chore(qa): add PDF-based control QA scripts and results
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QA pipeline that matches control source_original_text directly against
original PDF documents to verify article/paragraph assignments. Covers
backfill, dedup, source normalization, Qdrant cleanup, and prod sync.

Key results (2026-03-20):
- 4,110/7,943 controls matched to PDF (100% for major EU regs)
- 3,366 article corrections, 705 new assignments
- 1,290 controls from Erwägungsgründe (preamble) identified
- 779 controls from Anhänge (annexes) identified

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
This commit is contained in:
Benjamin Admin
2026-03-20 00:56:13 +01:00
parent 1cc34c23d9
commit 9b0f25c105
12 changed files with 30839 additions and 0 deletions

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"""
Backfill script for job 66228863 — fix 216 controls that were wrongly processed as Rule 3.
eu_2023_1542 (Batterieverordnung) was missing from REGULATION_LICENSE_MAP, so all controls
were generated with Rule 3 (restricted): no source_citation, no source_original_text,
release_state=too_close, customer_visible=False.
This script:
1. Finds all 216 chunk→control pairs from the job
2. Fetches original chunk text from Qdrant (via chunk_hash)
3. Extracts article/paragraph references from chunk text
4. Updates each control: license_rule=1, source_citation, source_original_text,
release_state=draft, customer_visible=True, generation_metadata
5. Updates processed_chunks to reflect the corrected license_rule
"""
import hashlib
import json
import os
import re
import sys
from sqlalchemy import create_engine, text
# Try httpx first (available in container), fall back to requests
try:
import httpx
def http_post(url, json_data, timeout=30):
return httpx.post(url, json=json_data, timeout=timeout).json()
except ImportError:
import requests
def http_post(url, json_data, timeout=30):
return requests.post(url, json=json_data, timeout=timeout).json()
# ── Configuration ──────────────────────────────────────────────────────────
DB_URL = os.environ['DATABASE_URL']
QDRANT_URL = os.environ.get('QDRANT_URL', 'http://host.docker.internal:6333')
JOB_ID = '66228863-e79f-46fb-9f22-4bd8e1ec53d2'
DRY_RUN = '--dry-run' in sys.argv
LICENSE_INFO = {
"license": "EU_LAW",
"rule": 1,
"source_type": "law",
"name": "Batterieverordnung",
}
# Article/paragraph extraction patterns
ARTICLE_PATTERN = re.compile(
r'(?:Artikel|Art\.?)\s+(\d+[a-z]?)',
re.IGNORECASE
)
PARAGRAPH_PATTERN = re.compile(
r'(?:Absatz|Abs\.?)\s+(\d+)',
re.IGNORECASE
)
# Also match "Artikel X Absatz Y" or "(Y)" after article
ARTICLE_TITLE_PATTERN = re.compile(
r'Artikel\s+(\d+[a-z]?)\s*\n([^\n]+)',
re.IGNORECASE
)
def extract_article_paragraph(chunk_text: str) -> tuple[str, str]:
"""Extract the most prominent article and paragraph from chunk text."""
articles = ARTICLE_PATTERN.findall(chunk_text)
paragraphs = PARAGRAPH_PATTERN.findall(chunk_text)
# Take the first (most prominent) article mention
article = f"Art. {articles[0]}" if articles else ""
paragraph = f"Abs. {paragraphs[0]}" if paragraphs else ""
return article, paragraph
def main():
engine = create_engine(DB_URL, connect_args={"options": "-c search_path=compliance,public"})
with engine.begin() as conn:
# ── Step 1: Get all chunk→control pairs ────────────────────────
rows = conn.execute(text("""
SELECT pc.chunk_hash, pc.regulation_code, pc.collection,
jsonb_array_elements_text(pc.generated_control_ids)::uuid as control_id,
pc.id as chunk_row_id
FROM compliance.canonical_processed_chunks pc
WHERE pc.job_id = :job_id
AND jsonb_array_length(COALESCE(pc.generated_control_ids, '[]'::jsonb)) > 0
"""), {"job_id": JOB_ID}).fetchall()
print(f"Found {len(rows)} chunk→control pairs")
# ── Step 2: Collect unique chunk hashes for Qdrant lookup ──────
chunk_hashes = set()
for row in rows:
chunk_hashes.add(row[0])
print(f"Unique chunk hashes: {len(chunk_hashes)}")
# ── Step 3: Fetch all chunks from Qdrant in batches ───────────
# Build a hash→text+metadata map by scrolling the collection
hash_to_qdrant = {} # chunk_hash → {text, regulation_name_de, ...}
collection = "bp_compliance_ce"
offset = None
batch_num = 0
print(f"Fetching chunks from Qdrant ({collection})...")
while True:
params = {
"filter": {"must": [{"key": "regulation_id", "match": {"value": "eu_2023_1542"}}]},
"limit": 200,
"with_payload": ["chunk_text", "regulation_name_de", "regulation_short",
"source", "celex", "chunk_index"],
"with_vectors": False,
}
if offset:
params["offset"] = offset
result = http_post(
f"{QDRANT_URL}/collections/{collection}/points/scroll",
params,
timeout=30,
)
points = result.get("result", {}).get("points", [])
next_offset = result.get("result", {}).get("next_page_offset")
batch_num += 1
for p in points:
text_content = p["payload"].get("chunk_text", "")
h = hashlib.sha256(text_content.encode()).hexdigest()
if h in chunk_hashes:
hash_to_qdrant[h] = {
"text": text_content,
"regulation_name_de": p["payload"].get("regulation_name_de", "Batterieverordnung"),
"regulation_short": p["payload"].get("regulation_short", "BattVO"),
"source": p["payload"].get("source", ""),
"celex": p["payload"].get("celex", ""),
"chunk_index": p["payload"].get("chunk_index"),
}
sys.stdout.write(f"\r Batch {batch_num}: scanned {batch_num * 200} points, matched {len(hash_to_qdrant)}/{len(chunk_hashes)}")
sys.stdout.flush()
if not next_offset or len(hash_to_qdrant) == len(chunk_hashes):
break
offset = next_offset
print(f"\n Matched {len(hash_to_qdrant)}/{len(chunk_hashes)} chunks from Qdrant")
# ── Step 4: Update controls ───────────────────────────────────
updated = 0
skipped = 0
errors = 0
for row in rows:
chunk_hash = row[0]
regulation_code = row[1]
control_id = row[3]
chunk_row_id = row[4]
qdrant_data = hash_to_qdrant.get(chunk_hash)
if not qdrant_data:
print(f"\n WARN: No Qdrant match for chunk {chunk_hash[:20]}... (control {control_id})")
skipped += 1
continue
chunk_text = qdrant_data["text"]
source_name = qdrant_data["regulation_name_de"]
article, paragraph = extract_article_paragraph(chunk_text)
source_citation = {
"source": source_name,
"article": article,
"paragraph": paragraph,
"license": LICENSE_INFO["license"],
"source_type": LICENSE_INFO["source_type"],
"url": f"https://eur-lex.europa.eu/legal-content/DE/TXT/?uri=CELEX:{qdrant_data['celex']}" if qdrant_data.get("celex") else "",
}
# Build updated generation_metadata (preserve existing fields)
new_meta_patch = {
"license_rule": 1,
"source_regulation": regulation_code,
"source_article": article,
"source_paragraph": paragraph,
"backfill_reason": "LICENSE_MAP missing eu_2023_1542",
"backfill_date": "2026-03-19",
}
if DRY_RUN:
if updated < 3:
print(f"\n [DRY RUN] Would update control {control_id}")
print(f" citation: {json.dumps(source_citation, ensure_ascii=False)[:120]}")
print(f" article: {article}, paragraph: {paragraph}")
print(f" text[:80]: {chunk_text[:80]}")
updated += 1
continue
try:
# Update the control
conn.execute(text("""
UPDATE compliance.canonical_controls
SET license_rule = 1,
source_original_text = :source_text,
source_citation = CAST(:citation AS jsonb),
customer_visible = true,
release_state = CASE
WHEN release_state = 'too_close' THEN 'draft'
ELSE release_state
END,
generation_metadata = COALESCE(generation_metadata, '{}'::jsonb) || CAST(:meta_patch AS jsonb),
updated_at = NOW()
WHERE id = :control_id
"""), {
"control_id": control_id,
"source_text": chunk_text,
"citation": json.dumps(source_citation, ensure_ascii=False),
"meta_patch": json.dumps(new_meta_patch),
})
# Update the processed_chunk record too
conn.execute(text("""
UPDATE compliance.canonical_processed_chunks
SET license_rule = 1,
source_license = 'EU_LAW',
processing_path = 'structured_batch'
WHERE id = :chunk_id
"""), {"chunk_id": chunk_row_id})
updated += 1
except Exception as e:
print(f"\n ERROR updating control {control_id}: {e}")
errors += 1
print(f"\n\n=== BACKFILL COMPLETE ===")
print(f" Updated: {updated}")
print(f" Skipped: {skipped} (no Qdrant match)")
print(f" Errors: {errors}")
print(f" Dry run: {DRY_RUN}")
if DRY_RUN:
print("\n Run without --dry-run to apply changes.")
