feat(regulations): Automatische Ableitung anwendbarer Gesetze & Aufsichtsbehoerden
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Nach Abschluss von Profil + Scope werden jetzt automatisch die anwendbaren Regulierungen (DSGVO, NIS2, AI Act, DORA) ermittelt und die zustaendigen Aufsichtsbehoerden (Landes-DSB, BSI, BaFin) aus Bundesland + Branche abgeleitet. - Neues scope-to-facts.ts: Mapping CompanyProfile+Scope → Go SDK Payload - Neues supervisory-authority-resolver.ts: 16 Landes-DSB + nationale Behoerden - ScopeDecisionTab: Regulierungs-Report mit Aufsichtsbehoerden-Karten - Obligations-Seite: Echte Daten statt Dummy in handleAutoProfiling() - Neue Types: ApplicableRegulation, RegulationAssessmentResult, SupervisoryAuthorityInfo Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
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@@ -1406,3 +1406,63 @@ export function depthLevelFromNumeric(n: number): ComplianceDepthLevel {
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};
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return map[Math.max(1, Math.min(4, Math.round(n)))] || 'L1';
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}
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// ============================================================================
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// Regulation Assessment Types (from Go AI SDK /assess-from-scope)
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// ============================================================================
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/**
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* Eine anwendbare Regulierung (aus Go SDK ApplicableRegulation)
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*/
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export interface ApplicableRegulation {
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id: string
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name: string
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classification: string
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reason: string
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obligation_count: number
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control_count: number
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}
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/**
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* Ergebnis der Regulierungs-Bewertung vom Go AI SDK
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*/
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export interface RegulationAssessmentResult {
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applicable_regulations: ApplicableRegulation[]
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obligations: RegulationObligation[]
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executive_summary: {
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total_regulations: number
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total_obligations: number
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critical_obligations: number
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compliance_score: number
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key_risks: string[]
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recommended_actions: string[]
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}
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}
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/**
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* Einzelne Pflicht aus dem Go SDK
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*/
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export interface RegulationObligation {
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id: string
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regulation_id: string
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title: string
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description: string
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category: string
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responsible: string
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priority: string
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legal_basis?: Array<{ article: string; name: string }>
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how_to_implement?: string
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breakpilot_feature?: string
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}
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/**
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* Aufsichtsbehoerden-Ergebnis
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*/
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export interface SupervisoryAuthorityInfo {
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domain: string
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authority: {
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name: string
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abbreviation: string
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url: string
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}
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}
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220
admin-compliance/lib/sdk/scope-to-facts.ts
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220
admin-compliance/lib/sdk/scope-to-facts.ts
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@@ -0,0 +1,220 @@
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/**
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* Scope-to-Facts Mapper
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*
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* Konvertiert CompanyProfile + ScopeProfilingAnswer[] + ScopeDecision
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* in das Go AI SDK ScopeDecision-Format fuer POST /assess-from-scope.
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*/
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import type { CompanyProfile } from './types'
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import type { ScopeProfilingAnswer, ScopeDecision } from './compliance-scope-types'
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/**
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* Payload-Format fuer den Go AI SDK /assess-from-scope Endpoint.
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* Muss mit ucca.ScopeDecision in scope_facts_mapper.go uebereinstimmen.
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*/
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export interface ScopeDecisionPayload {
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employee_count: number
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annual_revenue: number
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country: string
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industry: string
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legal_form: string
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processes_personal_data: boolean
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is_controller: boolean
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is_processor: boolean
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data_art9: boolean
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data_minors: boolean
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large_scale: boolean
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systematic_monitoring: boolean
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cross_border_transfer: boolean
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uses_processors: boolean
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automated_decisions: boolean
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processes_employee_data: boolean
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processes_health_data: boolean
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processes_financial_data: boolean
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uses_cookies: boolean
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uses_tracking: boolean
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uses_video_surveillance: boolean
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operates_platform: boolean
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platform_user_count: number
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proc_ai_usage: boolean
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is_ai_provider: boolean
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is_ai_deployer: boolean
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high_risk_ai: boolean
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limited_risk_ai: boolean
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sector: string
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special_services: string[]
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is_kritis: boolean
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is_financial_institution: boolean
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determined_level: string
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triggered_rules: string[]
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required_documents: string[]
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cert_target: string
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}
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/**
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* Konvertiert CompanyProfile + Scope-Daten in das Go SDK Payload-Format.
