Compare commits
1 Commits
| Author | SHA1 | Date | |
|---|---|---|---|
| b5f7cc9e9b |
@@ -46,28 +46,6 @@ export interface CorpusOverview {
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totals: { documents: number; catalog_sources: number }
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totals: { documents: number; catalog_sources: number }
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}
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}
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// --- Ingested legal-corpus structure (from the vector store, via the Go SDK).
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// Shows WHAT each eur-lex act consists of (articles/annexes/recitals), so the
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// ingested corpus is not a black box for developers. ---
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export interface LegalActStructure {
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regulation_short: string
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regulation_name: string
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articles: number
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annexes: number
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recitals: number
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chunks: number
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}
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export interface LegalCorpus {
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regulations: LegalActStructure[]
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totals: {
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regulations: number
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articles: number
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annexes: number
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recitals: number
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}
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}
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// --- Korpus-Dokumente: gruppieren nach Art (Gesetz/Leitfaden/Standard/Urteil)
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// --- Korpus-Dokumente: gruppieren nach Art (Gesetz/Leitfaden/Standard/Urteil)
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// + Herausgeber-Familie (DSK, EDPB, OWASP, NIST …). Deterministisch, pure. ---
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// + Herausgeber-Familie (DSK, EDPB, OWASP, NIST …). Deterministisch, pure. ---
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interface DocCat {
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interface DocCat {
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@@ -3,7 +3,6 @@ import Link from 'next/link'
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import {
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import {
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type UseCaseRow,
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type UseCaseRow,
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type CorpusOverview,
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type CorpusOverview,
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type LegalCorpus,
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licenseTierBadgeClass,
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licenseTierBadgeClass,
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commercialBadgeClass,
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commercialBadgeClass,
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groupUseCases,
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groupUseCases,
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@@ -12,46 +11,28 @@ import {
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const BACKEND_URL =
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const BACKEND_URL =
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process.env.COMPLIANCE_BACKEND_URL || 'http://backend-compliance:8002'
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process.env.COMPLIANCE_BACKEND_URL || 'http://backend-compliance:8002'
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// The legal-corpus structure comes from the Go SDK (it owns the vector store).
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const SDK_URL = process.env.SDK_URL || 'http://ai-compliance-sdk:8090'
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export const dynamic = 'force-dynamic'
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export const dynamic = 'force-dynamic'
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// Fetched from the SDK and isolated in its own try/catch so a vector-store
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// hiccup degrades to "no structure shown" instead of blanking the whole page.
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async function fetchLegalCorpus(): Promise<LegalCorpus | null> {
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try {
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const res = await fetch(`${SDK_URL}/sdk/v1/rag/legal-corpus`, {
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cache: 'no-store',
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})
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return res.ok ? await res.json() : null
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} catch {
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return null
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}
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}
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async function getData(): Promise<{
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async function getData(): Promise<{
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useCases: UseCaseRow[]
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useCases: UseCaseRow[]
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corpus: CorpusOverview | null
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corpus: CorpusOverview | null
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legalCorpus: LegalCorpus | null
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}> {
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}> {
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try {
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try {
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const [ucRes, corpusRes, legalCorpus] = await Promise.all([
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const [ucRes, corpusRes] = await Promise.all([
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fetch(`${BACKEND_URL}/api/compliance/v1/controls/use-cases`, {
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fetch(`${BACKEND_URL}/api/compliance/v1/controls/use-cases`, {
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cache: 'no-store',
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cache: 'no-store',
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}),
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}),
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fetch(`${BACKEND_URL}/api/compliance/v1/controls/corpus`, {
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fetch(`${BACKEND_URL}/api/compliance/v1/controls/corpus`, {
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cache: 'no-store',
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cache: 'no-store',
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}),
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}),
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fetchLegalCorpus(),
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])
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])
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return {
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return {
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useCases: ucRes.ok ? await ucRes.json() : [],
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useCases: ucRes.ok ? await ucRes.json() : [],
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corpus: corpusRes.ok ? await corpusRes.json() : null,
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corpus: corpusRes.ok ? await corpusRes.json() : null,
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legalCorpus,
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}
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}
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} catch {
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} catch {
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return { useCases: [], corpus: null, legalCorpus: null }
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return { useCases: [], corpus: null }
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}
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}
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}
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}
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@@ -65,7 +46,7 @@ function Stat({ label, value }: { label: string; value: string | number }) {
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}
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}
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export default async function CoveragePage() {
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export default async function CoveragePage() {
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const { useCases, corpus, legalCorpus } = await getData()
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const { useCases, corpus } = await getData()
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const groups = groupUseCases(useCases)
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const groups = groupUseCases(useCases)
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const totalRelevant = useCases.reduce((s, u) => s + u.atom_relevant, 0)
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const totalRelevant = useCases.reduce((s, u) => s + u.atom_relevant, 0)
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const totalAtoms = useCases.reduce((s, u) => s + u.atom_total, 0)
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const totalAtoms = useCases.reduce((s, u) => s + u.atom_total, 0)
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@@ -240,67 +221,6 @@ export default async function CoveragePage() {
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</div>
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</div>
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</section>
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</section>
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{legalCorpus?.regulations?.length ? (
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<section className="space-y-2">
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<h2 className="text-lg font-semibold text-gray-900">
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Ingestierter Rechtskorpus – Struktur ({legalCorpus.totals.regulations}{' '}
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Rechtsakte)
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</h2>
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<p className="text-xs text-gray-500">
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Woraus jeder ingestierte eur-lex-Rechtsakt tatsächlich besteht:
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Artikel (§), Anhänge, Erwägungsgründe und retrievbare Chunks — direkt
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aus dem Vektorspeicher, damit kein Black-Box-Korpus entsteht.
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</p>
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<div className="overflow-auto rounded-lg border border-gray-200">
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<table className="min-w-full divide-y divide-gray-200 text-sm">
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<thead className="bg-gray-50 text-left text-xs uppercase text-gray-500">
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<tr>
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<th className="px-4 py-2">Rechtsakt</th>
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<th className="px-4 py-2 text-right">Artikel (§)</th>
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<th className="px-4 py-2 text-right">Anhänge</th>
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<th className="px-4 py-2 text-right">Erwägungsgründe</th>
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<th className="px-4 py-2 text-right">Chunks</th>
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</tr>
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</thead>
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<tbody className="divide-y divide-gray-100 bg-white">
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{legalCorpus.regulations.map((r) => (
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<tr key={r.regulation_short}>
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<td className="px-4 py-2 text-gray-900">
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<span className="font-medium">{r.regulation_short}</span>
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{r.regulation_name !== r.regulation_short ? (
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<span className="ml-2 text-xs text-gray-500">
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{r.regulation_name}
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</span>
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) : null}
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</td>
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<td className="px-4 py-2 text-right font-semibold">
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{r.articles.toLocaleString('de-DE')}
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</td>
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<td className="px-4 py-2 text-right">
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{r.annexes > 0 ? (
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r.annexes.toLocaleString('de-DE')
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) : (
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<span className="text-gray-300">—</span>
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)}
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</td>
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<td className="px-4 py-2 text-right text-gray-500">
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{r.recitals > 0 ? (
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r.recitals.toLocaleString('de-DE')
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) : (
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<span className="text-gray-300">—</span>
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)}
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</td>
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<td className="px-4 py-2 text-right text-gray-500">
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{r.chunks.toLocaleString('de-DE')}
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</td>
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</tr>
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))}
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</tbody>
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</table>
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</div>
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</section>
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) : null}
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{corpus?.license_catalog?.length ? (
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{corpus?.license_catalog?.length ? (
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<section className="space-y-2">
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<section className="space-y-2">
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<h2 className="text-lg font-semibold text-gray-900">
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<h2 className="text-lg font-semibold text-gray-900">
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@@ -78,7 +78,6 @@ func (h *RAGHandlers) Search(c *gin.Context) {
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"query": req.Query,
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"query": req.Query,
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"results": results,
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"results": results,
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"count": len(results),
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"count": len(results),
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"assessment": ucca.Assess(results),
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})
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})
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}
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}
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@@ -207,32 +206,3 @@ func (h *RAGHandlers) HandleScrollChunks(c *gin.Context) {
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"total": len(chunks),
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"total": len(chunks),
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})
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})
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}
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}
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// LegalCorpusStructure returns the composition (distinct articles, annexes,
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// recitals + chunk count) of every ingested eur-lex legal act, so the coverage
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// page can show WHAT was ingested instead of just the act name.