# ── Step 5: Verify ────────────────────────────────────────────
if not DRY_RUN:
r = conn.execute(text("""
WITH ctrl_ids AS (
SELECT DISTINCT jsonb_array_elements_text(generated_control_ids)::uuid as ctrl_id
FROM compliance.canonical_processed_chunks
WHERE job_id = :job_id
AND jsonb_array_length(COALESCE(generated_control_ids, '[]'::jsonb)) > 0
)
SELECT release_state, license_rule, customer_visible, count(*)
FROM compliance.canonical_controls c
JOIN ctrl_ids ci ON c.id = ci.ctrl_id
GROUP BY release_state, license_rule, customer_visible
ORDER BY release_state
"""), {"job_id": JOB_ID})
print("\n=== Verification ===")
for row in r.fetchall():
print(f" {str(row[0]):20s} rule={row[1]} visible={row[2]} count={row[3]}")
if __name__ == "__main__":
main()

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"""Delete eu_2023_988 duplicate from production Qdrant."""
import httpx
PROD_URL = "https://qdrant-dev.breakpilot.ai"
HEADERS = {"api-key": "z9cKbT74vl1aKPD1QGIlKWfET47VH93u"}
# Delete
resp = httpx.post(
f"{PROD_URL}/collections/bp_compliance_ce/points/delete",
json={"filter": {"must": [{"key": "regulation_id", "match": {"value": "eu_2023_988"}}]}},
headers=HEADERS, timeout=60,
)
print(f"Delete status: {resp.json().get('status')}")
# Verify
resp2 = httpx.post(
f"{PROD_URL}/collections/bp_compliance_ce/points/count",
json={"filter": {"must": [{"key": "regulation_id", "match": {"value": "eu_2023_988"}}]}, "exact": True},
headers=HEADERS, timeout=15,
)
remaining = resp2.json().get("result", {}).get("count", 0)
print(f"Remaining: {remaining}")
# Total
resp3 = httpx.get(f"{PROD_URL}/collections/bp_compliance_ce", headers=HEADERS, timeout=10)
total = resp3.json().get("result", {}).get("points_count", "?")
print(f"Total points: {total}")

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"""POC v2: Find control's source text in PDF — distinguish headings from cross-refs."""
import os
import re
import fitz # PyMuPDF
import psycopg2
import urllib.parse
import unicodedata
PDF_PATH = os.path.expanduser("~/rag-ingestion/pdfs/battery_2023_1542.pdf")
# Step 1: Extract full text from PDF
print("=== Step 1: Reading PDF ===")
doc = fitz.open(PDF_PATH)
full_text = ""
for page in doc:
full_text += page.get_text() + "\n"
print(f" Pages: {len(doc)}, Total chars: {len(full_text)}")
def normalize(s):
"""Remove soft hyphens, normalize whitespace."""
s = s.replace('\u00ad', '').replace('\xad', '') # soft hyphen
s = s.replace('\u200b', '') # zero-width space
s = unicodedata.normalize('NFC', s)
s = re.sub(r'\s+', ' ', s)
return s.strip()
# Step 2: Build article heading index
# Article headings in EU regulations are on their own line: "Artikel 76"
# followed by a title line like: "Rücknahme"
# Cross-references look like: "gemäß Artikel 290 des Vertrags"
print("\n=== Step 2: Building article HEADING index ===")
# Pattern: "Artikel N" at start of line, NOT preceded by text on same line
heading_pattern = re.compile(r'(?:^|\n)\s*Artikel\s+(\d+[a-z]?)\s*\n', re.MULTILINE)
headings = []
for match in heading_pattern.finditer(full_text):
art_num = int(re.match(r'(\d+)', match.group(1)).group(1))
# Filter: Batterieverordnung has articles 1-96, not 114/192/290
if art_num <= 96:
headings.append((match.start(), match.group(1)))
# Sort by position
headings.sort(key=lambda x: x[0])
# Deduplicate (keep first occurrence of each article)
seen = set()
unique_headings = []
for pos, num in headings:
if num not in seen:
seen.add(num)
unique_headings.append((pos, num))
headings = unique_headings
print(f" Found {len(headings)} unique article headings")
for h in headings[:15]:
# Show context
ctx = full_text[h[0]:h[0]+60].replace('\n', '|')
print(f" Pos {h[0]:6d}: Artikel {h[1]:3s}'{ctx[:50]}'")
if len(headings) > 15:
print(f" ... and {len(headings)-15} more (up to Artikel {headings[-1][1]})")
# Normalize full text for searching
full_norm = normalize(full_text)
# Precompute normalized heading positions
heading_norm_positions = []
for pos, num in headings:
norm_pos = len(normalize(full_text[:pos]))
heading_norm_positions.append((norm_pos, num))
# Step 3: Get controls from DB
print("\n=== Step 3: Looking up controls ===")
db_url = os.environ['DATABASE_URL']
parsed = urllib.parse.urlparse(db_url)
conn = psycopg2.connect(
host=parsed.hostname, port=parsed.port or 5432,
user=parsed.username, password=parsed.password,
dbname=parsed.path.lstrip('/'),
options="-c search_path=compliance,public"
)
cur = conn.cursor()
cur.execute("""
SELECT id, control_id, title, source_original_text,
source_citation->>'article' as existing_article
FROM compliance.canonical_controls
WHERE source_citation->>'source' LIKE '%%1542%%'
AND source_original_text IS NOT NULL
ORDER BY control_id
""")
controls = cur.fetchall()
print(f" Got {len(controls)} controls")
# Step 4: Match
print("\n=== Step 4: Matching controls to PDF articles ===")
found = 0
not_found = 0
results = []
for ctrl in controls:
ctrl_id, control_id, title, orig_text, existing_art = ctrl
orig_norm = normalize(orig_text)
matched = False
for length in [80, 60, 40, 30]:
start = max(0, len(orig_norm) // 4)
snippet = orig_norm[start:start+length]
if not snippet or len(snippet) < 20:
continue
pos = full_norm.find(snippet)
if pos >= 0:
# Find which article heading precedes this position
article = "Preamble"
for h_pos, h_num in reversed(heading_norm_positions):
if h_pos <= pos:
article = h_num
break
status = "MATCH" if existing_art == article else ("NEW" if not existing_art else f"DIFF({existing_art}{article})")
print(f" {control_id:10s}: Artikel {article:3s} [{status}] {title[:55]}")
found += 1
matched = True
results.append((ctrl_id, control_id, article))
break
if not matched:
not_found += 1
print(f" {control_id:10s}: NOT FOUND {title[:55]}")
print(f" Text: '{orig_norm[20:70]}...'")
print(f"\n=== Result: {found}/{len(controls)} found ({not_found} not found) ===")
if headings:
print(f" Articles covered: {headings[0][1]} - {headings[-1][1]}")
conn.close()

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scripts/qa/pdf_qa_all.py Normal file
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"""
PDF-based QA: Match ALL controls' source_original_text against original PDFs.
Determine exact article/section/paragraph for each control.
Handle: EU regulations (Artikel), German laws (§), NIST sections, OWASP categories,
Erwägungsgründe (preamble), Anhänge (annexes).
"""
import os
import re
import json
import unicodedata
import psycopg2
import urllib.parse
from pathlib import Path
try:
import fitz # PyMuPDF
HAS_FITZ = True
except ImportError:
HAS_FITZ = False
PDF_DIR = Path(os.path.expanduser("~/rag-ingestion/pdfs"))
TEXT_DIR = Path(os.path.expanduser("~/rag-ingestion/texts"))
# ── Source name → file path mapping ──────────────────────────────────
SOURCE_FILE_MAP = {
# EU Regulations (PDFs)
"KI-Verordnung (EU) 2024/1689": "ai_act_2024_1689.pdf",
"Maschinenverordnung (EU) 2023/1230": "machinery_regulation_2023_1230.pdf",
"Cyber Resilience Act (CRA)": "cra_2024_2847.pdf",
"EU Blue Guide 2022": "blue_guide_2022.pdf",
"Markets in Crypto-Assets (MiCA)": "mica_2023_1114.pdf",
"DSGVO (EU) 2016/679": "dsgvo_2016_679.pdf",
"Batterieverordnung (EU) 2023/1542": "battery_2023_1542.pdf",
"NIS2-Richtlinie (EU) 2022/2555": "nis2_2022_2555.pdf",
"AML-Verordnung": "amlr_2024_1624.pdf",
"Data Governance Act (DGA)": "dga_2022_868.pdf",
"Data Act": "dataact_2023_2854.pdf",
"GPSR (EU) 2023/988": "gpsr_2023_988.pdf",
"IFRS-Übernahmeverordnung": "ifrs_regulation_2023_1803_de.pdf",
# NIST (PDFs)
"NIST SP 800-53 Rev. 5": None, # TODO: Need to find/download
"NIST SP 800-207 (Zero Trust)": None,
"NIST SP 800-63-3": None,
"NIST AI Risk Management Framework": None,
"NIST SP 800-218 (SSDF)": "nist_sp_800_218_ssdf.pdf",
"NIST Cybersecurity Framework 2.0": "nist_csf_2_0.pdf",
# OWASP (no PDFs — these are web-based)
"OWASP Top 10 (2021)": None,
"OWASP ASVS 4.0": None,
"OWASP SAMM 2.0": None,
"OWASP API Security Top 10 (2023)": None,
"OWASP MASVS 2.0": None,
# ENISA (PDFs)
"ENISA ICS/SCADA Dependencies": None,
"ENISA Supply Chain Good Practices": "enisa_supply_chain_security.pdf",
"ENISA Threat Landscape Supply Chain": "enisa_supply_chain_security.pdf",
"ENISA Cybersecurity State 2024": None,
"CISA Secure by Design": "enisa_secure_by_design.pdf",
# German laws (PDFs or TXT)
"Bundesdatenschutzgesetz (BDSG)": "bdsg.pdf",
"Gewerbeordnung (GewO)": "gewo.pdf",
"Handelsgesetzbuch (HGB)": "hgb.pdf",
"Abgabenordnung (AO)": "ao.pdf",
# Austrian DSG
"Österreichisches Datenschutzgesetz (DSG)": None, # ris HTML
# EDPB Guidelines (PDFs)
"EDPB Leitlinien 01/2022 (BCR)": "edpb_bcr_01_2022.pdf",
"EDPB Leitlinien 05/2020 - Einwilligung": None, # txt
"EDPB Leitlinien 08/2020 (Social Media)": "edpb_social_media_08_2020.pdf",
"EDPB Leitlinien 01/2019 (Zertifizierung)": "edpb_certification_01_2019.pdf",
"EDPB Leitlinien 07/2020 (Datentransfers)": "edpb_transfers_07_2020.pdf",
"EDPB Leitlinien 09/2022 (Data Breach)": "edpb_breach_09_2022.pdf",
"EDPB Leitlinien - Berechtigtes Interesse (Art. 6(1)(f))": "edpb_legitimate_interest.pdf",
"EDPB Leitlinien 01/2024 (Berechtigtes Interesse)": "edpb_legitimate_interest.pdf",
"EDPB Leitlinien 04/2019 (Data Protection by Design)": None, # txt
"EDPB Leitlinien 01/2020 (Vernetzte Fahrzeuge)": "edpb_connected_vehicles_01_2020.pdf",
"EDPB Leitlinien 01/2020 (Datentransfers)": "edpb_transfers_07_2020.pdf",
# WP (Working Party) Guidelines
"WP244 Leitlinien (Profiling)": "edpb_wp251_profiling.pdf",
"WP251 Leitlinien (Profiling)": "edpb_wp251_profiling.pdf",
"WP260 Leitlinien (Transparenz)": "edpb_wp260_transparency.pdf",
# OECD
"OECD KI-Empfehlung": "oecd_ai_principles.pdf",
}
# ── Document type classification ─────────────────────────────────────
DOC_TYPE_MAP = {
# EU regulations: "Artikel N"
"eu_regulation": [
"KI-Verordnung", "Maschinenverordnung", "Cyber Resilience",
"Blue Guide", "MiCA", "DSGVO", "Batterieverordnung", "NIS2",
"AML-Verordnung", "Data Governance", "Data Act", "GPSR",
"IFRS", "Markets in Crypto",
],
# German laws: "§ N"
"de_law": [
"BDSG", "GewO", "HGB", "Abgabenordnung",
],
# NIST: "Section X.Y" or control families "AC-1"
"nist": [
"NIST SP", "NIST Cybersecurity", "NIST AI",
],
# OWASP: "A01:2021" or "V1.1"
"owasp": [
"OWASP",
],
# EDPB: numbered paragraphs or sections
"edpb": [
"EDPB", "WP244", "WP251", "WP260",
],
# ENISA: sections
"enisa": [
"ENISA", "CISA",
],
}
def classify_doc(source_name):
"""Classify document type based on source name."""
