Files
breakpilot-compliance/ai-compliance-sdk/internal/api/handlers/compliance_graph_handlers.go
T
Benjamin Admin d4df1e01df feat(compliance): GET /sdk/v1/compliance/obligation-status (file-backed graph)
Vertical slice over the Compliance Execution Graph: obligation_id -> accepted
controls -> required evidence -> status. NEVER auto-asserts fulfillment - with
no evidence collection wired (MVP), a mapped obligation is "not_assessed" and
every required evidence is "missing". Fail-closed: no id -> 400; unknown id ->
unknown_obligation; mapped-but-no-control -> unmapped; graph not loaded -> 503.

- ComplianceGraphHandlers (separate from the DB-backed ObligationsHandlers):
  loads Registry join keys + accepted control mappings + evidence once at start.
- LoadComplianceGraph: candidate-path resolution across dev/container/test.
- Data plumbing: Dockerfile now COPYs data/{control_mappings,evidence_requirements,
  obligations}; data/obligations/obligation_join_keys.json is a SYNCED COPY of the
  repo-root Registry contract (re-sync on Registry growth).
- Table-driven handler test (mapped/unmapped/unknown/400 + no-fulfillment-claim).

Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
2026-06-25 19:29:37 +02:00

127 lines
4.8 KiB
Go

package handlers
import (
"net/http"
"strings"
"github.com/gin-gonic/gin"
"github.com/breakpilot/ai-compliance-sdk/internal/ucca"
)
// ComplianceGraphHandlers serves the read-only Compliance Execution Graph
// (Regulation -> Obligation -> Control -> Evidence) over the file-backed bridge artifacts.
// It is intentionally SEPARATE from the DB-backed ObligationsHandlers: this is the curated
// cross-session graph (Registry join keys + accepted control mappings + evidence requirements),
// loaded once at startup. Fail-closed: if the graph could not load, every request answers 503.
type ComplianceGraphHandlers struct {
joins *ucca.ObligationJoinKeys
mappings *ucca.ControlMappingSet
evidence *ucca.EvidenceRequirementSet
loadErr error
}
// NewComplianceGraphHandlers loads the graph once. Construction never fails; a load error is
// retained and surfaced as 503 per request (matches the codebase's load-warn-continue startup).
func NewComplianceGraphHandlers() *ComplianceGraphHandlers {
joins, mappings, evidence, err := ucca.LoadComplianceGraph()
return &ComplianceGraphHandlers{joins: joins, mappings: mappings, evidence: evidence, loadErr: err}
}
// LoadError exposes a startup load failure so the wiring can log a warning.
func (h *ComplianceGraphHandlers) LoadError() error { return h.loadErr }
// RegisterRoutes mounts the compliance-graph routes under /compliance.
func (h *ComplianceGraphHandlers) RegisterRoutes(r *gin.RouterGroup) {
g := r.Group("/compliance")
g.GET("/obligation-status", h.ObligationStatus)
}
type cgControlDTO struct {
Framework string `json:"framework"`
Control string `json:"control"`
MappingType string `json:"mapping_type"`
EvidenceRequired []string `json:"evidence_required"`
EvidenceStatus string `json:"evidence_status"` // missing | partial | present | none_required
}
type cgStatusResponse struct {
ObligationID string `json:"obligation_id"`
OverallStatus string `json:"overall_status"` // unknown_obligation | unmapped | not_assessed | open | met
LegalBasis []string `json:"legal_basis,omitempty"`
CitationSpans string `json:"citation_spans"` // "pending" until the Legal-KG attaches spans
Controls []cgControlDTO `json:"controls"`
Note string `json:"note,omitempty"`
}
// ObligationStatus answers GET /sdk/v1/compliance/obligation-status?obligation_id=...
//
// It NEVER asserts fulfillment automatically. With no evidence collection wired (MVP), a mapped
// obligation is "not_assessed" and every required evidence is "missing" — the honest picture is
// "required vs present evidence", not "a document exists". Fail-closed otherwise:
// - no obligation_id -> 400
// - graph not loaded -> 503
// - id not in the Registry -> 200 overall_status=unknown_obligation
// - mapped but no control yet -> 200 overall_status=unmapped
func (h *ComplianceGraphHandlers) ObligationStatus(c *gin.Context) {
if h.loadErr != nil {
c.JSON(http.StatusServiceUnavailable, gin.H{"error": "compliance graph unavailable", "detail": h.loadErr.Error()})
return
}
obID := strings.TrimSpace(c.Query("obligation_id"))
if obID == "" {
c.JSON(http.StatusBadRequest, gin.H{"error": "obligation_id query parameter required"})
return
}
resp := cgStatusResponse{ObligationID: obID, CitationSpans: "pending", Controls: []cgControlDTO{}}
if h.joins.FindObligation(obID) == nil {
resp.OverallStatus = "unknown_obligation"
resp.Note = "obligation_id not in the Registry join-key contract"
c.JSON(http.StatusOK, resp)
return
}
// MVP: hasEvidence=nil -> no collection wired -> all required evidence counts as missing.
st := ucca.AssessObligationStatus(h.joins, h.mappings, h.evidence, obID, nil)
resp.LegalBasis = st.LegalBasis
if len(st.Controls) == 0 {
resp.OverallStatus = "unmapped"
resp.Note = "no accepted control maps to this obligation yet"
c.JSON(http.StatusOK, resp)
return
}
for _, cs := range st.Controls {
types := make([]string, 0, len(cs.RequiredEvidence))
for _, e := range cs.RequiredEvidence {
types = append(types, e.EvidenceType)
}
resp.Controls = append(resp.Controls, cgControlDTO{
Framework: cs.Framework,
Control: cs.Control,
MappingType: cs.MappingType,
EvidenceRequired: types,
EvidenceStatus: cgEvidenceStatus(len(cs.RequiredEvidence), len(cs.MissingEvidence)),
})
}
// No fulfillment claim without real evidence collection.
resp.OverallStatus = "not_assessed"
resp.Note = "evidence collection not wired (MVP) — fulfillment not asserted"
c.JSON(http.StatusOK, resp)
}
func cgEvidenceStatus(required, missing int) string {
switch {
case required == 0:
return "none_required"
case missing == 0:
return "present"
case missing == required:
return "missing"
default:
return "partial"
}
}