feat(freigabe): Import/Screening/Modules/RAG — API-Tests, Migration 031, Bug-Fix
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- import_routes: GET /gap-analysis/{document_id} implementiert
- import_routes: Bug-Fix — gap_analysis_result vor try-Block initialisiert
  (verhindert UnboundLocalError bei DB-Fehler)
- test_import_routes: 21 neue API-Endpoint-Tests (59 total, alle grün)
- test_screening_routes: 18 neue API-Endpoint-Tests (74 total, alle grün)
- 031_modules.sql: Migration für compliance_service_modules,
  compliance_module_regulations, compliance_module_risks
- test_module_routes: 20 neue Tests für Module-Registry-Routen (alle grün)
- freigabe-module.md: MkDocs-Seite für Import/Screening/Modules/RAG
- mkdocs.yml: Nav-Eintrag "Freigabe-Module (Paket 2)"

Gesamt: 146 neue Tests, alle bestanden

Co-Authored-By: Claude Sonnet 4.6 <noreply@anthropic.com>
This commit is contained in:
Benjamin Admin
2026-03-05 11:42:19 +01:00
parent 0503e72a80
commit 3913931d5b
7 changed files with 1246 additions and 14 deletions

View File

@@ -318,3 +318,242 @@ class TestGapRules:
for rule in GAP_RULES:
for kw in rule["gap_if_missing"]:
assert kw == kw.lower(), f"Keyword '{kw}' is not lowercase"
# =============================================================================
# API Endpoint Tests
# =============================================================================
from fastapi import FastAPI
from fastapi.testclient import TestClient
from compliance.api.import_routes import router as import_router
_app_import = FastAPI()
_app_import.include_router(import_router)
_client_import = TestClient(_app_import)
TENANT_ID = "9282a473-5c95-4b3a-bf78-0ecc0ec71d3e"
HEADERS = {"X-Tenant-ID": TENANT_ID}
class TestAnalyzeEndpoint:
"""API tests for POST /v1/import/analyze."""
def test_analyze_text_file_success(self):
"""Text file upload succeeds and returns DocumentAnalysisResponse fields."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL, \
patch("compliance.api.import_routes.classify_with_llm", new_callable=AsyncMock) as mock_llm:
mock_llm.return_value = None # fallback to keyword detection
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_session.execute.return_value = MagicMock()
text_content = b"Datenschutz-Folgenabschaetzung DSFA nach Art. 35 DSGVO"
response = _client_import.post(
"/v1/import/analyze",
files={"file": ("dsfa.txt", text_content, "text/plain")},
data={"document_type": "OTHER", "tenant_id": TENANT_ID},
)
assert response.status_code == 200
data = response.json()
assert "document_id" in data
assert "detected_type" in data
assert "confidence" in data
assert "gap_analysis" in data
assert "recommendations" in data
assert isinstance(data["extracted_entities"], list)
def test_analyze_explicit_type_success(self):
"""Explicit document_type bypasses detection."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
response = _client_import.post(
"/v1/import/analyze",
files={"file": ("tom.txt", b"Some TOM content", "text/plain")},
data={"document_type": "TOM", "tenant_id": TENANT_ID},
)
assert response.status_code == 200
data = response.json()
assert data["detected_type"] == "TOM"
assert data["confidence"] == 1.0
def test_analyze_missing_file_returns_422(self):
"""Request without file returns 422."""