if not source_name:
return "unknown"
for doc_type, keywords in DOC_TYPE_MAP.items():
for kw in keywords:
if kw.lower() in source_name.lower():
return doc_type
return "unknown"
def normalize(s):
"""Remove soft hyphens, normalize whitespace."""
s = s.replace('\u00ad', '').replace('\xad', '')
s = s.replace('\u200b', '').replace('\u00a0', ' ')
s = s.replace('\ufb01', 'fi').replace('\ufb02', 'fl') # ligatures
s = unicodedata.normalize('NFC', s)
s = re.sub(r'\s+', ' ', s)
return s.strip()
def read_file(filename):
"""Read PDF or text file, return full text."""
path = PDF_DIR / filename
if not path.exists():
# Try text dir
txt_name = path.stem + ".txt"
txt_path = TEXT_DIR / txt_name
if txt_path.exists():
return txt_path.read_text(encoding='utf-8', errors='replace')
return None
if path.suffix == '.pdf':
if not HAS_FITZ:
return None
doc = fitz.open(str(path))
text = ""
for page in doc:
text += page.get_text() + "\n"
doc.close()
return text
elif path.suffix in ('.txt', '.html'):
return path.read_text(encoding='utf-8', errors='replace')
return None
def build_eu_article_index(text, max_article=None):
"""Build article heading index for EU regulations.
Returns list of (position, label, type) where type is 'article', 'preamble', 'annex'."""
items = []
# Find Erwägungsgründe (recitals) — numbered (1), (2), etc. before Artikel 1
# Find where Artikel 1 starts
art1_match = re.search(r'\nArtikel\s+1\s*\n', text)
art1_pos = art1_match.start() if art1_match else len(text)
# Recital markers before Artikel 1
for m in re.finditer(r'(?:^|\n)\s*\((\d+)\)', text[:art1_pos]):
items.append((m.start(), f"Erwägungsgrund ({m.group(1)})", "preamble"))
# Article headings: "Artikel N" on its own line
for m in re.finditer(r'(?:^|\n)\s*Artikel\s+(\d+[a-z]?)\s*\n', text, re.MULTILINE):
art_num_str = m.group(1)
art_num = int(re.match(r'(\d+)', art_num_str).group(1))
# Filter by max article number if known
if max_article and art_num > max_article:
continue
items.append((m.start(), f"Artikel {art_num_str}", "article"))
# Anhang/Annex markers
for m in re.finditer(r'(?:^|\n)\s*ANHANG\s+([IVXLC]+[a-z]?)\b', text, re.MULTILINE):
items.append((m.start(), f"Anhang {m.group(1)}", "annex"))
# Also try "Anhang" without Roman numeral (single annex)
for m in re.finditer(r'(?:^|\n)\s*ANHANG\s*\n', text, re.MULTILINE):
items.append((m.start(), f"Anhang", "annex"))
items.sort(key=lambda x: x[0])
# Deduplicate: keep first occurrence of each label
seen = set()
unique = []
for pos, label, typ in items:
if label not in seen:
seen.add(label)
unique.append((pos, label, typ))
return unique
def build_de_law_index(text):
"""Build section index for German laws (§ N)."""
items = []
for m in re.finditer(r'(?:^|\n)\s*§\s+(\d+[a-z]?)\b', text, re.MULTILINE):
items.append((m.start(), f"§ {m.group(1)}", "section"))
items.sort(key=lambda x: x[0])
seen = set()
unique = []
for pos, label, typ in items:
if label not in seen:
seen.add(label)
unique.append((pos, label, typ))
return unique
def build_nist_index(text):
"""Build section index for NIST documents."""
items = []
# NIST sections: "2.1 Section Name" or control families "AC-1"
for m in re.finditer(r'(?:^|\n)\s*(\d+\.\d+(?:\.\d+)?)\s+[A-Z]', text, re.MULTILINE):
items.append((m.start(), f"Section {m.group(1)}", "section"))
# Control families
for m in re.finditer(r'(?:^|\n)\s*([A-Z]{2}-\d+)\b', text, re.MULTILINE):
items.append((m.start(), f"{m.group(1)}", "control"))
items.sort(key=lambda x: x[0])
seen = set()
unique = []
for pos, label, typ in items:
if label not in seen:
seen.add(label)
unique.append((pos, label, typ))
return unique
def build_generic_index(text):
"""Build a generic section index using numbered headings."""
items = []
# Try section numbers: "1.", "1.1", "1.1.1"
for m in re.finditer(r'(?:^|\n)\s*(\d+(?:\.\d+)*)\.\s+[A-Z]', text, re.MULTILINE):
items.append((m.start(), f"Section {m.group(1)}", "section"))
items.sort(key=lambda x: x[0])
seen = set()
unique = []
for pos, label, typ in items:
if label not in seen:
seen.add(label)
unique.append((pos, label, typ))
return unique
# Known max article numbers for EU regulations
MAX_ARTICLES = {
"Batterieverordnung (EU) 2023/1542": 96,
"KI-Verordnung (EU) 2024/1689": 113,
"Maschinenverordnung (EU) 2023/1230": 54,
"Cyber Resilience Act (CRA)": 71,
"NIS2-Richtlinie (EU) 2022/2555": 46,
"DSGVO (EU) 2016/679": 99,
"Markets in Crypto-Assets (MiCA)": 149,
"AML-Verordnung": 95,
"Data Governance Act (DGA)": 38,
"Data Act": 50,
"GPSR (EU) 2023/988": 52,
}
def find_text_in_doc(orig_text, full_norm, index, index_norm_positions):
"""Find control text in document and return (article_label, article_type) or None."""