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// GET /sdk/v1/rag/legal-corpus
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func (h *RAGHandlers) LegalCorpusStructure(c *gin.Context) {
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acts, err := h.ragClient.CorpusStructure(c.Request.Context())
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if err != nil {
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c.JSON(http.StatusInternalServerError, gin.H{"error": "failed to aggregate legal corpus: " + err.Error()})
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return
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}
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arts, anns, recs := 0, 0, 0
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for _, a := range acts {
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arts += a.Articles
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anns += a.Annexes
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recs += a.Recitals
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}
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c.JSON(http.StatusOK, gin.H{
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"regulations": acts,
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"totals": gin.H{
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"regulations": len(acts),
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"articles": arts,
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"annexes": anns,
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"recitals": recs,
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},
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})
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}
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@@ -161,7 +161,6 @@ func registerRAGRoutes(v1 *gin.RouterGroup, h *handlers.RAGHandlers) {
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ragRoutes.GET("/corpus-status", h.CorpusStatus)
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ragRoutes.GET("/corpus-status", h.CorpusStatus)
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ragRoutes.GET("/corpus-versions/:collection", h.CorpusVersionHistory)
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ragRoutes.GET("/corpus-versions/:collection", h.CorpusVersionHistory)
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ragRoutes.GET("/scroll", h.HandleScrollChunks)
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ragRoutes.GET("/scroll", h.HandleScrollChunks)
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ragRoutes.GET("/legal-corpus", h.LegalCorpusStructure)
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}
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}
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}
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}
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@@ -1,9 +1,6 @@
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package ucca
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package ucca
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import (
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import "sort"
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"sort"
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"strings"
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)
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// Re-ranking coefficients (validated in the offline golden harness; Phase A — conservative).
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// Re-ranking coefficients (validated in the offline golden harness; Phase A — conservative).
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const (
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const (
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@@ -15,59 +12,14 @@ const (
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offDomainPenalty = 0.10 // off-domain binding (demoted, not removed)
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offDomainPenalty = 0.10 // off-domain binding (demoted, not removed)
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scopePenalty = 0.25 // BDSG Teil 3 (law enforcement) on a general DP question
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scopePenalty = 0.25 // BDSG Teil 3 (law enforcement) on a general DP question
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topicGain = 0.18 // amplifier only
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topicGain = 0.18 // amplifier only
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supersededPenalty = 0.50 // superseded Alt-Quelle (pre-eu-v1): demoted, nicht versteckt
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guidanceIntentGain = 0.10 // epsilon a qualifying guideline is lifted ABOVE the best binding hit
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guidanceIntentMargin = 0.05 // ...only if the guideline is semantically competitive with binding
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)
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)
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// guidanceIntentSignals mark a query that EXPLICITLY asks for an interpretation /
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// recommendation by a guidance body, rather than for the binding obligation. Only
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// then may a (semantically competitive) guideline outrank the binding norm.
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var guidanceIntentSignals = []string{
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"edpb", "europäischer datenschutzausschuss", "europaeischer datenschutzausschuss",
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"dsk", "enisa", "bsi", "leitlinie", "guideline", "orientierungshilfe",
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"auslegung", "empfiehlt", "empfehlung", "sagt", "laut",
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}
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// queryWantsGuidance reports whether the query explicitly asks for guidance/interpretation.
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func queryWantsGuidance(query string) bool {
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q := strings.ToLower(query)
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for _, sig := range guidanceIntentSignals {
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if strings.Contains(q, sig) {
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return true
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}
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}
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return false
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}
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// bestBindingSemantic returns the highest RAW semantic score among binding-law
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// results (0 if none / intent not requested). Used as the guard threshold so an
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// off-topic guideline cannot ride the interpretation-intent boost.
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func bestBindingSemantic(results []LegalSearchResult, wantsGuidance bool) float64 {
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if !wantsGuidance {
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return 0
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}
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best := 0.0
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for _, r := range results {
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if r.SourceClass == "binding_law" && r.Score > best {
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best = r.Score
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}
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}
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return best
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}
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// authorityScore computes the normative relevance of a result for a query. It augments the
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// authorityScore computes the normative relevance of a result for a query. It augments the
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// semantic score with authority/jurisdiction/domain/scope/topic signals. Exposed for tests.
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// semantic score with authority/jurisdiction/domain/scope/topic signals. Exposed for tests.
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func authorityScore(query string, r LegalSearchResult, qDomain string, qForeign bool) float64 {
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func authorityScore(query string, r LegalSearchResult, qDomain string, qForeign bool) float64 {
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info := classifyAuthority(r)
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info := classifyAuthority(r)
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score := r.Score + authorityCoef*float64(info.weight)/100.0
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score := r.Score + authorityCoef*float64(info.weight)/100.0
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if r.Superseded {
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// Alt-Quelle (pre-eu-v1): Default-Fragen sollen die eu-v1-Norm sehen. Demoted,
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// nicht entfernt — fuer Historie/Uebergangsfragen bleibt sie auffindbar.
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score -= supersededPenalty
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}
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if info.jurisdiction == "CH" && !qForeign {
|
if info.jurisdiction == "CH" && !qForeign {
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score -= foreignPenalty // Fremdrecht bei DE/EU-Frage: demoted, nicht geloescht
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score -= foreignPenalty // Fremdrecht bei DE/EU-Frage: demoted, nicht geloescht
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} else {
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} else {
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@@ -103,43 +55,14 @@ func rerankByAuthority(query string, results []LegalSearchResult) []LegalSearchR
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}
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}
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qDomain := queryDomain(query)
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qDomain := queryDomain(query)
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qForeign := queryIsForeign(query)
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qForeign := queryIsForeign(query)
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wantsGuidance := queryWantsGuidance(query)
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bestBindingSem := bestBindingSemantic(results, wantsGuidance)
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out := make([]LegalSearchResult, len(results))
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out := make([]LegalSearchResult, len(results))
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copy(out, results)
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copy(out, results)
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for i := range out {
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for i := range out {
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out[i].Score = authorityScore(query, out[i], qDomain, qForeign)
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out[i].Score = authorityScore(query, out[i], qDomain, qForeign)
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}
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}
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if wantsGuidance {
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applyGuidanceIntent(out, results, bestBindingSem)
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}
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sort.SliceStable(out, func(a, b int) bool {
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sort.SliceStable(out, func(a, b int) bool {
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return out[a].Score > out[b].Score
|
return out[a].Score > out[b].Score
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})
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})
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return out
|
return out
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}
|
}
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// applyGuidanceIntent lifts semantically-competitive guidance just ABOVE the best
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// binding hit (ordered by semantic), so an EXPLICIT interpretation question can
|
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// return guidance Top-1. Obligation questions (no intent → not called) keep
|
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// binding on top. Guidance below the semantic margin is left untouched, so an
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// off-topic guideline can never ride the override — and the lift is computed from
|
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// the binding FINAL score, so authority/topic/domain bonuses cannot edge it out.
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func applyGuidanceIntent(out, raw []LegalSearchResult, bestBindingSem float64) {
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bestBindingFinal := 0.0
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for i := range out {
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if out[i].SourceClass == "binding_law" && out[i].Score > bestBindingFinal {
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||||||
bestBindingFinal = out[i].Score
|
|
||||||
}
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}
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for i := range out {
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|
||||||
if out[i].SourceClass != "supervisory_guidance" || raw[i].Score < bestBindingSem-guidanceIntentMargin {
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|
||||||
continue
|
|
||||||
}
|
|
||||||
lifted := bestBindingFinal + guidanceIntentGain + (raw[i].Score - bestBindingSem)
|
|
||||||
if lifted > out[i].Score {
|
|
||||||
out[i].Score = lifted
|
|
||||||
}
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|||||||
@@ -1,167 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import (
|
|
||||||
"bytes"
|
|
||||||
"context"
|
|
||||||
"encoding/json"
|
|
||||||
"fmt"
|
|
||||||
"io"
|
|
||||||
"net/http"
|
|
||||||
"sort"
|
|
||||||
)
|
|
||||||
|
|
||||||
// LegalActStructure is the composition of one ingested eur-lex legal act — how
|
|
||||||
// many distinct articles, annexes and recitals it consists of (plus the raw
|
|
||||||
// chunk count). Backs the coverage page so the ingested corpus is not a black
|
|
||||||
// box: a developer SEES what each act actually contains, not only its name.