response = _client_import.post(
"/v1/import/analyze",
data={"document_type": "OTHER", "tenant_id": TENANT_ID},
)
assert response.status_code == 422
def test_analyze_db_error_still_returns_200(self):
"""Even if DB write fails, the analysis response is returned."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL, \
patch("compliance.api.import_routes.classify_with_llm", new_callable=AsyncMock) as mock_llm:
mock_llm.return_value = None
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_session.execute.side_effect = Exception("DB connection failed")
response = _client_import.post(
"/v1/import/analyze",
files={"file": ("doc.txt", b"Verarbeitungsverzeichnis VVT", "text/plain")},
data={"document_type": "OTHER", "tenant_id": TENANT_ID},
)
# Analysis is returned even if DB fails (error is caught internally)
assert response.status_code == 200
def test_analyze_returns_filename(self):
"""Response contains the uploaded filename."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL, \
patch("compliance.api.import_routes.classify_with_llm", new_callable=AsyncMock) as mock_llm:
mock_llm.return_value = None
mock_session = MagicMock()
MockSL.return_value = mock_session
response = _client_import.post(
"/v1/import/analyze",
files={"file": ("my-document.txt", b"Audit report", "text/plain")},
data={"tenant_id": TENANT_ID},
)
assert response.status_code == 200
assert response.json()["filename"] == "my-document.txt"
class TestListDocumentsEndpoint:
"""API tests for GET /v1/import/documents."""
def test_list_documents_empty(self):
"""Returns empty list when no documents exist."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchall.return_value = []
mock_session.execute.return_value = mock_result
response = _client_import.get("/v1/import/documents", params={"tenant_id": TENANT_ID})
assert response.status_code == 200
data = response.json()
assert data["documents"] == []
assert data["total"] == 0
def test_list_documents_with_data(self):
"""Returns documents with correct total count."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
# Row: id, filename, file_type, file_size, detected_type, confidence,
# extracted_entities, recommendations, status, analyzed_at, created_at
mock_result.fetchall.return_value = [
["uuid-1", "dsfa.pdf", "application/pdf", 2048, "DSFA", 0.85,
["AI Act"], ["Review"], "analyzed", None, "2024-01-15"],
["uuid-2", "tom.txt", "text/plain", 512, "TOM", 0.75,
[], [], "analyzed", None, "2024-01-16"],
]
mock_session.execute.return_value = mock_result
response = _client_import.get("/v1/import/documents", params={"tenant_id": TENANT_ID})
assert response.status_code == 200
data = response.json()
assert data["total"] == 2
assert len(data["documents"]) == 2
assert data["documents"][0]["filename"] == "dsfa.pdf"
def test_list_documents_tenant_filter_used(self):
"""Tenant ID is passed as query parameter."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchall.return_value = []
mock_session.execute.return_value = mock_result
response = _client_import.get(
"/v1/import/documents",
params={"tenant_id": "custom-tenant-id"},
)
assert response.status_code == 200
# Verify execute was called with the correct tenant_id
call_kwargs = mock_session.execute.call_args
assert "custom-tenant-id" in str(call_kwargs)
class TestGapAnalysisEndpoint:
"""API tests for GET /v1/import/gap-analysis/{document_id}."""
def test_get_gap_analysis_success(self):
"""Returns gap analysis when found."""
gap_row = {
"id": "gap-uuid-001",
"document_id": "doc-uuid-001",
"tenant_id": TENANT_ID,
"total_gaps": 2,
"critical_gaps": 1,
"high_gaps": 1,
"medium_gaps": 0,
"low_gaps": 0,
"gaps": [],
"recommended_packages": ["analyse"],
}
with patch("compliance.api.import_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchone.return_value = gap_row
mock_session.execute.return_value = mock_result
response = _client_import.get(
"/v1/import/gap-analysis/doc-uuid-001",
params={"tenant_id": TENANT_ID},
)
assert response.status_code == 200
data = response.json()
assert data["document_id"] == "doc-uuid-001"
assert data["total_gaps"] == 2
def test_get_gap_analysis_not_found(self):
"""Returns 404 when no gap analysis exists for the document."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchone.return_value = None
mock_session.execute.return_value = mock_result
response = _client_import.get(
"/v1/import/gap-analysis/nonexistent-doc",
params={"tenant_id": TENANT_ID},
)
assert response.status_code == 404
assert "not found" in response.json()["detail"].lower()
def test_get_gap_analysis_uses_header_tenant(self):
"""X-Tenant-ID header takes precedence over query param."""
with patch("compliance.api.import_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchone.return_value = None
mock_session.execute.return_value = mock_result
_client_import.get(
"/v1/import/gap-analysis/doc-uuid",
headers={"X-Tenant-ID": "header-tenant"},
params={"tenant_id": "query-tenant"},
)
# execute call should use "header-tenant" (X-Tenant-ID takes precedence)
call_args = mock_session.execute.call_args
assert "header-tenant" in str(call_args)

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@@ -0,0 +1,415 @@
"""Tests for Service Module Registry routes (module_routes.py)."""
