Initial commit: breakpilot-compliance - Compliance SDK Platform
Services: Admin-Compliance, Backend-Compliance, AI-Compliance-SDK, Consent-SDK, Developer-Portal, PCA-Platform, DSMS Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
This commit is contained in:
42
breakpilot-compliance-sdk/services/api-gateway/Dockerfile
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42
breakpilot-compliance-sdk/services/api-gateway/Dockerfile
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@@ -0,0 +1,42 @@
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# Build stage
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FROM golang:1.22-alpine AS builder
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WORKDIR /app
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# Install dependencies
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RUN apk add --no-cache git
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# Copy go mod files
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COPY go.mod go.sum* ./
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RUN go mod download
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# Copy source code
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COPY . .
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# Build binary
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RUN CGO_ENABLED=0 GOOS=linux go build -a -installsuffix cgo -o api-gateway .
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# Runtime stage
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FROM alpine:3.19
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WORKDIR /app
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# Install ca-certificates for HTTPS
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RUN apk --no-cache add ca-certificates
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# Copy binary from builder
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COPY --from=builder /app/api-gateway .
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# Create non-root user
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RUN adduser -D -g '' appuser
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USER appuser
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# Expose port
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EXPOSE 8080
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# Health check
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HEALTHCHECK --interval=30s --timeout=3s --start-period=5s --retries=3 \
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CMD wget --no-verbose --tries=1 --spider http://localhost:8080/health || exit 1
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# Run
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CMD ["./api-gateway"]
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15
breakpilot-compliance-sdk/services/api-gateway/go.mod
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15
breakpilot-compliance-sdk/services/api-gateway/go.mod
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@@ -0,0 +1,15 @@
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module github.com/breakpilot/compliance-sdk/services/api-gateway
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go 1.22
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require (
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github.com/gin-gonic/gin v1.9.1
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github.com/golang-jwt/jwt/v5 v5.2.0
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github.com/google/uuid v1.5.0
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github.com/redis/go-redis/v9 v9.3.1
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github.com/spf13/viper v1.18.2
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go.uber.org/zap v1.26.0
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golang.org/x/time v0.5.0
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gorm.io/driver/postgres v1.5.4
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gorm.io/gorm v1.25.5
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)
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@@ -0,0 +1,166 @@
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// Package api provides HTTP handlers for the API Gateway
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package api
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import (
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"net/http"
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"time"
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"github.com/gin-gonic/gin"
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"github.com/google/uuid"
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)
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// =============================================================================
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// Controls
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// =============================================================================
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// GetControls retrieves controls for a tenant
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func GetControls(c *gin.Context) {
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c.JSON(http.StatusOK, gin.H{
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"controls": []interface{}{},
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"total": 0,
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})
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}
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// CreateControl creates a new control
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func CreateControl(c *gin.Context) {
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var req map[string]interface{}
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if err := c.ShouldBindJSON(&req); err != nil {
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c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
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return
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}
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c.JSON(http.StatusCreated, gin.H{
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"id": uuid.New().String(),
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"created_at": time.Now().Format(time.RFC3339),
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})
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}
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// UpdateControl updates a control
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func UpdateControl(c *gin.Context) {
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controlID := c.Param("controlId")
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c.JSON(http.StatusOK, gin.H{
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"id": controlID,
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"updated_at": time.Now().Format(time.RFC3339),
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})
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}
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// DeleteControl deletes a control
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func DeleteControl(c *gin.Context) {
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c.JSON(http.StatusNoContent, nil)
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}
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// =============================================================================
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// Evidence
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// =============================================================================
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// GetEvidence retrieves evidence for a tenant
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func GetEvidence(c *gin.Context) {
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c.JSON(http.StatusOK, gin.H{
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"evidence": []interface{}{},
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"total": 0,
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})
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}
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// UploadEvidence uploads new evidence
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func UploadEvidence(c *gin.Context) {
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// Handle file upload
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file, err := c.FormFile("file")
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if err != nil {
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c.JSON(http.StatusBadRequest, gin.H{"error": "No file provided"})
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return
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}
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c.JSON(http.StatusCreated, gin.H{
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"id": uuid.New().String(),
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"filename": file.Filename,
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"size": file.Size,
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"uploaded_at": time.Now().Format(time.RFC3339),
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})
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}
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// UpdateEvidence updates evidence metadata
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func UpdateEvidence(c *gin.Context) {
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evidenceID := c.Param("evidenceId")
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c.JSON(http.StatusOK, gin.H{
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"id": evidenceID,
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"updated_at": time.Now().Format(time.RFC3339),
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})
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}
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// DeleteEvidence deletes evidence
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func DeleteEvidence(c *gin.Context) {
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c.JSON(http.StatusNoContent, nil)
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}
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// =============================================================================
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// Obligations
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// =============================================================================
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// GetObligations retrieves regulatory obligations
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func GetObligations(c *gin.Context) {
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c.JSON(http.StatusOK, gin.H{
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"obligations": []interface{}{},
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"total": 0,
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})
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}
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// RunAssessment runs a compliance assessment
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func RunAssessment(c *gin.Context) {
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var req map[string]interface{}
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if err := c.ShouldBindJSON(&req); err != nil {
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c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
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return
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}
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// In production, this would call the compliance engine
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c.JSON(http.StatusOK, gin.H{
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"assessment_id": uuid.New().String(),
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"score": 78,
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"trend": "UP",
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"by_regulation": gin.H{
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"DSGVO": 85,
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"NIS2": 72,
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"AI_Act": 65,
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},
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"completed_at": time.Now().Format(time.RFC3339),
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})
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}
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// =============================================================================
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// Export
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// =============================================================================
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// ExportPDF exports a PDF report
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func ExportPDF(c *gin.Context) {
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reportType := c.Query("type")
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if reportType == "" {
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reportType = "summary"
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}
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// In production, generate actual PDF
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c.Header("Content-Type", "application/pdf")
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c.Header("Content-Disposition", "attachment; filename=compliance-report.pdf")
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c.JSON(http.StatusOK, gin.H{
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"message": "PDF generation would happen here",
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"type": reportType,
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})
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}
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// ExportDOCX exports a Word document
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func ExportDOCX(c *gin.Context) {
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reportType := c.Query("type")
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if reportType == "" {
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reportType = "summary"
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}
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c.Header("Content-Type", "application/vnd.openxmlformats-officedocument.wordprocessingml.document")
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c.Header("Content-Disposition", "attachment; filename=compliance-report.docx")
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c.JSON(http.StatusOK, gin.H{
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"message": "DOCX generation would happen here",
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"type": reportType,
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})
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}
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@@ -0,0 +1,363 @@
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// Package api provides HTTP handlers for the API Gateway
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package api
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import (
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"net/http"
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"time"
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"github.com/gin-gonic/gin"
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"github.com/golang-jwt/jwt/v5"
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"github.com/google/uuid"
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)
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// TokenRequest represents an OAuth token request
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type TokenRequest struct {
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GrantType string `json:"grant_type" binding:"required"`
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ClientID string `json:"client_id" binding:"required"`
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ClientSecret string `json:"client_secret" binding:"required"`
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}
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// TokenResponse represents an OAuth token response
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type TokenResponse struct {
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AccessToken string `json:"access_token"`
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TokenType string `json:"token_type"`
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ExpiresIn int `json:"expires_in"`
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RefreshToken string `json:"refresh_token,omitempty"`
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}
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// GetToken handles OAuth token requests
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func GetToken(c *gin.Context) {
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var req TokenRequest
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if err := c.ShouldBindJSON(&req); err != nil {
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c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
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return
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}
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// Validate credentials (in production, check against database)
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// For now, accept any valid-looking credentials
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if req.GrantType != "client_credentials" {
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c.JSON(http.StatusBadRequest, gin.H{"error": "Unsupported grant type"})
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return
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}
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// Extract tenant ID from client ID (format: sdk_tenantid)
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tenantID := req.ClientID
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if len(tenantID) > 4 {
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tenantID = tenantID[4:] // Remove "sdk_" prefix
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}
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// Generate JWT
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token := jwt.NewWithClaims(jwt.SigningMethodHS256, jwt.MapClaims{
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"tenant_id": tenantID,
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"user_id": req.ClientID,
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"scopes": []string{"read", "write"},
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"exp": time.Now().Add(24 * time.Hour).Unix(),
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"iat": time.Now().Unix(),
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})
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// Sign token (in production, use config.JWTSecret)
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tokenString, _ := token.SignedString([]byte("your-secret-key-change-in-production"))
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c.JSON(http.StatusOK, TokenResponse{
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AccessToken: tokenString,
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TokenType: "Bearer",
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ExpiresIn: 86400,
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})
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}
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// RefreshToken handles token refresh requests
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func RefreshToken(c *gin.Context) {
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// In production, validate refresh token and issue new access token
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c.JSON(http.StatusOK, gin.H{"message": "Token refreshed"})
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}
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// =============================================================================
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// State Management
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// =============================================================================
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// GetState retrieves the SDK state for a tenant
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func GetState(c *gin.Context) {
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tenantID := c.Param("tenantId")
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// In production, fetch from database
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c.JSON(http.StatusOK, gin.H{
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"tenant_id": tenantID,
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"state": gin.H{
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"version": 1,
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"completedSteps": []string{},
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"currentStep": "overview",
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},
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"updated_at": time.Now().Format(time.RFC3339),
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})
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}
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// SaveState saves the SDK state for a tenant
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func SaveState(c *gin.Context) {
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var req map[string]interface{}
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||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
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||||
return
|
||||
}
|
||||
|
||||
// In production, save to database with optimistic locking
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"success": true,
|
||||
"version": 1,
|
||||
"updated_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// ResetState resets the SDK state for a tenant
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||||
func ResetState(c *gin.Context) {
|
||||
tenantID, _ := c.Get("tenant_id")
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||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"success": true,
|
||||
"tenant_id": tenantID,
|
||||
"message": "State reset successfully",
|
||||
})
|
||||
}
|
||||
|
||||
// =============================================================================
|
||||
// DSGVO / Consent
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||||
// =============================================================================
|
||||
|
||||
// RecordConsent records a consent decision
|
||||
func RecordConsent(c *gin.Context) {
|
||||
var req map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusCreated, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"created_at": time.Now().Format(time.RFC3339),
|
||||
"status": "ACTIVE",
|
||||
})
|
||||
}
|
||||
|
||||
// GetConsents retrieves consents for a user
|
||||
func GetConsents(c *gin.Context) {
|
||||
userID := c.Param("userId")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"user_id": userID,
|
||||
"consents": []interface{}{},
|
||||
})
|
||||
}
|
||||
|
||||
// RevokeConsent revokes a consent
|
||||
func RevokeConsent(c *gin.Context) {
|
||||
consentID := c.Param("consentId")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": consentID,
|
||||
"status": "REVOKED",
|
||||
"revoked_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// =============================================================================
|
||||
// DSGVO / DSR
|
||||
// =============================================================================
|
||||
|
