Benjamin_Boenisch/breakpilot-compliance
1
1
Fork 0
Code Issues 24 Pull Requests Actions Packages Projects Releases Wiki Activity

feat(compliance): GET /sdk/v1/compliance/obligation-status (file-backed graph)

Browse Source 
Vertical slice over the Compliance Execution Graph: obligation_id -> accepted
controls -> required evidence -> status. NEVER auto-asserts fulfillment - with
no evidence collection wired (MVP), a mapped obligation is "not_assessed" and
every required evidence is "missing". Fail-closed: no id -> 400; unknown id ->
unknown_obligation; mapped-but-no-control -> unmapped; graph not loaded -> 503.

- ComplianceGraphHandlers (separate from the DB-backed ObligationsHandlers):
  loads Registry join keys + accepted control mappings + evidence once at start.
- LoadComplianceGraph: candidate-path resolution across dev/container/test.
- Data plumbing: Dockerfile now COPYs data/{control_mappings,evidence_requirements,
  obligations}; data/obligations/obligation_join_keys.json is a SYNCED COPY of the
  repo-root Registry contract (re-sync on Registry growth).
- Table-driven handler test (mapped/unmapped/unknown/400 + no-fulfillment-claim).

Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
This commit is contained in:
Benjamin Admin
2026-06-25 19:29:37 +02:00
parent 8a9d5e7c4d
commit d4df1e01df
7 changed files with 1151 additions and 1 deletions
Download Patch File Download Diff File Expand all files Collapse all files
ai-compliance-sdk/data/obligations/obligation_join_keys.json
+826
View File
@@ -0,0 +1,826 @@
{
"schema_version": "obligation_join_keys_v1",
"contract": "obligation_id ist der stabile Join-Key. Legal Knowledge Graph haengt citation_spans an obligation_id; Compliance Execution Graph mappt control_mapping.source_norm -> obligation_id. Interim-Bruecke = citation_units. obligation_id NIE neu vergeben (re-link).",
"count": 93,
"obligation_ids": [
{
"obligation_id": "sbom_creation",
"regulation": "CRA",
"family": "sbom",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "sbom_dependency_coverage",
"regulation": "CRA",
"family": "sbom",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Art. 3(36) i.V.m. Annex I Part II (1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "sbom_format_standard",
"regulation": "CRA",
"family": "sbom",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "sbom_maintenance_update",
"regulation": "CRA",
"family": "sbom",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "sbom_completeness_verification",
"regulation": "CRA",
"family": "sbom",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "sbom_tooling_automation",
"regulation": "CRA",
"family": "sbom",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "IMPLEMENTATION"
},
{
"obligation_id": "sbom_access_provision",
"regulation": "CRA",
"family": "sbom",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "sbom_authority_provision",
"regulation": "CRA",
"family": "sbom",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Art. 31 / Annex I Part II (1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "sbom_confidentiality",
"regulation": "CRA",
"family": "sbom",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Art. 31(4)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "sbom_supply_chain_contracts",
"regulation": "CRA",
"family": "sbom",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "sbom_technical_documentation",
"regulation": "CRA",
"family": "sbom",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Art. 31 i.V.m. Annex VII"
],
"source_role": "EVIDENCE"
},
{
"obligation_id": "vuln_identification_inventory",
"regulation": "CRA",
"family": "vuln",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "vuln_assessment_prioritization",
"regulation": "CRA",
"family": "vuln",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "vuln_remediation_patching",
"regulation": "CRA",
"family": "vuln",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (2) & (8)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "vuln_handling_process",
"regulation": "CRA",
"family": "vuln",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Article 13(8) & Annex VII"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "coordinated_vulnerability_disclosure",
"regulation": "CRA",
"family": "vuln",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (5)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "exploited_vuln_reporting_authorities",
"regulation": "CRA",
"family": "vuln",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Article 14 & Article 16"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "vuln_info_dissemination_users",
"regulation": "CRA",
"family": "vuln",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part II (4) & (6)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "user_authentication_required",
"regulation": "CRA",
"family": "authentication",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(d)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "authentication_policy_documented",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "auth_exceptions_documented",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "mfa_required",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "step_up_authentication",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "privileged_op_reauth",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "strong_crypto_authentication",
"regulation": "CRA",
"family": "authentication",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(e)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "credential_lifecycle_management",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "credential_confidentiality_protection",
"regulation": "CRA",
"family": "authentication",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(e)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "password_policy",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "no_default_credentials",
"regulation": "CRA",
"family": "authentication",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(a)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "account_lockout_failed_attempts",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "server_side_validation",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "session_binding_management",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "reauth_after_inactivity",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "token_validation_lifecycle",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "mutual_authentication",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "revocation_check",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "encrypted_auth_channel",
"regulation": "CRA",