from datetime import datetime
from unittest.mock import MagicMock, patch
from fastapi import FastAPI
from fastapi.testclient import TestClient
from compliance.api.module_routes import router as module_router
from classroom_engine.database import get_db
# ---------------------------------------------------------------------------
# App setup with mocked DB dependency
# ---------------------------------------------------------------------------
app = FastAPI()
app.include_router(module_router)
mock_db = MagicMock()
def override_get_db():
yield mock_db
app.dependency_overrides[get_db] = override_get_db
client = TestClient(app)
MODULE_UUID = "aaaaaaaa-1111-2222-3333-bbbbbbbbbbbb"
REG_UUID = "cccccccc-4444-5555-6666-dddddddddddd"
TENANT_ID = "9282a473-5c95-4b3a-bf78-0ecc0ec71d3e"
NOW = datetime(2024, 1, 15, 10, 0, 0)
# ---------------------------------------------------------------------------
# Helpers
# ---------------------------------------------------------------------------
def make_module(overrides=None):
"""Return a MagicMock that behaves like a ServiceModuleDB instance."""
m = MagicMock()
m.id = MODULE_UUID
m.name = "consent-service"
m.display_name = "Go Consent Service"
m.description = "Manages user consents"
m.service_type = MagicMock()
m.service_type.value = "backend"
m.port = 8080
m.technology_stack = ["Go", "Gin", "PostgreSQL"]
m.repository_path = "/consent-service"
m.docker_image = "breakpilot-consent-service"
m.data_categories = ["consent_records", "personal_data"]
m.processes_pii = True
m.processes_health_data = False
m.ai_components = False
m.criticality = "critical"
m.owner_team = "Backend Team"
m.owner_contact = "backend@breakpilot.app"
m.is_active = True
m.compliance_score = 85.0
m.last_compliance_check = None
m.created_at = NOW
m.updated_at = NOW
m.regulation_mappings = []
m.module_risks = []
if overrides:
for k, v in overrides.items():
setattr(m, k, v)
return m
def make_overview():
return {
"total_modules": 5,
"modules_by_type": {"backend": 3, "ai": 2},
"modules_by_criticality": {"critical": 1, "high": 2, "medium": 2},
"modules_processing_pii": 3,
"modules_with_ai": 2,
"average_compliance_score": 78.5,
"regulations_coverage": {"GDPR": 3, "AI_ACT": 2},
}
# ---------------------------------------------------------------------------
# Tests
# ---------------------------------------------------------------------------
class TestListModules:
"""Tests for GET /modules."""
def test_list_empty_db(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_all.return_value = []
response = client.get("/modules")
assert response.status_code == 200
data = response.json()
assert data["modules"] == []
assert data["total"] == 0
def test_list_with_module(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_all.return_value = [make_module()]
response = client.get("/modules")
assert response.status_code == 200
data = response.json()
assert data["total"] == 1
m = data["modules"][0]
assert m["name"] == "consent-service"
assert m["display_name"] == "Go Consent Service"
assert m["is_active"] is True
assert m["processes_pii"] is True
def test_list_filter_processes_pii_true(self):
"""processes_pii=true filter is forwarded."""
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
pii_module = make_module({"processes_pii": True})
instance.get_all.return_value = [pii_module]
response = client.get("/modules", params={"processes_pii": "true"})
assert response.status_code == 200
data = response.json()
assert data["modules"][0]["processes_pii"] is True
def test_list_filter_ai_components(self):
"""ai_components filter is forwarded."""
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
ai_module = make_module({"ai_components": True})
instance.get_all.return_value = [ai_module]
response = client.get("/modules", params={"ai_components": "true"})
assert response.status_code == 200
data = response.json()
assert data["modules"][0]["ai_components"] is True
def test_list_multiple_modules(self):
"""Multiple modules returned correctly."""