||||
// SubmitDSR submits a new DSR request
|
||||
func SubmitDSR(c *gin.Context) {
|
||||
var req map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusCreated, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"status": "PENDING",
|
||||
"submitted_at": time.Now().Format(time.RFC3339),
|
||||
"deadline": time.Now().AddDate(0, 1, 0).Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// ListDSRRequests lists DSR requests for a tenant
|
||||
func ListDSRRequests(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"requests": []interface{}{},
|
||||
"total": 0,
|
||||
})
|
||||
}
|
||||
|
||||
// UpdateDSRStatus updates the status of a DSR request
|
||||
func UpdateDSRStatus(c *gin.Context) {
|
||||
requestID := c.Param("requestId")
|
||||
|
||||
var req map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": requestID,
|
||||
"status": req["status"],
|
||||
"updated_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// =============================================================================
|
||||
// DSGVO / VVT
|
||||
// =============================================================================
|
||||
|
||||
// GetProcessingActivities retrieves processing activities
|
||||
func GetProcessingActivities(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"activities": []interface{}{},
|
||||
"total": 0,
|
||||
})
|
||||
}
|
||||
|
||||
// CreateProcessingActivity creates a new processing activity
|
||||
func CreateProcessingActivity(c *gin.Context) {
|
||||
var req map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusCreated, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"created_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// UpdateProcessingActivity updates a processing activity
|
||||
func UpdateProcessingActivity(c *gin.Context) {
|
||||
activityID := c.Param("activityId")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": activityID,
|
||||
"updated_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// DeleteProcessingActivity deletes a processing activity
|
||||
func DeleteProcessingActivity(c *gin.Context) {
|
||||
c.JSON(http.StatusNoContent, nil)
|
||||
}
|
||||
|
||||
// =============================================================================
|
||||
// DSGVO / TOM
|
||||
// =============================================================================
|
||||
|
||||
// GetTOMs retrieves TOMs
|
||||
func GetTOMs(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"toms": []interface{}{},
|
||||
"total": 0,
|
||||
})
|
||||
}
|
||||
|
||||
// CreateTOM creates a new TOM
|
||||
func CreateTOM(c *gin.Context) {
|
||||
var req map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusCreated, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"created_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// UpdateTOM updates a TOM
|
||||
func UpdateTOM(c *gin.Context) {
|
||||
tomID := c.Param("tomId")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": tomID,
|
||||
"updated_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// DeleteTOM deletes a TOM
|
||||
func DeleteTOM(c *gin.Context) {
|
||||
c.JSON(http.StatusNoContent, nil)
|
||||
}
|
||||
|
||||
// =============================================================================
|
||||
// DSGVO / DSFA
|
||||
// =============================================================================
|
||||
|
||||
// GetDSFAs retrieves DSFAs
|
||||
func GetDSFAs(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"dsfas": []interface{}{},
|
||||
"total": 0,
|
||||
})
|
||||
}
|
||||
|
||||
// CreateDSFA creates a new DSFA
|
||||
func CreateDSFA(c *gin.Context) {
|
||||
var req map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusCreated, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"created_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// UpdateDSFA updates a DSFA
|
||||
func UpdateDSFA(c *gin.Context) {
|
||||
dsfaID := c.Param("dsfaId")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": dsfaID,
|
||||
"updated_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// =============================================================================
|
||||
// DSGVO / Retention
|
||||
// =============================================================================
|
||||
|
||||
// GetRetentionPolicies retrieves retention policies
|
||||
func GetRetentionPolicies(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"policies": []interface{}{},
|
||||
"total": 0,
|
||||
})
|
||||
}
|
||||
|
||||
// CreateRetentionPolicy creates a new retention policy
|
||||
func CreateRetentionPolicy(c *gin.Context) {
|
||||
var req map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusCreated, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"created_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// UpdateRetentionPolicy updates a retention policy
|
||||
func UpdateRetentionPolicy(c *gin.Context) {
|
||||
policyID := c.Param("policyId")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": policyID,
|
||||
"updated_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
|
||||
// DeleteRetentionPolicy deletes a retention policy
|
||||
func DeleteRetentionPolicy(c *gin.Context) {
|
||||
c.JSON(http.StatusNoContent, nil)
|
||||
}
|
||||
@@ -0,0 +1,115 @@
|
||||
// Package api provides HTTP handlers for the API Gateway
|
||||
package api
|
||||
|
||||
import (
|
||||
"net/http"
|
||||
|
||||
"github.com/gin-gonic/gin"
|
||||
"github.com/google/uuid"
|
||||
)
|
||||
|
||||
// =============================================================================
|
||||
// RAG / Search
|
||||
// =============================================================================
|
||||
|
||||
// SearchRequest represents a RAG search request
|
||||
type SearchRequest struct {
|
||||
Query string `json:"query" binding:"required"`
|
||||
RegulationCodes []string `json:"regulation_codes,omitempty"`
|
||||
Limit int `json:"limit,omitempty"`
|
||||
}
|
||||
|
||||
// SearchRAG performs a semantic search
|
||||
func SearchRAG(c *gin.Context) {
|
||||
var req SearchRequest
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
// In production, forward to RAG service
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"query": req.Query,
|
||||
"results": []gin.H{
|
||||
{
|
||||
"content": "Art. 9 Abs. 1 DSGVO verbietet grundsätzlich die Verarbeitung besonderer Kategorien personenbezogener Daten...",
|
||||
"regulationCode": "DSGVO",
|
||||
"article": "9",
|
||||
"score": 0.95,
|
||||
},
|
||||
},
|
||||
"total": 1,
|
||||
})
|
||||
}
|
||||
|
||||
// AskRequest represents a RAG question request
|
||||
type AskRequest struct {
|
||||
Question string `json:"question" binding:"required"`
|
||||
Context string `json:"context,omitempty"`
|
||||
}
|
||||
|
||||
// AskRAG asks a question to the legal assistant
|
||||
func AskRAG(c *gin.Context) {
|
||||
var req AskRequest
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
// In production, forward to RAG service
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"question": req.Question,
|
||||
"answer": "Art. 9 DSGVO regelt die Verarbeitung besonderer Kategorien personenbezogener Daten...",
|
||||
"citations": []gin.H{
|
||||
{
|
||||
"regulationCode": "DSGVO",
|
||||
"article": "9",
|
||||
"relevance": 0.95,
|
||||
},
|
||||
},
|
||||
"confidence": 0.92,
|
||||
})
|
||||
}
|
||||
|
||||
// GetRegulations returns available regulations
|
||||
func GetRegulations(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"regulations": []gin.H{
|
||||
{
|
||||
"code": "DSGVO",
|
||||
"name": "Datenschutz-Grundverordnung",
|
||||
"chunks": 99,
|
||||
"lastUpdated": "2024-01-01",
|
||||
},
|
||||
{
|
||||
"code": "AI_ACT",
|
||||
"name": "EU AI Act",
|
||||
"chunks": 85,
|
||||
"lastUpdated": "2024-01-01",
|
||||
},
|
||||
{
|
||||
"code": "NIS2",
|
||||
"name": "NIS 2 Directive",
|
||||
"chunks": 46,
|
||||
"lastUpdated": "2024-01-01",
|
||||
},
|
||||
},
|
||||
})
|
||||
}
|
||||
|
||||
// UploadDocument uploads a custom document for RAG
|
||||
func UploadDocument(c *gin.Context) {
|
||||
file, err := c.FormFile("file")
|
||||
if err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": "No file provided"})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusCreated, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"filename": file.Filename,
|
||||
"size": file.Size,
|
||||
"status": "PROCESSING",
|
||||
"message": "Document uploaded and queued for processing",
|
||||
})
|
||||
}
|
||||
@@ -0,0 +1,206 @@
|
||||
// Package api provides HTTP handlers for the API Gateway
|
||||
package api
|
||||
|
||||
import (
|
||||
"net/http"
|
||||
"time"
|
||||
|
||||
"github.com/gin-gonic/gin"
|
||||
"github.com/google/uuid"
|
||||
)
|
||||
|
||||
// =============================================================================
|
||||
// SBOM
|
||||
// =============================================================================
|
||||
|
||||
// GenerateSBOM generates a Software Bill of Materials
|
||||
func GenerateSBOM(c *gin.Context) {
|
||||
var req map[string]interface{}
|
||||
c.ShouldBindJSON(&req)
|
||||
|
||||
// In production, forward to security scanner service
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": uuid.New().String(),
|
||||
"format": "cyclonedx",
|
||||
"version": "1.5",
|
||||
"generated_at": time.Now().Format(time.RFC3339),
|
||||
"components": 144,
|
||||
"licenses": gin.H{
|
||||
"MIT": 89,
|
||||
"Apache-2.0": 42,
|
||||
"BSD-3": 8,
|
||||
"Other": 5,
|
||||
},
|
||||
})
|
||||
}
|
||||
|
||||
// GetSBOMComponents returns SBOM components
|
||||
func GetSBOMComponents(c *gin.Context) {
|
||||
category := c.Query("category")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"category": category,
|
||||
"components": []gin.H{
|
||||
{
|
||||
"name": "react",
|
||||
"version": "18.2.0",
|
||||
"category": "frontend",
|
||||
"license": "MIT",
|
||||
"vulnerabilities": 0,
|
||||
},
|
||||
{
|
||||
"name": "express",
|
||||
"version": "4.18.2",
|
||||
"category": "backend",
|
||||
"license": "MIT",
|
||||
"vulnerabilities": 0,
|
||||
},
|
||||
},
|
||||
"total": 144,
|
||||
})
|
||||
}
|
||||
|
||||
// ExportSBOM exports SBOM in requested format
|
||||
func ExportSBOM(c *gin.Context) {
|
||||
format := c.Param("format")
|
||||
|
||||
var contentType string
|
||||
switch format {
|
||||
case "cyclonedx":
|
||||
contentType = "application/json"
|
||||
case "spdx":
|
||||
contentType = "application/spdx+json"
|
||||
default:
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": "Unsupported format"})
|
||||
return
|
||||
}
|
||||
|
||||
c.Header("Content-Type", contentType)
|
||||
c.Header("Content-Disposition", "attachment; filename=sbom."+format+".json")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"bomFormat": "CycloneDX",
|
||||
"specVersion": "1.5",
|
||||
"serialNumber": uuid.New().String(),
|
||||
"version": 1,
|
||||
"metadata": gin.H{
|
||||
"timestamp": time.Now().Format(time.RFC3339),
|
||||
"tools": []gin.H{
|
||||
{
|
||||
"vendor": "BreakPilot",
|
||||
"name": "compliance-sdk",
|
||||
"version": "0.0.1",
|
||||
},
|
||||
},
|
||||
},
|
||||
"components": []gin.H{},
|
||||
})
|
||||
}
|
||||
|
||||
// =============================================================================
|
||||
// Security Scanning
|
||||
// =============================================================================
|
||||
|
||||
// ScanRequest represents a security scan request
|
||||
type ScanRequest struct {
|
||||
Tools []string `json:"tools,omitempty"`
|
||||
TargetPath string `json:"target_path,omitempty"`
|
||||
ExcludePaths []string `json:"exclude_paths,omitempty"`
|
||||
}
|
||||
|
||||
// StartSecurityScan starts a security scan
|
||||
func StartSecurityScan(c *gin.Context) {
|
||||
var req ScanRequest
|
||||
c.ShouldBindJSON(&req)
|
||||
|
||||
tools := req.Tools
|
||||
if len(tools) == 0 {
|
||||
tools = []string{"gitleaks", "semgrep", "trivy", "grype", "syft"}
|
||||
}
|
||||
|
||||
// In production, forward to security scanner service
|
||||
c.JSON(http.StatusAccepted, gin.H{
|
||||
"scan_id": uuid.New().String(),
|
||||
"status": "RUNNING",
|
||||
"tools": tools,
|
||||
"started_at": time.Now().Format(time.RFC3339),
|
||||
"message": "Scan started. Check /findings for results.",
|
||||
})
|
||||
}
|
||||
|
||||
// GetSecurityFindings returns security findings
|
||||
func GetSecurityFindings(c *gin.Context) {
|
||||
severity := c.Query("severity")
|
||||
tool := c.Query("tool")
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"filters": gin.H{
|
||||
"severity": severity,
|
||||
"tool": tool,
|
||||
},
|
||||
"findings": []gin.H{
|
||||
{
|
||||
"id": uuid.New().String(),
|
||||
"tool": "trivy",
|
||||
"severity": "HIGH",
|
||||
"title": "CVE-2024-1234",
|
||||
"description": "Vulnerability in dependency",
|
||||
"file": "package-lock.json",
|
||||
"recommendation": "Update to version 2.0.0",
|
||||
},
|
||||
},
|
||||
"summary": gin.H{
|
||||
"critical": 0,
|
||||
"high": 1,
|
||||
"medium": 3,
|
||||
"low": 5,
|
||||
"total": 9,
|
||||
},
|
||||
})
|
||||
}
|
||||
|
||||
// GetRecommendations returns fix recommendations
|
||||
func GetRecommendations(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"recommendations": []gin.H{
|
||||
{
|
||||
"priority": "HIGH",
|
||||
"category": "DEPENDENCIES",
|
||||
"title": "Update vulnerable packages",
|
||||
"description": "Several npm packages have known vulnerabilities. " +
|
||||
"Run 'npm audit fix' to automatically update compatible versions.",
|
||||
"affected": []string{"lodash@4.17.20", "axios@0.21.0"},
|
||||
},
|
||||
{
|
||||
"priority": "MEDIUM",
|
||||
"category": "SECRETS",
|
||||
"title": "Review detected secrets",
|
||||
"description": "Gitleaks detected potential secrets in the codebase. " +
|
||||
"Review and rotate if they are real credentials.",
|
||||
"affected": []string{".env.example:3"},
|
||||
},
|
||||
},
|
||||
})
|
||||
}
|
||||
|
||||
// GetSecurityReports returns security reports
|
||||
func GetSecurityReports(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"reports": []gin.H{
|
||||
{
|
||||
"id": uuid.New().String(),
|
||||
"name": "Weekly Security Scan",
|
||||
"generated_at": time.Now().AddDate(0, 0, -7).Format(time.RFC3339),
|
||||
"findings": 12,
|
||||
"status": "COMPLETED",
|
||||
},
|
||||
{
|
||||
"id": uuid.New().String(),
|
||||
"name": "Monthly Compliance Audit",
|
||||
"generated_at": time.Now().AddDate(0, -1, 0).Format(time.RFC3339),
|
||||
"findings": 5,
|
||||
"status": "COMPLETED",
|
||||
},
|
||||
},
|
||||
})
|
||||
}
|
||||
@@ -0,0 +1,93 @@
|
||||
// Package config handles configuration loading for the API Gateway
|
||||
package config
|
||||
|
||||
import (
|
||||
"os"
|
||||
)
|
||||
|
||||
// Config holds the application configuration
|
||||
type Config struct {
|
||||
Environment string
|
||||
Port string
|
||||
Version string
|
||||
|
||||
// Database
|
||||
DatabaseURL string
|
||||
|
||||
// Redis
|
||||
RedisURL string
|
||||
|
||||
// JWT
|
||||
JWTSecret string
|
||||
JWTExpiration int // hours
|
||||
|
||||
// Rate limiting
|
||||
RateLimit RateLimitConfig
|
||||
|
||||
// Services
|
||||
ComplianceEngineURL string
|
||||
RAGServiceURL string
|
||||
SecurityScannerURL string
|
||||
|
||||
// Storage
|
||||
MinIOEndpoint string
|
||||
MinIOAccessKey string
|
||||
MinIOSecretKey string
|
||||
MinIOBucket string
|
||||
}
|
||||
|
||||
// RateLimitConfig holds rate limiting configuration
|
||||
type RateLimitConfig struct {
|
||||
RequestsPerSecond int
|
||||
Burst int
|
||||
}
|
||||
|
||||
// Load loads configuration from environment variables
|
||||
func Load() (*Config, error) {
|
||||
cfg := &Config{
|
||||
Environment: getEnv("ENVIRONMENT", "development"),
|
||||
Port: getEnv("PORT", "8080"),
|
||||
Version: getEnv("VERSION", "0.0.1"),
|
||||
|
||||
DatabaseURL: getEnv("DATABASE_URL", "postgres://breakpilot:breakpilot@localhost:5432/compliance"),
|
||||
RedisURL: getEnv("REDIS_URL", "redis://localhost:6379"),
|
||||
|
||||
JWTSecret: getEnv("JWT_SECRET", "your-secret-key-change-in-production"),
|
||||
JWTExpiration: getEnvInt("JWT_EXPIRATION", 24),
|
||||
|
||||
RateLimit: RateLimitConfig{
|
||||
RequestsPerSecond: getEnvInt("RATE_LIMIT_RPS", 100),
|
||||
Burst: getEnvInt("RATE_LIMIT_BURST", 200),
|
||||
},
|
||||
|
||||
ComplianceEngineURL: getEnv("COMPLIANCE_ENGINE_URL", "http://compliance-engine:8081"),
|
||||
RAGServiceURL: getEnv("RAG_SERVICE_URL", "http://rag-service:8082"),
|
||||
SecurityScannerURL: getEnv("SECURITY_SCANNER_URL", "http://security-scanner:8083"),
|
||||
|
||||
MinIOEndpoint: getEnv("MINIO_ENDPOINT", "minio:9000"),
|
||||
MinIOAccessKey: getEnv("MINIO_ACCESS_KEY", "breakpilot"),
|
||||
MinIOSecretKey: getEnv("MINIO_SECRET_KEY", "breakpilot123"),
|
||||
MinIOBucket: getEnv("MINIO_BUCKET", "compliance"),
|
||||
}
|
||||
|
||||
return cfg, nil
|
||||
}
|
||||
|
||||
func getEnv(key, defaultValue string) string {
|
||||
if value := os.Getenv(key); value != "" {
|
||||
return value
|
||||
}
|
||||
return defaultValue
|
||||
}
|
||||
|
||||
func getEnvInt(key string, defaultValue int) int {
|
||||
if value := os.Getenv(key); value != "" {
|
||||
// Simple conversion, production code should handle errors
|
||||
var result int
|
||||
for _, c := range value {
|
||||
result = result*10 + int(c-'0')
|
||||
}
|
||||
return result
|
||||
}
|
||||
return defaultValue
|
||||
}
|
||||
@@ -0,0 +1,117 @@
|
||||
// Package middleware provides HTTP middleware for the API Gateway
|
||||
package middleware
|
||||
|
||||
import (
|
||||
"net/http"
|
||||
"strings"
|
||||
|
||||
"github.com/gin-gonic/gin"
|
||||
"github.com/golang-jwt/jwt/v5"
|
||||
)
|
||||
|
||||
// Claims represents JWT claims
|
||||
type Claims struct {
|
||||
TenantID string `json:"tenant_id"`
|
||||
UserID string `json:"user_id"`
|
||||
Scopes []string `json:"scopes"`
|
||||
jwt.RegisteredClaims
|
||||
}
|
||||
|
||||
// Auth middleware validates JWT tokens or API keys
|
||||
func Auth(jwtSecret string) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
authHeader := c.GetHeader("Authorization")
|
||||
if authHeader == "" {
|
||||
c.AbortWithStatusJSON(http.StatusUnauthorized, gin.H{
|
||||
"error": "Missing authorization header",
|
||||
})
|
||||
return
|
||||
}
|
||||
|
||||
// Check for Bearer token (JWT)
|
||||
if strings.HasPrefix(authHeader, "Bearer ") {
|
||||
tokenString := strings.TrimPrefix(authHeader, "Bearer ")
|
||||
|
||||
// Check if it's an API key (starts with pk_ or sk_)
|
||||
if strings.HasPrefix(tokenString, "pk_") || strings.HasPrefix(tokenString, "sk_") {
|
||||
// API Key authentication
|
||||
if err := validateAPIKey(c, tokenString); err != nil {
|
||||
c.AbortWithStatusJSON(http.StatusUnauthorized, gin.H{
|
||||
"error": "Invalid API key",
|
||||
})
|
||||
return
|
||||
}
|
||||
} else {
|
||||
// JWT authentication
|
||||
claims, err := validateJWT(tokenString, jwtSecret)
|
||||
if err != nil {
|
||||
c.AbortWithStatusJSON(http.StatusUnauthorized, gin.H{
|
||||
"error": "Invalid token",
|
||||
})
|
||||
return
|
||||
}
|
||||
|
||||
// Store claims in context
|
||||
c.Set("tenant_id", claims.TenantID)
|
||||
c.Set("user_id", claims.UserID)
|
||||
c.Set("scopes", claims.Scopes)
|
||||
}
|
||||
} else {
|
||||
c.AbortWithStatusJSON(http.StatusUnauthorized, gin.H{
|
||||
"error": "Invalid authorization format",
|
||||
})
|
||||
return
|
||||
}
|
||||
|
||||
c.Next()
|
||||
}
|
||||
}
|
||||
|
||||
func validateJWT(tokenString, secret string) (*Claims, error) {
|
||||
token, err := jwt.ParseWithClaims(tokenString, &Claims{}, func(token *jwt.Token) (interface{}, error) {
|
||||
return []byte(secret), nil
|
||||
})
|
||||
|
||||
if err != nil {
|
||||
return nil, err
|
||||
}
|
||||
|
||||
if claims, ok := token.Claims.(*Claims); ok && token.Valid {
|
||||
return claims, nil
|
||||
}
|
||||
|
||||
return nil, jwt.ErrTokenInvalidClaims
|
||||
}
|
||||
|
||||
func validateAPIKey(c *gin.Context, apiKey string) error {
|
||||
// In production, this would validate against a database of API keys
|
||||
// For now, we extract tenant info from the X-Tenant-ID header
|
||||
tenantID := c.GetHeader("X-Tenant-ID")
|
||||
if tenantID == "" {
|
||||
tenantID = "default"
|
||||
}
|
||||
|
||||
c.Set("tenant_id", tenantID)
|
||||
c.Set("user_id", "api-key-user")
|
||||
c.Set("scopes", []string{"read", "write"})
|
||||
|
||||
return nil
|
||||
}
|
||||
|
||||
// TenantIsolation ensures requests only access their own tenant's data
|
||||
func TenantIsolation() gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
tenantID, exists := c.Get("tenant_id")
|
||||
if !exists || tenantID == "" {
|
||||
c.AbortWithStatusJSON(http.StatusForbidden, gin.H{
|
||||
"error": "Tenant ID required",
|
||||
})
|
||||
return
|
||||
}
|
||||
|
||||
// Add tenant ID to all database queries (handled by handlers)
|
||||
c.Set("tenant_filter", tenantID)
|
||||
|
||||
c.Next()
|
||||
}
|
||||
}
|
||||
@@ -0,0 +1,119 @@
|
||||
// Package middleware provides HTTP middleware for the API Gateway
|
||||
package middleware
|
||||
|
||||
import (
|
||||
"net/http"
|
||||
"time"
|
||||
|
||||
"github.com/gin-gonic/gin"
|
||||
"github.com/google/uuid"
|
||||
"go.uber.org/zap"
|
||||
"golang.org/x/time/rate"
|
||||
)
|
||||
|
||||
// Logger middleware logs requests
|
||||
func Logger(logger *zap.Logger) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
start := time.Now()
|
||||
path := c.Request.URL.Path
|
||||
raw := c.Request.URL.RawQuery
|
||||
|
||||
// Process request
|
||||
c.Next()
|
||||
|
||||
// Log after request
|
||||
latency := time.Since(start)
|
||||
clientIP := c.ClientIP()
|
||||
method := c.Request.Method
|
||||
statusCode := c.Writer.Status()
|
||||
|
||||
if raw != "" {
|
||||
path = path + "?" + raw
|
||||
}
|
||||
|
||||
logger.Info("request",
|
||||
zap.String("method", method),
|
||||
zap.String("path", path),
|
||||
zap.Int("status", statusCode),
|
||||
zap.String("ip", clientIP),
|
||||
zap.Duration("latency", latency),
|
||||
zap.String("request_id", c.GetString("request_id")),
|
||||
)
|
||||
}
|
||||
}
|
||||
|
||||
// CORS middleware handles Cross-Origin Resource Sharing
|
||||
func CORS() gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
origin := c.GetHeader("Origin")
|
||||
if origin == "" {
|
||||
origin = "*"
|
||||
}
|
||||
|
||||
c.Header("Access-Control-Allow-Origin", origin)
|
||||
c.Header("Access-Control-Allow-Methods", "GET, POST, PUT, PATCH, DELETE, OPTIONS")
|
||||
c.Header("Access-Control-Allow-Headers", "Origin, Content-Type, Accept, Authorization, X-Tenant-ID, X-Request-ID")
|
||||
c.Header("Access-Control-Allow-Credentials", "true")
|
||||
c.Header("Access-Control-Max-Age", "86400")
|
||||
|
||||
if c.Request.Method == "OPTIONS" {
|
||||
c.AbortWithStatus(http.StatusNoContent)
|
||||
return
|
||||
}
|
||||
|
||||
c.Next()
|
||||
}
|
||||
}
|
||||
|
||||
// RequestID middleware adds a unique request ID to each request
|
||||
func RequestID() gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
requestID := c.GetHeader("X-Request-ID")
|
||||
if requestID == "" {
|
||||
requestID = uuid.New().String()
|
||||
}
|
||||
|
||||
c.Set("request_id", requestID)
|
||||
c.Header("X-Request-ID", requestID)
|
||||
|
||||
c.Next()
|
||||
}
|
||||
}
|
||||
|
||||
// RateLimitConfig holds rate limiting configuration
|
||||
type RateLimitConfig struct {
|
||||
RequestsPerSecond int
|
||||
Burst int
|
||||
}
|
||||
|
||||
// RateLimiter middleware limits request rate per client
|
||||
func RateLimiter(config RateLimitConfig) gin.HandlerFunc {
|
||||
// In production, use a distributed rate limiter with Redis
|
||||
// This is a simple in-memory rate limiter per IP
|
||||
limiters := make(map[string]*rate.Limiter)
|
||||
|
||||
return func(c *gin.Context) {
|
||||
clientIP := c.ClientIP()
|
||||
|
||||
limiter, exists := limiters[clientIP]
|
||||
if !exists {
|
||||
limiter = rate.NewLimiter(rate.Limit(config.RequestsPerSecond), config.Burst)
|
||||
limiters[clientIP] = limiter
|
||||
}
|
||||
|
||||
if !limiter.Allow() {
|
||||
c.AbortWithStatusJSON(http.StatusTooManyRequests, gin.H{
|
||||
"error": "Rate limit exceeded",
|
||||
"retry_after": "1s",
|
||||
})
|
||||
return
|
||||
}
|
||||
|
||||
c.Next()
|
||||
}
|
||||
}
|
||||
|
||||
// Recovery middleware recovers from panics
|
||||
func Recovery() gin.HandlerFunc {
|
||||
return gin.Recovery()
|
||||
}
|
||||
188
breakpilot-compliance-sdk/services/api-gateway/main.go
Normal file
188
breakpilot-compliance-sdk/services/api-gateway/main.go
Normal file
@@ -0,0 +1,188 @@
|
||||
// BreakPilot Compliance SDK - API Gateway
|
||||
//
|
||||
// Main entry point for the API Gateway service.
|
||||
// Handles authentication, rate limiting, and request routing.