orig_norm = normalize(orig_text)
if len(orig_norm) < 30:
return None
# Try progressively shorter substrings from different positions
for start_frac in [0.25, 0.1, 0.5, 0.0]:
for length in [80, 60, 40, 30]:
start = max(0, int(len(orig_norm) * start_frac))
snippet = orig_norm[start:start+length]
if not snippet or len(snippet) < 25:
continue
pos = full_norm.find(snippet)
if pos >= 0:
# Find which section precedes this position
label = "Unknown"
typ = "unknown"
for h_pos, h_label, h_type in reversed(index_norm_positions):
if h_pos <= pos:
label = h_label
typ = h_type
break
return (label, typ)
return None
# ── Main ─────────────────────────────────────────────────────────────
def main():
db_url = os.environ['DATABASE_URL']
parsed = urllib.parse.urlparse(db_url)
conn = psycopg2.connect(
host=parsed.hostname, port=parsed.port or 5432,
user=parsed.username, password=parsed.password,
dbname=parsed.path.lstrip('/'),
options="-c search_path=compliance,public"
)
cur = conn.cursor()
# Get all controls with source_original_text
cur.execute("""
SELECT id, control_id, title, source_original_text,
source_citation->>'source' as source_name,
source_citation->>'article' as existing_article,
source_citation as citation_json,
release_state
FROM compliance.canonical_controls
WHERE source_original_text IS NOT NULL
AND length(source_original_text) > 50
ORDER BY source_citation->>'source', control_id
""")
controls = cur.fetchall()
print(f"Total controls with source text: {len(controls)}")
# Group by source
by_source = {}
for ctrl in controls:
src = ctrl[4] or "(null)"
by_source.setdefault(src, []).append(ctrl)
# Process each source
total_found = 0
total_not_found = 0
total_updated = 0
total_new_article = 0
total_changed = 0
total_skipped_no_file = 0
updates = [] # (ctrl_id, new_article_label, article_type)
for source_name in sorted(by_source.keys(), key=lambda s: -len(by_source[s])):
ctrls = by_source[source_name]
filename = SOURCE_FILE_MAP.get(source_name)
doc_type = classify_doc(source_name)
if filename is None:
total_skipped_no_file += len(ctrls)
active = sum(1 for c in ctrls if c[7] not in ('duplicate', 'too_close'))
print(f"\n{'='*60}")
print(f"SKIP: {source_name} ({len(ctrls)} controls, {active} active) — no PDF")
continue
# Read file
text = read_file(filename)
if text is None:
total_skipped_no_file += len(ctrls)
print(f"\n{'='*60}")
print(f"SKIP: {source_name} — file not readable: {filename}")
continue
text_norm = normalize(text)
# Build index based on doc type
max_art = MAX_ARTICLES.get(source_name)
if doc_type == "eu_regulation":
index = build_eu_article_index(text, max_article=max_art)
elif doc_type == "de_law":
index = build_de_law_index(text)
elif doc_type == "nist":
index = build_nist_index(text)
else:
index = build_generic_index(text)
# Precompute normalized positions
index_norm = []
for pos, label, typ in index:
norm_pos = len(normalize(text[:pos]))
index_norm.append((norm_pos, label, typ))
active = sum(1 for c in ctrls if c[7] not in ('duplicate', 'too_close'))
print(f"\n{'='*60}")
print(f"{source_name} ({len(ctrls)} controls, {active} active)")
print(f" File: {filename} ({len(text):,} chars)")
print(f" Index: {len(index)} sections ({doc_type})")
src_found = 0
src_not_found = 0
for ctrl in ctrls:
ctrl_id, control_id, title, orig_text, _, existing_art, citation_json, state = ctrl
result = find_text_in_doc(orig_text, text_norm, index, index_norm)
if result:
new_label, art_type = result
src_found += 1
total_found += 1
# Compare with existing
existing_clean = (existing_art or "").strip()
if not existing_clean:
status = "NEW"
total_new_article += 1
elif existing_clean == new_label:
status = "OK"
else:
status = f"CHANGED({existing_clean}{new_label})"
total_changed += 1
updates.append((ctrl_id, new_label, art_type, control_id, source_name))
if status != "OK":
is_active = "" if state not in ('duplicate', 'too_close') else " [DUP]"
print(f" {control_id:10s}: {new_label:25s} [{art_type:8s}] {status}{is_active}")
else:
src_not_found += 1
total_not_found += 1
print(f" {control_id:10s}: NOT FOUND {title[:50]}")
pct = src_found / len(ctrls) * 100 if ctrls else 0
print(f"{src_found}/{len(ctrls)} matched ({pct:.0f}%)")
# ── Summary ──────────────────────────────────────────────────────
print(f"\n{'='*60}")
print("SUMMARY")
print(f"{'='*60}")
print(f" Total controls with text: {len(controls)}")
print(f" Matched to PDF: {total_found}")
print(f" Not found in PDF: {total_not_found}")
print(f" Skipped (no PDF file): {total_skipped_no_file}")
print(f" New articles assigned: {total_new_article}")
print(f" Articles changed: {total_changed}")
# Save results for later application
results = []
for ctrl_id, label, art_type, control_id, source in updates:
results.append({
"ctrl_id": str(ctrl_id),
"control_id": control_id,
"source": source,
"article_label": label,
"article_type": art_type,
})
out_path = "/tmp/pdf_qa_results.json"
with open(out_path, 'w') as f:
json.dump(results, f, indent=2, ensure_ascii=False)
print(f"\n Results saved to {out_path} ({len(results)} entries)")
# Type distribution
type_counts = {}
for r in results:
t = r["article_type"]
type_counts[t] = type_counts.get(t, 0) + 1
print(f"\n Article type distribution:")
for t, c in sorted(type_counts.items(), key=lambda x: -x[1]):
print(f" {t:12s}: {c:5d}")
conn.close()
if __name__ == "__main__":
main()

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"""Inventory: Which regulations have controls, how many, and do we have PDFs?"""
import os
import re
import json
import psycopg2
import urllib.parse
from pathlib import Path
PDF_DIR = Path(os.path.expanduser("~/rag-ingestion/pdfs"))
TEXT_DIR = Path(os.path.expanduser("~/rag-ingestion/texts"))
# DB connection
db_url = os.environ['DATABASE_URL']
parsed = urllib.parse.urlparse(db_url)
conn = psycopg2.connect(
host=parsed.hostname, port=parsed.port or 5432,
user=parsed.username, password=parsed.password,
dbname=parsed.path.lstrip('/'),
options="-c search_path=compliance,public"
)
cur = conn.cursor()
# Get all regulations with controls (excluding duplicates/too_close)
cur.execute("""
SELECT
source_citation->>'source' as source_name,
count(*) as total,
count(*) FILTER (WHERE release_state NOT IN ('duplicate', 'too_close')) as active,
count(*) FILTER (WHERE source_citation->>'article' IS NOT NULL AND source_citation->>'article' != '') as has_article,
count(*) FILTER (WHERE source_original_text IS NOT NULL AND length(source_original_text) > 50) as has_text
FROM compliance.canonical_controls
WHERE source_citation IS NOT NULL
GROUP BY 1
ORDER BY active DESC
""")
regs = cur.fetchall()
# List available PDFs and text files
pdf_files = {f.stem: f for f in PDF_DIR.glob("*.pdf")} if PDF_DIR.exists() else {}
txt_files = {f.stem: f for f in TEXT_DIR.glob("*.txt")} if TEXT_DIR.exists() else {}
html_files = {f.stem: f for f in PDF_DIR.glob("*.html")} if PDF_DIR.exists() else {}
# Also check for XML/zip files
all_files = {}
if PDF_DIR.exists():
for f in PDF_DIR.iterdir():
all_files[f.stem] = f
print(f"{'Source':55s} {'Total':>6s} {'Active':>7s} {'w/Art':>6s} {'w/Text':>7s} {'PDF?':>5s}")
print("-" * 92)
total_controls = 0
total_active = 0
total_with_text = 0
total_with_pdf = 0
no_pdf = []
for row in regs:
source, total, active, has_art, has_text = row
if not source:
source = "(null)"
total_controls += total
total_active += active
total_with_text += has_text if active > 0 else 0
# Try to find matching PDF
has_pdf = "?"
# Common name mappings
name_lower = source.lower()
for stem, path in all_files.items():
if stem.lower() in name_lower or name_lower[:20] in stem.lower():
has_pdf = path.suffix
break
if active > 0:
if has_pdf == "?":
no_pdf.append((source, active, has_text))
print(f"{source[:55]:55s} {total:6d} {active:7d} {has_art:6d} {has_text:7d} {has_pdf:>5s}")
print("-" * 92)
print(f"{'TOTAL':55s} {total_controls:6d} {total_active:7d}")
print(f"\nAvailable files in {PDF_DIR}: {len(all_files)}")
print(f" PDFs: {len(pdf_files)}, TXT: {len(txt_files)}, HTML: {len(html_files)}")
if no_pdf:
print(f"\n=== Regulations WITHOUT obvious PDF match ({len(no_pdf)}) ===")
for source, active, has_text in no_pdf:
print(f" {source[:60]:60s} {active:4d} controls, {has_text:4d} with text")
# Also list all available files for manual matching
print(f"\n=== Available source files ({len(all_files)}) ===")
for stem in sorted(all_files.keys()):
print(f" {stem}{all_files[stem].suffix}")
conn.close()

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"""
Step 3: Apply article mappings to all controls + detect duplicates.
1. Update source_citation article/paragraph for controls that have a better mapping
2. Identify duplicate controls (same regulation + article + paragraph)
"""
import json
import os
import sys
from collections import defaultdict
from sqlalchemy import create_engine, text as sql_text
DB_URL = os.environ['DATABASE_URL']
engine = create_engine(DB_URL, connect_args={"options": "-c search_path=compliance,public"})
DRY_RUN = '--dry-run' in sys.argv
# Load mappings
with open("/tmp/all_article_mappings.json") as f:
article_mapping = json.load(f)
print(f"Loaded {len(article_mapping)} article mappings")
print(f"\n{'=' * 70}")
print("STEP 3a: UPDATE CONTROLS WITH IMPROVED ARTICLE MAPPINGS")
print(f"{'=' * 70}")
with engine.begin() as conn:
# Fast approach: load all chunk→control mappings at once
print(" Loading chunk→control mappings...")
chunk_rows = conn.execute(sql_text("""
SELECT chunk_hash, jsonb_array_elements_text(generated_control_ids) as control_id
FROM compliance.canonical_processed_chunks
WHERE jsonb_array_length(COALESCE(generated_control_ids, '[]'::jsonb)) > 0
""")).fetchall()
control_to_hash = {}
for row in chunk_rows:
control_to_hash[row[1]] = row[0]
print(f" Unique controls with chunk: {len(control_to_hash)}")
# Get current article info for controls with citations (skip v1/v2 without citation)
print(" Loading control article data...")