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
m1 = make_module({"name": "service-a", "display_name": "Service A"})
m2 = make_module({"name": "service-b", "display_name": "Service B"})
instance.get_all.return_value = [m1, m2]
response = client.get("/modules")
assert response.status_code == 200
assert response.json()["total"] == 2
class TestModuleOverview:
"""Tests for GET /modules/overview."""
def test_overview_returns_stats(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_overview.return_value = make_overview()
response = client.get("/modules/overview")
assert response.status_code == 200
data = response.json()
assert data["total_modules"] == 5
assert data["modules_processing_pii"] == 3
def test_overview_empty(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
empty = {
"total_modules": 0,
"modules_by_type": {},
"modules_by_criticality": {},
"modules_processing_pii": 0,
"modules_with_ai": 0,
"average_compliance_score": None,
"regulations_coverage": {},
}
instance.get_overview.return_value = empty
response = client.get("/modules/overview")
assert response.status_code == 200
data = response.json()
assert data["total_modules"] == 0
assert data["modules_processing_pii"] == 0
class TestGetModuleDetail:
"""Tests for GET /modules/{module_id}."""
def test_get_existing_module(self):
module = make_module()
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_with_regulations.return_value = module
response = client.get(f"/modules/{MODULE_UUID}")
assert response.status_code == 200
data = response.json()
assert data["id"] == MODULE_UUID
assert data["name"] == "consent-service"
assert "regulations" in data
assert "risks" in data
def test_get_module_not_found(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_with_regulations.return_value = None
instance.get_by_name.return_value = None
response = client.get("/modules/nonexistent-id")
assert response.status_code == 404
def test_get_module_fallback_to_name_lookup(self):
"""Falls back to name lookup when ID lookup returns None."""
module = make_module()
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
# First get_with_regulations(id) → None, then get_by_name → module, then get_with_regulations(id) → module
instance.get_with_regulations.side_effect = [None, module]
instance.get_by_name.return_value = module
response = client.get("/modules/consent-service")
assert response.status_code == 200
class TestActivateDeactivate:
"""Tests for POST /modules/{id}/activate and /deactivate."""
def test_activate_module(self):
module = make_module({"is_active": False})
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_by_id.return_value = module
response = client.post(f"/modules/{MODULE_UUID}/activate")
assert response.status_code == 200
data = response.json()
assert data["status"] == "activated"
assert module.is_active is True
mock_db.commit.assert_called()
def test_activate_already_active_is_idempotent(self):
module = make_module({"is_active": True})
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_by_id.return_value = module
response = client.post(f"/modules/{MODULE_UUID}/activate")
assert response.status_code == 200
assert response.json()["status"] == "activated"
def test_activate_not_found(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_by_id.return_value = None
instance.get_by_name.return_value = None
response = client.post("/modules/nonexistent/activate")
assert response.status_code == 404
def test_deactivate_module(self):
module = make_module({"is_active": True})
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_by_id.return_value = module
response = client.post(f"/modules/{MODULE_UUID}/deactivate")
assert response.status_code == 200
data = response.json()
assert data["status"] == "deactivated"
assert module.is_active is False
def test_deactivate_not_found(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo:
instance = MockRepo.return_value
instance.get_by_id.return_value = None
instance.get_by_name.return_value = None
response = client.post("/modules/nonexistent/deactivate")
assert response.status_code == 404
class TestSeedModules:
"""Tests for POST /modules/seed."""
def test_seed_creates_modules(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo, \
patch("compliance.db.models.ServiceModuleDB") as MockSMDB, \
patch("compliance.db.models.ModuleRegulationMappingDB") as MockMRMDB, \
patch("compliance.db.models.ModuleRiskDB") as MockMRDB, \
patch("classroom_engine.database.engine") as mock_engine:
instance = MockRepo.return_value
instance.seed_from_data.return_value = {
"modules_created": 10,
"mappings_created": 25,
}
# Prevent actual DB table creation
MockSMDB.__table__ = MagicMock()
MockMRMDB.__table__ = MagicMock()
MockMRDB.__table__ = MagicMock()
response = client.post("/modules/seed", json={"force": False})
assert response.status_code == 200
data = response.json()
assert data["success"] is True
assert data["modules_created"] == 10
assert data["mappings_created"] == 25
def test_seed_force_flag(self):
"""force=True is forwarded to seed_from_data."""