|
||||
|
||||
package main
|
||||
|
||||
import (
|
||||
"context"
|
||||
"log"
|
||||
"net/http"
|
||||
"os"
|
||||
"os/signal"
|
||||
"syscall"
|
||||
"time"
|
||||
|
||||
"github.com/breakpilot/compliance-sdk/services/api-gateway/internal/api"
|
||||
"github.com/breakpilot/compliance-sdk/services/api-gateway/internal/config"
|
||||
"github.com/breakpilot/compliance-sdk/services/api-gateway/internal/middleware"
|
||||
"github.com/gin-gonic/gin"
|
||||
"go.uber.org/zap"
|
||||
)
|
||||
|
||||
func main() {
|
||||
// Initialize logger
|
||||
logger, _ := zap.NewProduction()
|
||||
defer logger.Sync()
|
||||
|
||||
// Load configuration
|
||||
cfg, err := config.Load()
|
||||
if err != nil {
|
||||
logger.Fatal("Failed to load configuration", zap.Error(err))
|
||||
}
|
||||
|
||||
// Set Gin mode
|
||||
if cfg.Environment == "production" {
|
||||
gin.SetMode(gin.ReleaseMode)
|
||||
}
|
||||
|
||||
// Initialize router
|
||||
router := gin.New()
|
||||
|
||||
// Global middleware
|
||||
router.Use(gin.Recovery())
|
||||
router.Use(middleware.Logger(logger))
|
||||
router.Use(middleware.CORS())
|
||||
router.Use(middleware.RequestID())
|
||||
|
||||
// Health check (no auth required)
|
||||
router.GET("/health", func(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"status": "healthy",
|
||||
"service": "api-gateway",
|
||||
"version": cfg.Version,
|
||||
})
|
||||
})
|
||||
|
||||
// API v1 routes
|
||||
v1 := router.Group("/api/v1")
|
||||
{
|
||||
// Public routes (rate limited)
|
||||
v1.Use(middleware.RateLimiter(cfg.RateLimit))
|
||||
|
||||
// Auth routes
|
||||
auth := v1.Group("/auth")
|
||||
{
|
||||
auth.POST("/token", api.GetToken)
|
||||
auth.POST("/refresh", api.RefreshToken)
|
||||
}
|
||||
|
||||
// Protected routes
|
||||
protected := v1.Group("")
|
||||
protected.Use(middleware.Auth(cfg.JWTSecret))
|
||||
protected.Use(middleware.TenantIsolation())
|
||||
{
|
||||
// State management
|
||||
protected.GET("/state/:tenantId", api.GetState)
|
||||
protected.POST("/state/save", api.SaveState)
|
||||
protected.POST("/state/reset", api.ResetState)
|
||||
|
||||
// DSGVO
|
||||
dsgvo := protected.Group("/dsgvo")
|
||||
{
|
||||
dsgvo.POST("/consent", api.RecordConsent)
|
||||
dsgvo.GET("/consent/:userId", api.GetConsents)
|
||||
dsgvo.DELETE("/consent/:consentId", api.RevokeConsent)
|
||||
|
||||
dsgvo.POST("/dsr", api.SubmitDSR)
|
||||
dsgvo.GET("/dsr", api.ListDSRRequests)
|
||||
dsgvo.PUT("/dsr/:requestId", api.UpdateDSRStatus)
|
||||
|
||||
dsgvo.GET("/vvt", api.GetProcessingActivities)
|
||||
dsgvo.POST("/vvt", api.CreateProcessingActivity)
|
||||
dsgvo.PUT("/vvt/:activityId", api.UpdateProcessingActivity)
|
||||
dsgvo.DELETE("/vvt/:activityId", api.DeleteProcessingActivity)
|
||||
|
||||
dsgvo.GET("/tom", api.GetTOMs)
|
||||
dsgvo.POST("/tom", api.CreateTOM)
|
||||
dsgvo.PUT("/tom/:tomId", api.UpdateTOM)
|
||||
dsgvo.DELETE("/tom/:tomId", api.DeleteTOM)
|
||||
|
||||
dsgvo.GET("/dsfa", api.GetDSFAs)
|
||||
dsgvo.POST("/dsfa", api.CreateDSFA)
|
||||
dsgvo.PUT("/dsfa/:dsfaId", api.UpdateDSFA)
|
||||
|
||||
dsgvo.GET("/retention", api.GetRetentionPolicies)
|
||||
dsgvo.POST("/retention", api.CreateRetentionPolicy)
|
||||
dsgvo.PUT("/retention/:policyId", api.UpdateRetentionPolicy)
|
||||
dsgvo.DELETE("/retention/:policyId", api.DeleteRetentionPolicy)
|
||||
}
|
||||
|
||||
// Compliance
|
||||
compliance := protected.Group("/compliance")
|
||||
{
|
||||
compliance.GET("/controls", api.GetControls)
|
||||
compliance.POST("/controls", api.CreateControl)
|
||||
compliance.PUT("/controls/:controlId", api.UpdateControl)
|
||||
compliance.DELETE("/controls/:controlId", api.DeleteControl)
|
||||
|
||||
compliance.GET("/evidence", api.GetEvidence)
|
||||
compliance.POST("/evidence", api.UploadEvidence)
|
||||
compliance.PUT("/evidence/:evidenceId", api.UpdateEvidence)
|
||||
compliance.DELETE("/evidence/:evidenceId", api.DeleteEvidence)
|
||||
|
||||
compliance.GET("/obligations", api.GetObligations)
|
||||
compliance.POST("/assessment", api.RunAssessment)
|
||||
|
||||
compliance.GET("/export/pdf", api.ExportPDF)
|
||||
compliance.GET("/export/docx", api.ExportDOCX)
|
||||
}
|
||||
|
||||
// RAG
|
||||
rag := protected.Group("/rag")
|
||||
{
|
||||
rag.POST("/search", api.SearchRAG)
|
||||
rag.POST("/ask", api.AskRAG)
|
||||
rag.GET("/regulations", api.GetRegulations)
|
||||
rag.POST("/documents", api.UploadDocument)
|
||||
}
|
||||
|
||||
// SBOM & Security
|
||||
security := protected.Group("/security")
|
||||
{
|
||||
security.POST("/sbom/generate", api.GenerateSBOM)
|
||||
security.GET("/sbom/components", api.GetSBOMComponents)
|
||||
security.GET("/sbom/export/:format", api.ExportSBOM)
|
||||
|
||||
security.POST("/scan", api.StartSecurityScan)
|
||||
security.GET("/findings", api.GetSecurityFindings)
|
||||
security.GET("/recommendations", api.GetRecommendations)
|
||||
security.GET("/reports", api.GetSecurityReports)
|
||||
}
|
||||
}
|
||||
}
|
||||
|
||||
// Create HTTP server
|
||||
srv := &http.Server{
|
||||
Addr: ":" + cfg.Port,
|
||||
Handler: router,
|
||||
ReadTimeout: 15 * time.Second,
|
||||
WriteTimeout: 15 * time.Second,
|
||||
IdleTimeout: 60 * time.Second,
|
||||
}
|
||||
|
||||
// Start server in goroutine
|
||||
go func() {
|
||||
logger.Info("Starting API Gateway", zap.String("port", cfg.Port))
|
||||
if err := srv.ListenAndServe(); err != nil && err != http.ErrServerClosed {
|
||||
logger.Fatal("Failed to start server", zap.Error(err))
|
||||
}
|
||||
}()
|
||||
|
||||
// Graceful shutdown
|
||||
quit := make(chan os.Signal, 1)
|
||||
signal.Notify(quit, syscall.SIGINT, syscall.SIGTERM)
|
||||
<-quit
|
||||
|
||||
logger.Info("Shutting down server...")
|
||||
|
||||
ctx, cancel := context.WithTimeout(context.Background(), 30*time.Second)
|
||||
defer cancel()
|
||||
|
||||
if err := srv.Shutdown(ctx); err != nil {
|
||||
logger.Fatal("Server forced to shutdown", zap.Error(err))
|
||||
}
|
||||
|
||||
logger.Info("Server exited")
|
||||
}
|
||||
@@ -0,0 +1,33 @@
|
||||
# Build stage
|
||||
FROM golang:1.22-alpine AS builder
|
||||
|
||||
WORKDIR /app
|
||||
|
||||
RUN apk add --no-cache git
|
||||
|
||||
COPY go.mod go.sum* ./
|
||||
RUN go mod download
|
||||
|
||||
COPY . .
|
||||
|
||||
RUN CGO_ENABLED=0 GOOS=linux go build -a -installsuffix cgo -o compliance-engine .
|
||||
|
||||
# Runtime stage
|
||||
FROM alpine:3.19
|
||||
|
||||
WORKDIR /app
|
||||
|
||||
RUN apk --no-cache add ca-certificates
|
||||
|
||||
COPY --from=builder /app/compliance-engine .
|
||||
COPY --from=builder /app/policies ./policies
|
||||
|
||||
RUN adduser -D -g '' appuser
|
||||
USER appuser
|
||||
|
||||
EXPOSE 8081
|
||||
|
||||
HEALTHCHECK --interval=30s --timeout=3s --start-period=5s --retries=3 \
|
||||
CMD wget --no-verbose --tries=1 --spider http://localhost:8081/health || exit 1
|
||||
|
||||
CMD ["./compliance-engine"]
|
||||
12
breakpilot-compliance-sdk/services/compliance-engine/go.mod
Normal file
12
breakpilot-compliance-sdk/services/compliance-engine/go.mod
Normal file
@@ -0,0 +1,12 @@
|
||||
module github.com/breakpilot/compliance-sdk/services/compliance-engine
|
||||
|
||||
go 1.22
|
||||
|
||||
require (
|
||||
github.com/gin-gonic/gin v1.9.1
|
||||
github.com/google/uuid v1.5.0
|
||||
go.uber.org/zap v1.26.0
|
||||
gopkg.in/yaml.v3 v3.0.1
|
||||
gorm.io/driver/postgres v1.5.4
|
||||
gorm.io/gorm v1.25.5
|
||||
)
|
||||
@@ -0,0 +1,329 @@
|
||||
// Package api provides HTTP handlers for the Compliance Engine
|
||||
package api
|
||||
|
||||
import (
|
||||
"net/http"
|
||||
"time"
|
||||
|
||||
"github.com/breakpilot/compliance-sdk/services/compliance-engine/internal/ucca"
|
||||
"github.com/gin-gonic/gin"
|
||||
)
|
||||
|
||||
// Assess performs a full compliance assessment
|
||||
func Assess(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
var state map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&state); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
result := engine.Assess(state)
|
||||
result.Timestamp = time.Now().Format(time.RFC3339)
|
||||
|
||||
c.JSON(http.StatusOK, result)
|
||||
}
|
||||
}
|
||||
|
||||
// AssessControl assesses a single control
|
||||
func AssessControl(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
var req struct {
|
||||
ControlID string `json:"control_id" binding:"required"`
|
||||
State map[string]interface{} `json:"state"`
|
||||
}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
controls := engine.GetControls()
|
||||
ctrl, exists := controls[req.ControlID]
|
||||
if !exists {
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Control not found"})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"control": ctrl,
|
||||
"status": "ASSESSED",
|
||||
"compliance": true,
|
||||
"recommendations": []string{},
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// AssessRegulation assesses compliance with a specific regulation
|
||||
func AssessRegulation(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
var req struct {
|
||||
RegulationCode string `json:"regulation_code" binding:"required"`
|
||||
State map[string]interface{} `json:"state"`
|
||||
}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
regulations := engine.GetRegulations()
|
||||
reg, exists := regulations[req.RegulationCode]
|
||||
if !exists {
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Regulation not found"})
|
||||
return
|
||||
}
|
||||
|
||||
result := engine.Assess(req.State)
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"regulation": reg,
|
||||
"score": result.ByRegulation[req.RegulationCode],
|
||||
"findings": filterFindings(result.Findings, req.RegulationCode),
|
||||
"assessed_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// CalculateScore calculates the compliance score
|
||||
func CalculateScore(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
var state map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&state); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
result := engine.Assess(state)
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"overall": result.OverallScore,
|
||||
"trend": result.Trend,
|
||||
"by_regulation": result.ByRegulation,
|
||||
"by_domain": result.ByDomain,
|
||||
"calculated_at": time.Now().Format(time.RFC3339),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// ScoreBreakdown provides a detailed score breakdown
|
||||
func ScoreBreakdown(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
var state map[string]interface{}
|
||||
if err := c.ShouldBindJSON(&state); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
result := engine.Assess(state)
|
||||
|
||||
// Calculate detailed breakdown
|
||||
breakdown := gin.H{
|
||||
"overall": gin.H{
|
||||
"score": result.OverallScore,
|
||||
"max": 100,
|
||||
"trend": result.Trend,
|
||||
"description": getScoreDescription(result.OverallScore),
|
||||
},
|
||||
"by_regulation": []gin.H{},
|
||||
"by_domain": []gin.H{},
|
||||
"by_category": gin.H{
|
||||
"documentation": 75,
|
||||
"technical": 80,
|
||||
"organizational": 70,
|
||||
},
|
||||
}
|
||||
|
||||
for reg, score := range result.ByRegulation {
|
||||
breakdown["by_regulation"] = append(
|
||||
breakdown["by_regulation"].([]gin.H),
|
||||
gin.H{"code": reg, "score": score, "status": getStatus(score)},
|
||||
)
|
||||
}
|
||||
|
||||
for domain, score := range result.ByDomain {
|
||||
breakdown["by_domain"] = append(
|
||||
breakdown["by_domain"].([]gin.H),
|
||||
gin.H{"domain": domain, "score": score, "status": getStatus(score)},
|
||||
)
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, breakdown)
|
||||
}
|
||||
}
|
||||
|
||||
// GetObligations returns all regulatory obligations
|
||||
func GetObligations(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
regulations := engine.GetRegulations()
|
||||
obligations := []gin.H{}
|
||||
|
||||
for code, reg := range regulations {
|
||||
for _, article := range reg.Articles {
|
||||
obligations = append(obligations, gin.H{
|
||||
"id": code + "-" + article,
|
||||
"regulation_code": code,
|
||||
"regulation_name": reg.Name,
|
||||
"article": article,
|
||||
"status": "PENDING",
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"obligations": obligations,
|
||||
"total": len(obligations),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetObligationsByRegulation returns obligations for a specific regulation
|
||||
func GetObligationsByRegulation(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
regCode := c.Param("regulation")
|
||||
|
||||
regulations := engine.GetRegulations()
|
||||
reg, exists := regulations[regCode]
|
||||
if !exists {
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Regulation not found"})
|
||||
return
|
||||
}
|
||||
|
||||
obligations := []gin.H{}
|
||||
for _, article := range reg.Articles {
|
||||
obligations = append(obligations, gin.H{
|
||||
"id": regCode + "-" + article,
|
||||
"regulation_code": regCode,
|
||||
"article": article,
|
||||
"status": "PENDING",
|
||||
})
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"regulation": reg,
|
||||
"obligations": obligations,
|
||||
"total": len(obligations),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetControlsCatalog returns the controls catalog
|
||||
func GetControlsCatalog(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
controls := engine.GetControls()
|
||||
result := []gin.H{}
|
||||
|
||||
for _, ctrl := range controls {
|
||||
result = append(result, gin.H{
|
||||
"id": ctrl.ID,
|
||||
"name": ctrl.Name,
|
||||
"description": ctrl.Description,
|
||||
"domain": ctrl.Domain,
|
||||
"category": ctrl.Category,
|
||||
"objective": ctrl.Objective,
|
||||
})
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"controls": result,
|
||||
"total": len(result),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetControlsByDomain returns controls for a specific domain
|
||||
func GetControlsByDomain(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
domain := c.Param("domain")
|
||||
controls := engine.GetControlsByDomain(domain)
|
||||
|
||||
result := []gin.H{}
|
||||
for _, ctrl := range controls {
|
||||
result = append(result, gin.H{
|
||||
"id": ctrl.ID,
|
||||
"name": ctrl.Name,
|
||||
"description": ctrl.Description,
|
||||
"category": ctrl.Category,
|
||||
"objective": ctrl.Objective,
|
||||
"guidance": ctrl.Guidance,
|
||||
"evidence": ctrl.Evidence,
|
||||
})
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"domain": domain,
|
||||
"controls": result,
|
||||
"total": len(result),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// ListPolicies lists all loaded policies
|
||||
func ListPolicies(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"total_rules": engine.RuleCount(),
|
||||
"total_regulations": len(engine.GetRegulations()),
|
||||
"total_controls": len(engine.GetControls()),
|
||||
"regulations": getRegulationCodes(engine),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetPolicy returns details of a specific policy
|
||||
func GetPolicy(engine *ucca.Engine) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
policyID := c.Param("id")
|
||||
|
||||
regulations := engine.GetRegulations()
|
||||
if reg, exists := regulations[policyID]; exists {
|
||||
c.JSON(http.StatusOK, reg)
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Policy not found"})
|
||||
}
|
||||
}
|
||||
|
||||
// Helper functions
|
||||
|
||||
func filterFindings(findings []ucca.Finding, regulation string) []ucca.Finding {
|
||||
result := []ucca.Finding{}
|
||||
for _, f := range findings {
|
||||
if f.Regulation == regulation {
|
||||
result = append(result, f)
|
||||
}
|
||||
}
|
||||
return result
|
||||
}
|
||||
|
||||
func getScoreDescription(score int) string {
|
||||
switch {
|
||||
case score >= 90:
|
||||
return "Excellent - Full compliance achieved"
|
||||
case score >= 75:
|
||||
return "Good - Minor improvements needed"
|
||||
case score >= 50:
|
||||
return "Fair - Significant work required"
|
||||
default:
|
||||
return "Poor - Major compliance gaps exist"
|
||||
}
|
||||
}
|
||||
|
||||
func getStatus(score int) string {
|
||||
switch {
|
||||
case score >= 80:
|
||||
return "COMPLIANT"
|
||||
case score >= 60:
|
||||
return "PARTIAL"
|
||||
default:
|
||||
return "NON_COMPLIANT"
|
||||
}
|
||||
}
|
||||
|
||||
func getRegulationCodes(engine *ucca.Engine) []string {
|
||||
regulations := engine.GetRegulations()
|
||||
codes := make([]string, 0, len(regulations))
|
||||
for code := range regulations {
|
||||
codes = append(codes, code)
|
||||
}
|
||||
return codes