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*/
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export function buildAssessmentPayload(
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profile: CompanyProfile,
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scopeAnswers: ScopeProfilingAnswer[],
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decision: ScopeDecision | null
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): ScopeDecisionPayload {
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const getBool = (questionId: string): boolean => getAnswerBool(scopeAnswers, questionId)
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const getMulti = (questionId: string): string[] => getAnswerMulti(scopeAnswers, questionId)
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const aiCategories = getMulti('ai_categories')
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const isAIProvider = aiCategories.includes('ai_provider') || aiCategories.includes('ai_developer')
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const isAIDeployer = aiCategories.includes('ai_deployer') || aiCategories.includes('ai_operator')
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const aiRisk = getAnswerString(scopeAnswers, 'ai_risk_assessment')
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const industry = Array.isArray(profile.industry) ? profile.industry.join(', ') : (profile.industry || '')
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const isFinancial = industry.toLowerCase().includes('finanz') ||
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industry.toLowerCase().includes('bank') ||
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industry.toLowerCase().includes('versicherung') ||
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industry.toLowerCase().includes('financial')
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return {
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employee_count: parseEmployeeRange(profile.employeeCount),
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annual_revenue: parseRevenueRange(profile.annualRevenue),
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country: profile.headquartersCountry || 'DE',
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industry,
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legal_form: profile.legalForm || '',
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processes_personal_data: true, // Jedes Unternehmen im Tool verarbeitet personenbezogene Daten
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is_controller: profile.isDataController ?? true,
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is_processor: profile.isDataProcessor ?? false,
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data_art9: getBool('data_art9'),
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data_minors: getBool('data_minors'),
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large_scale: parseEmployeeRange(profile.employeeCount) >= 250 || getBool('data_volume'),
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systematic_monitoring: getBool('proc_employee_monitoring') || getBool('proc_video_surveillance'),
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cross_border_transfer: getBool('tech_third_country'),
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uses_processors: getBool('tech_subprocessors'),
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automated_decisions: getBool('proc_adm_scoring'),
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processes_employee_data: getBool('data_hr'),
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processes_health_data: getBool('data_art9'),
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processes_financial_data: getBool('data_financial'),
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uses_cookies: getBool('prod_cookies_consent'),
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uses_tracking: getBool('proc_tracking'),
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uses_video_surveillance: getBool('proc_video_surveillance'),
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operates_platform: (profile.offerings || []).some(o =>
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o === 'software_saas' || o === 'app_web' || o === 'app_mobile'
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),
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platform_user_count: parseCustomerCount(scopeAnswers),
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proc_ai_usage: getBool('ai_uses_ai'),
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is_ai_provider: isAIProvider,
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is_ai_deployer: isAIDeployer,
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high_risk_ai: aiRisk === 'high' || aiRisk === 'unacceptable',
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limited_risk_ai: aiRisk === 'limited',
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sector: mapIndustryToSector(industry),
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special_services: [],
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is_kritis: false, // Kann spaeter aus Branche abgeleitet werden
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is_financial_institution: isFinancial,
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determined_level: decision?.determinedLevel || 'L2',
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triggered_rules: decision?.triggeredHardTriggers?.map(t => t.rule.id) || [],
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required_documents: decision?.requiredDocuments?.map(d => d.documentType) || [],
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cert_target: getAnswerString(scopeAnswers, 'org_cert_target'),
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}
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}
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// =============================================================================
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// Hilfsfunktionen
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// =============================================================================
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/** Liest eine boolean-Antwort aus den Scope-Antworten */
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function getAnswerBool(answers: ScopeProfilingAnswer[], questionId: string): boolean {
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const answer = answers.find(a => a.questionId === questionId)
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if (!answer) return false
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if (typeof answer.value === 'boolean') return answer.value
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if (typeof answer.value === 'string') return answer.value === 'true' || answer.value === 'yes' || answer.value === 'ja'
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if (Array.isArray(answer.value)) return answer.value.length > 0
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return false
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}
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/** Liest eine Multi-Select-Antwort aus den Scope-Antworten */
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function getAnswerMulti(answers: ScopeProfilingAnswer[], questionId: string): string[] {
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const answer = answers.find(a => a.questionId === questionId)
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if (!answer) return []
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if (Array.isArray(answer.value)) return answer.value as string[]
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if (typeof answer.value === 'string') return [answer.value]
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return []
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}
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/** Liest einen String-Wert aus den Scope-Antworten */
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function getAnswerString(answers: ScopeProfilingAnswer[], questionId: string): string {
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const answer = answers.find(a => a.questionId === questionId)
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if (!answer) return ''
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if (typeof answer.value === 'string') return answer.value
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if (Array.isArray(answer.value)) return answer.value[0] || ''
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return String(answer.value)
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}
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/**
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* Konvertiert Mitarbeiter-Range-String in einen numerischen Wert (Mittelwert).