ctrl_rows = conn.execute(sql_text("""
SELECT id,
source_citation->>'article' as current_article,
source_citation->>'paragraph' as current_paragraph
FROM compliance.canonical_controls
WHERE source_citation IS NOT NULL
AND release_state NOT IN ('rejected')
""")).fetchall()
print(f" Controls with citation: {len(ctrl_rows)}")
updated = 0
improved = 0
changed = 0
for row in ctrl_rows:
ctrl_id = str(row[0])
current_art = row[1] or ""
current_para = row[2] or ""
chunk_hash = control_to_hash.get(ctrl_id)
if not chunk_hash:
continue
mapping = article_mapping.get(chunk_hash)
if not mapping or not mapping["article"]:
continue
new_art = mapping["article"]
new_para = mapping["paragraph"]
# Only update if it's an improvement
if current_art == new_art and current_para == new_para:
continue
if not current_art and new_art:
improved += 1
elif current_art != new_art:
changed += 1
if not DRY_RUN:
citation_patch = json.dumps({"article": new_art, "paragraph": new_para})
meta_patch = json.dumps({"source_article": new_art, "source_paragraph": new_para})
conn.execute(sql_text("""
UPDATE compliance.canonical_controls
SET source_citation = COALESCE(source_citation, '{}'::jsonb) || CAST(:citation AS jsonb),
generation_metadata = COALESCE(generation_metadata, '{}'::jsonb) || CAST(:meta AS jsonb)
WHERE id = :id
"""), {"id": row[0], "citation": citation_patch, "meta": meta_patch})
updated += 1
print(f"\n Updated: {updated}")
print(f" New article (was empty): {improved}")
print(f" Changed article: {changed}")
print(f" Dry run: {DRY_RUN}")
# ── Step 3b: Verification — article coverage after update ─────────
print(f"\n{'=' * 70}")
print("STEP 3b: ARTICLE COVERAGE AFTER UPDATE")
print(f"{'=' * 70}")
r = conn.execute(sql_text("""
SELECT
generation_metadata->>'source_regulation' as reg,
count(*) as total,
count(*) FILTER (WHERE source_citation->>'article' != '' AND source_citation->>'article' IS NOT NULL) as with_art,
count(*) FILTER (WHERE source_citation IS NULL) as no_cit
FROM compliance.canonical_controls
WHERE release_state NOT IN ('rejected')
GROUP BY generation_metadata->>'source_regulation'
HAVING count(*) >= 3
ORDER BY count(*) DESC
"""))
print(f"\n {'Regulation':35s} {'Total':>6s} {'WithArt':>7s} {'%':>5s}")
print(f" {'-' * 60}")
grand_total = 0
grand_art = 0
for row in r.fetchall():
reg = str(row[0])[:35] if row[0] else "(none/v1v2)"
pct = f"{row[2]/row[1]*100:.0f}%" if row[1] > 0 else ""
print(f" {reg:35s} {row[1]:6d} {row[2]:7d} {pct:>5s}")
grand_total += row[1]
grand_art += row[2]
print(f"\n TOTAL: {grand_total} controls, {grand_art} with article ({grand_art/grand_total*100:.0f}%)")
# ── Step 3c: Duplicate analysis ──────────────────────────────────
print(f"\n{'=' * 70}")
print("STEP 3c: DUPLICATE CONTROLS (same reg + article + paragraph, >1)")
print(f"{'=' * 70}")
r2 = conn.execute(sql_text("""
SELECT
generation_metadata->>'source_regulation' as reg,
source_citation->>'article' as article,
source_citation->>'paragraph' as paragraph,
count(*) as cnt,
array_agg(id ORDER BY created_at) as ids,
array_agg(title ORDER BY created_at) as titles,
array_agg(release_state ORDER BY created_at) as states
FROM compliance.canonical_controls
WHERE release_state NOT IN ('rejected', 'too_close')
AND source_citation->>'article' IS NOT NULL
AND source_citation->>'article' != ''
GROUP BY
generation_metadata->>'source_regulation',
source_citation->>'article',
source_citation->>'paragraph'
HAVING count(*) > 1
ORDER BY count(*) DESC
"""))
dup_groups = []
total_dup_controls = 0
total_removable = 0
for row in r2.fetchall():
group = {
"reg": row[0],
"article": row[1],
"paragraph": row[2],
"count": row[3],
"ids": [str(i) for i in row[4]],
"titles": row[5],
"states": row[6],
}
dup_groups.append(group)
total_dup_controls += row[3]
total_removable += row[3] - 1 # Keep the oldest
print(f"\n Duplicate groups: {len(dup_groups)}")
print(f" Controls in groups: {total_dup_controls}")
print(f" Removable (keep oldest): {total_removable}")
# Show top 20
print(f"\n {'Reg':25s} {'Article':15s} {'Para':10s} {'Count':>5s}")
print(f" {'-' * 60}")
for g in dup_groups[:30]:
print(f" {str(g['reg']):25s} {str(g['article']):15s} {str(g['paragraph']):10s} {g['count']:5d}")
for i, title in enumerate(g['titles'][:3]):
state = g['states'][i] if i < len(g['states']) else '?'
marker = "KEEP" if i == 0 else "DUP "
print(f" [{marker}][{state:6s}] {title[:70]}")
if g['count'] > 3:
print(f" ... +{g['count'] - 3} more")
# Save dedup plan
with open("/tmp/dedup_plan.json", "w") as f:
json.dump(dup_groups, f, indent=2, default=str)
print(f"\n Saved dedup plan to /tmp/dedup_plan.json")

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"""
Step 2: Build article/paragraph mapping for ALL regulations that have controls.
Scan chunks sequentially by chunk_index, track current article heading.
Handles both EU regulations (Artikel X) and German laws (§ X).
"""
import hashlib
import json
import os
import re
import sys
from collections import defaultdict
try:
import httpx
def http_post(url, data, timeout=30):
return httpx.post(url, json=data, timeout=timeout).json()
except ImportError:
import requests
def http_post(url, data, timeout=30):
return requests.post(url, json=data, timeout=timeout).json()
from sqlalchemy import create_engine, text as sql_text
DB_URL = os.environ['DATABASE_URL']
QDRANT_URL = os.environ.get('QDRANT_URL', 'http://host.docker.internal:6333')
engine = create_engine(DB_URL, connect_args={"options": "-c search_path=compliance,public"})
# ── Patterns for different document types ─────────────────────────────
# EU Regulations: "Artikel 26\n" heading
EU_ARTICLE = re.compile(r'(?:^|\n)\s*Artikel\s+(\d+[a-z]?)\b', re.IGNORECASE)
# German laws: "§ 26" or "§26"
DE_PARAGRAPH = re.compile(r'(?:^|\n)\s*§\s*(\d+[a-z]?)\b')
# NIST/OWASP section markers: "A01:2021", "AC-1", "PR.AC-1", etc.
NIST_CONTROL = re.compile(r'(?:^|\n)\s*([A-Z]{2}(?:\.[A-Z]{2})?-\d+)', re.MULTILINE)
OWASP_SECTION = re.compile(r'(A\d{2}:\d{4}(?:\s*[–—-]\s*[^\n]+)?)')
# Absatz/paragraph
ABSATZ = re.compile(r'(?:^|\n)\s*\((\d+)\)')
# ENISA/CISA sections (numbered)
SECTION_NUM = re.compile(r'(?:^|\n)\s*(\d+\.\d+(?:\.\d+)?)\s+[A-Z]')
# Regulation types
EU_REGS = {
'eu_2016_679', 'eu_2024_1689', 'eu_2022_2555', 'eu_2024_2847',
'eu_2023_1230', 'eu_2023_1542', 'eu_2022_2065', 'eu_2022_1925',
'eu_2022_868', 'eu_2019_770', 'eu_2021_914', 'eu_2002_58',
'eu_2000_31', 'eu_2023_1803', 'eu_2023_988', 'gpsr', 'eucsa',
'dataact', 'dora', 'ehds', 'mica', 'psd2', 'dpf', 'dsm', 'amlr',
'eaa', 'eu_blue_guide_2022',
}
DE_LAWS = {
'bdsg', 'bdsg_2018_komplett', 'gewo', 'elektrog', 'verpackg',
'battdg', 'bfsg', 'ddg', 'uwg', 'de_tkg', 'prodhaftg',
'tmg_komplett', 'urhg_komplett', 'bgb_komplett', 'hgb_komplett',
'ao_komplett', 'egbgb_komplett', 'de_betrvg', 'de_geschgehg',
'vsbg', 'pangv', 'mstv', 'de_dlinfov', 'de_ustg_ret',
}
OWASP = {
'owasp_top10_2021', 'owasp_asvs', 'owasp_samm', 'owasp_api_top10_2023',
'owasp_masvs', 'owasp_mobile_top10',
}
NIST = {
'nist_sp800_53r5', 'nist_sp_800_53', 'nist_sp_800_218', 'nist_sp800_218',
'nist_sp_800_63b', 'nist_sp800_63_3', 'nist_csf_2_0', 'nist_sp800_207',
'nist_ai_rmf', 'nist_privacy_1_0', 'nistir_8259a',
}
def scan_regulation(collection, regulation_id):
"""Scroll all chunks for a regulation, sorted by chunk_index."""
chunks = []
offset = None
while True:
params = {
"filter": {"must": [{"key": "regulation_id", "match": {"value": regulation_id}}]},
"limit": 250,
"with_payload": ["chunk_text", "chunk_index"],
"with_vectors": False,
}
if offset:
params["offset"] = offset
result = http_post(f"{QDRANT_URL}/collections/{collection}/points/scroll", params, timeout=30)
points = result.get("result", {}).get("points", [])
next_offset = result.get("result", {}).get("next_page_offset")
for p in points:
t = p["payload"].get("chunk_text", "")
chunks.append({
"hash": hashlib.sha256(t.encode()).hexdigest(),
"idx": p["payload"].get("chunk_index", 0),
"text": t,
})
if not next_offset:
break
offset = next_offset
chunks.sort(key=lambda c: c["idx"])
return chunks
def map_eu_articles(chunks):
"""Map EU regulation chunks to Artikel/Absatz."""
current_article = ""
current_paragraph = ""
mapping = {}
for c in chunks:
m = EU_ARTICLE.search(c["text"])
if m:
current_article = f"Art. {m.group(1)}"
current_paragraph = ""
paras = ABSATZ.findall(c["text"])
if paras:
current_paragraph = f"Abs. {paras[0]}"
if current_article:
mapping[c["hash"]] = {"article": current_article, "paragraph": current_paragraph}
return mapping
def map_de_paragraphs(chunks):
"""Map German law chunks to §/Absatz."""
current_para = ""
current_abs = ""
mapping = {}
for c in chunks:
m = DE_PARAGRAPH.search(c["text"])
if m:
current_para = f"§ {m.group(1)}"
current_abs = ""
abs_matches = ABSATZ.findall(c["text"])
if abs_matches:
current_abs = f"Abs. {abs_matches[0]}"
if current_para:
mapping[c["hash"]] = {"article": current_para, "paragraph": current_abs}
return mapping
def map_owasp(chunks):
"""Map OWASP chunks to section markers (A01:2021, etc.)."""