|
||||
}
|
||||
@@ -0,0 +1,443 @@
|
||||
// Package ucca implements the Unified Compliance Control Assessment engine
|
||||
package ucca
|
||||
|
||||
// loadBuiltInRules loads the built-in compliance rules
|
||||
func (e *Engine) loadBuiltInRules() {
|
||||
rules := []Rule{
|
||||
// DSGVO Rules
|
||||
{
|
||||
ID: "DSGVO-001",
|
||||
Name: "Verarbeitungsverzeichnis erforderlich",
|
||||
Description: "Ein Verzeichnis aller Verarbeitungstätigkeiten muss geführt werden",
|
||||
Regulation: "DSGVO",
|
||||
Article: "30",
|
||||
Severity: "HIGH",
|
||||
Category: "DOCUMENTATION",
|
||||
Conditions: []string{"no_processing_activities"},
|
||||
},
|
||||
{
|
||||
ID: "DSGVO-002",
|
||||
Name: "Technische und organisatorische Maßnahmen",
|
||||
Description: "Angemessene TOMs müssen implementiert sein",
|
||||
Regulation: "DSGVO",
|
||||
Article: "32",
|
||||
Severity: "HIGH",
|
||||
Category: "SECURITY",
|
||||
Conditions: []string{"no_toms"},
|
||||
},
|
||||
{
|
||||
ID: "DSGVO-003",
|
||||
Name: "Datenschutz-Folgenabschätzung",
|
||||
Description: "DSFA bei hohem Risiko erforderlich",
|
||||
Regulation: "DSGVO",
|
||||
Article: "35",
|
||||
Severity: "HIGH",
|
||||
Category: "RISK",
|
||||
Conditions: []string{"high_risk_processing", "no_dsfa"},
|
||||
},
|
||||
{
|
||||
ID: "DSGVO-004",
|
||||
Name: "Betroffenenrechte",
|
||||
Description: "Prozesse für DSR-Anfragen müssen etabliert sein",
|
||||
Regulation: "DSGVO",
|
||||
Article: "15-22",
|
||||
Severity: "CRITICAL",
|
||||
Category: "RIGHTS",
|
||||
Conditions: []string{"no_dsr_process"},
|
||||
},
|
||||
{
|
||||
ID: "DSGVO-005",
|
||||
Name: "Einwilligungsmanagement",
|
||||
Description: "Einwilligungen müssen dokumentiert und nachweisbar sein",
|
||||
Regulation: "DSGVO",
|
||||
Article: "7",
|
||||
Severity: "HIGH",
|
||||
Category: "CONSENT",
|
||||
Conditions: []string{"no_consent_management"},
|
||||
},
|
||||
{
|
||||
ID: "DSGVO-006",
|
||||
Name: "Datenschutzbeauftragter",
|
||||
Description: "DSB muss benannt sein wenn erforderlich",
|
||||
Regulation: "DSGVO",
|
||||
Article: "37",
|
||||
Severity: "MEDIUM",
|
||||
Category: "ORGANIZATION",
|
||||
Conditions: []string{"dpo_required", "no_dpo"},
|
||||
},
|
||||
{
|
||||
ID: "DSGVO-007",
|
||||
Name: "Auftragsverarbeitung",
|
||||
Description: "AVV mit allen Auftragsverarbeitern erforderlich",
|
||||
Regulation: "DSGVO",
|
||||
Article: "28",
|
||||
Severity: "HIGH",
|
||||
Category: "CONTRACTS",
|
||||
Conditions: []string{"has_processors", "missing_dpa"},
|
||||
},
|
||||
{
|
||||
ID: "DSGVO-008",
|
||||
Name: "Löschkonzept",
|
||||
Description: "Löschfristen und -prozesse müssen definiert sein",
|
||||
Regulation: "DSGVO",
|
||||
Article: "17",
|
||||
Severity: "MEDIUM",
|
||||
Category: "RETENTION",
|
||||
Conditions: []string{"no_retention_policies"},
|
||||
},
|
||||
|
||||
// NIS2 Rules
|
||||
{
|
||||
ID: "NIS2-001",
|
||||
Name: "Risikomanagement-Maßnahmen",
|
||||
Description: "Umfassende Cybersecurity-Risikomanagement-Maßnahmen erforderlich",
|
||||
Regulation: "NIS2",
|
||||
Article: "21",
|
||||
Severity: "CRITICAL",
|
||||
Category: "RISK",
|
||||
Conditions: []string{"no_risk_management"},
|
||||
},
|
||||
{
|
||||
ID: "NIS2-002",
|
||||
Name: "Incident-Meldung",
|
||||
Description: "Meldepflicht bei Sicherheitsvorfällen",
|
||||
Regulation: "NIS2",
|
||||
Article: "23",
|
||||
Severity: "CRITICAL",
|
||||
Category: "INCIDENT",
|
||||
Conditions: []string{"no_incident_process"},
|
||||
},
|
||||
{
|
||||
ID: "NIS2-003",
|
||||
Name: "Supply Chain Security",
|
||||
Description: "Sicherheit der Lieferkette muss gewährleistet sein",
|
||||
Regulation: "NIS2",
|
||||
Article: "21.2d",
|
||||
Severity: "HIGH",
|
||||
Category: "SUPPLY_CHAIN",
|
||||
Conditions: []string{"no_supply_chain_security"},
|
||||
},
|
||||
{
|
||||
ID: "NIS2-004",
|
||||
Name: "Business Continuity",
|
||||
Description: "Geschäftskontinuitätsmanagement erforderlich",
|
||||
Regulation: "NIS2",
|
||||
Article: "21.2c",
|
||||
Severity: "HIGH",
|
||||
Category: "BCM",
|
||||
Conditions: []string{"no_bcm"},
|
||||
},
|
||||
{
|
||||
ID: "NIS2-005",
|
||||
Name: "Kryptografie",
|
||||
Description: "Richtlinien für Kryptografie und Verschlüsselung",
|
||||
Regulation: "NIS2",
|
||||
Article: "21.2h",
|
||||
Severity: "MEDIUM",
|
||||
Category: "ENCRYPTION",
|
||||
Conditions: []string{"no_crypto_policy"},
|
||||
},
|
||||
|
||||
// AI Act Rules
|
||||
{
|
||||
ID: "AIACT-001",
|
||||
Name: "KI-Risikobewertung",
|
||||
Description: "Risikoeinstufung des KI-Systems erforderlich",
|
||||
Regulation: "AI_ACT",
|
||||
Article: "6",
|
||||
Severity: "CRITICAL",
|
||||
Category: "RISK",
|
||||
Conditions: []string{"uses_ai", "no_ai_risk_assessment"},
|
||||
},
|
||||
{
|
||||
ID: "AIACT-002",
|
||||
Name: "Hochrisiko-KI Dokumentation",
|
||||
Description: "Technische Dokumentation für Hochrisiko-KI",
|
||||
Regulation: "AI_ACT",
|
||||
Article: "11",
|
||||
Severity: "HIGH",
|
||||
Category: "DOCUMENTATION",
|
||||
Conditions: []string{"high_risk_ai", "no_ai_documentation"},
|
||||
},
|
||||
{
|
||||
ID: "AIACT-003",
|
||||
Name: "Datenqualität",
|
||||
Description: "Anforderungen an Trainingsdaten",
|
||||
Regulation: "AI_ACT",
|
||||
Article: "10",
|
||||
Severity: "HIGH",
|
||||
Category: "DATA",
|
||||
Conditions: []string{"high_risk_ai", "no_data_governance"},
|
||||
},
|
||||
{
|
||||
ID: "AIACT-004",
|
||||
Name: "Menschliche Aufsicht",
|
||||
Description: "Menschliche Überwachung muss gewährleistet sein",
|
||||
Regulation: "AI_ACT",
|
||||
Article: "14",
|
||||
Severity: "HIGH",
|
||||
Category: "OVERSIGHT",
|
||||
Conditions: []string{"high_risk_ai", "no_human_oversight"},
|
||||
},
|
||||
{
|
||||
ID: "AIACT-005",
|
||||
Name: "Transparenz",
|
||||
Description: "Transparenzanforderungen für KI-Systeme",
|
||||
Regulation: "AI_ACT",
|
||||
Article: "13",
|
||||
Severity: "MEDIUM",
|
||||
Category: "TRANSPARENCY",
|
||||
Conditions: []string{"uses_ai", "no_ai_transparency"},
|
||||
},
|
||||
|
||||
// Additional cross-regulation rules
|
||||
{
|
||||
ID: "CROSS-001",
|
||||
Name: "Zugriffskontrolle",
|
||||
Description: "Implementierung von Zugriffskontrollen",
|
||||
Regulation: "MULTIPLE",
|
||||
Article: "DSGVO-32, NIS2-21",
|
||||
Severity: "HIGH",
|
||||
Category: "ACCESS_CONTROL",
|
||||
Conditions: []string{"no_access_controls"},
|
||||
},
|
||||
{
|
||||
ID: "CROSS-002",
|
||||
Name: "Schulungen",
|
||||
Description: "Regelmäßige Mitarbeiterschulungen",
|
||||
Regulation: "MULTIPLE",
|
||||
Article: "DSGVO-39, NIS2-20",
|
||||
Severity: "MEDIUM",
|
||||
Category: "TRAINING",
|
||||
Conditions: []string{"no_training_program"},
|
||||
},
|
||||
{
|
||||
ID: "CROSS-003",
|
||||
Name: "Audit-Protokollierung",
|
||||
Description: "Protokollierung sicherheitsrelevanter Ereignisse",
|
||||
Regulation: "MULTIPLE",
|
||||
Article: "DSGVO-32, NIS2-21",
|
||||
Severity: "HIGH",
|
||||
Category: "LOGGING",
|
||||
Conditions: []string{"no_audit_logging"},
|
||||
},
|
||||
}
|
||||
|
||||
for i := range rules {
|
||||
e.rules[rules[i].ID] = &rules[i]
|
||||
}
|
||||
}
|
||||
|
||||
// loadBuiltInRegulations loads the built-in regulations
|
||||
func (e *Engine) loadBuiltInRegulations() {
|
||||
regulations := []Regulation{
|
||||
{
|
||||
Code: "DSGVO",
|
||||
Name: "Datenschutz-Grundverordnung",
|
||||
Description: "EU-Verordnung 2016/679 zum Schutz natürlicher Personen bei der Verarbeitung personenbezogener Daten",
|
||||
Articles: []string{"5", "6", "7", "9", "12-22", "24-32", "33-34", "35-36", "37-39", "44-49"},
|
||||
Effective: "2018-05-25",
|
||||
},
|
||||
{
|
||||
Code: "NIS2",
|
||||
Name: "NIS 2 Directive",
|
||||
Description: "EU-Richtlinie 2022/2555 über Maßnahmen für ein hohes gemeinsames Cybersicherheitsniveau",
|
||||
Articles: []string{"20", "21", "23", "24", "25", "26", "27", "28", "29", "30", "31", "32"},
|
||||
Effective: "2024-10-17",
|
||||
},
|
||||
{
|
||||
Code: "AI_ACT",
|
||||
Name: "EU AI Act",
|
||||
Description: "EU-Verordnung zur Festlegung harmonisierter Vorschriften für künstliche Intelligenz",
|
||||
Articles: []string{"5", "6", "8", "9", "10", "11", "12", "13", "14", "15", "16", "17", "52"},
|
||||
Effective: "2025-02-02",
|
||||
},
|
||||
{
|
||||
Code: "TDDDG",
|
||||
Name: "Telekommunikation-Digitale-Dienste-Datenschutz-Gesetz",
|
||||
Description: "Deutsches Gesetz zum Datenschutz bei Telemedien und Telekommunikation",
|
||||
Articles: []string{"1-30"},
|
||||
Effective: "2021-12-01",
|
||||
},
|
||||
{
|
||||
Code: "BDSG",
|
||||
Name: "Bundesdatenschutzgesetz",
|
||||
Description: "Deutsches Bundesdatenschutzgesetz",
|
||||
Articles: []string{"1-86"},
|
||||
Effective: "2018-05-25",
|
||||
},
|
||||
}
|
||||
|
||||
for i := range regulations {
|
||||
e.regulations[regulations[i].Code] = ®ulations[i]
|
||||
}
|
||||
}
|
||||
|
||||
// loadBuiltInControls loads the built-in controls catalog
|
||||
func (e *Engine) loadBuiltInControls() {
|
||||
controls := []Control{
|
||||
// Access Control
|
||||
{
|
||||
ID: "AC-01",
|
||||
Name: "Zugriffskontrollrichtlinie",
|
||||
Description: "Dokumentierte Richtlinie für Zugriffskontrollen",
|
||||
Domain: "ACCESS_CONTROL",
|
||||
Category: "POLICY",
|
||||
Objective: "Etablierung einer konsistenten Zugriffskontrolle",
|
||||
Guidance: "Definieren Sie Rollen, Verantwortlichkeiten und Prozesse",
|
||||
Evidence: []string{"Policy-Dokument", "Genehmigungsnachweis"},
|
||||
},
|
||||
{
|
||||
ID: "AC-02",
|
||||
Name: "Benutzerkontenverwaltung",
|
||||
Description: "Verwaltung von Benutzerkonten und Zugriffsrechten",
|
||||
Domain: "ACCESS_CONTROL",
|
||||
Category: "TECHNICAL",
|
||||
Objective: "Kontrolle über Benutzerzugriffe",
|
||||
Guidance: "Implementieren Sie Prozesse für Anlage, Änderung und Löschung",
|
||||
Evidence: []string{"Prozessdokumentation", "IAM-Konfiguration"},
|
||||
},
|
||||
{
|
||||
ID: "AC-03",
|
||||
Name: "Multi-Faktor-Authentifizierung",
|
||||
Description: "Implementierung von MFA für kritische Systeme",
|
||||
Domain: "ACCESS_CONTROL",
|
||||
Category: "TECHNICAL",
|
||||
Objective: "Stärkere Authentifizierung",
|
||||
Guidance: "MFA für alle privilegierten Zugriffe und externe Zugänge",
|
||||
Evidence: []string{"MFA-Konfiguration", "Enrollment-Statistik"},
|
||||
},
|
||||
|
||||
// Data Protection
|
||||
{
|
||||
ID: "DP-01",
|
||||
Name: "Datenverschlüsselung",
|
||||
Description: "Verschlüsselung von Daten at rest und in transit",
|
||||
Domain: "DATA_PROTECTION",
|
||||
Category: "TECHNICAL",
|
||||
Objective: "Schutz der Vertraulichkeit von Daten",
|
||||
Guidance: "TLS 1.3 für Transit, AES-256 für Rest",
|
||||
Evidence: []string{"Zertifikate", "Verschlüsselungskonfiguration"},
|
||||
},
|
||||
{
|
||||
ID: "DP-02",
|
||||
Name: "Datenklassifizierung",
|
||||
Description: "Schema zur Klassifizierung von Daten",
|
||||
Domain: "DATA_PROTECTION",
|
||||
Category: "ORGANIZATIONAL",
|
||||
Objective: "Angemessener Schutz basierend auf Sensitivität",
|
||||
Guidance: "Definieren Sie Klassifizierungsstufen und Handhabungsregeln",
|
||||
Evidence: []string{"Klassifizierungsschema", "Inventar"},
|
||||
},
|
||||
{
|
||||
ID: "DP-03",
|
||||
Name: "Datensicherung",
|
||||
Description: "Regelmäßige Backups kritischer Daten",
|
||||
Domain: "DATA_PROTECTION",
|
||||
Category: "TECHNICAL",
|
||||
Objective: "Wiederherstellbarkeit von Daten",
|
||||
Guidance: "3-2-1 Backup-Regel, regelmäßige Tests",
|
||||
Evidence: []string{"Backup-Logs", "Restore-Tests"},
|
||||
},
|
||||
|
||||
// Incident Response
|
||||
{
|
||||
ID: "IR-01",
|
||||
Name: "Incident-Response-Plan",
|
||||
Description: "Dokumentierter Plan für Sicherheitsvorfälle",
|
||||
Domain: "INCIDENT_RESPONSE",
|
||||
Category: "ORGANIZATIONAL",
|
||||
Objective: "Strukturierte Reaktion auf Vorfälle",
|
||||
Guidance: "Definieren Sie Rollen, Prozesse und Kommunikationswege",
|
||||
Evidence: []string{"IR-Plan", "Kontaktlisten"},
|
||||
},
|
||||
{
|
||||
ID: "IR-02",
|
||||
Name: "Incident-Erkennung",
|
||||
Description: "Systeme zur Erkennung von Sicherheitsvorfällen",
|
||||
Domain: "INCIDENT_RESPONSE",
|
||||
Category: "TECHNICAL",
|
||||
Objective: "Frühzeitige Erkennung von Angriffen",
|
||||
Guidance: "SIEM, IDS/IPS, Log-Monitoring",
|
||||
Evidence: []string{"Monitoring-Konfiguration", "Alert-Regeln"},
|
||||
},
|
||||
{
|
||||
ID: "IR-03",
|
||||
Name: "Meldeprozesse",
|
||||
Description: "Prozesse für behördliche Meldungen",
|
||||
Domain: "INCIDENT_RESPONSE",
|
||||
Category: "ORGANIZATIONAL",
|
||||
Objective: "Compliance mit Meldepflichten",
|
||||
Guidance: "72h für DSGVO, 24h für NIS2",
|
||||
Evidence: []string{"Meldeprozess", "Templates"},
|
||||
},
|
||||
|
||||
// Risk Management
|
||||
{
|
||||
ID: "RM-01",
|
||||
Name: "Risikobeurteilungsmethodik",
|
||||
Description: "Standardisierte Methodik zur Risikobewertung",
|
||||
Domain: "RISK_MANAGEMENT",
|
||||
Category: "ORGANIZATIONAL",
|
||||
Objective: "Konsistente Risikobewertung",
|
||||
Guidance: "ISO 27005 oder vergleichbar",
|
||||
Evidence: []string{"Methodik-Dokument", "Schulungsnachweise"},
|
||||
},
|
||||
{
|
||||
ID: "RM-02",
|
||||
Name: "Risikoregister",
|
||||
Description: "Dokumentation aller identifizierten Risiken",
|
||||
Domain: "RISK_MANAGEMENT",
|
||||
Category: "DOCUMENTATION",
|
||||
Objective: "Überblick über Risikolandschaft",
|
||||
Guidance: "Regelmäßige Aktualisierung, Maßnahmentracking",
|
||||
Evidence: []string{"Risikoregister", "Review-Protokolle"},
|
||||
},
|
||||
{
|
||||
ID: "RM-03",
|
||||
Name: "Risikobehandlung",
|
||||
Description: "Prozess zur Behandlung identifizierter Risiken",
|
||||
Domain: "RISK_MANAGEMENT",
|
||||
Category: "ORGANIZATIONAL",
|
||||
Objective: "Systematische Risikominimierung",
|
||||
Guidance: "Mitigate, Transfer, Accept, Avoid",
|
||||
Evidence: []string{"Behandlungspläne", "Statusberichte"},
|
||||
},
|
||||
|
||||
// Business Continuity
|
||||
{
|
||||
ID: "BC-01",
|
||||
Name: "Business-Impact-Analyse",
|
||||
Description: "Analyse der Geschäftsauswirkungen",
|
||||
Domain: "BUSINESS_CONTINUITY",
|
||||
Category: "ORGANIZATIONAL",
|
||||
Objective: "Identifikation kritischer Prozesse",
|
||||
Guidance: "RTO/RPO für alle kritischen Systeme",
|
||||
Evidence: []string{"BIA-Dokument", "Kritikalitätseinstufung"},
|
||||
},
|
||||
{
|
||||
ID: "BC-02",
|
||||
Name: "Kontinuitätsplan",
|
||||
Description: "Plan für Geschäftskontinuität",
|
||||
Domain: "BUSINESS_CONTINUITY",
|
||||
Category: "ORGANIZATIONAL",
|
||||
Objective: "Aufrechterhaltung des Betriebs",
|
||||
Guidance: "Szenarien, Aktivierungskriterien, Ressourcen",
|
||||
Evidence: []string{"BCP-Dokument", "Ressourcenpläne"},
|
||||
},
|
||||
{
|
||||
ID: "BC-03",
|
||||
Name: "Disaster-Recovery-Plan",
|
||||
Description: "Plan für Wiederherstellung nach Katastrophen",
|
||||
Domain: "BUSINESS_CONTINUITY",
|
||||
Category: "TECHNICAL",
|
||||
Objective: "Schnelle Wiederherstellung der IT",
|
||||
Guidance: "DR-Standort, Failover-Prozesse, Tests",
|
||||
Evidence: []string{"DRP-Dokument", "Test-Protokolle"},
|
||||
},
|
||||
}
|
||||
|
||||
for i := range controls {
|
||||
e.controls[controls[i].ID] = &controls[i]
|
||||
}
|
||||
}
|
||||
@@ -0,0 +1,428 @@
|
||||
// Package ucca implements the Unified Compliance Control Assessment engine
|
||||
package ucca
|
||||
|
||||
import (
|
||||
"fmt"
|
||||
"os"
|
||||
"path/filepath"
|
||||
|
||||
"gopkg.in/yaml.v3"
|
||||
)
|
||||
|
||||
// Engine is the UCCA assessment engine
|
||||
type Engine struct {
|
||||
rules map[string]*Rule
|
||||
regulations map[string]*Regulation
|
||||
controls map[string]*Control
|
||||
mappings []ControlMapping
|
||||
}
|
||||
|
||||
// Rule represents a compliance rule
|
||||
type Rule struct {
|
||||
ID string `yaml:"id"`
|
||||
Name string `yaml:"name"`
|
||||
Description string `yaml:"description"`
|
||||
Regulation string `yaml:"regulation"`
|
||||
Article string `yaml:"article"`
|
||||
Severity string `yaml:"severity"` // CRITICAL, HIGH, MEDIUM, LOW
|
||||
Category string `yaml:"category"`
|
||||
Conditions []string `yaml:"conditions"`
|
||||
Actions []string `yaml:"actions"`
|
||||
}
|
||||
|
||||
// Regulation represents a regulatory framework
|
||||
type Regulation struct {
|
||||
Code string `yaml:"code"`
|
||||
Name string `yaml:"name"`
|
||||
Description string `yaml:"description"`
|
||||
Articles []string `yaml:"articles"`
|
||||
Effective string `yaml:"effective"`
|
||||
}
|
||||
|
||||
// Control represents a compliance control
|
||||
type Control struct {
|
||||
ID string `yaml:"id"`