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* "1-9" → 5, "10-49" → 30, "50-249" → 150, "250-999" → 625, "1000+" → 1500
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*/
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export function parseEmployeeRange(range: string | undefined | null): number {
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if (!range) return 10
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const r = range.trim()
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if (r.includes('1000') || r.includes('+')) return 1500
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if (r.includes('250')) return 625
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if (r.includes('50')) return 150
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if (r.includes('10')) return 30
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return 5
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}
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/**
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* Konvertiert Umsatz-Range-String in einen numerischen Wert.
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* "< 2 Mio" → 1000000, "2-10 Mio" → 6000000, "10-50 Mio" → 30000000, "> 50 Mio" → 75000000
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*/
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export function parseRevenueRange(range: string | undefined | null): number {
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if (!range) return 1000000
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const r = range.trim().toLowerCase()
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if (r.includes('> 50') || r.includes('>50')) return 75000000
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if (r.includes('10-50') || r.includes('10 -')) return 30000000
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if (r.includes('2-10') || r.includes('2 -')) return 6000000
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return 1000000
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}
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/** Liest die Kundenzahl aus den Scope-Antworten */
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function parseCustomerCount(answers: ScopeProfilingAnswer[]): number {
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const answer = answers.find(a => a.questionId === 'org_customer_count')
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if (!answer) return 0
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if (typeof answer.value === 'number') return answer.value
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const str = String(answer.value)
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const match = str.match(/\d+/)
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return match ? parseInt(match[0], 10) : 0
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}
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/**
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* Mappt deutsche Branchenbezeichnungen auf Go SDK Sektor-IDs.
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* Diese Sektoren werden fuer NIS2 Annex I/II Pruefung verwendet.
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*/
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function mapIndustryToSector(industry: string): string {
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const lower = industry.toLowerCase()
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// NIS2 Annex I — "Essential" Sektoren
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if (lower.includes('energie') || lower.includes('energy')) return 'energy'
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if (lower.includes('transport') || lower.includes('logistik')) return 'transport'
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if (lower.includes('bank') || lower.includes('finanz') || lower.includes('financial')) return 'banking'
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if (lower.includes('versicherung') || lower.includes('insurance')) return 'financial_market'
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if (lower.includes('gesundheit') || lower.includes('health') || lower.includes('pharma')) return 'health'
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if (lower.includes('wasser') || lower.includes('water')) return 'drinking_water'
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if (lower.includes('digital') || lower.includes('cloud') || lower.includes('hosting') || lower.includes('rechenzent')) return 'digital_infrastructure'
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if (lower.includes('telekommunikation') || lower.includes('telecom')) return 'digital_infrastructure'
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// NIS2 Annex II — "Important" Sektoren
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if (lower.includes('it') || lower.includes('software') || lower.includes('technologie')) return 'ict_service_management'
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if (lower.includes('lebensmittel') || lower.includes('food')) return 'food'
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if (lower.includes('chemie') || lower.includes('chemical')) return 'chemicals'
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if (lower.includes('forschung') || lower.includes('research')) return 'research'
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if (lower.includes('post') || lower.includes('kurier')) return 'postal'
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if (lower.includes('abfall') || lower.includes('waste')) return 'waste_management'
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if (lower.includes('fertigung') || lower.includes('manufactur') || lower.includes('produktion')) return 'manufacturing'
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// Fallback
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if (lower.includes('handel') || lower.includes('retail') || lower.includes('e-commerce')) return 'digital_providers'
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if (lower.includes('beratung') || lower.includes('consulting')) return 'ict_service_management'
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if (lower.includes('bildung') || lower.includes('education')) return 'research'
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if (lower.includes('medien') || lower.includes('media')) return 'digital_providers'
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return 'other'
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}
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153
admin-compliance/lib/sdk/supervisory-authority-resolver.ts
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153
admin-compliance/lib/sdk/supervisory-authority-resolver.ts
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@@ -0,0 +1,153 @@
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/**
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* Supervisory Authority Resolver
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*
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* Ermittelt automatisch die zustaendigen Aufsichtsbehoerden basierend auf
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* Bundesland/Land des Unternehmens und den anwendbaren Regulierungen.