current_section = ""
mapping = {}
for c in chunks:
m = OWASP_SECTION.search(c["text"])
if m:
current_section = m.group(1).strip()
# Normalize: take just the code part
code_match = re.match(r'(A\d{2}:\d{4})', current_section)
if code_match:
current_section = code_match.group(1)
if current_section:
mapping[c["hash"]] = {"article": current_section, "paragraph": ""}
return mapping
def map_nist(chunks):
"""Map NIST chunks to control families/sections."""
current_section = ""
mapping = {}
for c in chunks:
# Try NIST control ID (AC-1, SC-7, etc.)
m = NIST_CONTROL.search(c["text"])
if m:
current_section = m.group(1)
# Also try section numbers (2.1, 3.2.1, etc.)
if not current_section:
m2 = SECTION_NUM.search(c["text"])
if m2:
current_section = m2.group(1)
if current_section:
mapping[c["hash"]] = {"article": current_section, "paragraph": ""}
return mapping
def map_generic(chunks):
"""Generic mapping using section numbers."""
current_section = ""
mapping = {}
for c in chunks:
# Try EU article first
m = EU_ARTICLE.search(c["text"])
if m:
current_section = f"Art. {m.group(1)}"
else:
# Try section numbers
m2 = SECTION_NUM.search(c["text"])
if m2:
current_section = m2.group(1)
paras = ABSATZ.findall(c["text"])
para = f"Abs. {paras[0]}" if paras else ""
if current_section:
mapping[c["hash"]] = {"article": current_section, "paragraph": para}
return mapping
def map_regulation(collection, regulation_id):
"""Map a regulation to articles based on its type."""
chunks = scan_regulation(collection, regulation_id)
if not chunks:
return {}, 0
if regulation_id in EU_REGS:
mapping = map_eu_articles(chunks)
elif regulation_id in DE_LAWS:
mapping = map_de_paragraphs(chunks)
elif regulation_id in OWASP:
mapping = map_owasp(chunks)
elif regulation_id in NIST:
mapping = map_nist(chunks)
else:
mapping = map_generic(chunks)
return mapping, len(chunks)
# ── Main: Get all regulations that have controls ─────────────────────
with engine.connect() as conn:
# Get regulations with controls (skip v1/v2 without citation)
r = conn.execute(sql_text("""
SELECT DISTINCT
generation_metadata->>'source_regulation' as reg,
source_citation->>'source' as source_name
FROM compliance.canonical_controls
WHERE source_citation IS NOT NULL
AND generation_metadata->>'source_regulation' IS NOT NULL
AND release_state NOT IN ('rejected')
ORDER BY 1
"""))
regulations = [(row[0], row[1]) for row in r.fetchall()]
print(f"Regulations with controls: {len(regulations)}")
# Determine which collection each regulation is in
# (Most are in bp_compliance_ce, some in bp_compliance_datenschutz)
CE_REGS = EU_REGS | {'enisa_ics_scada_dependencies', 'enisa_supply_chain_good_practices',
'enisa_threat_landscape_supply_chain', 'enisa_cybersecurity_state_2024',
'cisa_secure_by_design', 'oecd_ai_principles', 'nistir_8259a'}
DS_REGS = {'owasp_top10_2021', 'owasp_asvs', 'owasp_samm', 'owasp_api_top10_2023',
'owasp_masvs', 'owasp_mobile_top10', 'nist_sp800_53r5', 'nist_sp_800_218',
'nist_sp800_218', 'nist_sp800_63_3', 'nist_sp800_207', 'nist_csf_2_0',
'nist_ai_rmf', 'nist_privacy_1_0', 'nistir_8259a',
'edpb_bcr_01_2022', 'edpb_05_2020', 'edpb_09_2022',
'edpb_certification_01_2019', 'edpb_connected_vehicles_01_2020',
'edpb_dpbd_04_2019', 'edpb_legitimate_interest', 'edpb_legitimate_interest_01_2024',
'edpb_social_media_08_2020', 'edpb_transfers_01_2020', 'edpb_transfers_07_2020',
'edpb_breach_09_2022', 'edpb_01_2020',
'wp244_profiling', 'wp251_profiling', 'wp260_transparency',
'hleg_trustworthy_ai', 'edpb_guidelines_7_2020'}
GE_REGS = DE_LAWS | {'at_dsg', 'at_tkg', 'es_lopdgdd', 'fr_loi_informatique',
'hu_info_tv', 'bsi_200_1', 'bsi_200_2', 'bsi_200_3', 'bsi_200_4',
'bsi_c5_2020'}
# Build all mappings
all_mappings = {} # chunk_hash -> {article, paragraph}
stats = [] # (reg_id, total_chunks, mapped_chunks)
for reg_id, source_name in regulations:
# Skip eu_2023_988 (duplicate of gpsr)
if reg_id == 'eu_2023_988':
continue
# Determine collection
if reg_id in CE_REGS or reg_id.startswith('eu_') or reg_id.startswith('enisa_') or reg_id.startswith('cisa_') or reg_id.startswith('oecd_'):
collection = 'bp_compliance_ce'
elif reg_id in DS_REGS or reg_id.startswith('owasp_') or reg_id.startswith('nist_') or reg_id.startswith('edpb_') or reg_id.startswith('wp') or reg_id.startswith('hleg_'):
collection = 'bp_compliance_datenschutz'
elif reg_id in GE_REGS or reg_id.startswith('bsi_') or reg_id.startswith('at_') or reg_id.startswith('ch_'):
collection = 'bp_compliance_gesetze'
else:
collection = 'bp_compliance_ce' # default
sys.stdout.write(f"\r Mapping {reg_id:40s} ({collection})...")
sys.stdout.flush()
mapping, total = map_regulation(collection, reg_id)
# If not found in first collection, try others
if total == 0:
for alt_coll in ['bp_compliance_ce', 'bp_compliance_datenschutz', 'bp_compliance_gesetze']:
if alt_coll != collection:
mapping, total = map_regulation(alt_coll, reg_id)
if total > 0:
collection = alt_coll
break
all_mappings.update(mapping)
stats.append((reg_id, source_name, total, len(mapping), collection))
print(f"\r{'=' * 70}")
print(f"ARTICLE MAPPING RESULTS")
print(f"{'=' * 70}")
print(f"\n {'Regulation':35s} {'Source':35s} {'Chunks':>6s} {'Mapped':>7s} {'%':>5s}")
print(f" {'-' * 90}")
total_chunks = 0
total_mapped = 0
for reg_id, source_name, chunks, mapped, coll in sorted(stats, key=lambda x: -x[2]):
pct = f"{mapped/chunks*100:.0f}%" if chunks > 0 else "N/A"
name = (source_name or "")[:35]
print(f" {reg_id:35s} {name:35s} {chunks:6d} {mapped:7d} {pct:>5s}")
total_chunks += chunks
total_mapped += mapped
print(f"\n TOTAL: {total_chunks} chunks, {total_mapped} mapped ({total_mapped/total_chunks*100:.0f}%)")
# Save mapping
with open("/tmp/all_article_mappings.json", "w") as f:
json.dump(all_mappings, f)
print(f"\n Saved to /tmp/all_article_mappings.json ({len(all_mappings)} entries)")

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"""
Task 1: Remove obvious duplicate controls.
Strategy: Within each (regulation, article, paragraph) group,
compare titles using word overlap (Jaccard). If >60% similar → duplicate.
Keep the oldest control (first created), mark others as 'rejected'.
"""
import json
import os
import re
import sys
from collections import defaultdict
from sqlalchemy import create_engine, text as sql_text
DB_URL = os.environ['DATABASE_URL']
engine = create_engine(DB_URL, connect_args={"options": "-c search_path=compliance,public"})
DRY_RUN = '--dry-run' in sys.argv
JACCARD_THRESHOLD = 0.45 # Title word overlap threshold for dedup
def tokenize(text):
"""Simple word tokenizer for German/English text."""
if not text:
return set()
words = re.findall(r'\b[a-zA-ZäöüÄÖÜß]{3,}\b', text.lower())
# Remove common stopwords
stops = {'und', 'der', 'die', 'das', 'für', 'von', 'mit', 'bei', 'zur', 'zum',
'den', 'des', 'dem', 'ein', 'eine', 'einer', 'eines', 'the', 'and',
'for', 'with', 'nicht', 'oder', 'auf', 'als', 'nach', 'über', 'aus',
'ist', 'sind', 'werden', 'wird', 'durch', 'unter', 'vor', 'dass'}
return set(words) - stops
def jaccard(set_a, set_b):
if not set_a or not set_b:
return 0.0
intersection = set_a & set_b
union = set_a | set_b
return len(intersection) / len(union) if union else 0.0
print("=" * 60)
print("TASK 1: DEDUPLICATE CONTROLS (Jaccard title similarity)")
print(f" Threshold: {JACCARD_THRESHOLD}")
print("=" * 60)
with engine.begin() as conn:
# Load all duplicate groups
with open("/tmp/dedup_plan.json") as f:
dup_groups = json.load(f)
print(f" Duplicate groups from plan: {len(dup_groups)}")
# For each group, load full control data and compare titles
total_rejected = 0
total_kept = 0
groups_with_dupes = 0
for group in dup_groups:
reg = group["reg"]
article = group["article"]
paragraph = group["paragraph"]
ids = group["ids"]
if len(ids) < 2:
continue
# Load controls
rows = conn.execute(sql_text("""
SELECT id, title, objective, created_at, release_state, control_id
FROM compliance.canonical_controls
WHERE id = ANY(CAST(:ids AS uuid[]))
ORDER BY created_at ASC
"""), {"ids": ids}).fetchall()
if len(rows) < 2:
continue
# Compare: keep first (oldest), check others against it and each other
kept = [rows[0]]
to_reject = []
for candidate in rows[1:]:
cand_tokens = tokenize(candidate[1])
is_dup = False
# Check against all kept controls
for keeper in kept:
keep_tokens = tokenize(keeper[1])
sim = jaccard(cand_tokens, keep_tokens)
if sim >= JACCARD_THRESHOLD:
is_dup = True
break
if is_dup:
to_reject.append(candidate)
else:
kept.append(candidate)
if to_reject:
groups_with_dupes += 1
total_rejected += len(to_reject)
total_kept += len(kept)
if groups_with_dupes <= 5:
print(f"\n {reg} {article} {paragraph}: {len(rows)} controls → keep {len(kept)}, reject {len(to_reject)}")
for k in kept[:2]:
print(f" [KEEP] {k[1][:70]}")
for r in to_reject[:3]:
print(f" [REJ ] {r[1][:70]}")
if len(to_reject) > 3:
print(f" ... +{len(to_reject) - 3} more rejected")
if not DRY_RUN:
reject_ids = [r[0] for r in to_reject]
conn.execute(sql_text("""
UPDATE compliance.canonical_controls
SET release_state = 'duplicate',
customer_visible = false,
generation_metadata = COALESCE(generation_metadata, '{}'::jsonb)
|| '{"dedup_reason": "title_jaccard_qa", "dedup_date": "2026-03-19"}'::jsonb,
updated_at = NOW()
WHERE id = ANY(CAST(:ids AS uuid[]))
"""), {"ids": reject_ids})
print(f"\n{'=' * 60}")
print(f"DEDUP RESULTS")
print(f"{'=' * 60}")
print(f" Groups processed: {len(dup_groups)}")
print(f" Groups with dupes: {groups_with_dupes}")
print(f" Controls rejected: {total_rejected}")
print(f" Controls kept: {total_kept}")
print(f" Dry run: {DRY_RUN}")
# Verify final counts
if not DRY_RUN:
r = conn.execute(sql_text("""
SELECT release_state, count(*)
FROM compliance.canonical_controls
GROUP BY release_state
ORDER BY count(*) DESC
"""))
print(f"\n === Final control state distribution ===")
for row in r.fetchall():
print(f" {str(row[0]):20s} {row[1]:6d}")
# Active controls (not rejected/too_close)
r2 = conn.execute(sql_text("""
SELECT count(*) FROM compliance.canonical_controls
WHERE release_state NOT IN ('duplicate', 'too_close', 'deprecated')
"""))
active = r2.scalar()
print(f"\n Active controls (draft/verified/needs_review): {active}")

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"""
Task 2: Delete duplicate GPSR document (eu_2023_988) from Qdrant.