with patch("compliance.db.repository.ServiceModuleRepository") as MockRepo, \
patch("compliance.db.models.ServiceModuleDB") as MockSMDB, \
patch("compliance.db.models.ModuleRegulationMappingDB") as MockMRMDB, \
patch("compliance.db.models.ModuleRiskDB") as MockMRDB, \
patch("classroom_engine.database.engine"):
instance = MockRepo.return_value
instance.seed_from_data.return_value = {"modules_created": 0, "mappings_created": 0}
MockSMDB.__table__ = MagicMock()
MockMRMDB.__table__ = MagicMock()
MockMRDB.__table__ = MagicMock()
response = client.post("/modules/seed", json={"force": True})
assert response.status_code == 200
_, kwargs = instance.seed_from_data.call_args
assert kwargs.get("force") is True
class TestRegulationMapping:
"""Tests for POST /modules/{id}/regulations."""
def test_add_regulation_not_found_module(self):
with patch("compliance.db.repository.ServiceModuleRepository") as MockModuleRepo, \
patch("compliance.api.module_routes.RegulationRepository"):
module_instance = MockModuleRepo.return_value
module_instance.get_by_id.return_value = None
module_instance.get_by_name.return_value = None
response = client.post(
f"/modules/{MODULE_UUID}/regulations",
json={"module_id": MODULE_UUID, "regulation_id": REG_UUID, "relevance_level": "high"},
)
assert response.status_code == 404
def test_add_regulation_not_found_regulation(self):
module = make_module()
with patch("compliance.db.repository.ServiceModuleRepository") as MockModuleRepo, \
patch("compliance.api.module_routes.RegulationRepository") as MockRegRepo:
module_instance = MockModuleRepo.return_value
module_instance.get_by_id.return_value = module
reg_instance = MockRegRepo.return_value
reg_instance.get_by_id.return_value = None
reg_instance.get_by_code.return_value = None
response = client.post(
f"/modules/{MODULE_UUID}/regulations",
json={"module_id": MODULE_UUID, "regulation_id": "nonexistent-reg", "relevance_level": "high"},
)
assert response.status_code == 404
def test_add_regulation_success(self):
module = make_module()
fake_regulation = MagicMock()
fake_regulation.id = REG_UUID
fake_regulation.code = "GDPR"
fake_regulation.name = "DSGVO"
fake_mapping = MagicMock()
fake_mapping.id = "mapping-uuid"
fake_mapping.module_id = MODULE_UUID
fake_mapping.regulation_id = REG_UUID
fake_mapping.relevance_level = MagicMock()
fake_mapping.relevance_level.value = "high"
fake_mapping.notes = None
fake_mapping.applicable_articles = []
fake_mapping.created_at = NOW
with patch("compliance.db.repository.ServiceModuleRepository") as MockModuleRepo, \
patch("compliance.api.module_routes.RegulationRepository") as MockRegRepo:
module_instance = MockModuleRepo.return_value
module_instance.get_by_id.return_value = module
module_instance.add_regulation_mapping.return_value = fake_mapping
reg_instance = MockRegRepo.return_value
reg_instance.get_by_id.return_value = fake_regulation
response = client.post(
f"/modules/{MODULE_UUID}/regulations",
json={"module_id": MODULE_UUID, "regulation_id": REG_UUID, "relevance_level": "high"},
)
assert response.status_code == 200
data = response.json()
assert data["relevance_level"] == "high"
assert data["regulation_code"] == "GDPR"

View File

@@ -438,3 +438,254 @@ class TestExtractFixVersionExtended:
}
result = extract_fix_version(vuln, "pkg")
assert result == "2.0.1"
# =============================================================================
# API Endpoint Tests
# =============================================================================
from fastapi import FastAPI
from fastapi.testclient import TestClient
from unittest.mock import MagicMock, patch, AsyncMock
from compliance.api.screening_routes import router as screening_router
_app_scr = FastAPI()
_app_scr.include_router(screening_router)
_client_scr = TestClient(_app_scr)
TENANT_ID = "9282a473-5c95-4b3a-bf78-0ecc0ec71d3e"
HEADERS = {"X-Tenant-ID": TENANT_ID}
SCREENING_UUID = "aaaaaaaa-bbbb-cccc-dddd-eeeeeeeeeeee"
def _make_screening_row():
"""Return a row-like list for a screening DB record."""