|
|
||||||
type LegalActStructure struct {
|
|
||||||
RegulationShort string `json:"regulation_short"`
|
|
||||||
RegulationName string `json:"regulation_name"`
|
|
||||||
Articles int `json:"articles"`
|
|
||||||
Annexes int `json:"annexes"`
|
|
||||||
Recitals int `json:"recitals"`
|
|
||||||
Chunks int `json:"chunks"`
|
|
||||||
}
|
|
||||||
|
|
||||||
const eurlexSource = "eur-lex.europa.eu"
|
|
||||||
|
|
||||||
// legalStructureCollections hold the clean eur-lex legal corpus (chunks tagged
|
|
||||||
// with chunk_scope = section | annex | recital).
|
|
||||||
var legalStructureCollections = []string{"bp_compliance_ce", "bp_compliance_datenschutz"}
|
|
||||||
|
|
||||||
// chunkScopeBucket maps a Qdrant chunk_scope to the structure field it feeds.
|
|
||||||
var chunkScopeBucket = map[string]string{"section": "articles", "annex": "annexes", "recital": "recitals"}
|
|
||||||
|
|
||||||
// CorpusStructure scrolls the eur-lex legal corpus across the legal collections
|
|
||||||
// and aggregates the per-act composition. The source filter keeps it to a few
|
|
||||||
// hundred points regardless of total corpus size. Read-only; a collection that
|
|
||||||
// fails to scroll is skipped rather than failing the whole call.
|
|
||||||
func (c *LegalRAGClient) CorpusStructure(ctx context.Context) ([]LegalActStructure, error) {
|
|
||||||
var all []qdrantScrollPoint
|
|
||||||
for _, coll := range legalStructureCollections {
|
|
||||||
pts, err := c.scrollLegalCorpus(ctx, coll)
|
|
||||||
if err != nil {
|
|
||||||
continue
|
|
||||||
}
|
|
||||||
all = append(all, pts...)
|
|
||||||
}
|
|
||||||
return aggregateStructure(all), nil
|
|
||||||
}
|
|
||||||
|
|
||||||
// aggregateStructure counts distinct article labels per (regulation, scope).
|
|
||||||
// Pure → unit-testable without a vector store.
|
|
||||||
func aggregateStructure(points []qdrantScrollPoint) []LegalActStructure {
|
|
||||||
distinct := map[string]map[string]map[string]struct{}{}
|
|
||||||
names := map[string]string{}
|
|
||||||
chunks := map[string]int{}
|
|
||||||
order := []string{}
|
|
||||||
|
|
||||||
for _, pt := range points {
|
|
||||||
reg := getString(pt.Payload, "regulation_short")
|
|
||||||
if reg == "" {
|
|
||||||
continue
|
|
||||||
}
|
|
||||||
if _, seen := names[reg]; !seen {
|
|
||||||
name := getString(pt.Payload, "regulation_name_de")
|
|
||||||
if name == "" {
|
|
||||||
name = reg
|
|
||||||
}
|
|
||||||
names[reg] = name
|
|
||||||
distinct[reg] = map[string]map[string]struct{}{}
|
|
||||||
order = append(order, reg)
|
|
||||||
}
|
|
||||||
chunks[reg]++
|
|
||||||
bucket, ok := chunkScopeBucket[getString(pt.Payload, "chunk_scope")]
|
|
||||||
article := getString(pt.Payload, "article")
|
|
||||||
if !ok || article == "" {
|
|
||||||
continue
|
|
||||||
}
|
|
||||||
if distinct[reg][bucket] == nil {
|
|
||||||
distinct[reg][bucket] = map[string]struct{}{}
|
|
||||||
}
|
|
||||||
distinct[reg][bucket][article] = struct{}{}
|
|
||||||
}
|
|
||||||
|
|
||||||
out := make([]LegalActStructure, 0, len(order))
|
|
||||||
for _, reg := range order {
|
|
||||||
out = append(out, LegalActStructure{
|
|
||||||
RegulationShort: reg,
|
|
||||||
RegulationName: names[reg],
|
|
||||||
Articles: len(distinct[reg]["articles"]),
|
|
||||||
Annexes: len(distinct[reg]["annexes"]),
|
|
||||||
Recitals: len(distinct[reg]["recitals"]),
|
|
||||||
Chunks: chunks[reg],
|
|
||||||
})
|
|
||||||
}
|
|
||||||
sort.SliceStable(out, func(i, j int) bool {
|
|
||||||
if out[i].Articles != out[j].Articles {
|
|
||||||
return out[i].Articles > out[j].Articles
|
|
||||||
}
|
|
||||||
return out[i].RegulationShort < out[j].RegulationShort
|
|
||||||
})
|
|
||||||
return out
|
|
||||||
}
|
|
||||||
|
|
||||||
// scrollLegalCorpus pages through one collection, filtered to the eur-lex legal
|
|
||||||
// corpus, returning minimal-payload points (no text/vectors).
|
|
||||||
func (c *LegalRAGClient) scrollLegalCorpus(ctx context.Context, collection string) ([]qdrantScrollPoint, error) {
|
|
||||||
var all []qdrantScrollPoint
|
|
||||||
var offset interface{}
|
|
||||||
for {
|
|
||||||
points, next, err := c.scrollLegalPage(ctx, collection, offset)
|
|
||||||
if err != nil {
|
|
||||||
return nil, err
|
|
||||||
}
|
|
||||||
all = append(all, points...)
|
|
||||||
if next == nil {
|
|
||||||
break
|
|
||||||
}
|
|
||||||
offset = next
|
|
||||||
}
|
|
||||||
return all, nil
|
|
||||||
}
|
|
||||||
|
|
||||||
// scrollLegalPage fetches one page of the filtered scroll and returns the
|
|
||||||
// points plus the next-page offset (nil when exhausted).
|
|
||||||
func (c *LegalRAGClient) scrollLegalPage(ctx context.Context, collection string, offset interface{}) ([]qdrantScrollPoint, interface{}, error) {
|
|
||||||
reqBody := map[string]interface{}{
|
|
||||||
"limit": 500,
|
|
||||||
"with_payload": map[string]interface{}{"include": []string{"regulation_short", "regulation_name_de", "chunk_scope", "article"}},
|
|
||||||
"with_vectors": false,
|
|
||||||
"filter": map[string]interface{}{
|
|
||||||
"must": []map[string]interface{}{
|
|
||||||
{"key": "source", "match": map[string]interface{}{"value": eurlexSource}},
|
|
||||||
},
|
|
||||||
},
|
|
||||||
}
|
|
||||||
if offset != nil {
|
|
||||||
reqBody["offset"] = offset
|
|
||||||
}
|
|
||||||
jsonBody, err := json.Marshal(reqBody)
|
|
||||||
if err != nil {
|
|
||||||
return nil, nil, err
|
|
||||||
}
|
|
||||||
url := fmt.Sprintf("%s/collections/%s/points/scroll", c.qdrantURL, collection)
|
|
||||||
req, err := http.NewRequestWithContext(ctx, "POST", url, bytes.NewReader(jsonBody))
|
|
||||||
if err != nil {
|
|
||||||
return nil, nil, err
|
|
||||||
}
|
|
||||||
req.Header.Set("Content-Type", "application/json")
|
|
||||||
if c.qdrantAPIKey != "" {
|
|
||||||
req.Header.Set("api-key", c.qdrantAPIKey)
|
|
||||||
}
|
|
||||||
resp, err := c.httpClient.Do(req)
|
|
||||||
if err != nil {
|
|
||||||
return nil, nil, err
|
|
||||||
}
|
|
||||||
defer func() { _ = resp.Body.Close() }()
|
|
||||||
if resp.StatusCode != http.StatusOK {
|
|
||||||
body, _ := io.ReadAll(resp.Body)
|
|
||||||
return nil, nil, fmt.Errorf("qdrant returned %d: %s", resp.StatusCode, string(body))
|
|
||||||
}
|
|
||||||
var scrollResp qdrantScrollResponse
|
|
||||||
if err := json.NewDecoder(resp.Body).Decode(&scrollResp); err != nil {
|
|
||||||
return nil, nil, err
|
|
||||||
}
|
|
||||||
return scrollResp.Result.Points, scrollResp.Result.NextPageOffset, nil
|
|
||||||
}
|
|
||||||
@@ -1,50 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import "testing"
|
|
||||||
|
|
||||||
func structPoint(reg, name, scope, article string) qdrantScrollPoint {
|
|
||||||
return qdrantScrollPoint{Payload: map[string]interface{}{
|
|
||||||
"regulation_short": reg,
|
|
||||||
"regulation_name_de": name,
|
|
||||||
"chunk_scope": scope,
|
|
||||||
"article": article,
|
|
||||||
}}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAggregateStructure_CountsDistinctPerScope(t *testing.T) {
|
|
||||||
points := []qdrantScrollPoint{
|
|
||||||
structPoint("CRA", "Cyber Resilience Act", "section", "13"),
|
|
||||||
structPoint("CRA", "Cyber Resilience Act", "section", "13"), // duplicate article → still 1
|
|
||||||
structPoint("CRA", "Cyber Resilience Act", "section", "14"),
|
|
||||||
structPoint("CRA", "Cyber Resilience Act", "annex", "Anhang-I"),
|
|
||||||
structPoint("CRA", "Cyber Resilience Act", "annex", "Anhang-VII"),
|
|
||||||
structPoint("DORA", "", "section", "6"), // first sighting has no name →
|
|
||||||
structPoint("DORA", "", "section", "19"), // regulation_name falls back to short
|
|
||||||
structPoint("DORA", "", "recital", ""), // empty article → ignored for distinct
|
|
||||||
structPoint("", "x", "section", "1"), // missing regulation → skipped entirely
|
|
||||||
}
|
|
||||||
|
|
||||||
got := aggregateStructure(points)
|
|
||||||
|
|
||||||
if len(got) != 2 {
|
|
||||||
t.Fatalf("want 2 acts, got %d (%+v)", len(got), got)
|
|
||||||
}
|
|
||||||
// CRA has more articles → sorts first.