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*/
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/**
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* Ergebnis der Aufsichtsbehoerden-Ermittlung
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*/
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export interface SupervisoryAuthorityResult {
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domain: string
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authority: {
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name: string
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abbreviation: string
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url: string
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}
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}
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/**
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* Mapping: Bundesland-Kuerzel → Landes-Datenschutzbehoerde
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*/
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const DATA_PROTECTION_AUTHORITIES_DE: Record<string, { name: string; abbreviation: string; url: string }> = {
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'BW': { name: 'Landesbeauftragter fuer den Datenschutz und die Informationsfreiheit Baden-Wuerttemberg', abbreviation: 'LfDI BW', url: 'https://www.baden-wuerttemberg.datenschutz.de' },
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'BY': { name: 'Bayerisches Landesamt fuer Datenschutzaufsicht', abbreviation: 'BayLDA', url: 'https://www.lda.bayern.de' },
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'BE': { name: 'Berliner Beauftragte fuer Datenschutz und Informationsfreiheit', abbreviation: 'BlnBDI', url: 'https://www.datenschutz-berlin.de' },
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'BB': { name: 'Landesbeauftragte fuer den Datenschutz und fuer das Recht auf Akteneinsicht Brandenburg', abbreviation: 'LDA BB', url: 'https://www.lda.brandenburg.de' },
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'HB': { name: 'Landesbeauftragte fuer Datenschutz und Informationsfreiheit Bremen', abbreviation: 'LfDI HB', url: 'https://www.datenschutz.bremen.de' },
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'HH': { name: 'Hamburgischer Beauftragter fuer Datenschutz und Informationsfreiheit', abbreviation: 'HmbBfDI', url: 'https://datenschutz-hamburg.de' },
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'HE': { name: 'Hessischer Beauftragter fuer Datenschutz und Informationsfreiheit', abbreviation: 'HBDI', url: 'https://datenschutz.hessen.de' },
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'MV': { name: 'Landesbeauftragter fuer Datenschutz und Informationsfreiheit Mecklenburg-Vorpommern', abbreviation: 'LfDI MV', url: 'https://www.datenschutz-mv.de' },
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'NI': { name: 'Landesbeauftragte fuer den Datenschutz Niedersachsen', abbreviation: 'LfD NI', url: 'https://www.lfd.niedersachsen.de' },
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'NW': { name: 'Landesbeauftragte fuer Datenschutz und Informationsfreiheit Nordrhein-Westfalen', abbreviation: 'LDI NRW', url: 'https://www.ldi.nrw.de' },
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'RP': { name: 'Landesbeauftragter fuer den Datenschutz und die Informationsfreiheit Rheinland-Pfalz', abbreviation: 'LfDI RP', url: 'https://www.datenschutz.rlp.de' },
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'SL': { name: 'Unabhaengiges Datenschutzzentrum Saarland', abbreviation: 'UDZ SL', url: 'https://www.datenschutz.saarland.de' },
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'SN': { name: 'Saechsischer Datenschutz- und Transparenzbeauftragter', abbreviation: 'SDTB', url: 'https://www.saechsdsb.de' },
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'ST': { name: 'Landesbeauftragter fuer den Datenschutz Sachsen-Anhalt', abbreviation: 'LfD ST', url: 'https://datenschutz.sachsen-anhalt.de' },
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'SH': { name: 'Unabhaengiges Landeszentrum fuer Datenschutz Schleswig-Holstein', abbreviation: 'ULD SH', url: 'https://www.datenschutzzentrum.de' },
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'TH': { name: 'Thueringer Landesbeauftragter fuer den Datenschutz und die Informationsfreiheit', abbreviation: 'TLfDI', url: 'https://www.tlfdi.de' },
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}
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/**
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* Nationale Datenschutzbehoerden fuer Nicht-DE-Laender
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*/
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const DATA_PROTECTION_AUTHORITIES_NATIONAL: Record<string, { name: string; abbreviation: string; url: string }> = {
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'DE': { name: 'Bundesbeauftragter fuer den Datenschutz und die Informationsfreiheit', abbreviation: 'BfDI', url: 'https://www.bfdi.bund.de' },
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'AT': { name: 'Oesterreichische Datenschutzbehoerde', abbreviation: 'DSB AT', url: 'https://www.dsb.gv.at' },
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'CH': { name: 'Eidgenoessischer Datenschutz- und Oeffentlichkeitsbeauftragter', abbreviation: 'EDOEB', url: 'https://www.edoeb.admin.ch' },
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'FR': { name: 'Commission Nationale de l\'Informatique et des Libertes', abbreviation: 'CNIL', url: 'https://www.cnil.fr' },
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'NL': { name: 'Autoriteit Persoonsgegevens', abbreviation: 'AP', url: 'https://www.autoriteitpersoonsgegevens.nl' },
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'IT': { name: 'Garante per la protezione dei dati personali', abbreviation: 'Garante', url: 'https://www.garanteprivacy.it' },
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'ES': { name: 'Agencia Espanola de Proteccion de Datos', abbreviation: 'AEPD', url: 'https://www.aepd.es' },
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'GB': { name: 'Information Commissioner\'s Office', abbreviation: 'ICO', url: 'https://ico.org.uk' },
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}
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/**
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* Ermittelt die Datenschutz-Aufsichtsbehoerde basierend auf Bundesland und Land.
