feat: evidence_type Feld (code/process/hybrid) fuer Controls

Neues Feld auf canonical_controls klassifiziert, ob ein Control
technisch im Source Code (code), organisatorisch via Dokumente (process)
oder beides (hybrid) nachgewiesen wird. Inklusive Backfill-Endpoint,
Frontend-Badge/Filter und MkDocs-Dokumentation.

- Migration 079: evidence_type VARCHAR(20) + Index
- Backend: Filter, Backfill-Endpoint mit Domain-Heuristik, CRUD
- Frontend: EvidenceTypeBadge (sky/amber/violet), Nachweisart-Dropdown
- Proxy: evidence_type Passthrough fuer controls + controls-count
- Tests: 22 Tests fuer Klassifikations-Heuristik
- Docs: Eigenes MkDocs-Kapitel mit Mermaid-Diagramm

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>

admin-compliance/app/api/sdk/v1/canonical/route.ts

@@ -26,7 +26,7 @@ export async function GET(request: NextRequest) {
 
       case 'controls': {
         const controlParams = new URLSearchParams()
-        const passthrough = ['severity', 'domain', 'release_state', 'verification_method', 'category',
+        const passthrough = ['severity', 'domain', 'release_state', 'verification_method', 'category', 'evidence_type',
           'target_audience', 'source', 'search', 'control_type', 'exclude_duplicates', 'sort', 'order', 'limit', 'offset']
         for (const key of passthrough) {
           const val = searchParams.get(key)
@@ -39,7 +39,7 @@ export async function GET(request: NextRequest) {
 
       case 'controls-count': {
         const countParams = new URLSearchParams()
-        const countPassthrough = ['severity', 'domain', 'release_state', 'verification_method', 'category',
+        const countPassthrough = ['severity', 'domain', 'release_state', 'verification_method', 'category', 'evidence_type',
           'target_audience', 'source', 'search', 'control_type', 'exclude_duplicates']
         for (const key of countPassthrough) {
           const val = searchParams.get(key)

admin-compliance/app/sdk/control-library/components/ControlDetail.tsx

@@ -8,10 +8,10 @@ import {
 } from 'lucide-react'
 import {
   CanonicalControl, EFFORT_LABELS, BACKEND_URL,
-  SeverityBadge, StateBadge, LicenseRuleBadge, VerificationMethodBadge, CategoryBadge, TargetAudienceBadge,
+  SeverityBadge, StateBadge, LicenseRuleBadge, VerificationMethodBadge, CategoryBadge, EvidenceTypeBadge, TargetAudienceBadge,
   ObligationTypeBadge, GenerationStrategyBadge,
   ExtractionMethodBadge, RegulationCountBadge,
-  VERIFICATION_METHODS, CATEGORY_OPTIONS,
+  VERIFICATION_METHODS, CATEGORY_OPTIONS, EVIDENCE_TYPE_OPTIONS,
   ObligationInfo, DocumentReference, MergedDuplicate, RegulationSummary,
 } from './helpers'
 
@@ -185,6 +185,7 @@ export function ControlDetail({
               <LicenseRuleBadge rule={ctrl.license_rule} />
               <VerificationMethodBadge method={ctrl.verification_method} />
               <CategoryBadge category={ctrl.category} />
+              <EvidenceTypeBadge type={ctrl.evidence_type} />
               <TargetAudienceBadge audience={ctrl.target_audience} />
               <GenerationStrategyBadge strategy={ctrl.generation_strategy} />
               <ObligationTypeBadge type={ctrl.generation_metadata?.obligation_type as string} />

admin-compliance/app/sdk/control-library/components/helpers.tsx

@@ -44,6 +44,7 @@ export interface CanonicalControl {
   customer_visible?: boolean
   verification_method: string | null
   category: string | null
+  evidence_type: string | null
   target_audience: string | string[] | null
   generation_metadata?: Record<string, unknown> | null
   generation_strategy?: string | null
@@ -102,6 +103,7 @@ export const EMPTY_CONTROL = {
   tags: [] as string[],
   verification_method: null as string | null,
   category: null as string | null,
+  evidence_type: null as string | null,
   target_audience: null as string | null,
 }
 