|
|
||||||
cra := got[0]
|
|
||||||
if cra.RegulationShort != "CRA" || cra.Articles != 2 || cra.Annexes != 2 || cra.Recitals != 0 || cra.Chunks != 5 {
|
|
||||||
t.Errorf("CRA wrong: %+v", cra)
|
|
||||||
}
|
|
||||||
dora := got[1]
|
|
||||||
if dora.RegulationShort != "DORA" || dora.Articles != 2 || dora.Chunks != 3 {
|
|
||||||
t.Errorf("DORA wrong: %+v", dora)
|
|
||||||
}
|
|
||||||
if dora.RegulationName != "DORA" {
|
|
||||||
t.Errorf("DORA name fallback failed: %q", dora.RegulationName)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAggregateStructure_Empty(t *testing.T) {
|
|
||||||
if got := aggregateStructure(nil); len(got) != 0 {
|
|
||||||
t.Errorf("want empty, got %+v", got)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
@@ -1,134 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import (
|
|
||||||
"fmt"
|
|
||||||
"strings"
|
|
||||||
)
|
|
||||||
|
|
||||||
const (
|
|
||||||
assessConnectedCap = 12 // cap connected norms surfaced in the assessment
|
|
||||||
assessCrossRegimeTopN = 5 // window over which "cross regime" is judged
|
|
||||||
assessReviewMargin = 0.05 // a tighter winner gap → recommend human review
|
|
||||||
)
|
|
||||||
|
|
||||||
// Assess builds the auditable explanation layer over a ranked result set:
|
|
||||||
// primary norm, the norms it connects to (citation graph), cross-regime, a
|
|
||||||
// human-review flag, the winner margin and a short reasoning string. Pure →
|
|
||||||
// unit-testable. It EXPLAINS the ranking, it does not change it. Returns nil for
|
|
||||||
// an empty result set.
|
|
||||||
func Assess(results []LegalSearchResult) *LegalAssessment {
|
|
||||||
if len(results) == 0 {
|
|
||||||
return nil
|
|
||||||
}
|
|
||||||
// Norm-level view: collapse multiple chunks of the same article/annex so the
|
|
||||||
// margin and cross-regime are judged between DISTINCT norms, not near-identical
|
|
||||||
// chunks of one norm (which would make every winner margin ~0).
|
|
||||||
norms := distinctNorms(results)
|
|
||||||
p := norms[0]
|
|
||||||
|
|
||||||
primary := primaryLabel(p)
|
|
||||||
connected := dedupStrings(p.ReferencesOut, p.ReferencesIn, p.CitationUnit)
|
|
||||||
if len(connected) > assessConnectedCap {
|
|
||||||
connected = connected[:assessConnectedCap]
|
|
||||||
}
|
|
||||||
|
|
||||||
window := norms
|
|
||||||
if len(window) > assessCrossRegimeTopN {
|
|
||||||
window = window[:assessCrossRegimeTopN]
|
|
||||||
}
|
|
||||||
regimes := make(map[string]bool)
|
|
||||||
for _, r := range window {
|
|
||||||
if r.RegulationShort != "" {
|
|
||||||
regimes[r.RegulationShort] = true
|
|
||||||
}
|
|
||||||
}
|
|
||||||
crossRegime := len(regimes) > 1
|
|
||||||
|
|
||||||
margin := 0.0
|
|
||||||
if len(norms) > 1 {
|
|
||||||
margin = norms[0].Score - norms[1].Score
|
|
||||||
}
|
|
||||||
|
|
||||||
primaryBinding := p.SourceClass == "binding_law"
|
|
||||||
humanReview := margin < assessReviewMargin || crossRegime || !primaryBinding
|
|
||||||
|
|
||||||
return &LegalAssessment{
|
|
||||||
PrimaryNorm: primary,
|
|
||||||
PrimaryRegulation: p.RegulationShort,
|
|
||||||
ConnectedNorms: connected,
|
|
||||||
CrossRegime: crossRegime,
|
|
||||||
HumanReviewFlag: humanReview,
|
|
||||||
WinnerMargin: margin,
|
|
||||||
ScoreReasoning: assessReasoning(p, margin, crossRegime, primaryBinding),
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func primaryLabel(p LegalSearchResult) string {
|
|
||||||
if p.CitationUnit != "" {
|
|
||||||
return p.CitationUnit
|
|
||||||
}
|
|
||||||
if p.ArticleLabel != "" {
|
|
||||||
return p.ArticleLabel
|
|
||||||
}
|
|
||||||
return strings.TrimSpace(p.RegulationShort + " " + p.Article)
|
|
||||||
}
|
|
||||||
|
|
||||||
// assessReasoning renders a short, human-readable justification (German).
|
|
||||||
func assessReasoning(p LegalSearchResult, margin float64, crossRegime, primaryBinding bool) string {
|
|
||||||
label := primaryLabel(p)
|
|
||||||
parts := make([]string, 0, 4)
|
|
||||||
if primaryBinding {
|
|
||||||
parts = append(parts, fmt.Sprintf("Primärtreffer %s: bindendes Recht (Autorität %d).", label, p.AuthorityWeight))
|
|
||||||
} else {
|
|
||||||
parts = append(parts, fmt.Sprintf("Primärtreffer %s ist keine bindende Norm (Leitlinie/Standard) — Quelle prüfen.", label))
|
|
||||||
}
|
|
||||||
if margin > 0 {
|
|
||||||
parts = append(parts, fmt.Sprintf("Vorsprung %.2f vor #2.", margin))
|
|
||||||
}
|
|
||||||
if margin < assessReviewMargin {
|
|
||||||
parts = append(parts, "Knapper Vorsprung — Alternativtreffer prüfen.")
|
|
||||||
}
|
|
||||||
if crossRegime {
|
|
||||||
parts = append(parts, "Mehrere Regime betroffen — Querbezug prüfen.")
|
|
||||||
}
|
|
||||||
return strings.Join(parts, " ")
|
|
||||||
}
|
|
||||||
|
|
||||||
// distinctNorms collapses results that share a citation (multiple chunks of the
|
|
||||||
// same article/annex) to the first — i.e. highest-ranked — occurrence. Results
|
|
||||||
// without any citation identity are each kept, since they cannot be matched.