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*/
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function resolveDataProtectionAuthority(
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state: string | undefined,
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country: string
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): { name: string; abbreviation: string; url: string } {
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// Fuer Deutschland: Landes-Datenschutzbehoerde verwenden
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||||
if (country === 'DE' && state) {
|
||||
const stateUpper = state.toUpperCase()
|
||||
const landesAuth = DATA_PROTECTION_AUTHORITIES_DE[stateUpper]
|
||||
if (landesAuth) return landesAuth
|
||||
}
|
||||
|
||||
// Nationale Behoerde
|
||||
const national = DATA_PROTECTION_AUTHORITIES_NATIONAL[country]
|
||||
if (national) return national
|
||||
|
||||
// Fallback fuer EU-Laender
|
||||
return { name: 'Nationale Datenschutzbehoerde', abbreviation: 'DSB', url: '' }
|
||||
}
|
||||
|
||||
/**
|
||||
* Ermittelt alle zustaendigen Aufsichtsbehoerden basierend auf
|
||||
* CompanyProfile-Daten und den anwendbaren Regulierungen.
|
||||
*
|
||||
* @param headquartersState - Bundesland-Kuerzel (z.B. "BW", "BY")
|
||||
* @param headquartersCountry - ISO-Laendercode (z.B. "DE", "AT")
|
||||
* @param applicableRegulationIds - IDs der anwendbaren Regulierungen aus dem Go SDK
|
||||
*/
|
||||
export function resolveAuthorities(
|
||||
headquartersState: string | undefined,
|
||||
headquartersCountry: string,
|
||||
applicableRegulationIds: string[]
|
||||
): SupervisoryAuthorityResult[] {
|
||||
const results: SupervisoryAuthorityResult[] = []
|
||||
|
||||
// Datenschutz-Aufsichtsbehoerde (DSGVO gilt fuer fast alle)
|
||||
if (applicableRegulationIds.includes('dsgvo')) {
|
||||
results.push({
|
||||
domain: 'Datenschutz',
|
||||
authority: resolveDataProtectionAuthority(headquartersState, headquartersCountry),
|
||||
})
|
||||
}
|
||||
|
||||
// NIS2 → BSI (fuer Deutschland)
|
||||
if (applicableRegulationIds.includes('nis2')) {
|
||||
if (headquartersCountry === 'DE') {
|
||||
results.push({
|
||||
domain: 'IT-Sicherheit (NIS2)',
|
||||
authority: {
|
||||
name: 'Bundesamt fuer Sicherheit in der Informationstechnik',
|
||||
abbreviation: 'BSI',
|
||||
url: 'https://www.bsi.bund.de',
|
||||
},
|
||||
})
|
||||
} else {
|
||||
results.push({
|
||||
domain: 'IT-Sicherheit (NIS2)',
|
||||
authority: {
|
||||
name: 'Nationale Cybersicherheitsbehoerde',
|
||||
abbreviation: 'NCSA',
|
||||
url: '',
|
||||
},
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// Finanzaufsicht → BaFin
|
||||
if (applicableRegulationIds.includes('financial_policy')) {
|
||||
if (headquartersCountry === 'DE') {
|
||||
results.push({
|
||||
domain: 'Finanzaufsicht (DORA/MaRisk)',
|
||||
authority: {
|
||||
name: 'Bundesanstalt fuer Finanzdienstleistungsaufsicht',
|
||||
abbreviation: 'BaFin',
|
||||
url: 'https://www.bafin.de',
|
||||
},
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// AI Act → Marktueberwachung
|
||||
if (applicableRegulationIds.includes('ai_act')) {
|
||||
if (headquartersCountry === 'DE') {
|
||||
results.push({
|
||||
domain: 'KI-Aufsicht (AI Act)',
|
||||
authority: {
|
||||
name: 'Bundesnetzagentur (voraussichtlich)',
|
||||
abbreviation: 'BNetzA',
|
||||
url: 'https://www.bundesnetzagentur.de',
|
||||
},
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
return results
|
||||
}
|
||||
Reference in New Issue
Block a user