@@ -145,6 +147,18 @@ export const CATEGORY_OPTIONS = [
   { value: 'identity', label: 'Identitaetsmanagement' },
 ]
 
+export const EVIDENCE_TYPE_CONFIG: Record<string, { bg: string; label: string }> = {
+  code: { bg: 'bg-sky-100 text-sky-700', label: 'Code' },
+  process: { bg: 'bg-amber-100 text-amber-700', label: 'Prozess' },
+  hybrid: { bg: 'bg-violet-100 text-violet-700', label: 'Hybrid' },
+}
+
+export const EVIDENCE_TYPE_OPTIONS = [
+  { value: 'code', label: 'Code — Technisch (Source Code, IaC, CI/CD)' },
+  { value: 'process', label: 'Prozess — Organisatorisch (Dokumente, Policies)' },
+  { value: 'hybrid', label: 'Hybrid — Code + Prozess' },
+]
+
 export const TARGET_AUDIENCE_OPTIONS: Record<string, { bg: string; label: string }> = {
   // Legacy English keys
   enterprise: { bg: 'bg-cyan-100 text-cyan-700', label: 'Unternehmen' },
@@ -244,6 +258,13 @@ export function CategoryBadge({ category }: { category: string | null }) {
   )
 }
 
+export function EvidenceTypeBadge({ type }: { type: string | null }) {
+  if (!type) return null
+  const config = EVIDENCE_TYPE_CONFIG[type]
+  if (!config) return null
+  return <span className={`inline-flex items-center px-2 py-0.5 rounded text-xs font-medium ${config.bg}`}>{config.label}</span>
+}
+
 export function TargetAudienceBadge({ audience }: { audience: string | string[] | null }) {
   if (!audience) return null
 

admin-compliance/app/sdk/control-library/page.tsx

@@ -8,9 +8,9 @@ import {
 } from 'lucide-react'
 import {
   CanonicalControl, Framework, BACKEND_URL, EMPTY_CONTROL,
-  SeverityBadge, StateBadge, LicenseRuleBadge, VerificationMethodBadge, CategoryBadge, TargetAudienceBadge,
+  SeverityBadge, StateBadge, LicenseRuleBadge, VerificationMethodBadge, CategoryBadge, EvidenceTypeBadge, TargetAudienceBadge,
   GenerationStrategyBadge, ObligationTypeBadge,
-  VERIFICATION_METHODS, CATEGORY_OPTIONS, TARGET_AUDIENCE_OPTIONS,
+  VERIFICATION_METHODS, CATEGORY_OPTIONS, EVIDENCE_TYPE_OPTIONS, TARGET_AUDIENCE_OPTIONS,
 } from './components/helpers'
 import { ControlForm } from './components/ControlForm'
 import { ControlDetail } from './components/ControlDetail'
@@ -51,6 +51,7 @@ export default function ControlLibraryPage() {
   const [stateFilter, setStateFilter] = useState<string>('')
   const [verificationFilter, setVerificationFilter] = useState<string>('')
   const [categoryFilter, setCategoryFilter] = useState<string>('')
+  const [evidenceTypeFilter, setEvidenceTypeFilter] = useState<string>('')
   const [audienceFilter, setAudienceFilter] = useState<string>('')
   const [sourceFilter, setSourceFilter] = useState<string>('')
   const [typeFilter, setTypeFilter] = useState<string>('')
@@ -94,6 +95,7 @@ export default function ControlLibraryPage() {
     if (stateFilter) p.set('release_state', stateFilter)
     if (verificationFilter) p.set('verification_method', verificationFilter)
     if (categoryFilter) p.set('category', categoryFilter)
+    if (evidenceTypeFilter) p.set('evidence_type', evidenceTypeFilter)
     if (audienceFilter) p.set('target_audience', audienceFilter)
     if (sourceFilter) p.set('source', sourceFilter)
     if (typeFilter) p.set('control_type', typeFilter)
@@ -101,7 +103,7 @@ export default function ControlLibraryPage() {
     if (debouncedSearch) p.set('search', debouncedSearch)
     if (extra) for (const [k, v] of Object.entries(extra)) p.set(k, v)
     return p.toString()
-  }, [severityFilter, domainFilter, stateFilter, verificationFilter, categoryFilter, audienceFilter, sourceFilter, typeFilter, hideDuplicates, debouncedSearch])
+  }, [severityFilter, domainFilter, stateFilter, verificationFilter, categoryFilter, evidenceTypeFilter, audienceFilter, sourceFilter, typeFilter, hideDuplicates, debouncedSearch])
 