|
|
||||||
func distinctNorms(results []LegalSearchResult) []LegalSearchResult {
|
|
||||||
seen := make(map[string]bool, len(results))
|
|
||||||
out := make([]LegalSearchResult, 0, len(results))
|
|
||||||
for _, r := range results {
|
|
||||||
key := r.CitationUnit
|
|
||||||
if key == "" {
|
|
||||||
key = r.ArticleLabel
|
|
||||||
}
|
|
||||||
if key != "" {
|
|
||||||
if seen[key] {
|
|
||||||
continue
|
|
||||||
}
|
|
||||||
seen[key] = true
|
|
||||||
}
|
|
||||||
out = append(out, r)
|
|
||||||
}
|
|
||||||
return out
|
|
||||||
}
|
|
||||||
|
|
||||||
// dedupStrings concatenates out+in, drops empties and the excluded value, and
|
|
||||||
// returns a stable de-duplicated slice (insertion order preserved).
|
|
||||||
func dedupStrings(out, in []string, exclude string) []string {
|
|
||||||
seen := map[string]bool{exclude: true}
|
|
||||||
res := make([]string, 0, len(out)+len(in))
|
|
||||||
for _, list := range [][]string{out, in} {
|
|
||||||
for _, s := range list {
|
|
||||||
if s == "" || seen[s] {
|
|
||||||
continue
|
|
||||||
}
|
|
||||||
seen[s] = true
|
|
||||||
res = append(res, s)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
return res
|
|
||||||
}
|
|
||||||
@@ -1,112 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import "testing"
|
|
||||||
|
|
||||||
func ares(reg, cu, sc string, score float64, weight int, out, in []string) LegalSearchResult {
|
|
||||||
return LegalSearchResult{
|
|
||||||
RegulationShort: reg, CitationUnit: cu, SourceClass: sc, Score: score,
|
|
||||||
AuthorityWeight: weight, ReferencesOut: out, ReferencesIn: in,
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAssess_Empty(t *testing.T) {
|
|
||||||
if Assess(nil) != nil {
|
|
||||||
t.Error("empty results → nil assessment")
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAssess_BindingPrimary_NoReview(t *testing.T) {
|
|
||||||
results := []LegalSearchResult{
|
|
||||||
ares("CRA", "Art. 13 CRA", "binding_law", 1.05, 100,
|
|
||||||
[]string{"CRA Anhang I", "Art. 14 CRA"}, []string{"Art. 12 CRA"}),
|
|
||||||
ares("CRA", "Art. 14 CRA", "binding_law", 0.80, 100, nil, nil),
|
|
||||||
}
|
|
||||||
a := Assess(results)
|
|
||||||
if a == nil {
|
|
||||||
t.Fatal("nil assessment")
|
|
||||||
}
|
|
||||||
if a.PrimaryNorm != "Art. 13 CRA" || a.PrimaryRegulation != "CRA" {
|
|
||||||
t.Errorf("primary wrong: %+v", a)
|
|
||||||
}
|
|
||||||
if len(a.ConnectedNorms) != 3 { // out(2) + in(1), self excluded, deduped
|
|
||||||
t.Errorf("connected norms: %v", a.ConnectedNorms)
|
|
||||||
}
|
|
||||||
if a.CrossRegime {
|
|
||||||
t.Error("single regime must not be cross-regime")
|
|
||||||
}
|
|
||||||
if a.WinnerMargin < 0.24 || a.WinnerMargin > 0.26 {
|
|
||||||
t.Errorf("margin = %v, want ~0.25", a.WinnerMargin)
|
|
||||||
}
|
|
||||||
if a.HumanReviewFlag {
|
|
||||||
t.Error("clean binding + healthy margin + single regime → no review")
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAssess_CrossRegimeFlagsReview(t *testing.T) {
|
|
||||||
a := Assess([]LegalSearchResult{
|
|
||||||
ares("CRA", "Art. 13 CRA", "binding_law", 1.05, 100, nil, nil),
|
|
||||||
ares("DORA", "Art. 6 DORA", "binding_law", 0.70, 100, nil, nil),
|
|
||||||
})
|
|
||||||
if !a.CrossRegime || !a.HumanReviewFlag {
|
|
||||||
t.Errorf("cross-regime must flag review: %+v", a)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAssess_NonBindingFlagsReview(t *testing.T) {
|
|
||||||
a := Assess([]LegalSearchResult{
|
|
||||||
ares("ENISA", "ENISA SBOM", "supervisory_guidance", 0.90, 70, nil, nil),
|
|
||||||
ares("ENISA", "ENISA X", "supervisory_guidance", 0.40, 70, nil, nil),
|
|
||||||
})
|
|
||||||
if !a.HumanReviewFlag {
|
|
||||||
t.Error("non-binding primary → review")
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAssess_TightMarginFlagsReview(t *testing.T) {
|
|
||||||
a := Assess([]LegalSearchResult{
|
|
||||||
ares("CRA", "Art. 13 CRA", "binding_law", 1.00, 100, nil, nil),
|
|
||||||
ares("CRA", "Art. 14 CRA", "binding_law", 0.98, 100, nil, nil),
|
|
||||||
})
|
|
||||||
if a.WinnerMargin >= 0.05 || !a.HumanReviewFlag {
|
|
||||||
t.Errorf("tight margin → review: %+v", a)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestAssess_MarginIsNormLevelNotChunkLevel(t *testing.T) {
|
|
||||||
// Two near-identical chunks of the SAME norm at the top, then a distinct norm.
|
|
||||||
results := []LegalSearchResult{
|
|
||||||
ares("CRA", "Art. 13 CRA", "binding_law", 1.050, 100, []string{"CRA Anhang I"}, nil),
|
|
||||||
ares("CRA", "Art. 13 CRA", "binding_law", 1.049, 100, nil, nil), // same norm
|
|
||||||
ares("CRA", "Art. 14 CRA", "binding_law", 0.800, 100, nil, nil),
|
|
||||||
}
|
|
||||||
a := Assess(results)
|
|
||||||
if a.WinnerMargin < 0.24 || a.WinnerMargin > 0.26 { // Art.13 vs Art.14, not chunk vs chunk
|
|
||||||
t.Errorf("margin must be norm-level (~0.25), got %v", a.WinnerMargin)
|
|
||||||
}
|
|
||||||
if a.HumanReviewFlag {
|
|
||||||
t.Error("healthy norm-level margin → no review")
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestDistinctNorms(t *testing.T) {
|
|
||||||
got := distinctNorms([]LegalSearchResult{
|
|
||||||
{CitationUnit: "Art. 13 CRA"},
|
|
||||||
{CitationUnit: "Art. 13 CRA"}, // duplicate norm → collapsed
|
|
||||||
{CitationUnit: "Art. 14 CRA"},
|
|
||||||
{CitationUnit: ""}, // no identity → kept
|
|
||||||
{CitationUnit: ""}, // no identity → kept
|
|
||||||
})
|
|
||||||
if len(got) != 4 {
|
|
||||||
t.Errorf("want 4 (2 distinct + 2 unidentified), got %d", len(got))
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestDedupStrings(t *testing.T) {
|
|
||||||
got := dedupStrings([]string{"a", "b", "", "a"}, []string{"b", "c"}, "self")
|
|
||||||
if len(got) != 3 || got[0] != "a" || got[1] != "b" || got[2] != "c" {
|
|
||||||
t.Errorf("dedup: %v", got)
|
|
||||||
}
|
|
||||||
if len(dedupStrings([]string{"self"}, nil, "self")) != 0 {
|
|
||||||
t.Error("excluded value must be dropped")
|
|
||||||
}
|
|
||||||
}
|
|
||||||
@@ -20,7 +20,6 @@ type LegalRAGClient struct {
|
|||||||
httpClient *http.Client
|
httpClient *http.Client
|
||||||
textIndexEnsured map[string]bool
|
textIndexEnsured map[string]bool
|
||||||
hybridEnabled bool
|
hybridEnabled bool
|
||||||
graphEnabled bool
|
|
||||||
}
|
}
|
||||||
|
|
||||||
// NewLegalRAGClient creates a new Legal RAG client using Ollama bge-m3 embeddings.
|
// NewLegalRAGClient creates a new Legal RAG client using Ollama bge-m3 embeddings.