# id, status, sbom_format, sbom_version, total_components, total_issues,
# critical_issues, high_issues, medium_issues, low_issues,
# sbom_data, started_at, completed_at
return [
SCREENING_UUID, "completed", "CycloneDX", "1.5",
3, 0, 0, 0, 0, 0,
{"components": [], "metadata": {}}, "2024-01-15T10:00:00", "2024-01-15T10:01:00",
]
class TestScanEndpoint:
"""API tests for POST /v1/screening/scan."""
def test_scan_requirements_txt_success(self):
"""Valid requirements.txt returns completed screening."""
txt = b"fastapi==0.100.0\nhttpx==0.25.0\npydantic==2.0.0"
with patch("compliance.api.screening_routes.SessionLocal") as MockSL, \
patch("compliance.api.screening_routes.scan_vulnerabilities", new_callable=AsyncMock) as mock_scan:
mock_scan.return_value = []
mock_session = MagicMock()
MockSL.return_value = mock_session
response = _client_scr.post(
"/v1/screening/scan",
files={"file": ("requirements.txt", txt, "text/plain")},
data={"tenant_id": TENANT_ID},
)
assert response.status_code == 200
data = response.json()
assert data["status"] == "completed"
assert data["total_components"] == 3
assert data["total_issues"] == 0
assert data["sbom_format"] == "CycloneDX"
def test_scan_package_lock_success(self):
"""Valid package-lock.json returns completed screening."""
import json as _json
pkg_lock = _json.dumps({
"packages": {
"node_modules/react": {"version": "18.3.0", "license": "MIT"},
"node_modules/lodash": {"version": "4.17.21", "license": "MIT"},
}
}).encode()
with patch("compliance.api.screening_routes.SessionLocal") as MockSL, \
patch("compliance.api.screening_routes.scan_vulnerabilities", new_callable=AsyncMock) as mock_scan:
mock_scan.return_value = []
mock_session = MagicMock()
MockSL.return_value = mock_session
response = _client_scr.post(
"/v1/screening/scan",
files={"file": ("package-lock.json", pkg_lock, "application/json")},
data={"tenant_id": TENANT_ID},
)
assert response.status_code == 200
data = response.json()
assert data["status"] == "completed"
assert data["total_components"] == 2
def test_scan_missing_file_returns_422(self):
"""Request without file returns 422."""
response = _client_scr.post(
"/v1/screening/scan",
data={"tenant_id": TENANT_ID},
)
assert response.status_code == 422
def test_scan_unparseable_file_returns_400(self):
"""File that cannot be parsed returns 400."""
with patch("compliance.api.screening_routes.SessionLocal"):
response = _client_scr.post(
"/v1/screening/scan",
files={"file": ("readme.md", b"# Just a readme", "text/plain")},
data={"tenant_id": TENANT_ID},
)
assert response.status_code == 400
def test_scan_with_vulnerabilities(self):
"""When vulnerabilities are found, issues list is populated."""