   // Load metadata (domains, sources — once + on refresh)
   const loadMeta = useCallback(async () => {
@@ -169,7 +171,7 @@ export default function ControlLibraryPage() {
   useEffect(() => { loadControls() }, [loadControls])
 
   // Reset page when filters change
-  useEffect(() => { setCurrentPage(1) }, [severityFilter, domainFilter, stateFilter, verificationFilter, categoryFilter, audienceFilter, sourceFilter, typeFilter, hideDuplicates, debouncedSearch, sortBy])
+  useEffect(() => { setCurrentPage(1) }, [severityFilter, domainFilter, stateFilter, verificationFilter, categoryFilter, evidenceTypeFilter, audienceFilter, sourceFilter, typeFilter, hideDuplicates, debouncedSearch, sortBy])
 
   // Pagination
   const totalPages = Math.max(1, Math.ceil(totalCount / PAGE_SIZE))
@@ -654,6 +656,16 @@ export default function ControlLibraryPage() {
                 <option key={c.value} value={c.value}>{c.label}</option>
               ))}
             </select>
+            <select
+              value={evidenceTypeFilter}
+              onChange={e => setEvidenceTypeFilter(e.target.value)}
+              className="text-sm border border-gray-300 rounded-lg px-2 py-1.5 focus:outline-none focus:ring-2 focus:ring-purple-500"
+            >
+              <option value="">Nachweisart</option>
+              {EVIDENCE_TYPE_OPTIONS.map(c => (
+                <option key={c.value} value={c.value}>{c.label}</option>
+              ))}
+            </select>
             <select
               value={audienceFilter}
               onChange={e => setAudienceFilter(e.target.value)}
@@ -792,6 +804,7 @@ export default function ControlLibraryPage() {
                     <LicenseRuleBadge rule={ctrl.license_rule} />
                     <VerificationMethodBadge method={ctrl.verification_method} />
                     <CategoryBadge category={ctrl.category} />
+                    <EvidenceTypeBadge type={ctrl.evidence_type} />
                     <TargetAudienceBadge audience={ctrl.target_audience} />
                     <GenerationStrategyBadge strategy={ctrl.generation_strategy} />
                     <ObligationTypeBadge type={ctrl.generation_metadata?.obligation_type as string} />