|
||||||
@@ -39,11 +38,6 @@ func NewLegalRAGClient() *LegalRAGClient {
|
|||||||
}
|
}
|
||||||
|
|
||||||
hybridEnabled := os.Getenv("RAG_HYBRID_SEARCH") != "false"
|
hybridEnabled := os.Getenv("RAG_HYBRID_SEARCH") != "false"
|
||||||
// Graph-Expansion ist OPT-IN: kein gemessener Rang-Nutzen ggue. der Binding-Augmentation,
|
|
||||||
// +1 Qdrant-Call/Suche, Flutungsrisiko ueber Reverse-Kanten. Bleibt als Recall-Sicherheitsnetz
|
|
||||||
// fuer spaetere Luecken (RAG_GRAPH_EXPANSION=true). Die Graph-Kanten werden in der Response
|
|
||||||
// zur Begruendung/Vollstaendigkeit genutzt, nicht zur Pool-Expansion (Default).
|
|
||||||
graphEnabled := os.Getenv("RAG_GRAPH_EXPANSION") == "true"
|
|
||||||
|
|
||||||
return &LegalRAGClient{
|
return &LegalRAGClient{
|
||||||
qdrantURL: qdrantURL,
|
qdrantURL: qdrantURL,
|
||||||
@@ -53,7 +47,6 @@ func NewLegalRAGClient() *LegalRAGClient {
|
|||||||
collection: "bp_compliance_ce",
|
collection: "bp_compliance_ce",
|
||||||
textIndexEnsured: make(map[string]bool),
|
textIndexEnsured: make(map[string]bool),
|
||||||
hybridEnabled: hybridEnabled,
|
hybridEnabled: hybridEnabled,
|
||||||
graphEnabled: graphEnabled,
|
|
||||||
httpClient: &http.Client{
|
httpClient: &http.Client{
|
||||||
Timeout: 60 * time.Second,
|
Timeout: 60 * time.Second,
|
||||||
},
|
},
|
||||||
@@ -107,13 +100,6 @@ func (c *LegalRAGClient) searchInternal(ctx context.Context, collection string,
|
|||||||
hits = mergeDedupHits(hits, bindingHits)
|
hits = mergeDedupHits(hits, bindingHits)
|
||||||
}
|
}
|
||||||
|
|
||||||
// Graph-Augmentation: verbundene Normen (references_out/in) der Top-Hits ueber die
|
|
||||||
// praezise Zitations-Kante in den Pool ziehen — z.B. Art. 13 CRA zieht Anhang I (die
|
|
||||||
// eigentliche Pflichtquelle). Pool-Augmentation only; Re-Rank + topK bleiben.
|
|
||||||
if c.graphEnabled {
|
|
||||||
hits = c.expandViaGraph(ctx, collection, hits)
|
|
||||||
}
|
|
||||||
|
|
||||||
results := make([]LegalSearchResult, len(hits))
|
results := make([]LegalSearchResult, len(hits))
|
||||||
for i, hit := range hits {
|
for i, hit := range hits {
|
||||||
// Legal-Metadaten nach rag_reingest_spec.md §2: bevorzugt die normalisierten Felder
|
// Legal-Metadaten nach rag_reingest_spec.md §2: bevorzugt die normalisierten Felder
|
||||||
@@ -145,10 +131,6 @@ func (c *LegalRAGClient) searchInternal(ctx context.Context, collection string,
|
|||||||
AuthorityWeight: getInt(hit.Payload, "authority_weight"),
|
AuthorityWeight: getInt(hit.Payload, "authority_weight"),
|
||||||
SourceClass: getString(hit.Payload, "source_class"),
|
SourceClass: getString(hit.Payload, "source_class"),
|
||||||
Jurisdiction: getString(hit.Payload, "jurisdiction"),
|
Jurisdiction: getString(hit.Payload, "jurisdiction"),
|
||||||
CitationUnit: getString(hit.Payload, "citation_unit"),
|
|
||||||
ReferencesOut: getStringSlice(hit.Payload, "references_out"),
|
|
||||||
ReferencesIn: getStringSlice(hit.Payload, "references_in"),
|
|
||||||
Superseded: getString(hit.Payload, "status") == "superseded",
|
|
||||||
}
|
}
|
||||||
}
|
}
|
||||||
|
|
||||||
|
|||||||
@@ -1,162 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import (
|
|
||||||
"bytes"
|
|
||||||
"context"
|
|
||||||
"encoding/json"
|
|
||||||
"fmt"
|
|
||||||
"io"
|
|
||||||
"net/http"
|
|
||||||
"sort"
|
|
||||||
)
|
|
||||||
|
|
||||||
// Graph-augmented retrieval: when a top hit cites an annex/article (references_out)
|
|
||||||
// or is cited by one (references_in), pull that connected norm into the candidate
|
|
||||||
// pool via the PRECISE citation graph instead of hoping semantic search surfaces
|
|
||||||
// it. E.g. a hit on CRA Art. 13 pulls in CRA Anhang I (the actual requirement).
|
|
||||||
// Pool-augmentation only — authority re-rank + topK slice still apply, so the
|
|
||||||
// response schema is unchanged.
|
|
||||||
const (
|
|
||||||
graphSeedCount = 5 // only the top hits seed the expansion
|
|
||||||
graphMaxExpand = 15 // cap connected norms pulled in (avoid pool explosion)
|
|
||||||
graphHopPenalty = 0.05 // a one-hop neighbour ranks just below its seed
|
|
||||||
)
|
|
||||||
|
|
||||||
// expandViaGraph augments hits with the norms they cite and the norms that cite
|
|
||||||
// them. Best-effort: on any error (or nothing to expand) the original hits are
|
|
||||||
// returned unchanged.
|
|
||||||
func (c *LegalRAGClient) expandViaGraph(ctx context.Context, collection string, hits []qdrantSearchHit) []qdrantSearchHit {
|
|
||||||
if len(hits) == 0 {
|
|
||||||
return hits
|
|
||||||
}
|
|
||||||
present := make(map[string]bool, len(hits))
|
|
||||||
for _, h := range hits {
|
|
||||||
if cu := getString(h.Payload, "citation_unit"); cu != "" {
|
|
||||||
present[cu] = true
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
seeds := hits
|
|
||||||
if len(seeds) > graphSeedCount {
|
|
||||||
seeds = seeds[:graphSeedCount]
|
|
||||||
}
|
|
||||||
// Forward edges only (references_out = the detail a hit explicitly points to,
|
|
||||||
// e.g. Art. 13 → Anhang I). Reverse (references_in) has high fan-out for popular
|
|
||||||
// annexes (Anhang I is cited by 23 articles) → pool flooding; it is surfaced as
|
|
||||||
// connected-norm metadata in the Phase 2 response instead of expanding the pool.
|
|
||||||
want := make(map[string]float64) // connected citation_unit -> best seeding score
|
|
||||||
for _, h := range seeds {
|
|
||||||
for _, cu := range getStringSlice(h.Payload, "references_out") {
|
|
||||||
if cu == "" || present[cu] {
|
|
||||||
continue
|
|
||||||
}
|
|
||||||
if s, ok := want[cu]; !ok || h.Score > s {
|
|
||||||
want[cu] = h.Score
|
|
||||||
}
|
|
||||||
}
|
|
||||||
}
|
|
||||||
if len(want) == 0 {
|
|
||||||
return hits
|
|
||||||
}
|
|
||||||
|
|
||||||
units := topByScore(want, graphMaxExpand)
|
|
||||||
fetched, err := c.fetchByCitationUnits(ctx, collection, units)
|
|
||||||
if err != nil || len(fetched) == 0 {
|
|
||||||
return hits
|
|
||||||
}
|
|
||||||
neighbours := make([]qdrantSearchHit, 0, len(fetched))
|
|
||||||
for cu, pt := range fetched {
|
|
||||||
neighbours = append(neighbours, qdrantSearchHit{ID: pt.ID, Score: want[cu] - graphHopPenalty, Payload: pt.Payload})
|
|
||||||
}
|
|
||||||
return mergeDedupHits(hits, neighbours)
|
|
||||||
}
|
|
||||||
|
|
||||||
// topByScore returns up to n keys with the highest values. Deterministic: ties
|
|
||||||
// broken by the key string so the cap is stable across runs.
|
|
||||||
func topByScore(m map[string]float64, n int) []string {
|
|
||||||
keys := make([]string, 0, len(m))
|
|
||||||
for k := range m {
|
|
||||||
keys = append(keys, k)
|
|
||||||
}
|
|
||||||
sort.Slice(keys, func(i, j int) bool {
|
|
||||||
if m[keys[i]] != m[keys[j]] {
|
|
||||||
return m[keys[i]] > m[keys[j]]
|
|
||||||
}
|
|
||||||
return keys[i] < keys[j]
|
|
||||||
})
|
|
||||||
if len(keys) > n {
|
|
||||||
keys = keys[:n]
|
|
||||||
}
|
|
||||||
return keys
|
|
||||||
}
|
|
||||||
|
|
||||||
// fetchByCitationUnits loads one representative point (the first chunk) per
|
|
||||||
// citation_unit from the given collection.