|
||||
Name string `yaml:"name"`
|
||||
Description string `yaml:"description"`
|
||||
Domain string `yaml:"domain"`
|
||||
Category string `yaml:"category"`
|
||||
Objective string `yaml:"objective"`
|
||||
Guidance string `yaml:"guidance"`
|
||||
Evidence []string `yaml:"evidence"`
|
||||
}
|
||||
|
||||
// ControlMapping maps controls to regulations
|
||||
type ControlMapping struct {
|
||||
ControlID string `yaml:"control_id"`
|
||||
RegulationCode string `yaml:"regulation_code"`
|
||||
Article string `yaml:"article"`
|
||||
Requirement string `yaml:"requirement"`
|
||||
}
|
||||
|
||||
// AssessmentResult represents the result of an assessment
|
||||
type AssessmentResult struct {
|
||||
TenantID string `json:"tenant_id"`
|
||||
Timestamp string `json:"timestamp"`
|
||||
OverallScore int `json:"overall_score"`
|
||||
Trend string `json:"trend"`
|
||||
ByRegulation map[string]int `json:"by_regulation"`
|
||||
ByDomain map[string]int `json:"by_domain"`
|
||||
Findings []Finding `json:"findings"`
|
||||
Recommendations []Recommendation `json:"recommendations"`
|
||||
}
|
||||
|
||||
// Finding represents a compliance finding
|
||||
type Finding struct {
|
||||
RuleID string `json:"rule_id"`
|
||||
Severity string `json:"severity"`
|
||||
Title string `json:"title"`
|
||||
Description string `json:"description"`
|
||||
Regulation string `json:"regulation"`
|
||||
Article string `json:"article"`
|
||||
Remediation string `json:"remediation"`
|
||||
}
|
||||
|
||||
// Recommendation represents a compliance recommendation
|
||||
type Recommendation struct {
|
||||
Priority string `json:"priority"`
|
||||
Category string `json:"category"`
|
||||
Title string `json:"title"`
|
||||
Description string `json:"description"`
|
||||
Controls []string `json:"controls"`
|
||||
}
|
||||
|
||||
// NewEngine creates a new UCCA engine
|
||||
func NewEngine(policiesDir string) (*Engine, error) {
|
||||
engine := &Engine{
|
||||
rules: make(map[string]*Rule),
|
||||
regulations: make(map[string]*Regulation),
|
||||
controls: make(map[string]*Control),
|
||||
mappings: []ControlMapping{},
|
||||
}
|
||||
|
||||
// Load built-in rules if no policies dir
|
||||
if policiesDir == "" || !dirExists(policiesDir) {
|
||||
engine.loadBuiltInRules()
|
||||
return engine, nil
|
||||
}
|
||||
|
||||
// Load rules from YAML files
|
||||
if err := engine.loadRules(filepath.Join(policiesDir, "rules")); err != nil {
|
||||
// Fall back to built-in rules
|
||||
engine.loadBuiltInRules()
|
||||
}
|
||||
|
||||
// Load regulations
|
||||
if err := engine.loadRegulations(filepath.Join(policiesDir, "regulations")); err != nil {
|
||||
engine.loadBuiltInRegulations()
|
||||
}
|
||||
|
||||
// Load controls
|
||||
if err := engine.loadControls(filepath.Join(policiesDir, "controls")); err != nil {
|
||||
engine.loadBuiltInControls()
|
||||
}
|
||||
|
||||
return engine, nil
|
||||
}
|
||||
|
||||
// RuleCount returns the number of loaded rules
|
||||
func (e *Engine) RuleCount() int {
|
||||
return len(e.rules)
|
||||
}
|
||||
|
||||
// Assess performs a full compliance assessment
|
||||
func (e *Engine) Assess(state map[string]interface{}) *AssessmentResult {
|
||||
result := &AssessmentResult{
|
||||
ByRegulation: make(map[string]int),
|
||||
ByDomain: make(map[string]int),
|
||||
Findings: []Finding{},
|
||||
Recommendations: []Recommendation{},
|
||||
}
|
||||
|
||||
// Evaluate each rule
|
||||
for _, rule := range e.rules {
|
||||
finding := e.evaluateRule(rule, state)
|
||||
if finding != nil {
|
||||
result.Findings = append(result.Findings, *finding)
|
||||
}
|
||||
}
|
||||
|
||||
// Calculate scores
|
||||
result.OverallScore = e.calculateOverallScore(state)
|
||||
result.ByRegulation = e.calculateRegulationScores(state)
|
||||
result.ByDomain = e.calculateDomainScores(state)
|
||||
|
||||
// Determine trend (would compare with historical data)
|
||||
result.Trend = "STABLE"
|
||||
|
||||
// Generate recommendations
|
||||
result.Recommendations = e.generateRecommendations(result.Findings)
|
||||
|
||||
return result
|
||||
}
|
||||
|
||||
// evaluateRule evaluates a single rule against the state
|
||||
func (e *Engine) evaluateRule(rule *Rule, state map[string]interface{}) *Finding {
|
||||
// Simplified rule evaluation
|
||||
// In production, this would use a proper rule engine
|
||||
|
||||
controls, _ := state["controls"].([]interface{})
|
||||
|
||||
// Check if related controls are implemented
|
||||
hasViolation := false
|
||||
for _, condition := range rule.Conditions {
|
||||
if condition == "no_controls_implemented" {
|
||||
if len(controls) == 0 {
|
||||
hasViolation = true
|
||||
}
|
||||
}
|
||||
// Add more condition evaluations
|
||||
}
|
||||
|
||||
if hasViolation {
|
||||
return &Finding{
|
||||
RuleID: rule.ID,
|
||||
Severity: rule.Severity,
|
||||
Title: rule.Name,
|
||||
Description: rule.Description,
|
||||
Regulation: rule.Regulation,
|
||||
Article: rule.Article,
|
||||
Remediation: "Implement the required controls",
|
||||
}
|
||||
}
|
||||
|
||||
return nil
|
||||
}
|
||||
|
||||
// calculateOverallScore calculates the overall compliance score
|
||||
func (e *Engine) calculateOverallScore(state map[string]interface{}) int {
|
||||
controls, ok := state["controls"].([]interface{})
|
||||
if !ok || len(controls) == 0 {
|
||||
return 0
|
||||
}
|
||||
|
||||
implemented := 0
|
||||
partial := 0
|
||||
total := len(controls)
|
||||
|
||||
for _, c := range controls {
|
||||
ctrl, ok := c.(map[string]interface{})
|
||||
if !ok {
|
||||
continue
|
||||
}
|
||||
status, _ := ctrl["implementationStatus"].(string)
|
||||
switch status {
|
||||
case "IMPLEMENTED":
|
||||
implemented++
|
||||
case "PARTIAL":
|
||||
partial++
|
||||
}
|
||||
}
|
||||
|
||||
if total == 0 {
|
||||
return 0
|
||||
}
|
||||
|
||||
// Score = (implemented * 100 + partial * 50) / total
|
||||
score := (implemented*100 + partial*50) / total
|
||||
return score
|
||||
}
|
||||
|
||||
// calculateRegulationScores calculates scores per regulation
|
||||
func (e *Engine) calculateRegulationScores(state map[string]interface{}) map[string]int {
|
||||
scores := map[string]int{
|
||||
"DSGVO": 0,
|
||||
"NIS2": 0,
|
||||
"AI_ACT": 0,
|
||||
}
|
||||
|
||||
// Simplified calculation
|
||||
baseScore := e.calculateOverallScore(state)
|
||||
for reg := range scores {
|
||||
// Add some variance per regulation
|
||||
variance := 0
|
||||
switch reg {
|
||||
case "DSGVO":
|
||||
variance = 5
|
||||
case "NIS2":
|
||||
variance = -3
|
||||
case "AI_ACT":
|
||||
variance = -8
|
||||
}
|
||||
score := baseScore + variance
|
||||
if score < 0 {
|
||||
score = 0
|
||||
}
|
||||
if score > 100 {
|
||||
score = 100
|
||||
}
|
||||
scores[reg] = score
|
||||
}
|
||||
|
||||
return scores
|
||||
}
|
||||
|
||||
// calculateDomainScores calculates scores per control domain
|
||||
func (e *Engine) calculateDomainScores(state map[string]interface{}) map[string]int {
|
||||
scores := map[string]int{}
|
||||
domainCounts := map[string]struct{ implemented, total int }{}
|
||||
|
||||
controls, ok := state["controls"].([]interface{})
|
||||
if !ok {
|
||||
return scores
|
||||
}
|
||||
|
||||
for _, c := range controls {
|
||||
ctrl, ok := c.(map[string]interface{})
|
||||
if !ok {
|
||||
continue
|
||||
}
|
||||
domain, _ := ctrl["domain"].(string)
|
||||
status, _ := ctrl["implementationStatus"].(string)
|
||||
|
||||
counts := domainCounts[domain]
|
||||
counts.total++
|
||||
if status == "IMPLEMENTED" {
|
||||
counts.implemented++
|
||||
}
|
||||
domainCounts[domain] = counts
|
||||
}
|
||||
|
||||
for domain, counts := range domainCounts {
|
||||
if counts.total > 0 {
|
||||
scores[domain] = (counts.implemented * 100) / counts.total
|
||||
}
|
||||
}
|
||||
|
||||
return scores
|
||||
}
|
||||
|
||||
// generateRecommendations generates recommendations based on findings
|
||||
func (e *Engine) generateRecommendations(findings []Finding) []Recommendation {
|
||||
recs := []Recommendation{}
|
||||
|
||||
// Group findings by severity
|
||||
critical := 0
|
||||
high := 0
|
||||
for _, f := range findings {
|
||||
switch f.Severity {
|
||||
case "CRITICAL":
|
||||
critical++
|
||||
case "HIGH":
|
||||
high++
|
||||
}
|
||||
}
|
||||
|
||||
if critical > 0 {
|
||||
recs = append(recs, Recommendation{
|
||||
Priority: "CRITICAL",
|
||||
Category: "COMPLIANCE",
|
||||
Title: "Address critical compliance gaps",
|
||||
Description: fmt.Sprintf("%d critical findings require immediate attention", critical),
|
||||
Controls: []string{},
|
||||
})
|
||||
}
|
||||
|
||||
if high > 0 {
|
||||
recs = append(recs, Recommendation{
|
||||
Priority: "HIGH",
|
||||
Category: "COMPLIANCE",
|
||||
Title: "Address high-priority compliance gaps",
|
||||
Description: fmt.Sprintf("%d high-priority findings should be addressed soon", high),
|
||||
Controls: []string{},
|
||||
})
|
||||
}
|
||||
|
||||
return recs
|
||||
}
|
||||
|
||||
// GetRegulations returns all regulations
|
||||
func (e *Engine) GetRegulations() map[string]*Regulation {
|
||||
return e.regulations
|
||||
}
|
||||
|
||||
// GetControls returns all controls
|
||||
func (e *Engine) GetControls() map[string]*Control {
|
||||
return e.controls
|
||||
}
|
||||
|
||||
// GetControlsByDomain returns controls for a specific domain
|
||||
func (e *Engine) GetControlsByDomain(domain string) []*Control {
|
||||
result := []*Control{}
|
||||
for _, ctrl := range e.controls {
|
||||
if ctrl.Domain == domain {
|
||||
result = append(result, ctrl)
|
||||
}
|
||||
}
|
||||
return result
|
||||
}
|
||||
|
||||
// Helper functions
|
||||
|
||||
func dirExists(path string) bool {
|
||||
info, err := os.Stat(path)
|
||||
if err != nil {
|
||||
return false
|
||||
}
|
||||
return info.IsDir()
|
||||
}
|
||||
|
||||
func (e *Engine) loadRules(dir string) error {
|
||||
return filepath.Walk(dir, func(path string, info os.FileInfo, err error) error {
|
||||
if err != nil || info.IsDir() || filepath.Ext(path) != ".yaml" {
|
||||
return nil
|
||||
}
|
||||
data, err := os.ReadFile(path)
|
||||
if err != nil {
|
||||
return err
|
||||
}
|
||||
var rules []Rule
|
||||
if err := yaml.Unmarshal(data, &rules); err != nil {
|
||||
return err
|
||||
}
|
||||
for i := range rules {
|
||||
e.rules[rules[i].ID] = &rules[i]
|
||||
}
|
||||
return nil
|
||||
})
|
||||
}
|
||||
|
||||
func (e *Engine) loadRegulations(dir string) error {
|
||||
return filepath.Walk(dir, func(path string, info os.FileInfo, err error) error {
|
||||
if err != nil || info.IsDir() || filepath.Ext(path) != ".yaml" {
|
||||
return nil
|
||||
}
|
||||
data, err := os.ReadFile(path)
|
||||
if err != nil {
|
||||
return err
|
||||
}
|
||||
var regs []Regulation
|
||||
if err := yaml.Unmarshal(data, ®s); err != nil {
|
||||
return err
|
||||
}
|
||||
for i := range regs {
|
||||
e.regulations[regs[i].Code] = ®s[i]
|
||||
}
|
||||
return nil
|
||||
})
|
||||
}
|
||||
|
||||
func (e *Engine) loadControls(dir string) error {
|
||||
return filepath.Walk(dir, func(path string, info os.FileInfo, err error) error {
|
||||
if err != nil || info.IsDir() || filepath.Ext(path) != ".yaml" {
|
||||
return nil
|
||||
}
|
||||
data, err := os.ReadFile(path)
|
||||
if err != nil {
|
||||
return err
|
||||
}
|
||||
var ctrls []Control
|
||||
if err := yaml.Unmarshal(data, &ctrls); err != nil {
|
||||
return err
|
||||
}
|
||||
for i := range ctrls {
|
||||
e.controls[ctrls[i].ID] = &ctrls[i]
|
||||
}
|
||||
return nil
|
||||
})
|
||||
}
|
||||
103
breakpilot-compliance-sdk/services/compliance-engine/main.go
Normal file
103
breakpilot-compliance-sdk/services/compliance-engine/main.go
Normal file
@@ -0,0 +1,103 @@
|
||||
// BreakPilot Compliance SDK - Compliance Engine
|
||||
//
|
||||
// UCCA (Unified Compliance Control Assessment) Engine
|
||||
// Evaluates compliance state against 45+ policy rules
|
||||
|
||||
package main
|
||||
|
||||
import (
|
||||
"context"
|
||||
"log"
|
||||
"net/http"
|
||||
"os"
|
||||
"os/signal"
|
||||
"syscall"
|
||||
"time"
|
||||
|
||||
"github.com/breakpilot/compliance-sdk/services/compliance-engine/internal/api"
|
||||
"github.com/breakpilot/compliance-sdk/services/compliance-engine/internal/ucca"
|
||||
"github.com/gin-gonic/gin"
|
||||
"go.uber.org/zap"
|
||||
)
|
||||
|
||||
func main() {
|
||||
logger, _ := zap.NewProduction()
|
||||
defer logger.Sync()
|
||||
|
||||
// Load UCCA policies
|
||||
engine, err := ucca.NewEngine("policies")
|
||||
if err != nil {
|
||||
logger.Fatal("Failed to load UCCA policies", zap.Error(err))
|
||||
}
|
||||
logger.Info("UCCA Engine initialized", zap.Int("rules", engine.RuleCount()))
|
||||
|
||||
// Set Gin mode
|
||||
if os.Getenv("ENVIRONMENT") == "production" {
|
||||
gin.SetMode(gin.ReleaseMode)
|
||||
}
|
||||
|
||||
router := gin.New()
|
||||
router.Use(gin.Recovery())
|
||||
|
||||
// Health check
|
||||
router.GET("/health", func(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"status": "healthy",
|
||||
"service": "compliance-engine",
|
||||
"rules": engine.RuleCount(),
|
||||
})
|
||||
})
|
||||
|
||||
// API routes
|
||||
v1 := router.Group("/api/v1")
|
||||
{
|
||||
// Assessment
|
||||
v1.POST("/assess", api.Assess(engine))
|
||||
v1.POST("/assess/control", api.AssessControl(engine))
|
||||
v1.POST("/assess/regulation", api.AssessRegulation(engine))
|
||||
|
||||
// Score calculation
|
||||
v1.POST("/score", api.CalculateScore(engine))
|
||||
v1.POST("/score/breakdown", api.ScoreBreakdown(engine))
|
||||
|
||||
// Obligations
|
||||
v1.GET("/obligations", api.GetObligations(engine))
|
||||
v1.GET("/obligations/:regulation", api.GetObligationsByRegulation(engine))
|
||||
|
||||
// Controls catalog
|
||||
v1.GET("/controls", api.GetControlsCatalog(engine))
|
||||
v1.GET("/controls/:domain", api.GetControlsByDomain(engine))
|
||||
|
||||
// Policies
|
||||
v1.GET("/policies", api.ListPolicies(engine))
|
||||
v1.GET("/policies/:id", api.GetPolicy(engine))
|
||||
}
|
||||
|
||||
port := os.Getenv("PORT")
|
||||
if port == "" {
|
||||
port = "8081"
|
||||
}
|
||||
|
||||
srv := &http.Server{
|
||||
Addr: ":" + port,
|
||||
Handler: router,
|
||||
ReadTimeout: 15 * time.Second,
|
||||
WriteTimeout: 15 * time.Second,
|
||||
}
|
||||
|
||||
go func() {
|
||||
logger.Info("Starting Compliance Engine", zap.String("port", port))
|
||||
if err := srv.ListenAndServe(); err != nil && err != http.ErrServerClosed {
|
||||
logger.Fatal("Failed to start server", zap.Error(err))
|
||||
}
|
||||
}()
|
||||
|
||||
quit := make(chan os.Signal, 1)
|
||||
signal.Notify(quit, syscall.SIGINT, syscall.SIGTERM)
|
||||
<-quit
|
||||
|
||||
logger.Info("Shutting down...")
|
||||
ctx, cancel := context.WithTimeout(context.Background(), 30*time.Second)
|
||||
defer cancel()
|
||||
srv.Shutdown(ctx)
|
||||
}
|
||||
39
breakpilot-compliance-sdk/services/rag-service/Dockerfile
Normal file
39
breakpilot-compliance-sdk/services/rag-service/Dockerfile
Normal file
@@ -0,0 +1,39 @@
|
||||
# Build stage
|
||||
FROM python:3.11-slim AS builder
|
||||
|
||||
WORKDIR /app
|
||||
|
||||
# Install build dependencies
|
||||
RUN apt-get update && apt-get install -y --no-install-recommends \
|
||||
build-essential \
|
||||
&& rm -rf /var/lib/apt/lists/*
|
||||
|
||||
# Install Python dependencies
|
||||
COPY requirements.txt .
|
||||
RUN pip install --no-cache-dir --user -r requirements.txt
|
||||
|
||||
# Runtime stage
|
||||
FROM python:3.11-slim
|
||||
|
||||
WORKDIR /app
|
||||
|
||||
# Copy installed packages from builder
|
||||
COPY --from=builder /root/.local /root/.local
|
||||
ENV PATH=/root/.local/bin:$PATH
|
||||
|
||||
# Copy application code
|
||||
COPY . .
|
||||
|
||||
# Create non-root user
|
||||
RUN useradd -m -u 1000 appuser && chown -R appuser:appuser /app
|
||||
USER appuser
|
||||
|
||||
# Expose port
|
||||
EXPOSE 8082
|
||||
|
||||
# Health check
|
||||
HEALTHCHECK --interval=30s --timeout=3s --start-period=10s --retries=3 \
|
||||
CMD python -c "import httpx; httpx.get('http://localhost:8082/health')" || exit 1
|
||||
|
||||
# Run
|
||||
CMD ["uvicorn", "main:app", "--host", "0.0.0.0", "--port", "8082"]
|
||||
34
breakpilot-compliance-sdk/services/rag-service/config.py
Normal file
34
breakpilot-compliance-sdk/services/rag-service/config.py
Normal file
@@ -0,0 +1,34 @@
|
||||
"""
|
||||
Configuration for RAG Service
|
||||
"""
|
||||
|
||||
from pydantic_settings import BaseSettings
|
||||
from typing import Optional
|
||||
|
||||
|
||||
class Settings(BaseSettings):
|
||||
"""Application settings loaded from environment variables."""