backend-compliance/compliance/api/canonical_control_routes.py

@@ -80,6 +80,7 @@ class ControlResponse(BaseModel):
     customer_visible: Optional[bool] = None
     verification_method: Optional[str] = None
     category: Optional[str] = None
+    evidence_type: Optional[str] = None
     target_audience: Optional[str] = None
     generation_metadata: Optional[dict] = None
     generation_strategy: Optional[str] = "ungrouped"
@@ -113,6 +114,7 @@ class ControlCreateRequest(BaseModel):
     customer_visible: Optional[bool] = True
     verification_method: Optional[str] = None
     category: Optional[str] = None
+    evidence_type: Optional[str] = None
     target_audience: Optional[str] = None
     generation_metadata: Optional[dict] = None
     applicable_industries: Optional[list] = None
@@ -141,6 +143,7 @@ class ControlUpdateRequest(BaseModel):
     customer_visible: Optional[bool] = None
     verification_method: Optional[str] = None
     category: Optional[str] = None
+    evidence_type: Optional[str] = None
     target_audience: Optional[str] = None
     generation_metadata: Optional[dict] = None
     applicable_industries: Optional[list] = None
@@ -172,7 +175,7 @@ _CONTROL_COLS = """id, framework_id, control_id, title, objective, rationale,
                    severity, risk_score, implementation_effort,
                    evidence_confidence, open_anchors, release_state, tags,
                    license_rule, source_original_text, source_citation,
-                   customer_visible, verification_method, category,
+                   customer_visible, verification_method, category, evidence_type,
                    target_audience, generation_metadata, generation_strategy,
                    applicable_industries, applicable_company_size, scope_conditions,
                    parent_control_uuid, decomposition_method, pipeline_version,
@@ -312,6 +315,7 @@ async def list_controls(
     release_state: Optional[str] = Query(None),
     verification_method: Optional[str] = Query(None),
     category: Optional[str] = Query(None),
+    evidence_type: Optional[str] = Query(None, description="Filter: code, process, hybrid"),
     target_audience: Optional[str] = Query(None),
     source: Optional[str] = Query(None, description="Filter by source_citation->source"),
     search: Optional[str] = Query(None, description="Full-text search in control_id, title, objective"),
@@ -348,6 +352,9 @@ async def list_controls(
     if category:
         query += " AND category = :cat"
         params["cat"] = category
+    if evidence_type:
+        query += " AND evidence_type = :et"
+        params["et"] = evidence_type
     if target_audience:
         query += " AND target_audience LIKE :ta_pattern"
         params["ta_pattern"] = f'%"{target_audience}"%'
@@ -398,6 +405,7 @@ async def count_controls(
     release_state: Optional[str] = Query(None),
     verification_method: Optional[str] = Query(None),
     category: Optional[str] = Query(None),
+    evidence_type: Optional[str] = Query(None),
     target_audience: Optional[str] = Query(None),
     source: Optional[str] = Query(None),
     search: Optional[str] = Query(None),
@@ -426,6 +434,9 @@ async def count_controls(
     if category:
         query += " AND category = :cat"
         params["cat"] = category
+    if evidence_type:
+        query += " AND evidence_type = :et"
+        params["et"] = evidence_type
     if target_audience:
         query += " AND target_audience LIKE :ta_pattern"
         params["ta_pattern"] = f'%"{target_audience}"%'
@@ -998,6 +1009,109 @@ async def backfill_normative_strength(
     }
 