"family": "authentication",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(e)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "tls_certificate_auth",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "service_to_service_auth",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "auth_key_management",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "biometric_authentication",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "federated_auth_assertions",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "separate_authn_authz",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_authentication",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "supplier_access_auth",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "personal_admin_accounts",
"regulation": "CRA",
"family": "authentication",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "firmware_software_authentication",
"regulation": "CRA",
"family": "authentication",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(c)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "event_logging_security_events",
"regulation": "CRA",
"family": "logging",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part I (2)(k)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "access_control_event_logging",
"regulation": "CRA",
"family": "logging",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part I (2)(k)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "audit_trail_admin_actions",
"regulation": "CRA",
"family": "logging",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part I (2)(k)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "log_integrity_immutability",
"regulation": "CRA",
"family": "logging",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part I (2)(k)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "log_access_control_protection",
"regulation": "CRA",
"family": "logging",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part I (2)(k)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "log_retention_archival",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "centralized_log_management",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "log_monitoring_alerting",
"regulation": "CRA",
"family": "logging",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I Part I (2)(k)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "log_data_minimization_privacy",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "log_format_standardization",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "log_timestamp_synchronization",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "logging_availability_resilience",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "logging_thread_safety_correctness",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "IMPLEMENTATION"
},
{
"obligation_id": "logging_library_supply_chain",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "logging_config_management",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "logging_governance_roles",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "incident_response_logging",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "log_transmission_security",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "network_traffic_logging",
"regulation": "CRA",
"family": "logging",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_control_least_privilege",
"regulation": "CRA",
"family": "remote_access",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (1)(2)(d)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "remote_access_confidentiality_integrity",
"regulation": "CRA",
"family": "remote_access",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (1)(2)(b)(c)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "remote_session_management",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_mfa",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_encryption",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "reject_insecure_remote_protocols",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_logging_audit",
"regulation": "CRA",
"family": "remote_access",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (1)(2)(g)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "remote_access_user_validation_ot",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_training",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_architecture_design",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_attack_surface_min",
"regulation": "CRA",
"family": "remote_access",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (1)(2)(a)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "remote_access_vuln_patch_mgmt",
"regulation": "CRA",
"family": "remote_access",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(1)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "remote_access_threat_detection",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_maintenance_governance",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "temporary_remote_access_mgmt",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_data_export_protection",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "component_remote_interface_security",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "remote_access_fallback_concept",
"regulation": "CRA",
"family": "remote_access",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "provide_security_updates",
"regulation": "CRA",
"family": "updates",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(c)",
"Art. 13"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "support_period_maintenance",
"regulation": "CRA",
"family": "updates",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Art. 13(8)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "signed_update_integrity",
"regulation": "CRA",
"family": "updates",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (1)(3)(f)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "trusted_update_source",
"regulation": "CRA",
"family": "updates",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (1)(3)(d)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "update_testing_validation",
"regulation": "CRA",
"family": "updates",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "update_rollback",
"regulation": "CRA",
"family": "updates",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "GUIDANCE"
},
{
"obligation_id": "automatic_updates_optout",
"regulation": "CRA",
"family": "updates",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (2)(c)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "update_risk_assessment",
"regulation": "CRA",
"family": "updates",
"tier": "LEGAL_MINIMUM",
"citation_units": [
"Annex I (1)(2)"
],
"source_role": "LEGAL_BASIS"
},
{
"obligation_id": "secure_modification_control",
"regulation": "CRA",
"family": "updates",
"tier": "BEST_PRACTICE",
"citation_units": [],
"source_role": "IMPLEMENTATION"
}
]
}