|
|
||||||
func (c *LegalRAGClient) fetchByCitationUnits(ctx context.Context, collection string, units []string) (map[string]qdrantScrollPoint, error) {
|
|
||||||
should := make([]map[string]interface{}, 0, len(units))
|
|
||||||
for _, cu := range units {
|
|
||||||
should = append(should, map[string]interface{}{"key": "citation_unit", "match": map[string]interface{}{"value": cu}})
|
|
||||||
}
|
|
||||||
reqBody := map[string]interface{}{
|
|
||||||
"limit": len(units) * 4,
|
|
||||||
"with_payload": true,
|
|
||||||
"with_vectors": false,
|
|
||||||
"filter": map[string]interface{}{"should": should},
|
|
||||||
}
|
|
||||||
jsonBody, err := json.Marshal(reqBody)
|
|
||||||
if err != nil {
|
|
||||||
return nil, err
|
|
||||||
}
|
|
||||||
url := fmt.Sprintf("%s/collections/%s/points/scroll", c.qdrantURL, collection)
|
|
||||||
req, err := http.NewRequestWithContext(ctx, "POST", url, bytes.NewReader(jsonBody))
|
|
||||||
if err != nil {
|
|
||||||
return nil, err
|
|
||||||
}
|
|
||||||
req.Header.Set("Content-Type", "application/json")
|
|
||||||
if c.qdrantAPIKey != "" {
|
|
||||||
req.Header.Set("api-key", c.qdrantAPIKey)
|
|
||||||
}
|
|
||||||
resp, err := c.httpClient.Do(req)
|
|
||||||
if err != nil {
|
|
||||||
return nil, err
|
|
||||||
}
|
|
||||||
defer func() { _ = resp.Body.Close() }()
|
|
||||||
if resp.StatusCode != http.StatusOK {
|
|
||||||
body, _ := io.ReadAll(resp.Body)
|
|
||||||
return nil, fmt.Errorf("qdrant scroll returned %d: %s", resp.StatusCode, string(body))
|
|
||||||
}
|
|
||||||
var scrollResp qdrantScrollResponse
|
|
||||||
if err := json.NewDecoder(resp.Body).Decode(&scrollResp); err != nil {
|
|
||||||
return nil, err
|
|
||||||
}
|
|
||||||
out := make(map[string]qdrantScrollPoint, len(units))
|
|
||||||
for _, pt := range scrollResp.Result.Points {
|
|
||||||
cu := getString(pt.Payload, "citation_unit")
|
|
||||||
if cu != "" {
|
|
||||||
if _, seen := out[cu]; !seen {
|
|
||||||
out[cu] = pt
|
|
||||||
}
|
|
||||||
}
|
|
||||||
}
|
|
||||||
return out, nil
|
|
||||||
}
|
|
||||||
|
|
||||||
// getStringSlice extracts a []string from a Qdrant payload list field
|
|
||||||
// (references_out / references_in are stored as JSON arrays of strings).
|
|
||||||
func getStringSlice(m map[string]interface{}, key string) []string {
|
|
||||||
v, ok := m[key]
|
|
||||||
if !ok {
|
|
||||||
return nil
|
|
||||||
}
|
|
||||||
arr, ok := v.([]interface{})
|
|
||||||
if !ok {
|
|
||||||
return nil
|
|
||||||
}
|
|
||||||
out := make([]string, 0, len(arr))
|
|
||||||
for _, item := range arr {
|
|
||||||
if s, ok := item.(string); ok {
|
|
||||||
out = append(out, s)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
return out
|
|
||||||
}
|
|
||||||
@@ -1,89 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import (
|
|
||||||
"context"
|
|
||||||
"encoding/json"
|
|
||||||
"net/http"
|
|
||||||
"net/http/httptest"
|
|
||||||
"testing"
|
|
||||||
)
|
|
||||||
|
|
||||||
func TestGetStringSlice(t *testing.T) {
|
|
||||||
m := map[string]interface{}{
|
|
||||||
"refs": []interface{}{"a", "b", 3, "c"}, // non-strings are skipped
|
|
||||||
"str": "not-a-list",
|
|
||||||
}
|
|
||||||
got := getStringSlice(m, "refs")
|
|
||||||
if len(got) != 3 || got[0] != "a" || got[2] != "c" {
|
|
||||||
t.Errorf("refs: %v", got)
|
|
||||||
}
|
|
||||||
if getStringSlice(m, "missing") != nil {
|
|
||||||
t.Error("missing key should be nil")
|
|
||||||
}
|
|
||||||
if getStringSlice(m, "str") != nil {
|
|
||||||
t.Error("non-list should be nil")
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestTopByScore_DeterministicCap(t *testing.T) {
|
|
||||||
m := map[string]float64{"x": 0.5, "y": 0.9, "z": 0.5, "w": 0.7}
|
|
||||||
got := topByScore(m, 2)
|
|
||||||
if len(got) != 2 || got[0] != "y" || got[1] != "w" {
|
|
||||||
t.Errorf("want [y w], got %v", got)
|
|
||||||
}
|
|
||||||
all := topByScore(m, 10)
|
|
||||||
if all[2] != "x" || all[3] != "z" { // tie 0.5 broken by key string
|
|
||||||
t.Errorf("tie-break not deterministic: %v", all)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestExpandViaGraph_NoSeedsOrRefs(t *testing.T) {
|
|
||||||
c := &LegalRAGClient{} // nil httpClient → must not be called on these paths
|
|
||||||
if out := c.expandViaGraph(context.Background(), "x", nil); out != nil {
|
|
||||||
t.Error("empty hits should return nil")
|
|
||||||
}
|
|
||||||
hits := []qdrantSearchHit{{ID: 1, Score: 0.8, Payload: map[string]interface{}{"citation_unit": "Art. 1 CRA"}}}
|
|
||||||
if out := c.expandViaGraph(context.Background(), "x", hits); len(out) != 1 {
|
|
||||||
t.Errorf("no references → unchanged, got %d", len(out))
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestExpandViaGraph_PullsConnectedNorm(t *testing.T) {
|
|
||||||
srv := httptest.NewServer(http.HandlerFunc(func(w http.ResponseWriter, _ *http.Request) {
|
|
||||||
_ = json.NewEncoder(w).Encode(map[string]interface{}{
|
|
||||||
"result": map[string]interface{}{
|
|
||||||
"points": []map[string]interface{}{
|
|
||||||
{"id": 99, "payload": map[string]interface{}{
|
|
||||||
"citation_unit": "CRA Anhang I", "chunk_text": "Sicherheitsanforderungen",
|
|
||||||
"source_class": "binding_law", "authority_weight": 100, "regulation_short": "CRA",
|
|
||||||
}},
|
|
||||||
},
|
|
||||||
"next_page_offset": nil,
|
|
||||||
},
|
|
||||||
})
|
|
||||||
}))
|
|
||||||
defer srv.Close()
|
|
||||||
|
|
||||||
c := &LegalRAGClient{qdrantURL: srv.URL, httpClient: srv.Client()}
|
|
||||||
hits := []qdrantSearchHit{
|
|
||||||
{ID: 1, Score: 0.70, Payload: map[string]interface{}{
|
|
||||||
"citation_unit": "Art. 13 CRA", "references_out": []interface{}{"CRA Anhang I"},
|
|
||||||
}},
|
|
||||||
}
|
|
||||||
out := c.expandViaGraph(context.Background(), "bp_compliance_ce", hits)
|
|
||||||
if len(out) != 2 {
|
|
||||||
t.Fatalf("want 2 hits (seed + connected annex), got %d", len(out))
|
|
||||||
}
|
|
||||||
var found *qdrantSearchHit
|
|
||||||
for i := range out {
|
|
||||||
if getString(out[i].Payload, "citation_unit") == "CRA Anhang I" {
|
|
||||||
found = &out[i]
|
|
||||||
}
|
|
||||||
}
|
|
||||||
if found == nil {
|
|
||||||
t.Fatal("connected norm CRA Anhang I was not pulled into the pool")
|
|
||||||
}
|
|
||||||
if found.Score < 0.64 || found.Score > 0.66 { // 0.70 seed − 0.05 hop penalty
|
|
||||||
t.Errorf("connected score = %v, want ~0.65", found.Score)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
@@ -1,72 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import "testing"
|
|
||||||
|
|
||||||
func intentRes(reg, sourceClass string, sem float64, weight int) LegalSearchResult {
|
|
||||||
return LegalSearchResult{
|
|
||||||
RegulationShort: reg, SourceClass: sourceClass, Score: sem,
|
|
||||||
AuthorityWeight: weight, Jurisdiction: "EU",
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestQueryWantsGuidance(t *testing.T) {
|
|
||||||
wants := []string{
|
|
||||||
"Was empfiehlt der EDPB zum DSB?",
|
|
||||||
"Was sagt die ENISA zu Security Updates?",
|
|
||||||
"laut DSK ...",
|
|
||||||
"Orientierungshilfe zur DSFA",
|
|
||||||
"Welche BSI-Empfehlung gilt?",
|
|
||||||
"Auslegung der Aufsichtsbehörde",
|
|
||||||
}
|
|
||||||
plain := []string{
|
|
||||||
"Ab wann braucht man einen Datenschutzbeauftragten?",
|
|
||||||
"Welche Anforderungen bestehen an Security Updates?",
|
|
||||||
}
|
|
||||||
for _, q := range wants {
|
|
||||||
if !queryWantsGuidance(q) {
|
|
||||||
t.Errorf("should detect interpretation intent: %q", q)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
for _, q := range plain {
|
|
||||||
if queryWantsGuidance(q) {
|
|
||||||
t.Errorf("should NOT detect intent (norm question): %q", q)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestRerank_NormQuestion_BindingStaysTop(t *testing.T) {
|
|
||||||
// No intent signal → binding wins even though guidance is semantically higher.