|
||||
|
||||
# Service
|
||||
environment: str = "development"
|
||||
port: int = 8082
|
||||
|
||||
# Qdrant
|
||||
qdrant_url: str = "http://localhost:6333"
|
||||
qdrant_collection: str = "legal_documents"
|
||||
|
||||
# Ollama
|
||||
ollama_url: str = "http://localhost:11434"
|
||||
embedding_model: str = "bge-m3"
|
||||
llm_model: str = "qwen2.5:32b"
|
||||
|
||||
# Document Processing
|
||||
chunk_size: int = 512
|
||||
chunk_overlap: int = 50
|
||||
|
||||
# Legal Corpus
|
||||
corpus_path: str = "./legal-corpus"
|
||||
|
||||
class Config:
|
||||
env_file = ".env"
|
||||
env_file_encoding = "utf-8"
|
||||
245
breakpilot-compliance-sdk/services/rag-service/main.py
Normal file
245
breakpilot-compliance-sdk/services/rag-service/main.py
Normal file
@@ -0,0 +1,245 @@
|
||||
"""
|
||||
BreakPilot Compliance SDK - RAG Service
|
||||
|
||||
Retrieval-Augmented Generation service for legal document search and Q&A.
|
||||
"""
|
||||
|
||||
import os
|
||||
from contextlib import asynccontextmanager
|
||||
from fastapi import FastAPI, HTTPException, UploadFile, File
|
||||
from fastapi.middleware.cors import CORSMiddleware
|
||||
from pydantic import BaseModel
|
||||
from typing import List, Optional
|
||||
import structlog
|
||||
|
||||
from rag.search import SearchService
|
||||
from rag.assistant import AssistantService
|
||||
from rag.documents import DocumentService
|
||||
from config import Settings
|
||||
|
||||
# Configure logging
|
||||
structlog.configure(
|
||||
processors=[
|
||||
structlog.processors.TimeStamper(fmt="iso"),
|
||||
structlog.processors.JSONRenderer()
|
||||
]
|
||||
)
|
||||
logger = structlog.get_logger()
|
||||
|
||||
# Load settings
|
||||
settings = Settings()
|
||||
|
||||
# Services
|
||||
search_service: SearchService = None
|
||||
assistant_service: AssistantService = None
|
||||
document_service: DocumentService = None
|
||||
|
||||
|
||||
@asynccontextmanager
|
||||
async def lifespan(app: FastAPI):
|
||||
"""Application lifespan handler."""
|
||||
global search_service, assistant_service, document_service
|
||||
|
||||
logger.info("Starting RAG Service", version="0.0.1")
|
||||
|
||||
# Initialize services
|
||||
search_service = SearchService(settings)
|
||||
assistant_service = AssistantService(settings)
|
||||
document_service = DocumentService(settings)
|
||||
|
||||
# Initialize vector store with legal corpus
|
||||
await search_service.initialize()
|
||||
|
||||
logger.info("RAG Service ready",
|
||||
regulations=len(search_service.regulations),
|
||||
total_chunks=search_service.total_chunks)
|
||||
|
||||
yield
|
||||
|
||||
logger.info("Shutting down RAG Service")
|
||||
|
||||
|
||||
app = FastAPI(
|
||||
title="BreakPilot RAG Service",
|
||||
description="Legal document search and Q&A service",
|
||||
version="0.0.1",
|
||||
lifespan=lifespan
|
||||
)
|
||||
|
||||
app.add_middleware(
|
||||
CORSMiddleware,
|
||||
allow_origins=["*"],
|
||||
allow_credentials=True,
|
||||
allow_methods=["*"],
|
||||
allow_headers=["*"],
|
||||
)
|
||||
|
||||
|
||||
# =============================================================================
|
||||
# Models
|
||||
# =============================================================================
|
||||
|
||||
class SearchRequest(BaseModel):
|
||||
query: str
|
||||
regulation_codes: Optional[List[str]] = None
|
||||
limit: int = 10
|
||||
min_score: float = 0.7
|
||||
|
||||
|
||||
class SearchResult(BaseModel):
|
||||
content: str
|
||||
regulation_code: str
|
||||
article: Optional[str] = None
|
||||
paragraph: Optional[str] = None
|
||||
score: float
|
||||
metadata: dict = {}
|
||||
|
||||
|
||||
class SearchResponse(BaseModel):
|
||||
query: str
|
||||
results: List[SearchResult]
|
||||
total: int
|
||||
|
||||
|
||||
class AskRequest(BaseModel):
|
||||
question: str
|
||||
context: Optional[str] = None
|
||||
regulation_codes: Optional[List[str]] = None
|
||||
include_citations: bool = True
|
||||
|
||||
|
||||
class Citation(BaseModel):
|
||||
regulation_code: str
|
||||
article: str
|
||||
text: str
|
||||
relevance: float
|
||||
|
||||
|
||||
class AskResponse(BaseModel):
|
||||
question: str
|
||||
answer: str
|
||||
citations: List[Citation]
|
||||
confidence: float
|
||||
|
||||
|
||||
class RegulationInfo(BaseModel):
|
||||
code: str
|
||||
name: str
|
||||
chunks: int
|
||||
last_updated: str
|
||||
|
||||
|
||||
# =============================================================================
|
||||
# Endpoints
|
||||
# =============================================================================
|
||||
|
||||
@app.get("/health")
|
||||
async def health():
|
||||
"""Health check endpoint."""
|
||||
return {
|
||||
"status": "healthy",
|
||||
"service": "rag-service",
|
||||
"version": "0.0.1",
|
||||
"regulations": len(search_service.regulations) if search_service else 0
|
||||
}
|
||||
|
||||
|
||||
@app.post("/api/v1/search", response_model=SearchResponse)
|
||||
async def search(request: SearchRequest):
|
||||
"""Perform semantic search across legal documents."""
|
||||
try:
|
||||
results = await search_service.search(
|
||||
query=request.query,
|
||||
regulation_codes=request.regulation_codes,
|
||||
limit=request.limit,
|
||||
min_score=request.min_score
|
||||
)
|
||||
|
||||
return SearchResponse(
|
||||
query=request.query,
|
||||
results=[SearchResult(**r) for r in results],
|
||||
total=len(results)
|
||||
)
|
||||
except Exception as e:
|
||||
logger.error("Search failed", error=str(e))
|
||||
raise HTTPException(status_code=500, detail=str(e))
|
||||
|
||||
|
||||
@app.post("/api/v1/ask", response_model=AskResponse)
|
||||
async def ask(request: AskRequest):
|
||||
"""Ask a question about legal requirements."""
|
||||
try:
|
||||
response = await assistant_service.ask(
|
||||
question=request.question,
|
||||
context=request.context,
|
||||
regulation_codes=request.regulation_codes,
|
||||
include_citations=request.include_citations
|
||||
)
|
||||
|
||||
return AskResponse(
|
||||
question=request.question,
|
||||
answer=response["answer"],
|
||||
citations=[Citation(**c) for c in response.get("citations", [])],
|
||||
confidence=response.get("confidence", 0.9)
|
||||
)
|
||||
except Exception as e:
|
||||
logger.error("Ask failed", error=str(e))
|
||||
raise HTTPException(status_code=500, detail=str(e))
|
||||
|
||||
|
||||
@app.get("/api/v1/regulations", response_model=List[RegulationInfo])
|
||||
async def get_regulations():
|
||||
"""Get list of available regulations."""
|
||||
return search_service.get_regulations()
|
||||
|
||||
|
||||
@app.get("/api/v1/regulations/{code}")
|
||||
async def get_regulation(code: str):
|
||||
"""Get details of a specific regulation."""
|
||||
regulation = search_service.get_regulation(code)
|
||||
if not regulation:
|
||||
raise HTTPException(status_code=404, detail="Regulation not found")
|
||||
return regulation
|
||||
|
||||
|
||||
@app.post("/api/v1/documents")
|
||||
async def upload_document(
|
||||
file: UploadFile = File(...),
|
||||
regulation_code: Optional[str] = None
|
||||
):
|
||||
"""Upload a custom document for indexing."""
|
||||
try:
|
||||
result = await document_service.process_upload(
|
||||
file=file,
|
||||
regulation_code=regulation_code
|
||||
)
|
||||
return {
|
||||
"id": result["id"],
|
||||
"filename": file.filename,
|
||||
"chunks": result["chunks"],
|
||||
"status": "INDEXED"
|
||||
}
|
||||
except Exception as e:
|
||||
logger.error("Document upload failed", error=str(e))
|
||||
raise HTTPException(status_code=500, detail=str(e))
|
||||
|
||||
|
||||
@app.delete("/api/v1/documents/{document_id}")
|
||||
async def delete_document(document_id: str):
|
||||
"""Delete a custom document."""
|
||||
try:
|
||||
await document_service.delete(document_id)
|
||||
return {"status": "deleted", "id": document_id}
|
||||
except Exception as e:
|
||||
logger.error("Document deletion failed", error=str(e))
|
||||
raise HTTPException(status_code=500, detail=str(e))
|
||||
|
||||
|
||||
if __name__ == "__main__":
|
||||
import uvicorn
|
||||
uvicorn.run(
|
||||
"main:app",
|
||||
host="0.0.0.0",
|
||||
port=int(os.getenv("PORT", "8082")),
|
||||
reload=os.getenv("ENVIRONMENT") != "production"
|
||||
)
|
||||
@@ -0,0 +1,7 @@
|
||||
"""RAG module for BreakPilot Compliance SDK."""
|
||||
|
||||
from .search import SearchService
|
||||
from .assistant import AssistantService
|
||||
from .documents import DocumentService
|
||||
|
||||
__all__ = ["SearchService", "AssistantService", "DocumentService"]
|
||||
139
breakpilot-compliance-sdk/services/rag-service/rag/assistant.py
Normal file
139
breakpilot-compliance-sdk/services/rag-service/rag/assistant.py
Normal file
@@ -0,0 +1,139 @@
|
||||
"""
|
||||
Assistant Service for RAG
|
||||
|
||||
Handles Q&A using LLM with retrieved context.
|
||||
"""
|
||||
|
||||
import httpx
|
||||
from typing import List, Optional, Dict, Any
|
||||
import structlog
|
||||
|
||||
from .search import SearchService
|
||||
|
||||
logger = structlog.get_logger()
|
||||
|
||||
|
||||
SYSTEM_PROMPT = """Du bist ein Experte für Datenschutz- und Compliance-Recht.
|
||||
Beantworte Fragen basierend auf den bereitgestellten Rechtstexten.
|
||||
Zitiere immer die relevanten Artikel und Paragraphen.
|
||||
Antworte auf Deutsch.
|
||||
Wenn du dir nicht sicher bist, sage das klar.
|
||||
"""
|
||||
|
||||
|
||||
class AssistantService:
|
||||
"""Service for legal Q&A using RAG."""
|
||||
|
||||
def __init__(self, settings):
|
||||
self.settings = settings
|
||||
self.search_service = SearchService(settings)
|
||||
|
||||
async def ask(
|
||||
self,
|
||||
question: str,
|
||||
context: Optional[str] = None,
|
||||
regulation_codes: Optional[List[str]] = None,
|
||||
include_citations: bool = True
|
||||
) -> Dict[str, Any]:
|
||||
"""Answer a legal question using RAG."""
|
||||
|
||||
# Search for relevant context
|
||||
search_results = await self.search_service.search(
|
||||
query=question,
|
||||
regulation_codes=regulation_codes,
|
||||
limit=5,
|
||||
min_score=0.6
|
||||
)
|
||||
|
||||
# Build context from search results
|
||||
retrieved_context = "\n\n".join([
|
||||
f"[{r['regulation_code']} Art. {r['article']}]: {r['content']}"
|
||||
for r in search_results
|
||||
])
|
||||
|
||||
# Add user-provided context if any
|
||||
if context:
|
||||
retrieved_context = f"{context}\n\n{retrieved_context}"
|
||||
|
||||
# Build prompt
|
||||
prompt = f"""Kontext aus Rechtstexten:
|
||||
{retrieved_context}
|
||||
|
||||
Frage: {question}
|
||||
|
||||
Beantworte die Frage basierend auf dem Kontext. Zitiere relevante Artikel."""
|
||||
|
||||
# Generate answer
|
||||
answer = await self._generate_response(prompt)
|
||||
|
||||
# Extract citations
|
||||
citations = []
|
||||
if include_citations:
|
||||
for result in search_results:
|
||||
citations.append({
|
||||
"regulation_code": result["regulation_code"],
|
||||
"article": result.get("article", ""),
|
||||
"text": result["content"][:200] + "...",
|
||||
"relevance": result["score"]
|
||||
})
|
||||
|
||||
return {
|
||||
"answer": answer,
|
||||
"citations": citations,
|
||||
"confidence": self._calculate_confidence(search_results)
|
||||
}
|
||||
|
||||
async def _generate_response(self, prompt: str) -> str:
|
||||
"""Generate response using Ollama."""
|
||||
try:
|
||||
async with httpx.AsyncClient() as client:
|
||||
response = await client.post(
|
||||
f"{self.settings.ollama_url}/api/generate",
|
||||
json={
|
||||
"model": self.settings.llm_model,
|
||||
"prompt": prompt,
|
||||
"system": SYSTEM_PROMPT,
|
||||
"stream": False,
|
||||
"options": {
|
||||
"temperature": 0.3,
|
||||
"top_p": 0.9
|
||||
}
|
||||
},
|
||||
timeout=120.0
|
||||
)
|
||||
response.raise_for_status()
|
||||
return response.json()["response"]
|
||||
except httpx.TimeoutException:
|
||||
logger.error("LLM request timed out")
|
||||
return "Die Anfrage hat zu lange gedauert. Bitte versuchen Sie es erneut."
|
||||
except Exception as e:
|
||||
logger.error("LLM generation failed", error=str(e))
|
||||
# Return fallback response
|
||||
return self._generate_fallback_response(prompt)
|
||||
|
||||
def _generate_fallback_response(self, prompt: str) -> str:
|
||||
"""Generate a fallback response without LLM."""
|
||||
return """Basierend auf den verfügbaren Rechtstexten:
|
||||
|
||||
Die relevanten Regelungen finden sich in den zitierten Artikeln.
|
||||
Für eine detaillierte rechtliche Bewertung empfehle ich die Konsultation
|
||||
der vollständigen Gesetzestexte oder eines Rechtsbeistands.
|
||||
|
||||
Hinweis: Dies ist eine automatisch generierte Antwort.
|
||||
Der LLM-Dienst war nicht verfügbar."""
|
||||
|
||||
def _calculate_confidence(self, search_results: List[Dict]) -> float:
|
||||
"""Calculate confidence score based on search results."""
|
||||
if not search_results:
|
||||
return 0.3
|
||||
|
||||
# Average relevance score
|
||||
avg_score = sum(r["score"] for r in search_results) / len(search_results)
|
||||
|
||||
# Adjust based on number of results
|
||||
if len(search_results) >= 3:
|
||||
confidence = avg_score * 1.1
|
||||
else:
|
||||
confidence = avg_score * 0.9
|
||||
|
||||
return min(confidence, 1.0)
|
||||
153
breakpilot-compliance-sdk/services/rag-service/rag/documents.py
Normal file
153
breakpilot-compliance-sdk/services/rag-service/rag/documents.py
Normal file
@@ -0,0 +1,153 @@
|
||||
"""
|
||||
Document Service for RAG
|
||||
|
||||
Handles document upload, processing, and indexing.
|
||||
"""
|
||||
|
||||
import uuid
|
||||
from typing import Optional, Dict, Any
|
||||
from fastapi import UploadFile
|
||||
import structlog
|
||||
|
||||
logger = structlog.get_logger()
|
||||
|
||||
|
||||
class DocumentService:
|
||||
"""Service for document processing and indexing."""
|
||||
|
||||
def __init__(self, settings):
|
||||
self.settings = settings
|
||||
self.documents: Dict[str, Dict] = {}
|
||||
|
||||
async def process_upload(
|
||||
self,
|
||||
file: UploadFile,
|
||||
regulation_code: Optional[str] = None
|
||||
) -> Dict[str, Any]:
|
||||
"""Process and index an uploaded document."""
|
||||
doc_id = str(uuid.uuid4())
|
||||
|
||||
# Read file content
|
||||
content = await file.read()
|
||||
|
||||
# Determine file type and extract text
|
||||
filename = file.filename or "unknown"
|
||||
if filename.endswith(".pdf"):
|
||||
text = await self._extract_pdf(content)
|
||||
elif filename.endswith(".docx"):
|
||||
text = await self._extract_docx(content)
|
||||
elif filename.endswith(".md"):
|
||||
text = await self._extract_markdown(content)
|
||||
else:
|
||||
text = content.decode("utf-8", errors="ignore")
|
||||
|
||||
# Chunk the text
|
||||
chunks = self._chunk_text(text)
|
||||
|
||||
# Store document metadata
|
||||
self.documents[doc_id] = {
|
||||
"id": doc_id,
|
||||
"filename": filename,
|
||||
"regulation_code": regulation_code or "CUSTOM",
|
||||
"chunks": len(chunks),
|
||||
"text_length": len(text)
|
||||
}
|
||||
|
||||
# TODO: Index chunks in Qdrant
|
||||
logger.info("Document processed",
|
||||
doc_id=doc_id,
|
||||
filename=filename,
|
||||
chunks=len(chunks))
|
||||
|
||||
return {
|
||||
"id": doc_id,
|
||||
"filename": filename,
|
||||
"chunks": len(chunks)
|
||||
}
|
||||
|
||||
async def _extract_pdf(self, content: bytes) -> str:
|
||||
"""Extract text from PDF."""
|
||||
try:
|
||||
from pypdf import PdfReader
|
||||
from io import BytesIO
|
||||
|
||||
reader = PdfReader(BytesIO(content))
|
||||
text = ""
|
||||
for page in reader.pages:
|
||||
text += page.extract_text() + "\n"
|
||||
return text
|
||||
except Exception as e:
|
||||
logger.error("PDF extraction failed", error=str(e))
|
||||
return ""
|
||||
|
||||
async def _extract_docx(self, content: bytes) -> str:
|
||||
"""Extract text from DOCX."""
|
||||
try:
|
||||
from docx import Document
|
||||
from io import BytesIO
|
||||
|
||||
doc = Document(BytesIO(content))
|
||||
text = ""
|
||||
for para in doc.paragraphs:
|
||||
text += para.text + "\n"
|
||||
return text
|
||||
except Exception as e:
|
||||
logger.error("DOCX extraction failed", error=str(e))
|
||||
return ""
|
||||
|
||||
async def _extract_markdown(self, content: bytes) -> str:
|
||||
"""Extract text from Markdown."""
|
||||
try:
|
||||
import markdown
|
||||
from bs4 import BeautifulSoup
|
||||
|
||||
html = markdown.markdown(content.decode("utf-8"))
|
||||
soup = BeautifulSoup(html, "html.parser")
|
||||
return soup.get_text()
|
||||
except Exception as e:
|
||||
logger.error("Markdown extraction failed", error=str(e))
|
||||
return content.decode("utf-8", errors="ignore")
|
||||
|
||||
def _chunk_text(self, text: str) -> list:
|
||||
"""Split text into chunks."""
|
||||
chunk_size = self.settings.chunk_size
|
||||
chunk_overlap = self.settings.chunk_overlap
|
||||
|
||||
chunks = []
|
||||
start = 0
|
||||
|
||||
while start < len(text):
|
||||
end = start + chunk_size
|
||||
|
||||
# Try to break at sentence boundary
|
||||
if end < len(text):
|
||||
# Look for sentence end within overlap window
|
||||
search_start = max(end - chunk_overlap, start)
|
||||
search_text = text[search_start:end + chunk_overlap]
|
||||
|
||||
for sep in [". ", ".\n", "! ", "? "]:
|
||||
last_sep = search_text.rfind(sep)
|
||||
if last_sep > 0:
|
||||
end = search_start + last_sep + len(sep)
|
||||
break
|
||||
|
||||
chunk = text[start:end].strip()
|
||||
if chunk:
|
||||
chunks.append(chunk)
|
||||
|
||||
start = end - chunk_overlap
|
||||
|
||||
return chunks
|
||||
|
||||
async def delete(self, document_id: str) -> bool:
|
||||
"""Delete a document and its chunks."""
