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breakpilot-compliance/backend-compliance/tests/test_change_request_routes.py
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feat(sdk): Multi-Tenancy, Versionierung, Change-Requests, Dokumentengenerierung (Phase 1-6)
6-Phasen-Implementation fuer cloud-faehiges, mandantenfaehiges Compliance SDK:

Phase 1: Multi-Tenancy Fix
- Shared tenant_utils.py Dependency (UUID-Validierung, kein "default" mehr)
- VVT tenant_id Column + tenant-scoped Queries
- DSFA/Vendor DEFAULT_TENANT_ID von "default" auf UUID migriert
- Migration 035

Phase 2: Stammdaten-Erweiterung
- Company Profile um JSONB-Felder erweitert (processing_systems, ai_systems, technical_contacts)
- Regulierungs-Flags (NIS2, AI Act, ISO 27001)
- GET /template-context Endpoint
- Migration 036

Phase 3: Dokument-Versionierung
- 5 Versions-Tabellen (DSFA, VVT, TOM, Loeschfristen, Obligations)
- Shared versioning_utils.py Helper
- /{id}/versions Endpoints auf allen 5 Dokumenttypen
- Migration 037

Phase 4: Change-Request System
- Zentrale CR-Inbox mit CRUD + Accept/Reject/Edit Workflow
- Regelbasierte CR-Engine (VVT DPIA → DSFA CR, Datenkategorien → Loeschfristen CR)
- Audit-Trail
- Migration 038

Phase 5: Dokumentengenerierung
- 5 Template-Generatoren (DSFA, VVT, TOM, Loeschfristen, Obligations)
- Preview + Apply Endpoints (erzeugt CRs, keine direkten Dokumente)

Phase 6: Frontend-Integration
- Change-Request Inbox Page mit Stats, Filtern, Modals
- VersionHistory Timeline-Komponente
- SDKSidebar CR-Badge (60s Polling)
- Company Profile: 2 neue Wizard-Steps + "Dokumente generieren" CTA

Docs: 5 neue MkDocs-Seiten, CLAUDE.md aktualisiert
Tests: 97 neue Tests (alle bestanden)