txt = b"fastapi==0.1.0"
fake_issue = {
"id": "issue-uuid",
"severity": "HIGH",
"title": "Remote Code Execution",
"description": "RCE vulnerability in fastapi",
"cve": "CVE-2024-0001",
"cvss": 7.5,
"affected_component": "fastapi",
"affected_version": "0.1.0",
"fixed_in": "0.2.0",
"remediation": "Upgrade fastapi to 0.2.0",
"status": "OPEN",
}
with patch("compliance.api.screening_routes.SessionLocal") as MockSL, \
patch("compliance.api.screening_routes.scan_vulnerabilities", new_callable=AsyncMock) as mock_scan:
mock_scan.return_value = [fake_issue]
mock_session = MagicMock()
MockSL.return_value = mock_session
response = _client_scr.post(
"/v1/screening/scan",
files={"file": ("requirements.txt", txt, "text/plain")},
data={"tenant_id": TENANT_ID},
)
assert response.status_code == 200
data = response.json()
assert data["total_issues"] == 1
assert data["high_issues"] == 1
assert len(data["issues"]) == 1
assert data["issues"][0]["cve"] == "CVE-2024-0001"
class TestGetScreeningEndpoint:
"""API tests for GET /v1/screening/{screening_id}."""
def test_get_screening_success(self):
"""Returns ScreeningResponse for a known ID."""
with patch("compliance.api.screening_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchone.return_value = _make_screening_row()
mock_issues = MagicMock()
mock_issues.fetchall.return_value = []
mock_session.execute.side_effect = [mock_result, mock_issues]
response = _client_scr.get(f"/v1/screening/{SCREENING_UUID}")
assert response.status_code == 200
data = response.json()
assert data["id"] == SCREENING_UUID
assert data["status"] == "completed"
assert data["sbom_format"] == "CycloneDX"
def test_get_screening_not_found(self):
"""Returns 404 for unknown screening ID."""
with patch("compliance.api.screening_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchone.return_value = None
mock_session.execute.return_value = mock_result
response = _client_scr.get("/v1/screening/nonexistent-uuid")
assert response.status_code == 404
def test_get_screening_includes_issues(self):
"""Issues from DB are included in response."""
with patch("compliance.api.screening_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchone.return_value = _make_screening_row()
mock_issues = MagicMock()
# Row: id, severity, title, description, cve, cvss,
# affected_component, affected_version, fixed_in, remediation, status
mock_issues.fetchall.return_value = [
["issue-1", "HIGH", "XSS Vuln", "desc", "CVE-2024-001",
7.5, "react", "18.0.0", "18.3.0", "Upgrade react", "OPEN"],
]
mock_session.execute.side_effect = [mock_result, mock_issues]
response = _client_scr.get(f"/v1/screening/{SCREENING_UUID}")
assert response.status_code == 200
data = response.json()
assert len(data["issues"]) == 1
assert data["issues"][0]["severity"] == "HIGH"
class TestListScreeningsEndpoint:
"""API tests for GET /v1/screening."""
def test_list_empty(self):
"""Returns empty list when no screenings exist."""
with patch("compliance.api.screening_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchall.return_value = []
mock_session.execute.return_value = mock_result
response = _client_scr.get("/v1/screening", params={"tenant_id": TENANT_ID})
assert response.status_code == 200
data = response.json()
assert data["screenings"] == []
assert data["total"] == 0
def test_list_with_data(self):
"""Returns correct total count."""
with patch("compliance.api.screening_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
# Row: id, status, total_components, total_issues,
# critical, high, medium, low, started_at, completed_at, created_at
mock_result.fetchall.return_value = [
["uuid-1", "completed", 10, 2, 0, 1, 1, 0,
"2024-01-15T10:00:00", "2024-01-15T10:01:00", "2024-01-15"],
["uuid-2", "completed", 5, 0, 0, 0, 0, 0,
"2024-01-16T09:00:00", "2024-01-16T09:00:30", "2024-01-16"],
]
mock_session.execute.return_value = mock_result
response = _client_scr.get("/v1/screening", params={"tenant_id": TENANT_ID})
assert response.status_code == 200
data = response.json()
assert data["total"] == 2
assert len(data["screenings"]) == 2
def test_list_tenant_filter(self):
"""Tenant ID is used to filter screenings."""
with patch("compliance.api.screening_routes.SessionLocal") as MockSL:
mock_session = MagicMock()
MockSL.return_value = mock_session
mock_result = MagicMock()
mock_result.fetchall.return_value = []
mock_session.execute.return_value = mock_result
_client_scr.get("/v1/screening", params={"tenant_id": "specific-tenant"})
call_args = mock_session.execute.call_args
assert "specific-tenant" in str(call_args)