|
|
||||||
results := []LegalSearchResult{
|
|
||||||
intentRes("EDPB DPO", "supervisory_guidance", 0.64, 70),
|
|
||||||
intentRes("DSGVO", "binding_law", 0.58, 100),
|
|
||||||
}
|
|
||||||
out := rerankByAuthority("Ab wann braucht man einen Datenschutzbeauftragten?", results)
|
|
||||||
if out[0].SourceClass != "binding_law" {
|
|
||||||
t.Errorf("norm question: binding must stay Top-1, got %s", out[0].SourceClass)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestRerank_InterpretationQuestion_GuidanceMayWin(t *testing.T) {
|
|
||||||
// Explicit intent + guidance semantically competitive → guidance wins.
|
|
||||||
results := []LegalSearchResult{
|
|
||||||
intentRes("EDPB DPO", "supervisory_guidance", 0.64, 70),
|
|
||||||
intentRes("DSGVO", "binding_law", 0.58, 100),
|
|
||||||
}
|
|
||||||
out := rerankByAuthority("Was empfiehlt der EDPB zum Datenschutzbeauftragten?", results)
|
|
||||||
if out[0].SourceClass != "supervisory_guidance" {
|
|
||||||
t.Errorf("interpretation question: guidance should win Top-1, got %s", out[0].SourceClass)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
|
|
||||||
func TestRerank_OffTopicGuidance_BlockedByGuard(t *testing.T) {
|
|
||||||
// Intent present, but guidance semantic is far below the best binding hit →
|
|
||||||
// the margin guard keeps binding on top (no off-topic guideline override).
|
|
||||||
results := []LegalSearchResult{
|
|
||||||
intentRes("EDPB DPO", "supervisory_guidance", 0.40, 70),
|
|
||||||
intentRes("DSGVO", "binding_law", 0.58, 100),
|
|
||||||
}
|
|
||||||
out := rerankByAuthority("Was empfiehlt der EDPB zum Datenschutzbeauftragten?", results)
|
|
||||||
if out[0].SourceClass != "binding_law" {
|
|
||||||
t.Errorf("off-topic guidance must not win even with intent, got %s", out[0].SourceClass)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
@@ -1,30 +0,0 @@
|
|||||||
package ucca
|
|
||||||
|
|
||||||
import "testing"
|
|
||||||
|
|
||||||
// A superseded alt-source must rank below the same result when it is NOT
|
|
||||||
// superseded (the eu-v1 norm), but only demoted — the penalty is finite, so it
|
|
||||||
// stays in the pool and remains findable for history/transition questions.
|
|
||||||
func TestAuthorityScore_SupersededIsDemotedNotRemoved(t *testing.T) {
|
|
||||||
fresh := LegalSearchResult{
|
|
||||||
Score: 0.65, SourceClass: "binding_law", AuthorityWeight: 100,
|
|
||||||
Jurisdiction: "EU", RegulationShort: "CRA", Article: "13",
|
|
||||||
}
|
|
||||||
old := fresh
|
|
||||||
old.Superseded = true
|
|
||||||
|
|
||||||
sFresh := authorityScore("CRA Sicherheitsupdates Hersteller", fresh, "", false)
|
|
||||||
sOld := authorityScore("CRA Sicherheitsupdates Hersteller", old, "", false)
|
|
||||||
|
|
||||||
if sOld >= sFresh {
|
|
||||||
t.Errorf("superseded must score lower: fresh=%.3f superseded=%.3f", sFresh, sOld)
|
|
||||||
}
|
|
||||||
gap := sFresh - sOld
|
|
||||||
if gap < supersededPenalty-0.001 || gap > supersededPenalty+0.001 {
|
|
||||||
t.Errorf("demotion should equal supersededPenalty (%.2f), got %.3f", supersededPenalty, gap)
|
|
||||||
}
|
|
||||||
// Still a positive, finite score → present in the pool, not hidden.
|
|
||||||
if sOld <= -1 {
|
|
||||||
t.Errorf("superseded score collapsed (%.3f) — must remain findable", sOld)
|
|
||||||
}
|
|
||||||
}
|
|
||||||
@@ -27,31 +27,6 @@ type LegalSearchResult struct {
|
|||||||
AuthorityWeight int `json:"-"`
|
AuthorityWeight int `json:"-"`
|
||||||
SourceClass string `json:"-"`
|
SourceClass string `json:"-"`
|
||||||
Jurisdiction string `json:"-"`
|
Jurisdiction string `json:"-"`
|
||||||
|
|
||||||
// Zitations-Graph (Phase 2) — intern, speist nur die Assessment-Berechnung
|
|
||||||
// (verbundene Normen, Begruendung). Pro-Result-Schema bleibt eingefroren.
|
|
||||||
CitationUnit string `json:"-"`
|
|
||||||
ReferencesOut []string `json:"-"`
|
|
||||||
ReferencesIn []string `json:"-"`
|
|
||||||
|
|
||||||
// Supersede-Status (status="superseded", use_for_primary=false) — Alt-Quelle,
|
|
||||||
// die fuer Default-Fragen demoted wird (nicht versteckt; fuer Historie auffindbar).
|
|
||||||
Superseded bool `json:"-"`
|
|
||||||
}
|
|
||||||
|
|
||||||
// LegalAssessment is the auditable explanation layer over a ranked result set:
|
|
||||||
// which norm is primary, which norms connect to it via the citation graph,
|
|
||||||
// whether the answer crosses regulatory regimes, and whether a human should
|
|
||||||
// review. Computed from the already-ranked results — it EXPLAINS retrieval, it
|
|
||||||
// does not change it (graph edges for reasoning/completeness, not pool-expansion).
|
|
||||||
type LegalAssessment struct {
|
|
||||||
PrimaryNorm string `json:"primary_norm"`
|
|
||||||
PrimaryRegulation string `json:"primary_regulation"`
|
|
||||||
ConnectedNorms []string `json:"connected_norms"`
|
|
||||||
CrossRegime bool `json:"cross_regime"`
|
|
||||||
HumanReviewFlag bool `json:"human_review_flag"`
|
|
||||||
WinnerMargin float64 `json:"winner_margin"`
|
|
||||||
ScoreReasoning string `json:"score_reasoning"`
|
|
||||||
}
|
}
|
||||||
|
|
||||||
// LegalContext represents aggregated legal context for an assessment.
|
// LegalContext represents aggregated legal context for an assessment.
|
||||||
|
|||||||
Reference in New Issue
Block a user