 
+# =============================================================================
+# EVIDENCE TYPE BACKFILL
+# =============================================================================
+
+# Domains that are primarily technical (code-verifiable)
+_CODE_DOMAINS = frozenset({
+    "SEC", "AUTH", "CRYPT", "CRYP", "CRY", "NET", "LOG", "ACC", "APP", "SYS",
+    "CI", "CONT", "API", "CLOUD", "IAC", "SAST", "DAST", "DEP", "SBOM",
+    "WEB", "DEV", "SDL", "PKI", "HSM", "TEE", "TPM", "CRX", "CRF",
+    "FWU", "STO", "RUN", "VUL", "MAL", "PLT", "AUT",
+})
+
+# Domains that are primarily process-based (document-verifiable)
+_PROCESS_DOMAINS = frozenset({
+    "GOV", "ORG", "COMP", "LEGAL", "HR", "TRAIN", "AML", "FIN",
+    "RISK", "AUDIT", "AUD", "PROC", "DOC", "PHYS", "PHY", "PRIV", "DPO",
+    "BCDR", "BCP", "VENDOR", "SUPPLY", "SUP", "CERT", "POLICY",
+    "ENV", "HLT", "TRD", "LAB", "PER", "REL", "ISM", "COM",
+    "GAM", "RIS", "PCA", "GNT", "HCA", "RES", "ISS",
+})
+
+# Domains that are typically hybrid
+_HYBRID_DOMAINS = frozenset({
+    "DATA", "AI", "INC", "ID", "IAM", "IDF", "IDP", "IDA", "IDN",
+    "OPS", "MNT", "INT", "BCK",
+})
+
+
+def _classify_evidence_type(control_id: str, category: str | None) -> str:
+    """Heuristic: classify a control as code/process/hybrid based on domain prefix."""
+    domain = control_id.split("-")[0].upper() if control_id else ""
+
+    if domain in _CODE_DOMAINS:
+        return "code"
+    if domain in _PROCESS_DOMAINS:
+        return "process"
+    if domain in _HYBRID_DOMAINS:
+        return "hybrid"
+
+    # Fallback: use category if available
+    code_categories = {"encryption", "authentication", "network", "application", "system", "identity"}
+    process_categories = {"compliance", "personnel", "physical", "governance", "risk"}
+    if category in code_categories:
+        return "code"
+    if category in process_categories:
+        return "process"
+
+    return "process"  # Conservative default
+
+
+@router.post("/controls/backfill-evidence-type")
+async def backfill_evidence_type(
+    dry_run: bool = Query(True, description="Nur zaehlen, nicht aendern"),
+):
+    """
+    Klassifiziert Controls als code/process/hybrid basierend auf Domain-Prefix.
+
+    Heuristik:
+      - SEC, AUTH, CRYPT, NET, LOG, ... → code
+      - GOV, ORG, COMP, LEGAL, HR, ... → process
+      - DATA, AI, INC → hybrid
+    """
+    with SessionLocal() as db:
+        rows = db.execute(text("""
+            SELECT id, control_id, category, evidence_type
+            FROM canonical_controls
+            WHERE release_state NOT IN ('rejected', 'merged')
+            ORDER BY control_id
+        """)).fetchall()
+
+        changes = []
+        stats = {"total": len(rows), "already_set": 0, "code": 0, "process": 0, "hybrid": 0}
+
+        for row in rows:
+            if row.evidence_type is not None:
+                stats["already_set"] += 1
+                continue
+
+            new_type = _classify_evidence_type(row.control_id, row.category)
+            stats[new_type] += 1
+            changes.append({
+                "id": str(row.id),
+                "control_id": row.control_id,
+                "evidence_type": new_type,
+            })
+
+        if not dry_run and changes:
+            for change in changes:
+                db.execute(text("""
+                    UPDATE canonical_controls
+                    SET evidence_type = :et
+                    WHERE id = CAST(:cid AS uuid)
+                """), {"et": change["evidence_type"], "cid": change["id"]})
+            db.commit()
+
+    return {
+        "dry_run": dry_run,
+        "stats": stats,
+        "total_changes": len(changes),
+        "sample_changes": changes[:20],
+    }
+
+
 # =============================================================================
 # CONTROL CRUD (CREATE / UPDATE / DELETE)
 # =============================================================================
@@ -1040,7 +1154,7 @@ async def create_control(body: ControlCreateRequest):
                     severity, risk_score, implementation_effort, evidence_confidence,
                     open_anchors, release_state, tags,
                     license_rule, source_original_text, source_citation,
-                    customer_visible, verification_method, category,
+                    customer_visible, verification_method, category, evidence_type,
                     target_audience, generation_metadata,
                     applicable_industries, applicable_company_size, scope_conditions
                 ) VALUES (
@@ -1051,7 +1165,7 @@ async def create_control(body: ControlCreateRequest):
                     CAST(:anchors AS jsonb), :release_state, CAST(:tags AS jsonb),
                     :license_rule, :source_original_text,
                     CAST(:source_citation AS jsonb),
-                    :customer_visible, :verification_method, :category,
+                    :customer_visible, :verification_method, :category, :evidence_type,
                     :target_audience, CAST(:generation_metadata AS jsonb),
                     CAST(:applicable_industries AS jsonb),
                     CAST(:applicable_company_size AS jsonb),
@@ -1082,6 +1196,7 @@ async def create_control(body: ControlCreateRequest):
                 "customer_visible": body.customer_visible,
                 "verification_method": body.verification_method,
                 "category": body.category,
+                "evidence_type": body.evidence_type,
                 "target_audience": body.target_audience,
                 "generation_metadata": _json.dumps(body.generation_metadata) if body.generation_metadata else None,
                 "applicable_industries": _json.dumps(body.applicable_industries) if body.applicable_industries else None,
@@ -1312,6 +1427,7 @@ def _control_row(r) -> dict:
         "customer_visible": r.customer_visible,
         "verification_method": r.verification_method,
         "category": r.category,
+        "evidence_type": getattr(r, "evidence_type", None),
         "target_audience": r.target_audience,
         "generation_metadata": r.generation_metadata,
         "generation_strategy": getattr(r, "generation_strategy", "ungrouped"),