gpsr and eu_2023_988 are 100% identical (509/509 chunks).
Keep gpsr, delete eu_2023_988.
Also update any controls that reference eu_2023_988 to use gpsr instead.
"""
import json
import os
import sys
try:
import httpx
def http_post(url, data, timeout=30):
return httpx.post(url, json=data, timeout=timeout).json()
except ImportError:
import requests
def http_post(url, data, timeout=30):
return requests.post(url, json=data, timeout=timeout).json()
from sqlalchemy import create_engine, text as sql_text
DB_URL = os.environ['DATABASE_URL']
QDRANT_URL = os.environ.get('QDRANT_URL', 'http://host.docker.internal:6333')
engine = create_engine(DB_URL, connect_args={"options": "-c search_path=compliance,public"})
DRY_RUN = '--dry-run' in sys.argv
# ── Step 1: Count eu_2023_988 points in Qdrant ──────────────────────
print("=" * 60)
print("TASK 2: DELETE DUPLICATE GPSR (eu_2023_988) FROM QDRANT")
print("=" * 60)
count_resp = http_post(
f"{QDRANT_URL}/collections/bp_compliance_ce/points/count",
{"filter": {"must": [{"key": "regulation_id", "match": {"value": "eu_2023_988"}}]}, "exact": True},
)
count = count_resp.get("result", {}).get("count", 0)
print(f" eu_2023_988 chunks in Qdrant: {count}")
# ── Step 2: Delete from Qdrant ───────────────────────────────────────
if not DRY_RUN and count > 0:
del_resp = http_post(
f"{QDRANT_URL}/collections/bp_compliance_ce/points/delete",
{"filter": {"must": [{"key": "regulation_id", "match": {"value": "eu_2023_988"}}]}},
timeout=60,
)
status = del_resp.get("status")
print(f" Qdrant delete: {status}")
# Verify
count_after = http_post(
f"{QDRANT_URL}/collections/bp_compliance_ce/points/count",
{"filter": {"must": [{"key": "regulation_id", "match": {"value": "eu_2023_988"}}]}, "exact": True},
)
remaining = count_after.get("result", {}).get("count", 0)
print(f" Remaining after delete: {remaining}")
else:
print(f" [DRY RUN] Would delete {count} points")
# ── Step 3: Update DB references ─────────────────────────────────────
print(f"\n Updating DB references eu_2023_988 → gpsr...")
with engine.begin() as conn:
# Check controls referencing eu_2023_988
r = conn.execute(sql_text("""
SELECT count(*) FROM compliance.canonical_controls
WHERE generation_metadata->>'source_regulation' = 'eu_2023_988'
"""))
ctrl_count = r.scalar()
print(f" Controls with eu_2023_988: {ctrl_count}")
if ctrl_count > 0 and not DRY_RUN:
# Update generation_metadata.source_regulation
conn.execute(sql_text("""
UPDATE compliance.canonical_controls
SET generation_metadata = jsonb_set(
COALESCE(generation_metadata, '{}'::jsonb),
'{source_regulation}',
'"gpsr"'
)
WHERE generation_metadata->>'source_regulation' = 'eu_2023_988'
"""))
print(f" Updated {ctrl_count} controls: source_regulation → gpsr")
# Check processed_chunks
r2 = conn.execute(sql_text("""
SELECT count(*) FROM compliance.canonical_processed_chunks
WHERE regulation_code = 'eu_2023_988'
"""))
chunk_count = r2.scalar()
print(f" Processed chunks with eu_2023_988: {chunk_count}")
if chunk_count > 0 and not DRY_RUN:
conn.execute(sql_text("""
UPDATE compliance.canonical_processed_chunks
SET regulation_code = 'gpsr'
WHERE regulation_code = 'eu_2023_988'
"""))
print(f" Updated {chunk_count} processed_chunks: regulation_code → gpsr")
print(f"\n DRY RUN: {DRY_RUN}")
print(" DONE.")

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"""
Task 3: Normalize source_citation.source names.
Same regulation has different source names from different pipeline runs.
Standardize to one canonical name per regulation.
"""
import json
import os
import sys
from sqlalchemy import create_engine, text as sql_text
DB_URL = os.environ['DATABASE_URL']
engine = create_engine(DB_URL, connect_args={"options": "-c search_path=compliance,public"})
DRY_RUN = '--dry-run' in sys.argv
# Canonical source names per regulation
SOURCE_NAMES = {
"eu_2023_1230": "Maschinenverordnung (EU) 2023/1230",
"eu_2024_2847": "Cyber Resilience Act (CRA)",
"eu_2024_1689": "KI-Verordnung (EU) 2024/1689",
"eu_2022_2555": "NIS2-Richtlinie (EU) 2022/2555",
"eu_2016_679": "DSGVO (EU) 2016/679",
"eu_blue_guide_2022": "EU Blue Guide 2022",
"nist_sp800_53r5": "NIST SP 800-53 Rev. 5",
"nist_sp_800_218": "NIST SP 800-218 (SSDF)",
"nist_csf_2_0": "NIST Cybersecurity Framework 2.0",
"nist_sp800_63_3": "NIST SP 800-63-3",
"nist_sp800_207": "NIST SP 800-207 (Zero Trust)",
"nist_ai_rmf": "NIST AI Risk Management Framework",
"owasp_top10_2021": "OWASP Top 10 (2021)",
"owasp_asvs": "OWASP ASVS 4.0",
"owasp_samm": "OWASP SAMM 2.0",
"owasp_api_top10_2023": "OWASP API Security Top 10 (2023)",
"owasp_masvs": "OWASP MASVS 2.0",
"cisa_secure_by_design": "CISA Secure by Design",
"enisa_ics_scada_dependencies": "ENISA ICS/SCADA Dependencies",
"enisa_supply_chain_good_practices": "ENISA Supply Chain Good Practices",
"enisa_threat_landscape_supply_chain": "ENISA Threat Landscape Supply Chain",
"enisa_cybersecurity_state_2024": "ENISA Cybersecurity State 2024",
"oecd_ai_principles": "OECD KI-Empfehlung",
"gpsr": "Allgemeine Produktsicherheitsverordnung (GPSR)",
"eu_2023_1542": "Batterieverordnung (EU) 2023/1542",
"mica": "Markets in Crypto-Assets (MiCA)",
"eu_2022_868": "Data Governance Act (DGA)",
"dataact": "Data Act",
"eucsa": "EU Cybersecurity Act (EUCSA)",
"eaa": "European Accessibility Act (EAA)",
"eu_2023_1803": "IFRS-Übernahmeverordnung",
"amlr": "AML-Verordnung",
"bdsg_2018_komplett": "Bundesdatenschutzgesetz (BDSG)",
"bdsg": "Bundesdatenschutzgesetz (BDSG)",
}
print("=" * 60)
print("TASK 3: NORMALIZE SOURCE NAMES")
print("=" * 60)
with engine.begin() as conn:
# Find all current source_name variants
r = conn.execute(sql_text("""
SELECT generation_metadata->>'source_regulation' as reg,
source_citation->>'source' as current_name,
count(*) as cnt
FROM compliance.canonical_controls
WHERE source_citation IS NOT NULL
AND generation_metadata->>'source_regulation' IS NOT NULL
GROUP BY 1, 2
ORDER BY 1, cnt DESC
"""))
updates = []
for row in r.fetchall():
reg = row[0]
current = row[1]
count = row[2]
canonical = SOURCE_NAMES.get(reg)
if canonical and current != canonical:
updates.append((reg, current, canonical, count))
print(f"\n Source names to normalize: {len(updates)}")
print(f"\n {'Regulation':30s} {'From':45s}{'To':45s} {'Count':>5s}")
print(f" {'-' * 130}")
total_updated = 0
for reg, old_name, new_name, count in updates:
print(f" {reg:30s} {old_name[:45]:45s}{new_name[:45]:45s} {count:5d}")
total_updated += count
if not DRY_RUN:
name_json = json.dumps(new_name) # "name" with quotes for jsonb
conn.execute(sql_text("""
UPDATE compliance.canonical_controls
SET source_citation = jsonb_set(
source_citation,
'{source}',
CAST(:name_json AS jsonb)
)
WHERE generation_metadata->>'source_regulation' = :reg
AND source_citation->>'source' = :old_name
"""), {"reg": reg, "old_name": old_name, "name_json": name_json})
print(f"\n Total controls updated: {total_updated}")
print(f" Dry run: {DRY_RUN}")
# Verify
if not DRY_RUN:
r2 = conn.execute(sql_text("""
SELECT generation_metadata->>'source_regulation' as reg,
source_citation->>'source' as name,
count(*)
FROM compliance.canonical_controls
WHERE source_citation IS NOT NULL
AND generation_metadata->>'source_regulation' IS NOT NULL
GROUP BY 1, 2
HAVING count(*) >= 5
ORDER BY count(*) DESC
"""))
print(f"\n === Verified source names (>= 5 controls) ===")
for row in r2.fetchall():
print(f" {str(row[0]):30s} {str(row[1]):50s} {row[2]:5d}")

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"""
Sync controls from Mac Mini (local) to Production (Hetzner).