|
||||
if document_id in self.documents:
|
||||
del self.documents[document_id]
|
||||
# TODO: Delete from Qdrant
|
||||
logger.info("Document deleted", doc_id=document_id)
|
||||
return True
|
||||
return False
|
||||
|
||||
def get_document(self, document_id: str) -> Optional[Dict]:
|
||||
"""Get document metadata."""
|
||||
return self.documents.get(document_id)
|
||||
235
breakpilot-compliance-sdk/services/rag-service/rag/search.py
Normal file
235
breakpilot-compliance-sdk/services/rag-service/rag/search.py
Normal file
@@ -0,0 +1,235 @@
|
||||
"""
|
||||
Search Service for RAG
|
||||
|
||||
Handles semantic search across legal documents using Qdrant and embeddings.
|
||||
"""
|
||||
|
||||
import httpx
|
||||
from typing import List, Optional, Dict, Any
|
||||
from qdrant_client import QdrantClient
|
||||
from qdrant_client.models import (
|
||||
Distance, VectorParams, PointStruct,
|
||||
Filter, FieldCondition, MatchValue
|
||||
)
|
||||
import structlog
|
||||
|
||||
logger = structlog.get_logger()
|
||||
|
||||
|
||||
class SearchService:
|
||||
"""Service for semantic search across legal documents."""
|
||||
|
||||
def __init__(self, settings):
|
||||
self.settings = settings
|
||||
self.qdrant = QdrantClient(url=settings.qdrant_url)
|
||||
self.collection = settings.qdrant_collection
|
||||
self.regulations: Dict[str, Dict] = {}
|
||||
self.total_chunks = 0
|
||||
|
||||
async def initialize(self):
|
||||
"""Initialize the search service and load legal corpus."""
|
||||
# Ensure collection exists
|
||||
try:
|
||||
self.qdrant.get_collection(self.collection)
|
||||
logger.info("Using existing collection", collection=self.collection)
|
||||
except Exception:
|
||||
# Create collection
|
||||
self.qdrant.create_collection(
|
||||
collection_name=self.collection,
|
||||
vectors_config=VectorParams(
|
||||
size=1024, # bge-m3 dimension
|
||||
distance=Distance.COSINE
|
||||
)
|
||||
)
|
||||
logger.info("Created collection", collection=self.collection)
|
||||
|
||||
# Load built-in regulations metadata
|
||||
self._load_regulations_metadata()
|
||||
|
||||
# Index legal corpus if empty
|
||||
info = self.qdrant.get_collection(self.collection)
|
||||
if info.points_count == 0:
|
||||
await self._index_legal_corpus()
|
||||
|
||||
self.total_chunks = info.points_count
|
||||
|
||||
def _load_regulations_metadata(self):
|
||||
"""Load metadata for available regulations."""
|
||||
self.regulations = {
|
||||
"DSGVO": {
|
||||
"code": "DSGVO",
|
||||
"name": "Datenschutz-Grundverordnung",
|
||||
"full_name": "Verordnung (EU) 2016/679",
|
||||
"effective": "2018-05-25",
|
||||
"chunks": 99,
|
||||
"articles": list(range(1, 100))
|
||||
},
|
||||
"AI_ACT": {
|
||||
"code": "AI_ACT",
|
||||
"name": "EU AI Act",
|
||||
"full_name": "Verordnung über Künstliche Intelligenz",
|
||||
"effective": "2025-02-02",
|
||||
"chunks": 85,
|
||||
"articles": list(range(1, 114))
|
||||
},
|
||||
"NIS2": {
|
||||
"code": "NIS2",
|
||||
"name": "NIS 2 Directive",
|
||||
"full_name": "Richtlinie (EU) 2022/2555",
|
||||
"effective": "2024-10-17",
|
||||
"chunks": 46,
|
||||
"articles": list(range(1, 47))
|
||||
},
|
||||
"TDDDG": {
|
||||
"code": "TDDDG",
|
||||
"name": "TDDDG",
|
||||
"full_name": "Telekommunikation-Digitale-Dienste-Datenschutz-Gesetz",
|
||||
"effective": "2021-12-01",
|
||||
"chunks": 30,
|
||||
"articles": list(range(1, 31))
|
||||
},
|
||||
"BDSG": {
|
||||
"code": "BDSG",
|
||||
"name": "BDSG",
|
||||
"full_name": "Bundesdatenschutzgesetz",
|
||||
"effective": "2018-05-25",
|
||||
"chunks": 86,
|
||||
"articles": list(range(1, 87))
|
||||
}
|
||||
}
|
||||
|
||||
async def _index_legal_corpus(self):
|
||||
"""Index the legal corpus into Qdrant."""
|
||||
logger.info("Indexing legal corpus...")
|
||||
|
||||
# Sample chunks for demonstration
|
||||
# In production, this would load actual legal documents
|
||||
sample_chunks = [
|
||||
{
|
||||
"content": "Art. 9 Abs. 1 DSGVO: Die Verarbeitung personenbezogener Daten, aus denen die rassische und ethnische Herkunft, politische Meinungen, religiöse oder weltanschauliche Überzeugungen oder die Gewerkschaftszugehörigkeit hervorgehen, sowie die Verarbeitung von genetischen Daten, biometrischen Daten zur eindeutigen Identifizierung einer natürlichen Person, Gesundheitsdaten oder Daten zum Sexualleben oder der sexuellen Orientierung einer natürlichen Person ist untersagt.",
|
||||
"regulation_code": "DSGVO",
|
||||
"article": "9",
|
||||
"paragraph": "1"
|
||||
},
|
||||
{
|
||||
"content": "Art. 6 Abs. 1 DSGVO: Die Verarbeitung ist nur rechtmäßig, wenn mindestens eine der nachstehenden Bedingungen erfüllt ist: a) Die betroffene Person hat ihre Einwilligung zu der Verarbeitung der sie betreffenden personenbezogenen Daten für einen oder mehrere bestimmte Zwecke gegeben.",
|
||||
"regulation_code": "DSGVO",
|
||||
"article": "6",
|
||||
"paragraph": "1"
|
||||
},
|
||||
{
|
||||
"content": "Art. 32 DSGVO: Unter Berücksichtigung des Stands der Technik, der Implementierungskosten und der Art, des Umfangs, der Umstände und der Zwecke der Verarbeitung sowie der unterschiedlichen Eintrittswahrscheinlichkeit und Schwere des Risikos für die Rechte und Freiheiten natürlicher Personen treffen der Verantwortliche und der Auftragsverarbeiter geeignete technische und organisatorische Maßnahmen.",
|
||||
"regulation_code": "DSGVO",
|
||||
"article": "32",
|
||||
"paragraph": "1"
|
||||
},
|
||||
{
|
||||
"content": "Art. 6 AI Act: Hochrisiko-KI-Systeme. Als Hochrisiko-KI-Systeme gelten KI-Systeme, die als Sicherheitskomponente eines Produkts oder selbst als Produkt bestimmungsgemäß verwendet werden sollen.",
|
||||
"regulation_code": "AI_ACT",
|
||||
"article": "6",
|
||||
"paragraph": "1"
|
||||
},
|
||||
{
|
||||
"content": "Art. 21 NIS2: Risikomanagementmaßnahmen im Bereich der Cybersicherheit. Die Mitgliedstaaten stellen sicher, dass wesentliche und wichtige Einrichtungen geeignete und verhältnismäßige technische, operative und organisatorische Maßnahmen ergreifen.",
|
||||
"regulation_code": "NIS2",
|
||||
"article": "21",
|
||||
"paragraph": "1"
|
||||
}
|
||||
]
|
||||
|
||||
# Generate embeddings and index
|
||||
points = []
|
||||
for i, chunk in enumerate(sample_chunks):
|
||||
embedding = await self._get_embedding(chunk["content"])
|
||||
points.append(PointStruct(
|
||||
id=i,
|
||||
vector=embedding,
|
||||
payload=chunk
|
||||
))
|
||||
|
||||
self.qdrant.upsert(
|
||||
collection_name=self.collection,
|
||||
points=points
|
||||
)
|
||||
|
||||
logger.info("Indexed legal corpus", chunks=len(points))
|
||||
|
||||
async def _get_embedding(self, text: str) -> List[float]:
|
||||
"""Get embedding for text using Ollama."""
|
||||
try:
|
||||
async with httpx.AsyncClient() as client:
|
||||
response = await client.post(
|
||||
f"{self.settings.ollama_url}/api/embeddings",
|
||||
json={
|
||||
"model": self.settings.embedding_model,
|
||||
"prompt": text
|
||||
},
|
||||
timeout=30.0
|
||||
)
|
||||
response.raise_for_status()
|
||||
return response.json()["embedding"]
|
||||
except Exception as e:
|
||||
logger.error("Embedding failed", error=str(e))
|
||||
# Return zero vector as fallback
|
||||
return [0.0] * 1024
|
||||
|
||||
async def search(
|
||||
self,
|
||||
query: str,
|
||||
regulation_codes: Optional[List[str]] = None,
|
||||
limit: int = 10,
|
||||
min_score: float = 0.7
|
||||
) -> List[Dict[str, Any]]:
|
||||
"""Perform semantic search."""
|
||||
# Get query embedding
|
||||
query_embedding = await self._get_embedding(query)
|
||||
|
||||
# Build filter
|
||||
search_filter = None
|
||||
if regulation_codes:
|
||||
search_filter = Filter(
|
||||
should=[
|
||||
FieldCondition(
|
||||
key="regulation_code",
|
||||
match=MatchValue(value=code)
|
||||
)
|
||||
for code in regulation_codes
|
||||
]
|
||||
)
|
||||
|
||||
# Search
|
||||
results = self.qdrant.search(
|
||||
collection_name=self.collection,
|
||||
query_vector=query_embedding,
|
||||
query_filter=search_filter,
|
||||
limit=limit,
|
||||
score_threshold=min_score
|
||||
)
|
||||
|
||||
return [
|
||||
{
|
||||
"content": hit.payload.get("content", ""),
|
||||
"regulation_code": hit.payload.get("regulation_code", ""),
|
||||
"article": hit.payload.get("article"),
|
||||
"paragraph": hit.payload.get("paragraph"),
|
||||
"score": hit.score,
|
||||
"metadata": hit.payload
|
||||
}
|
||||
for hit in results
|
||||
]
|
||||
|
||||
def get_regulations(self) -> List[Dict]:
|
||||
"""Get list of available regulations."""
|
||||
return [
|
||||
{
|
||||
"code": reg["code"],
|
||||
"name": reg["name"],
|
||||
"chunks": reg["chunks"],
|
||||
"last_updated": reg["effective"]
|
||||
}
|
||||
for reg in self.regulations.values()
|
||||
]
|
||||
|
||||
def get_regulation(self, code: str) -> Optional[Dict]:
|
||||
"""Get details of a specific regulation."""
|
||||
return self.regulations.get(code)
|
||||
@@ -0,0 +1,31 @@
|
||||
# BreakPilot Compliance SDK - RAG Service Dependencies
|
||||
|
||||
# Web Framework
|
||||
fastapi==0.109.0
|
||||
uvicorn[standard]==0.27.0
|
||||
python-multipart==0.0.6
|
||||
|
||||
# Vector Database
|
||||
qdrant-client==1.7.0
|
||||
|
||||
# LLM & Embeddings
|
||||
httpx==0.26.0
|
||||
ollama==0.1.6
|
||||
|
||||
# Document Processing
|
||||
pypdf==3.17.4
|
||||
python-docx==1.1.0
|
||||
beautifulsoup4==4.12.3
|
||||
markdown==3.5.2
|
||||
|
||||
# Text Processing
|
||||
tiktoken==0.5.2
|
||||
langchain-text-splitters==0.0.1
|
||||
|
||||
# Utilities
|
||||
pydantic==2.5.3
|
||||
pydantic-settings==2.1.0
|
||||
python-dotenv==1.0.0
|
||||
|
||||
# Logging & Monitoring
|
||||
structlog==24.1.0
|
||||
@@ -0,0 +1,45 @@
|
||||
# Build stage
|
||||
FROM golang:1.22-alpine AS builder
|
||||
|
||||
WORKDIR /app
|
||||
|
||||
RUN apk add --no-cache git
|
||||
|
||||
COPY go.mod go.sum* ./
|
||||
RUN go mod download
|
||||
|
||||
COPY . .
|
||||
|
||||
RUN CGO_ENABLED=0 GOOS=linux go build -a -installsuffix cgo -o security-scanner .
|
||||
|
||||
# Runtime stage with security tools
|
||||
FROM alpine:3.19
|
||||
|
||||
WORKDIR /app
|
||||
|
||||
# Install security tools
|
||||
RUN apk --no-cache add ca-certificates curl git python3 py3-pip nodejs npm && \
|
||||
# Install gitleaks
|
||||
curl -sSfL https://github.com/gitleaks/gitleaks/releases/download/v8.18.0/gitleaks_8.18.0_linux_x64.tar.gz | tar xz -C /usr/local/bin && \
|
||||
# Install trivy
|
||||
curl -sfL https://raw.githubusercontent.com/aquasecurity/trivy/main/contrib/install.sh | sh -s -- -b /usr/local/bin && \
|
||||
# Install grype
|
||||
curl -sSfL https://raw.githubusercontent.com/anchore/grype/main/install.sh | sh -s -- -b /usr/local/bin && \
|
||||
# Install syft
|
||||
curl -sSfL https://raw.githubusercontent.com/anchore/syft/main/install.sh | sh -s -- -b /usr/local/bin && \
|
||||
# Install semgrep
|
||||
pip3 install --break-system-packages semgrep bandit && \
|
||||
# Cleanup
|
||||
rm -rf /var/cache/apk/*
|
||||
|
||||
COPY --from=builder /app/security-scanner .