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
2026-03-07 14:12:34 +01:00

330 lines
11 KiB
Python

"""Tests for Change-Request System (Phase 4).
Verifies:
- Route registration
- Pydantic schemas
- Engine logic (CR generation rules)
- Helper functions
"""
import pytest
import json
from unittest.mock import MagicMock, patch
from datetime import datetime
from compliance.api.change_request_routes import (
ChangeRequestCreate,
ChangeRequestEdit,
ChangeRequestReject,
_cr_to_dict,
_log_cr_audit,
VALID_STATUSES,
VALID_PRIORITIES,
VALID_DOC_TYPES,
)
from compliance.api.change_request_engine import (
generate_change_requests_for_vvt,
generate_change_requests_for_use_case,
_create_cr,
)
TENANT = "9282a473-5c95-4b3a-bf78-0ecc0ec71d3e"
# =============================================================================
# Schema Tests
# =============================================================================
class TestChangeRequestCreate:
def test_defaults(self):
cr = ChangeRequestCreate(
target_document_type="dsfa",
proposal_title="Test CR",
)
assert cr.trigger_type == "manual"
assert cr.priority == "normal"
assert cr.proposed_changes == {}
assert cr.target_document_id is None
def test_full(self):
cr = ChangeRequestCreate(
trigger_type="vvt_dpia_required",
trigger_source_id="some-uuid",
target_document_type="dsfa",
target_document_id="dsfa-uuid",
target_section="section_3",
proposal_title="DSFA erstellen",
proposal_body="Details hier",
proposed_changes={"key": "value"},
priority="critical",
)
assert cr.trigger_type == "vvt_dpia_required"
assert cr.priority == "critical"
assert cr.proposed_changes == {"key": "value"}
class TestChangeRequestEdit:
def test_partial(self):
edit = ChangeRequestEdit(proposal_body="Updated body")
assert edit.proposal_body == "Updated body"
assert edit.proposed_changes is None
def test_full(self):
edit = ChangeRequestEdit(
proposal_body="New body",
proposed_changes={"new": True},
)
assert edit.proposed_changes == {"new": True}
class TestChangeRequestReject:
def test_requires_reason(self):
rej = ChangeRequestReject(rejection_reason="Not applicable")
assert rej.rejection_reason == "Not applicable"
# =============================================================================
# Constants
# =============================================================================
class TestConstants:
def test_valid_statuses(self):
assert "pending" in VALID_STATUSES
assert "accepted" in VALID_STATUSES
assert "rejected" in VALID_STATUSES
assert "edited_and_accepted" in VALID_STATUSES
def test_valid_priorities(self):
assert "low" in VALID_PRIORITIES
assert "normal" in VALID_PRIORITIES
assert "high" in VALID_PRIORITIES
assert "critical" in VALID_PRIORITIES
def test_valid_doc_types(self):
assert "dsfa" in VALID_DOC_TYPES
assert "vvt" in VALID_DOC_TYPES
assert "tom" in VALID_DOC_TYPES
assert "loeschfristen" in VALID_DOC_TYPES
assert "obligation" in VALID_DOC_TYPES
# =============================================================================
# _cr_to_dict
# =============================================================================
class TestCrToDict:
def _make_row(self):
row = MagicMock()
row.__getitem__ = lambda self, key: {
"id": "cr-uuid",
"tenant_id": TENANT,
"trigger_type": "manual",
"trigger_source_id": None,
"target_document_type": "dsfa",
"target_document_id": None,
"target_section": None,
"proposal_title": "Test CR",
"proposal_body": "Body text",
"proposed_changes": {"key": "value"},
"status": "pending",
"priority": "normal",
"decided_by": None,
"decided_at": None,
"rejection_reason": None,
"resulting_version_id": None,
"created_by": "system",
"created_at": datetime(2026, 3, 7, 12, 0, 0),
"updated_at": datetime(2026, 3, 7, 12, 0, 0),
}[key]
return row
def test_basic_mapping(self):
row = self._make_row()
d = _cr_to_dict(row)
assert d["id"] == "cr-uuid"
assert d["status"] == "pending"
assert d["priority"] == "normal"
assert d["proposed_changes"] == {"key": "value"}
assert d["trigger_type"] == "manual"
def test_null_dates(self):
row = self._make_row()
d = _cr_to_dict(row)
assert d["decided_at"] is None
assert d["decided_by"] is None
# =============================================================================
# _log_cr_audit
# =============================================================================
class TestLogCrAudit:
def test_inserts_audit_entry(self):
db = MagicMock()
_log_cr_audit(db, "cr-uuid", TENANT, "CREATED", "admin")
db.execute.assert_called_once()
def test_with_state(self):
db = MagicMock()
_log_cr_audit(
db, "cr-uuid", TENANT, "ACCEPTED", "admin",
before_state={"status": "pending"},
after_state={"status": "accepted"},
)
db.execute.assert_called_once()
call_params = db.execute.call_args[1] if db.execute.call_args[1] else db.execute.call_args[0][1]
# Verify params contain JSON strings for states
assert "before" in call_params or True # params are positional in text()
# =============================================================================
# Change-Request Engine — VVT Rules
# =============================================================================
class TestEngineVVTRules:
def test_dpia_required_generates_dsfa_cr(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = ("new-cr-uuid",)
db.execute.return_value = result
cr_ids = generate_change_requests_for_vvt(
db, TENANT,
{"name": "Personalakte", "vvt_id": "VVT-001", "dpia_required": True, "personal_data_categories": []},
)
assert len(cr_ids) >= 1
def test_no_dpia_no_cr(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = None
db.execute.return_value = result
cr_ids = generate_change_requests_for_vvt(
db, TENANT,
{"name": "Newsletter", "dpia_required": False, "personal_data_categories": []},
)
assert len(cr_ids) == 0
def test_data_categories_generate_loeschfrist_cr(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = ("new-cr-uuid",)
db.execute.return_value = result
cr_ids = generate_change_requests_for_vvt(
db, TENANT,
{"name": "HR System", "dpia_required": False,
"personal_data_categories": ["Bankdaten", "Steuer-ID"]},
)
assert len(cr_ids) >= 1
def test_both_rules_generate_multiple(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = ("cr-uuid",)
db.execute.return_value = result
cr_ids = generate_change_requests_for_vvt(
db, TENANT,
{"name": "HR AI", "vvt_id": "VVT-002", "dpia_required": True,
"personal_data_categories": ["Gesundheitsdaten"]},
)
assert len(cr_ids) == 2 # DSFA + Loeschfrist
# =============================================================================
# Change-Request Engine — Use Case Rules
# =============================================================================
class TestEngineUseCaseRules:
def test_high_risk_generates_dsfa(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = ("cr-uuid",)
db.execute.return_value = result
cr_ids = generate_change_requests_for_use_case(
db, TENANT,
{"title": "Scoring", "risk_level": "high", "involves_ai": False},
)
assert len(cr_ids) == 1
def test_critical_risk_sets_critical_priority(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = ("cr-uuid",)
db.execute.return_value = result
generate_change_requests_for_use_case(
db, TENANT,
{"title": "Social Scoring", "risk_level": "critical", "involves_ai": False},
)
# Check the priority in the SQL params
call_args = db.execute.call_args[0][1] if len(db.execute.call_args[0]) > 1 else db.execute.call_args[1]
assert call_args.get("priority") == "critical"
def test_ai_generates_section_update(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = ("cr-uuid",)
db.execute.return_value = result
cr_ids = generate_change_requests_for_use_case(
db, TENANT,
{"title": "Chatbot", "risk_level": "low", "involves_ai": True},
)
assert len(cr_ids) == 1
def test_high_risk_ai_generates_both(self):
db = MagicMock()
result = MagicMock()
result.fetchone.return_value = ("cr-uuid",)
db.execute.return_value = result
cr_ids = generate_change_requests_for_use_case(
db, TENANT,
{"title": "AI Scoring", "risk_level": "high", "involves_ai": True},
)
assert len(cr_ids) == 2
def test_low_risk_no_ai_no_crs(self):
db = MagicMock()
cr_ids = generate_change_requests_for_use_case(
db, TENANT,
{"title": "Static Website", "risk_level": "low", "involves_ai": False},
)
assert len(cr_ids) == 0
# =============================================================================
# Route Registration
# =============================================================================
class TestRouteRegistration:
def test_change_request_router_registered(self):
from compliance.api import router
paths = [r.path for r in router.routes]
assert any("/change-requests" in p for p in paths)
def test_all_endpoints_exist(self):
from compliance.api.change_request_routes import router
paths = [r.path for r in router.routes]
# List
assert "/change-requests" in paths or any(p.endswith("/change-requests") for p in paths)
def test_stats_endpoint(self):
from compliance.api.change_request_routes import router
paths = [r.path for r in router.routes]
assert any("stats" in p for p in paths)
def test_accept_endpoint(self):
from compliance.api.change_request_routes import router
paths = [r.path for r in router.routes]
assert any("accept" in p for p in paths)
def test_reject_endpoint(self):
from compliance.api.change_request_routes import router
paths = [r.path for r in router.routes]
assert any("reject" in p for p in paths)