backend-compliance/migrations/079_evidence_type.sql

@@ -0,0 +1,16 @@
+-- Migration 079: Add evidence_type to canonical_controls
+-- Classifies HOW a control is evidenced:
+--   code    = Technical control, verifiable in source code / IaC / CI-CD
+--   process = Organizational / governance control, verified via documents / policies
+--   hybrid  = Both code and process evidence required
+
+DO $$
+BEGIN
+    IF EXISTS (SELECT 1 FROM information_schema.tables
+               WHERE table_schema = 'compliance' AND table_name = 'canonical_controls') THEN
+        ALTER TABLE canonical_controls ADD COLUMN IF NOT EXISTS
+            evidence_type VARCHAR(20) DEFAULT NULL
+            CHECK (evidence_type IN ('code', 'process', 'hybrid'));
+        CREATE INDEX IF NOT EXISTS idx_cc_evidence_type ON canonical_controls(evidence_type);
+    END IF;
+END $$;

backend-compliance/tests/test_evidence_type.py

@@ -0,0 +1,79 @@
+"""Tests for evidence_type classification heuristic."""
+import sys
+sys.path.insert(0, ".")
+
+from compliance.api.canonical_control_routes import _classify_evidence_type
+
+
+class TestClassifyEvidenceType:
+    """Tests for _classify_evidence_type()."""
+
+    # --- Code domains ---
+    def test_sec_is_code(self):
+        assert _classify_evidence_type("SEC-042", None) == "code"
+
+    def test_auth_is_code(self):
+        assert _classify_evidence_type("AUTH-001", None) == "code"
+
+    def test_crypt_is_code(self):
+        assert _classify_evidence_type("CRYPT-003", None) == "code"
+
+    def test_cryp_is_code(self):
+        assert _classify_evidence_type("CRYP-010", None) == "code"
+
+    def test_net_is_code(self):
+        assert _classify_evidence_type("NET-015", None) == "code"
+
+    def test_log_is_code(self):
+        assert _classify_evidence_type("LOG-007", None) == "code"
+
+    def test_acc_is_code(self):
+        assert _classify_evidence_type("ACC-012", None) == "code"
+
+    def test_api_is_code(self):
+        assert _classify_evidence_type("API-001", None) == "code"
+
+    # --- Process domains ---
+    def test_gov_is_process(self):
+        assert _classify_evidence_type("GOV-001", None) == "process"
+
+    def test_comp_is_process(self):
+        assert _classify_evidence_type("COMP-001", None) == "process"
+
+    def test_fin_is_process(self):
+        assert _classify_evidence_type("FIN-001", None) == "process"
+
+    def test_hr_is_process(self):
+        assert _classify_evidence_type("HR-001", None) == "process"
+
+    def test_org_is_process(self):
+        assert _classify_evidence_type("ORG-001", None) == "process"
+
+    def test_env_is_process(self):
+        assert _classify_evidence_type("ENV-001", None) == "process"
+
+    # --- Hybrid domains ---
+    def test_data_is_hybrid(self):
+        assert _classify_evidence_type("DATA-005", None) == "hybrid"
+
+    def test_ai_is_hybrid(self):
+        assert _classify_evidence_type("AI-001", None) == "hybrid"
+
+    def test_inc_is_hybrid(self):
+        assert _classify_evidence_type("INC-003", None) == "hybrid"
+
+    def test_iam_is_hybrid(self):
+        assert _classify_evidence_type("IAM-001", None) == "hybrid"
+
+    # --- Category fallback ---
+    def test_unknown_domain_encryption_category(self):
+        assert _classify_evidence_type("XYZ-001", "encryption") == "code"
+
+    def test_unknown_domain_governance_category(self):
+        assert _classify_evidence_type("XYZ-001", "governance") == "process"
+
+    def test_unknown_domain_no_category(self):
+        assert _classify_evidence_type("XYZ-001", None) == "process"
+
+    def test_empty_control_id(self):
+        assert _classify_evidence_type("", None) == "process"