|
||||
|
||||
RUN adduser -D -g '' appuser
|
||||
USER appuser
|
||||
|
||||
EXPOSE 8083
|
||||
|
||||
HEALTHCHECK --interval=30s --timeout=3s --start-period=5s --retries=3 \
|
||||
CMD wget --no-verbose --tries=1 --spider http://localhost:8083/health || exit 1
|
||||
|
||||
CMD ["./security-scanner"]
|
||||
@@ -0,0 +1,9 @@
|
||||
module github.com/breakpilot/compliance-sdk/services/security-scanner
|
||||
|
||||
go 1.22
|
||||
|
||||
require (
|
||||
github.com/gin-gonic/gin v1.9.1
|
||||
github.com/google/uuid v1.5.0
|
||||
go.uber.org/zap v1.26.0
|
||||
)
|
||||
@@ -0,0 +1,216 @@
|
||||
// Package api provides HTTP handlers for the Security Scanner
|
||||
package api
|
||||
|
||||
import (
|
||||
"net/http"
|
||||
|
||||
"github.com/breakpilot/compliance-sdk/services/security-scanner/internal/scanner"
|
||||
"github.com/gin-gonic/gin"
|
||||
)
|
||||
|
||||
// ScanRequest represents a scan request
|
||||
type ScanRequest struct {
|
||||
Tools []string `json:"tools"`
|
||||
TargetPath string `json:"target_path"`
|
||||
ExcludePaths []string `json:"exclude_paths"`
|
||||
}
|
||||
|
||||
// StartScan starts a new security scan
|
||||
func StartScan(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
var req ScanRequest
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
tools := req.Tools
|
||||
if len(tools) == 0 {
|
||||
tools = manager.AvailableTools()
|
||||
}
|
||||
|
||||
scan := manager.StartScan(tools, req.TargetPath)
|
||||
|
||||
c.JSON(http.StatusAccepted, gin.H{
|
||||
"scan_id": scan.ID,
|
||||
"status": scan.Status,
|
||||
"tools": scan.Tools,
|
||||
"started_at": scan.StartedAt,
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetScanStatus returns the status of a scan
|
||||
func GetScanStatus(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
scanID := c.Param("scanId")
|
||||
scan := manager.GetScan(scanID)
|
||||
|
||||
if scan == nil {
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Scan not found"})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"scan_id": scan.ID,
|
||||
"status": scan.Status,
|
||||
"started_at": scan.StartedAt,
|
||||
"completed_at": scan.CompletedAt,
|
||||
"summary": scan.Summary,
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetScanResults returns the results of a scan
|
||||
func GetScanResults(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
scanID := c.Param("scanId")
|
||||
scan := manager.GetScan(scanID)
|
||||
|
||||
if scan == nil {
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Scan not found"})
|
||||
return
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, scan)
|
||||
}
|
||||
}
|
||||
|
||||
// GetFindings returns all findings
|
||||
func GetFindings(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
findings := manager.GetAllFindings()
|
||||
|
||||
severity := c.Query("severity")
|
||||
tool := c.Query("tool")
|
||||
status := c.Query("status")
|
||||
|
||||
// Filter findings
|
||||
filtered := []scanner.Finding{}
|
||||
for _, f := range findings {
|
||||
if severity != "" && f.Severity != severity {
|
||||
continue
|
||||
}
|
||||
if tool != "" && f.Tool != tool {
|
||||
continue
|
||||
}
|
||||
if status != "" && f.Status != status {
|
||||
continue
|
||||
}
|
||||
filtered = append(filtered, f)
|
||||
}
|
||||
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"findings": filtered,
|
||||
"total": len(filtered),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetFinding returns a specific finding
|
||||
func GetFinding(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
findingID := c.Param("findingId")
|
||||
findings := manager.GetAllFindings()
|
||||
|
||||
for _, f := range findings {
|
||||
if f.ID == findingID {
|
||||
c.JSON(http.StatusOK, f)
|
||||
return
|
||||
}
|
||||
}
|
||||
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Finding not found"})
|
||||
}
|
||||
}
|
||||
|
||||
// UpdateFindingStatus updates the status of a finding
|
||||
func UpdateFindingStatus(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
findingID := c.Param("findingId")
|
||||
|
||||
var req struct {
|
||||
Status string `json:"status" binding:"required"`
|
||||
}
|
||||
if err := c.ShouldBindJSON(&req); err != nil {
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": err.Error()})
|
||||
return
|
||||
}
|
||||
|
||||
if manager.UpdateFindingStatus(findingID, req.Status) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"id": findingID,
|
||||
"status": req.Status,
|
||||
})
|
||||
} else {
|
||||
c.JSON(http.StatusNotFound, gin.H{"error": "Finding not found"})
|
||||
}
|
||||
}
|
||||
}
|
||||
|
||||
// GenerateSBOM generates a Software Bill of Materials
|
||||
func GenerateSBOM(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
var req struct {
|
||||
TargetPath string `json:"target_path"`
|
||||
}
|
||||
c.ShouldBindJSON(&req)
|
||||
|
||||
sbom := manager.GenerateSBOM(req.TargetPath)
|
||||
|
||||
c.JSON(http.StatusOK, sbom)
|
||||
}
|
||||
}
|
||||
|
||||
// GetSBOM returns an SBOM by ID
|
||||
func GetSBOM(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
// In production, retrieve from storage
|
||||
sbom := manager.GenerateSBOM("")
|
||||
c.JSON(http.StatusOK, sbom)
|
||||
}
|
||||
}
|
||||
|
||||
// ExportSBOM exports an SBOM in the specified format
|
||||
func ExportSBOM(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
format := c.Param("format")
|
||||
|
||||
sbom := manager.GenerateSBOM("")
|
||||
sbom.Format = format
|
||||
|
||||
var contentType string
|
||||
switch format {
|
||||
case "cyclonedx":
|
||||
contentType = "application/vnd.cyclonedx+json"
|
||||
case "spdx":
|
||||
contentType = "application/spdx+json"
|
||||
default:
|
||||
c.JSON(http.StatusBadRequest, gin.H{"error": "Unsupported format"})
|
||||
return
|
||||
}
|
||||
|
||||
c.Header("Content-Type", contentType)
|
||||
c.Header("Content-Disposition", "attachment; filename=sbom."+format+".json")
|
||||
c.JSON(http.StatusOK, sbom)
|
||||
}
|
||||
}
|
||||
|
||||
// GetRecommendations returns security recommendations
|
||||
func GetRecommendations(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
recs := manager.GetRecommendations()
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"recommendations": recs,
|
||||
"total": len(recs),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
// GetToolsStatus returns the status of all tools
|
||||
func GetToolsStatus(manager *scanner.Manager) gin.HandlerFunc {
|
||||
return func(c *gin.Context) {
|
||||
tools := manager.GetTools()
|
||||
c.JSON(http.StatusOK, gin.H{"tools": tools})
|
||||
}
|
||||
}
|
||||
@@ -0,0 +1,409 @@
|
||||
// Package scanner manages security scanning tools
|
||||
package scanner
|
||||
|
||||
import (
|
||||
"sync"
|
||||
"time"
|
||||
|
||||
"github.com/google/uuid"
|
||||
"go.uber.org/zap"
|
||||
)
|
||||
|
||||
// Manager orchestrates security scanning tools
|
||||
type Manager struct {
|
||||
logger *zap.Logger
|
||||
tools map[string]*Tool
|
||||
scans map[string]*Scan
|
||||
mu sync.RWMutex
|
||||
}
|
||||
|
||||
// Tool represents a security scanning tool
|
||||
type Tool struct {
|
||||
Name string `json:"name"`
|
||||
Version string `json:"version"`
|
||||
Available bool `json:"available"`
|
||||
Description string `json:"description"`
|
||||
Category string `json:"category"` // secrets, sast, container, dependencies, sbom
|
||||
}
|
||||
|
||||
// Scan represents a security scan
|
||||
type Scan struct {
|
||||
ID string `json:"id"`
|
||||
Status string `json:"status"` // PENDING, RUNNING, COMPLETED, FAILED
|
||||
Tools []string `json:"tools"`
|
||||
TargetPath string `json:"target_path"`
|
||||
StartedAt time.Time `json:"started_at"`
|
||||
CompletedAt time.Time `json:"completed_at,omitempty"`
|
||||
Findings []Finding `json:"findings"`
|
||||
Summary Summary `json:"summary"`
|
||||
}
|
||||
|
||||
// Finding represents a security finding
|
||||
type Finding struct {
|
||||
ID string `json:"id"`
|
||||
Tool string `json:"tool"`
|
||||
Severity string `json:"severity"` // CRITICAL, HIGH, MEDIUM, LOW
|
||||
Title string `json:"title"`
|
||||
Description string `json:"description"`
|
||||
File string `json:"file,omitempty"`
|
||||
Line int `json:"line,omitempty"`
|
||||
Recommendation string `json:"recommendation"`
|
||||
Status string `json:"status"` // OPEN, IN_PROGRESS, RESOLVED, FALSE_POSITIVE
|
||||
CreatedAt time.Time `json:"created_at"`
|
||||
CVE string `json:"cve,omitempty"`
|
||||
}
|
||||
|
||||
// Summary represents scan summary
|
||||
type Summary struct {
|
||||
Critical int `json:"critical"`
|
||||
High int `json:"high"`
|
||||
Medium int `json:"medium"`
|
||||
Low int `json:"low"`
|
||||
Total int `json:"total"`
|
||||
}
|
||||
|
||||
// SBOM represents a Software Bill of Materials
|
||||
type SBOM struct {
|
||||
ID string `json:"id"`
|
||||
Format string `json:"format"` // cyclonedx, spdx
|
||||
Version string `json:"version"`
|
||||
GeneratedAt time.Time `json:"generated_at"`
|
||||
Components []Component `json:"components"`
|
||||
Dependencies []string `json:"dependencies"`
|
||||
}
|
||||
|
||||
// Component represents an SBOM component
|
||||
type Component struct {
|
||||
Name string `json:"name"`
|
||||
Version string `json:"version"`
|
||||
Type string `json:"type"` // library, application, framework
|
||||
License string `json:"license"`
|
||||
Category string `json:"category"`
|
||||
Vulnerabilities []string `json:"vulnerabilities,omitempty"`
|
||||
}
|
||||
|
||||
// NewManager creates a new scanner manager
|
||||
func NewManager(logger *zap.Logger) *Manager {
|
||||
m := &Manager{
|
||||
logger: logger,
|
||||
tools: make(map[string]*Tool),
|
||||
scans: make(map[string]*Scan),
|
||||
}
|
||||
|
||||
// Initialize tools
|
||||
m.initializeTools()
|
||||
|
||||
return m
|
||||
}
|
||||
|
||||
func (m *Manager) initializeTools() {
|
||||
m.tools = map[string]*Tool{
|
||||
"gitleaks": {
|
||||
Name: "Gitleaks",
|
||||
Version: "8.18.0",
|
||||
Available: true,
|
||||
Description: "Detect secrets and sensitive data in git repositories",
|
||||
Category: "secrets",
|
||||
},
|
||||
"semgrep": {
|
||||
Name: "Semgrep",
|
||||
Version: "1.51.0",
|
||||
Available: true,
|
||||
Description: "Static analysis for multiple languages",
|
||||
Category: "sast",
|
||||
},
|
||||
"bandit": {
|
||||
Name: "Bandit",
|
||||
Version: "1.7.6",
|
||||
Available: true,
|
||||
Description: "Security linter for Python code",
|
||||
Category: "sast",
|
||||
},
|
||||
"trivy": {
|
||||
Name: "Trivy",
|
||||
Version: "0.48.0",
|
||||
Available: true,
|
||||
Description: "Vulnerability scanner for containers and filesystems",
|
||||
Category: "container",
|
||||
},
|
||||
"grype": {
|
||||
Name: "Grype",
|
||||
Version: "0.73.0",
|
||||
Available: true,
|
||||
Description: "Vulnerability scanner for dependencies",
|
||||
Category: "dependencies",
|
||||
},
|
||||
"syft": {
|
||||
Name: "Syft",
|
||||
Version: "0.98.0",
|
||||
Available: true,
|
||||
Description: "SBOM generator",
|
||||
Category: "sbom",
|
||||
},
|
||||
}
|
||||
}
|
||||
|
||||
// AvailableTools returns list of available tools
|
||||
func (m *Manager) AvailableTools() []string {
|
||||
tools := make([]string, 0, len(m.tools))
|
||||
for name, tool := range m.tools {
|
||||
if tool.Available {
|
||||
tools = append(tools, name)
|
||||
}
|
||||
}
|
||||
return tools
|
||||
}
|
||||
|
||||
// GetTools returns all tools with their status
|
||||
func (m *Manager) GetTools() map[string]*Tool {
|
||||
return m.tools
|
||||
}
|
||||
|
||||
// StartScan starts a new security scan
|
||||
func (m *Manager) StartScan(tools []string, targetPath string) *Scan {
|
||||
scan := &Scan{
|
||||
ID: uuid.New().String(),
|
||||
Status: "RUNNING",
|
||||
Tools: tools,
|
||||
TargetPath: targetPath,
|
||||
StartedAt: time.Now(),
|
||||
Findings: []Finding{},
|
||||
}
|
||||
|
||||
m.mu.Lock()
|
||||
m.scans[scan.ID] = scan
|
||||
m.mu.Unlock()
|
||||
|
||||
// Run scan asynchronously
|
||||
go m.runScan(scan)
|
||||
|
||||
return scan
|
||||
}
|
||||
|
||||
func (m *Manager) runScan(scan *Scan) {
|
||||
m.logger.Info("Starting scan", zap.String("id", scan.ID), zap.Strings("tools", scan.Tools))
|
||||
|
||||
// Simulate scanning
|
||||
time.Sleep(3 * time.Second)
|
||||
|
||||
// Generate sample findings
|
||||
findings := m.generateSampleFindings(scan.Tools)
|
||||
|
||||
// Update scan
|
||||
m.mu.Lock()
|
||||
scan.Status = "COMPLETED"
|
||||
scan.CompletedAt = time.Now()
|
||||
scan.Findings = findings
|
||||
scan.Summary = m.calculateSummary(findings)
|
||||
m.mu.Unlock()
|
||||
|
||||
m.logger.Info("Scan completed",
|
||||
zap.String("id", scan.ID),
|
||||
zap.Int("findings", len(findings)))
|
||||
}
|
||||
|
||||
func (m *Manager) generateSampleFindings(tools []string) []Finding {
|
||||
findings := []Finding{}
|
||||
|
||||
for _, tool := range tools {
|
||||
switch tool {
|
||||
case "gitleaks":
|
||||
// Usually no findings in clean repos
|
||||
case "trivy":
|
||||
findings = append(findings, Finding{
|
||||
ID: uuid.New().String(),
|
||||
Tool: "trivy",
|
||||
Severity: "HIGH",
|
||||
Title: "CVE-2024-1234 in lodash",
|
||||
Description: "Prototype pollution vulnerability in lodash < 4.17.21",
|
||||
Recommendation: "Upgrade lodash to version 4.17.21 or higher",
|
||||
Status: "OPEN",
|
||||
CreatedAt: time.Now(),
|
||||
CVE: "CVE-2024-1234",
|
||||
})
|
||||
case "semgrep":
|
||||
findings = append(findings, Finding{
|
||||
ID: uuid.New().String(),
|
||||
Tool: "semgrep",
|
||||
Severity: "MEDIUM",
|
||||
Title: "Potential SQL injection",
|
||||
Description: "User input used in SQL query without proper sanitization",
|
||||
File: "src/db/queries.ts",
|
||||
Line: 42,
|
||||
Recommendation: "Use parameterized queries",
|
||||
Status: "OPEN",
|
||||
CreatedAt: time.Now(),
|
||||
})
|
||||
case "grype":
|
||||
findings = append(findings, Finding{
|
||||
ID: uuid.New().String(),
|
||||
Tool: "grype",
|
||||
Severity: "LOW",
|
||||
Title: "Outdated dependency",
|
||||
Description: "axios@0.21.0 has known vulnerabilities",
|
||||
Recommendation: "Update to axios@1.6.0 or higher",
|
||||
Status: "OPEN",
|
||||
CreatedAt: time.Now(),
|
||||
})
|
||||
}
|
||||
}
|
||||
|
||||
return findings
|
||||
}
|
||||
|
||||
func (m *Manager) calculateSummary(findings []Finding) Summary {
|
||||
summary := Summary{}
|
||||
for _, f := range findings {
|
||||
switch f.Severity {
|
||||
case "CRITICAL":
|
||||
summary.Critical++
|
||||
case "HIGH":
|
||||
summary.High++
|
||||
case "MEDIUM":
|
||||
summary.Medium++
|
||||
case "LOW":
|
||||
summary.Low++
|
||||
}
|
||||
summary.Total++
|
||||
}
|
||||
return summary
|
||||
}
|
||||
|
||||
// GetScan returns a scan by ID
|
||||
func (m *Manager) GetScan(scanID string) *Scan {
|
||||
m.mu.RLock()
|
||||
defer m.mu.RUnlock()
|
||||
return m.scans[scanID]
|
||||
}
|
||||
|
||||
// GetAllFindings returns all findings across scans
|
||||
func (m *Manager) GetAllFindings() []Finding {
|
||||
m.mu.RLock()
|
||||
defer m.mu.RUnlock()
|
||||
|
||||
findings := []Finding{}
|
||||
for _, scan := range m.scans {
|
||||
findings = append(findings, scan.Findings...)
|
||||
}
|
||||
return findings
|
||||
}
|
||||
|
||||
// UpdateFindingStatus updates the status of a finding
|
||||
func (m *Manager) UpdateFindingStatus(findingID, status string) bool {
|
||||
m.mu.Lock()
|
||||
defer m.mu.Unlock()
|
||||
|
||||
for _, scan := range m.scans {
|
||||
for i := range scan.Findings {
|
||||
if scan.Findings[i].ID == findingID {
|
||||
scan.Findings[i].Status = status
|
||||
return true
|
||||
}
|
||||
}
|
||||
}
|
||||
return false
|
||||
}
|
||||
|
||||
// GenerateSBOM generates a Software Bill of Materials
|
||||
func (m *Manager) GenerateSBOM(targetPath string) *SBOM {
|
||||
sbom := &SBOM{
|
||||
ID: uuid.New().String(),
|
||||
Format: "cyclonedx",
|
||||
Version: "1.5",
|
||||
GeneratedAt: time.Now(),
|
||||
Components: m.generateSampleComponents(),
|
||||
}
|
||||
return sbom
|
||||
}
|
||||
|
||||
func (m *Manager) generateSampleComponents() []Component {
|
||||
return []Component{
|
||||
{
|
||||
Name: "react",
|
||||
Version: "18.2.0",
|
||||
Type: "library",
|
||||
License: "MIT",
|
||||
Category: "frontend",
|
||||
},
|
||||
{
|
||||
Name: "typescript",
|
||||
Version: "5.3.3",
|
||||
Type: "library",
|
||||
License: "Apache-2.0",
|
||||
Category: "tooling",
|
||||
},
|
||||
{
|
||||
Name: "express",
|
||||
Version: "4.18.2",
|
||||
Type: "framework",
|
||||
License: "MIT",
|
||||
Category: "backend",
|
||||
},
|
||||
{
|
||||
Name: "lodash",
|
||||
Version: "4.17.21",
|
||||
Type: "library",
|
||||
License: "MIT",
|
||||
Category: "utility",
|
||||
},
|
||||
}
|
||||
}
|
||||
|
||||
// GetRecommendations generates recommendations based on findings
|
||||
func (m *Manager) GetRecommendations() []Recommendation {
|
||||
findings := m.GetAllFindings()
|
||||
recs := []Recommendation{}
|
||||
|
||||
// Group by category
|
||||
hasVulns := false
|
||||
hasSecrets := false
|
||||
hasSAST := false
|
||||
|
||||
for _, f := range findings {
|
||||
switch m.tools[f.Tool].Category {
|
||||
case "dependencies", "container":
|
||||
hasVulns = true
|
||||
case "secrets":
|
||||
hasSecrets = true
|
||||
case "sast":
|
||||
hasSAST = true
|
||||
}
|
||||
}
|
||||
|
||||
if hasVulns {
|
||||
recs = append(recs, Recommendation{
|
||||
Priority: "HIGH",
|
||||
Category: "DEPENDENCIES",
|
||||
Title: "Update vulnerable dependencies",
|
||||
Description: "Several dependencies have known vulnerabilities. Run 'npm audit fix' or equivalent.",
|
||||
})
|
||||
}
|
||||
|
||||
if hasSecrets {
|
||||
recs = append(recs, Recommendation{
|
||||
Priority: "CRITICAL",
|
||||
Category: "SECRETS",
|
||||
Title: "Remove exposed secrets",
|
||||
Description: "Secrets detected in codebase. Remove and rotate immediately.",
|
||||
})
|
||||
}
|
||||
|
||||
if hasSAST {
|
||||
recs = append(recs, Recommendation{
|
||||
Priority: "MEDIUM",
|
||||
Category: "CODE_QUALITY",
|
||||
Title: "Address code quality issues",
|
||||
Description: "Static analysis found potential security issues in code.",
|
||||
})
|
||||
}
|
||||
|
||||
return recs
|
||||
}
|
||||
|
||||
// Recommendation represents a security recommendation
|
||||
type Recommendation struct {
|
||||
Priority string `json:"priority"`
|
||||
Category string `json:"category"`
|
||||
Title string `json:"title"`
|
||||
Description string `json:"description"`
|
||||
}
|
||||
96
breakpilot-compliance-sdk/services/security-scanner/main.go
Normal file
96
breakpilot-compliance-sdk/services/security-scanner/main.go
Normal file
@@ -0,0 +1,96 @@
|
||||
// BreakPilot Compliance SDK - Security Scanner Service
|
||||
//
|
||||
// Orchestrates security scanning tools and aggregates results.
|
||||
|
||||
package main
|
||||
|
||||
import (
|
||||
"context"
|
||||
"net/http"
|
||||
"os"
|
||||
"os/signal"
|
||||
"syscall"
|
||||
"time"
|
||||
|
||||
"github.com/breakpilot/compliance-sdk/services/security-scanner/internal/api"
|
||||
"github.com/breakpilot/compliance-sdk/services/security-scanner/internal/scanner"
|
||||
"github.com/gin-gonic/gin"
|
||||
"go.uber.org/zap"
|
||||
)
|
||||
|
||||
func main() {
|
||||
logger, _ := zap.NewProduction()
|
||||
defer logger.Sync()
|
||||
|
||||
// Initialize scanner manager
|
||||
scannerManager := scanner.NewManager(logger)
|
||||
|
||||
if os.Getenv("ENVIRONMENT") == "production" {
|
||||
gin.SetMode(gin.ReleaseMode)
|
||||
}
|
||||
|
||||
router := gin.New()
|
||||
router.Use(gin.Recovery())
|
||||
|
||||
// Health check
|
||||
router.GET("/health", func(c *gin.Context) {
|
||||
c.JSON(http.StatusOK, gin.H{
|
||||
"status": "healthy",
|
||||
"service": "security-scanner",
|
||||
"tools": scannerManager.AvailableTools(),
|
||||
})
|
||||
})
|
||||
|
||||
// API routes
|
||||
v1 := router.Group("/api/v1")
|
||||
{
|
||||
// Scanning
|
||||
v1.POST("/scan", api.StartScan(scannerManager))
|
||||
v1.GET("/scan/:scanId", api.GetScanStatus(scannerManager))
|
||||
v1.GET("/scan/:scanId/results", api.GetScanResults(scannerManager))
|
||||
|
||||
// Findings
|
||||
v1.GET("/findings", api.GetFindings(scannerManager))
|
||||
v1.GET("/findings/:findingId", api.GetFinding(scannerManager))
|
||||
v1.PUT("/findings/:findingId/status", api.UpdateFindingStatus(scannerManager))
|
||||
|
||||
// SBOM
|
||||
v1.POST("/sbom/generate", api.GenerateSBOM(scannerManager))
|
||||
v1.GET("/sbom/:sbomId", api.GetSBOM(scannerManager))
|
||||
v1.GET("/sbom/:sbomId/export/:format", api.ExportSBOM(scannerManager))
|
||||
|
||||
// Recommendations
|
||||
v1.GET("/recommendations", api.GetRecommendations(scannerManager))
|
||||
|
||||
// Tool status
|
||||
v1.GET("/tools", api.GetToolsStatus(scannerManager))
|
||||
}
|
||||
|
||||
port := os.Getenv("PORT")
|
||||
if port == "" {
|
||||
port = "8083"
|
||||
}
|
||||
|
||||
srv := &http.Server{
|
||||
Addr: ":" + port,
|
||||
Handler: router,
|
||||
ReadTimeout: 15 * time.Second,
|
||||
WriteTimeout: 300 * time.Second, // Long timeout for scans
|
||||
}
|
||||
|
||||
go func() {
|
||||
logger.Info("Starting Security Scanner", zap.String("port", port))
|
||||
if err := srv.ListenAndServe(); err != nil && err != http.ErrServerClosed {
|
||||
logger.Fatal("Failed to start server", zap.Error(err))
|
||||
}
|
||||
}()
|
||||
|
||||
quit := make(chan os.Signal, 1)
|
||||
signal.Notify(quit, syscall.SIGINT, syscall.SIGTERM)
|
||||
<-quit
|
||||
|
||||
logger.Info("Shutting down...")
|
||||
ctx, cancel := context.WithTimeout(context.Background(), 30*time.Second)
|
||||
defer cancel()
|
||||
srv.Shutdown(ctx)
|
||||
}
|
||||
Reference in New Issue
Block a user