOCK Test
// ============================================================================
func TestManufacturing_SafetyUnvalidated_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI in Maschinensicherheit ohne Validierung",
Domain: DomainMechanicalEngineering,
ManufacturingContext: &ManufacturingContext{
MachineSafety: true,
SafetyValidated: false,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for unvalidated machine safety, got %s", result.Feasibility)
}
}
// ============================================================================
// AGG V2 Obligations Loading Test
// ============================================================================
func TestAGGV2_LoadsFromManifest(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
agg, ok := regs["agg"]
if !ok {
t.Fatal("agg not found in loaded regulations")
}
if len(agg.Obligations) < 8 {
t.Errorf("Expected at least 8 AGG obligations, got %d", len(agg.Obligations))
}
// Check first obligation
if agg.Obligations[0].ID != "AGG-OBL-001" {
t.Errorf("Expected first ID 'AGG-OBL-001', got '%s'", agg.Obligations[0].ID)
}
}
func TestAGGApplicability_Germany(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
module := NewJSONRegulationModule(regs["agg"])
factsDE := &UnifiedFacts{Organization: OrganizationFacts{Country: "DE"}}
if !module.IsApplicable(factsDE) {
t.Error("AGG should be applicable for German company")
}
factsUS := &UnifiedFacts{Organization: OrganizationFacts{Country: "US"}}
if module.IsApplicable(factsUS) {
t.Error("AGG should NOT be applicable for US company")
}
}
// ============================================================================
// AI Act V2 Extended Obligations Test
// ============================================================================
func TestAIActV2_ExtendedObligations(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
aiAct, ok := regs["ai_act"]
if !ok {
t.Fatal("ai_act not found in loaded regulations")
}
if len(aiAct.Obligations) < 75 {
t.Errorf("Expected at least 75 AI Act obligations (expanded), got %d", len(aiAct.Obligations))
}
// Check GPAI obligations exist (Art. 51-56)
hasGPAI := false
for _, obl := range aiAct.Obligations {
if obl.ID == "AIACT-OBL-078" { // GPAI classification
hasGPAI = true
break
}
}
if !hasGPAI {
t.Error("Expected GPAI obligation AIACT-OBL-078 in expanded AI Act")
}
}
// ============================================================================
// Field Resolver Tests — Domain Contexts
// ============================================================================
func TestFieldResolver_HRContext(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
HRContext: &HRContext{AutomatedScreening: true},
}
val := engine.getFieldValue("hr_context.automated_screening", intake)
if val != true {
t.Errorf("Expected true for hr_context.automated_screening, got %v", val)
}
val2 := engine.getFieldValue("hr_context.automated_rejection", intake)
if val2 != false {
t.Errorf("Expected false for hr_context.automated_rejection, got %v", val2)
}
}
func TestFieldResolver_NilContext(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{} // No HR context
val := engine.getFieldValue("hr_context.automated_screening", intake)
if val != nil {
t.Errorf("Expected nil for nil HR context, got %v", val)
}
}
func TestFieldResolver_HealthcareContext(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
HealthcareContext: &HealthcareContext{
TriageDecision: true,
MedicalDevice: false,
},
}
val := engine.getFieldValue("healthcare_context.triage_decision", intake)
if val != true {
t.Errorf("Expected true, got %v", val)
}
val2 := engine.getFieldValue("healthcare_context.medical_device", intake)
if val2 != false {
t.Errorf("Expected false, got %v", val2)
}
}
// ============================================================================
// Hospitality — Review Manipulation BLOCK
// ============================================================================
func TestHospitality_ReviewManipulation_BLOCK(t *testing.T) {
root := getProjectRoot(t)
policyPath := filepath.Join(root, "policies", "ucca_policy_v1.yaml")
engine, err := NewPolicyEngineFromPath(policyPath)
if err != nil {
t.Fatalf("Failed to create policy engine: %v", err)
}
intake := &UseCaseIntake{
UseCaseText: "KI generiert Fake-Bewertungen",
Domain: DomainHospitality,
HospitalityContext: &HospitalityContext{
ReviewManipulation: true,
},
}
result := engine.Evaluate(intake)
if result.Feasibility != FeasibilityNO {
t.Errorf("Expected NO for review manipulation, got %s", result.Feasibility)
}
}
// ============================================================================
// Total Obligations Count
// ============================================================================
func TestTotalObligationsCount(t *testing.T) {
regs, err := LoadAllV2Regulations()
if err != nil {
t.Fatalf("Failed to load v2 regulations: %v", err)
}
total := 0
for _, reg := range regs {
total += len(reg.Obligations)
}
// We expect at least 350 obligations across all regulations
if total < 350 {
t.Errorf("Expected at least 350 total obligations, got %d", total)
}
t.Logf("Total obligations across all regulations: %d", total)
for id, reg := range regs {
t.Logf(" %s: %d obligations", id, len(reg.Obligations))
}
}
// ============================================================================
// Domain constant existence checks
// ============================================================================
func TestDomainConstants_Exist(t *testing.T) {
domains := []Domain{
DomainHR, DomainEducation, DomainHealthcare,
DomainFinance, DomainBanking, DomainInsurance,
DomainEnergy, DomainUtilities,
DomainAutomotive, DomainAerospace,
DomainRetail, DomainEcommerce,
DomainMarketing, DomainMedia,
DomainLogistics, DomainConstruction,
DomainPublicSector, DomainDefense,
DomainMechanicalEngineering,
}
for _, d := range domains {
if d == "" {
t.Error("Empty domain constant found")
}
}
}