docs-src/services/sdk-modules/evidence-type.md

@@ -0,0 +1,132 @@
+# Evidence Type — Code vs. Prozess Controls
+
+## Uebersicht
+
+Nicht jedes Control kann gleich nachgewiesen werden. Ein Verschluesselungs-Control
+ist im Quellcode pruefbar, ein Risikomanagement-Control erfordert Dokumente und
+Nachweise. Diese Unterscheidung bestimmt, **wie** die Compliance-Plattform den
+Nachweis automatisiert oder den Nutzer unterstuetzt.
+
+Das Feld `evidence_type` auf `canonical_controls` klassifiziert jeden Control
+in eine von drei Kategorien.
+
+## Die drei Typen
+
+```mermaid
+graph LR
+    subgraph "code"
+        C1["Source Code"]
+        C2["IaC / Terraform"]
+        C3["CI/CD Pipeline"]
+        C4["Cloud Config"]
+    end
+
+    subgraph "process"
+        P1["Policies"]
+        P2["Schulungsnachweise"]
+        P3["Vertraege"]
+        P4["Screenshots / Audits"]
+    end
+
+    subgraph "hybrid"
+        H1["Code + Doku"]
+        H2["Config + Schulung"]
+    end
+```
+
+### Code Controls
+
+| Eigenschaft | Beschreibung |
+|---|---|
+| **evidence_type** | `code` |
+| **Nachweis** | Automatisiert pruefbar: Source Code, IaC, CI/CD, Cloud-Konfiguration |
+| **Automatisierung** | Hoch — SAST, Dependency Scan, Config Audit |
+| **Beispiel-Domains** | SEC, AUTH, CRYPT, NET, LOG, ACC, API |
+| **Beispiel** | "AES-256 Verschluesselung at rest" → pruefbar via Code Review / IaC Scan |
+
+### Prozess Controls
+
+| Eigenschaft | Beschreibung |
+|---|---|
+| **evidence_type** | `process` |
+| **Nachweis** | Dokumente, Policies, Schulungsnachweise, Vertraege, Screenshots |
+| **Automatisierung** | Gering — erfordert manuelle Uploads oder MCP-Dokumenten-Scan |
+| **Beispiel-Domains** | GOV, ORG, COMP, LEGAL, HR, FIN, RISK, AUDIT, ENV |
+| **Beispiel** | "Reallabor-Zugang fuer KMUs bereitstellen" → Nachweis ueber Programm-Dokumentation |
+
+!!! info "Governance & Regulatorische Controls"
+    Controls wie "Behoerde muss KMUs Zugang zu Reallaboren geben" sind Prozess-Controls.
+    Der Nachweis erfolgt ueber Dokumente — nicht im Source Code.
+    Auch regulatorische Umsetzungspflichten (GOV-Domain) fallen hierunter.
+
+### Hybrid Controls
+
+| Eigenschaft | Beschreibung |
+|---|---|
+| **evidence_type** | `hybrid` |
+| **Nachweis** | Sowohl Code als auch Dokumente erforderlich |
+| **Automatisierung** | Teilweise — Code-Teil automatisiert, Prozess-Teil manuell |
+| **Beispiel-Domains** | DATA, AI, INC, IAM |
+| **Beispiel** | "MFA implementieren" → Config pruefbar (code) + Nutzer-Schulung noetig (process) |
+
+## Backfill-Heuristik
+
+Der Backfill klassifiziert Controls automatisch anhand des Domain-Prefix:
+
+```
+POST /api/compliance/v1/canonical/controls/backfill-evidence-type?dry_run=true
+```
+
+**Algorithmus:**
+
+1. Domain-Prefix extrahieren (z.B. `SEC` aus `SEC-042`)