Both have PostgreSQL. Mac Mini has 6,373 active controls, Production ~3,159.
Strategy:
1. Export all non-duplicate/non-too_close controls from Mac Mini
2. Upsert into Production (ON CONFLICT update, preserve production-only data)
3. Mark controls on Production that don't exist on Mac Mini as deprecated
"""
import json
import os
import sys
from datetime import datetime
from sqlalchemy import create_engine, text as sql_text
# Mac Mini DB (local)
LOCAL_DB = os.environ['DATABASE_URL']
# Production DB (Hetzner) — same env var format
PROD_DB = os.environ.get('PROD_DATABASE_URL', '')
if not PROD_DB:
print("ERROR: PROD_DATABASE_URL not set")
print("Please provide the production database URL")
sys.exit(1)
DRY_RUN = '--dry-run' in sys.argv
local_engine = create_engine(LOCAL_DB, connect_args={"options": "-c search_path=compliance,public"})
prod_engine = create_engine(PROD_DB, connect_args={"options": "-c search_path=compliance,public"})
# ── Step 1: Export from Mac Mini ──────────────────────────────────────
print("=" * 60)
print("SYNC CONTROLS: Mac Mini → Production")
print("=" * 60)
with local_engine.connect() as local_conn:
# Get all controls (include duplicates/too_close so prod knows about them)
rows = local_conn.execute(sql_text("""
SELECT id, framework_id, control_id, title, objective, rationale,
scope, requirements, test_procedure, evidence,
severity, risk_score, implementation_effort, evidence_confidence,
open_anchors, release_state, tags, created_at, updated_at,
license_rule, source_original_text, source_citation,
customer_visible, generation_metadata, verification_method,
category, target_audience, generation_strategy,
pattern_id, obligation_ids, parent_control_uuid,
decomposition_method, pipeline_version,
applicable_industries, applicable_company_size, scope_conditions
FROM compliance.canonical_controls
""")).fetchall()
print(f" Local controls: {len(rows)}")
# Count by state
states = {}
for r in rows:
s = r[15] # release_state
states[s] = states.get(s, 0) + 1
for s, c in sorted(states.items(), key=lambda x: -x[1]):
print(f" {s}: {c}")
# ── Step 2: Check Production state ───────────────────────────────────
with prod_engine.connect() as prod_conn:
r = prod_conn.execute(sql_text("""
SELECT count(*) FROM compliance.canonical_controls
"""))
prod_count = r.scalar()
print(f"\n Production controls before sync: {prod_count}")
# Check if framework exists
fw = prod_conn.execute(sql_text("""
SELECT id FROM compliance.canonical_control_frameworks
WHERE framework_id = 'bp_security_v1' LIMIT 1
""")).fetchone()
if fw:
print(f" Framework bp_security_v1: {fw[0]}")
else:
print(" WARNING: Framework bp_security_v1 not found on production!")
# ── Step 3: Upsert to Production ─────────────────────────────────────
print(f"\n Syncing {len(rows)} controls to production...")
with prod_engine.begin() as prod_conn:
inserted = 0
updated = 0
errors = 0
for i, row in enumerate(rows):
try:
result = prod_conn.execute(sql_text("""
INSERT INTO compliance.canonical_controls (
id, framework_id, control_id, title, objective, rationale,
scope, requirements, test_procedure, evidence,
severity, risk_score, implementation_effort, evidence_confidence,
open_anchors, release_state, tags, created_at, updated_at,
license_rule, source_original_text, source_citation,
customer_visible, generation_metadata, verification_method,
category, target_audience, generation_strategy,
pattern_id, obligation_ids, parent_control_uuid,
decomposition_method, pipeline_version,
applicable_industries, applicable_company_size, scope_conditions
) VALUES (
:id, :framework_id, :control_id, :title, :objective, :rationale,
:scope, :requirements, :test_procedure, :evidence,
:severity, :risk_score, :implementation_effort, :evidence_confidence,
:open_anchors, :release_state, :tags, :created_at, :updated_at,
:license_rule, :source_original_text, :source_citation,
:customer_visible, :generation_metadata, :verification_method,
:category, :target_audience, :generation_strategy,
:pattern_id, :obligation_ids, :parent_control_uuid,
:decomposition_method, :pipeline_version,
:applicable_industries, :applicable_company_size, :scope_conditions
)
ON CONFLICT (id) DO UPDATE SET
title = EXCLUDED.title,
objective = EXCLUDED.objective,
rationale = EXCLUDED.rationale,
scope = EXCLUDED.scope,
requirements = EXCLUDED.requirements,
test_procedure = EXCLUDED.test_procedure,
evidence = EXCLUDED.evidence,
severity = EXCLUDED.severity,
risk_score = EXCLUDED.risk_score,
implementation_effort = EXCLUDED.implementation_effort,
open_anchors = EXCLUDED.open_anchors,
release_state = EXCLUDED.release_state,
tags = EXCLUDED.tags,
updated_at = EXCLUDED.updated_at,
license_rule = EXCLUDED.license_rule,
source_original_text = EXCLUDED.source_original_text,
source_citation = EXCLUDED.source_citation,
customer_visible = EXCLUDED.customer_visible,
generation_metadata = EXCLUDED.generation_metadata,
verification_method = EXCLUDED.verification_method,
category = EXCLUDED.category,
target_audience = EXCLUDED.target_audience,
generation_strategy = EXCLUDED.generation_strategy,
pipeline_version = EXCLUDED.pipeline_version,
applicable_industries = EXCLUDED.applicable_industries,
applicable_company_size = EXCLUDED.applicable_company_size,
scope_conditions = EXCLUDED.scope_conditions
"""), {
"id": row[0], "framework_id": row[1], "control_id": row[2],
"title": row[3], "objective": row[4], "rationale": row[5],
"scope": json.dumps(row[6]) if isinstance(row[6], (dict, list)) else row[6],
"requirements": json.dumps(row[7]) if isinstance(row[7], (dict, list)) else row[7],
"test_procedure": json.dumps(row[8]) if isinstance(row[8], (dict, list)) else row[8],
"evidence": json.dumps(row[9]) if isinstance(row[9], (dict, list)) else row[9],
"severity": row[10], "risk_score": row[11],
"implementation_effort": row[12], "evidence_confidence": row[13],
"open_anchors": json.dumps(row[14]) if isinstance(row[14], (dict, list)) else row[14],
"release_state": row[15],
"tags": json.dumps(row[16]) if isinstance(row[16], (dict, list)) else row[16],
"created_at": row[17], "updated_at": row[18],
"license_rule": row[19], "source_original_text": row[20],
"source_citation": json.dumps(row[21]) if isinstance(row[21], (dict, list)) else row[21],
"customer_visible": row[22],
"generation_metadata": json.dumps(row[23]) if isinstance(row[23], (dict, list)) else row[23],
"verification_method": row[24], "category": row[25],
"target_audience": json.dumps(row[26]) if isinstance(row[26], (dict, list)) else row[26],
"generation_strategy": row[27],
"pattern_id": row[28],
"obligation_ids": json.dumps(row[29]) if isinstance(row[29], (dict, list)) else row[29],
"parent_control_uuid": row[30], "decomposition_method": row[31],
"pipeline_version": row[32],
"applicable_industries": json.dumps(row[33]) if isinstance(row[33], (dict, list)) else row[33],
"applicable_company_size": json.dumps(row[34]) if isinstance(row[34], (dict, list)) else row[34],
"scope_conditions": json.dumps(row[35]) if isinstance(row[35], (dict, list)) else row[35],
})
# Check if it was insert or update (xmax = 0 means insert)
inserted += 1
except Exception as e:
errors += 1
if errors <= 5:
print(f" ERROR on {row[2]}: {str(e)[:100]}")
if (i + 1) % 1000 == 0:
sys.stdout.write(f"\r Progress: {i+1}/{len(rows)} (errors: {errors})")
sys.stdout.flush()
print(f"\r Synced: {len(rows)} controls (errors: {errors})")
# ── Step 4: Verify ───────────────────────────────────────────────────
with prod_engine.connect() as prod_conn:
r = prod_conn.execute(sql_text("""
SELECT release_state, count(*)
FROM compliance.canonical_controls
GROUP BY release_state
ORDER BY count(*) DESC
"""))
print(f"\n === Production control states after sync ===")
total = 0
for row in r.fetchall():
print(f" {str(row[0]):20s} {row[1]:6d}")
total += row[1]
print(f" {'TOTAL':20s} {total:6d}")
r2 = prod_conn.execute(sql_text("""
SELECT count(*) FROM compliance.canonical_controls
WHERE release_state NOT IN ('duplicate', 'too_close', 'deprecated')
"""))
active = r2.scalar()
print(f"\n Active controls on production: {active}")