+2. Gegen vordefinierte Domain-Sets pruefen (code / process / hybrid)
+3. Falls Domain unbekannt: Category als Fallback nutzen
+4. Falls auch keine Category: `process` (konservativ)
+
+### Domain-Zuordnung
+
+| Typ | Domains |
+|---|---|
+| **code** | SEC, AUTH, CRYPT, CRYP, NET, LOG, ACC, APP, SYS, API, WEB, DEV, SDL, PKI, HSM, TEE, TPM, VUL, ... |
+| **process** | GOV, ORG, COMP, LEGAL, HR, FIN, RISK, AUDIT, ENV, HLT, TRD, LAB, PHYS, PRIV, DPO, ... |
+| **hybrid** | DATA, AI, INC, IAM, OPS, MNT, INT, ... |
+
+## Frontend-Anzeige
+
+In der Control-Library werden Controls mit farbcodierten Badges angezeigt:
+
+| evidence_type | Badge | Farbe | Bedeutung |
+|---|---|---|---|
+| `code` | **Code** | Blau (sky) | Technisch, im Source Code pruefbar |
+| `process` | **Prozess** | Amber/Orange | Organisatorisch, Dokument-basiert |
+| `hybrid` | **Hybrid** | Violett | Beides erforderlich |
+
+Zusaetzlich steht ein Dropdown-Filter "Nachweisart" zur Verfuegung.
+
+## Zusammenspiel mit anderen Feldern
+
+| Feld | Zweck | Beispiel |
+|---|---|---|
+| `evidence_type` | **WAS** wird nachgewiesen (Code oder Prozess) | `code` |
+| `verification_method` | **WIE** wird verifiziert | `code_review`, `document`, `tool`, `hybrid` |
+| `evidence_confidence` | **WIE SICHER** ist der Nachweis (0.0 - 1.0) | `0.92` |
+| `normative_strength` | **WIE VERBINDLICH** ist das Control | `must`, `should`, `may` |
+
+!!! warning "evidence_type vs. verification_method"
+    `evidence_type` sagt, ob ein Control technisch oder organisatorisch ist.
+    `verification_method` sagt, mit welcher Methode es geprueft wird.
+    Ein `process`-Control kann trotzdem `verification_method = tool` haben
+    (z.B. wenn ein MCP-Scan Dokumente automatisch prueft).
+
+## Kuenftige Automatisierung
+
+### Code Controls
+- **Git-Repository-Scan**: SAST, Secret Detection, Dependency Check
+- **IaC-Analyse**: Terraform/Pulumi/CloudFormation Policies
+- **CI/CD-Integration**: Pipeline-Ergebnisse als Evidence sammeln
+
+### Prozess Controls
+- **MCP-Dokumenten-Scan**: Kunden-Laufwerk anbinden, Dokumente automatisch pruefen
+- **Screenshot-Analyse**: OCR + LLM-Validierung von Screenshots
+- **Interview-Protokolle**: Strukturierte Audit-Checklisten

mkdocs.yml

@@ -110,6 +110,7 @@ nav:
       - Deduplizierungs-Engine: services/sdk-modules/dedup-engine.md
       - Control Provenance Wiki: services/sdk-modules/control-provenance.md
       - Normative Verbindlichkeit (Dreistufenmodell): services/sdk-modules/normative-verbindlichkeit.md
+      - Evidence Type (Code vs. Prozess): services/sdk-modules/evidence-type.md
       - Anti-Fake-Evidence Architektur: services/sdk-modules/anti-fake-evidence.md
   - Strategie:
     - Wettbewerbsanalyse & Roadmap: strategy/wettbewerbsanalyse.md