refactor: phase 0 guardrails + phase 1 step 2 (models.py split)

Squash of branch refactor/phase0-guardrails-and-models-split — 4 commits,
81 files, 173/173 pytest green, OpenAPI contract preserved (360 paths /
484 operations).

## Phase 0 — Architecture guardrails

Three defense-in-depth layers to keep the architecture rules enforced
regardless of who opens Claude Code in this repo:

  1. .claude/settings.json PreToolUse hook on Write/Edit blocks any file
     that would exceed the 500-line hard cap. Auto-loads in every Claude
     session in this repo.
  2. scripts/githooks/pre-commit (install via scripts/install-hooks.sh)
     enforces the LOC cap locally, freezes migrations/ without
     [migration-approved], and protects guardrail files without
     [guardrail-change].
  3. .gitea/workflows/ci.yaml gains loc-budget + guardrail-integrity +
     sbom-scan (syft+grype) jobs, adds mypy --strict for the new Python
     packages (compliance/{services,repositories,domain,schemas}), and
     tsc --noEmit for admin-compliance + developer-portal.

Per-language conventions documented in AGENTS.python.md, AGENTS.go.md,
AGENTS.typescript.md at the repo root — layering, tooling, and explicit
"what you may NOT do" lists. Root CLAUDE.md is prepended with the six
non-negotiable rules. Each of the 10 services gets a README.md.

scripts/check-loc.sh enforces soft 300 / hard 500 and surfaces the
current baseline of 205 hard + 161 soft violations so Phases 1-4 can
drain it incrementally. CI gates only CHANGED files in PRs so the
legacy baseline does not block unrelated work.

## Deprecation sweep

47 files. Pydantic V1 regex= -> pattern= (2 sites), class Config ->
ConfigDict in source_policy_router.py (schemas.py intentionally skipped;
it is the Phase 1 Step 3 split target). datetime.utcnow() ->
datetime.now(timezone.utc) everywhere including SQLAlchemy default=
callables. All DB columns already declare timezone=True, so this is a
latent-bug fix at the Python side, not a schema change.

DeprecationWarning count dropped from 158 to 35.

## Phase 1 Step 1 — Contract test harness

tests/contracts/test_openapi_baseline.py diffs the live FastAPI /openapi.json
against tests/contracts/openapi.baseline.json on every test run. Fails on
removed paths, removed status codes, or new required request body fields.
Regenerate only via tests/contracts/regenerate_baseline.py after a
consumer-updated contract change. This is the safety harness for all
subsequent refactor commits.

## Phase 1 Step 2 — models.py split (1466 -> 85 LOC shim)

compliance/db/models.py is decomposed into seven sibling aggregate modules
following the existing repo pattern (dsr_models.py, vvt_models.py, ...):

  regulation_models.py       (134) — Regulation, Requirement
  control_models.py          (279) — Control, Mapping, Evidence, Risk
  ai_system_models.py        (141) — AISystem, AuditExport
  service_module_models.py   (176) — ServiceModule, ModuleRegulation, ModuleRisk
  audit_session_models.py    (177) — AuditSession, AuditSignOff
  isms_governance_models.py  (323) — ISMSScope, Context, Policy, Objective, SoA
  isms_audit_models.py       (468) — Finding, CAPA, MgmtReview, InternalAudit,
                                     AuditTrail, Readiness

models.py becomes an 85-line re-export shim in dependency order so
existing imports continue to work unchanged. Schema is byte-identical:
__tablename__, column definitions, relationship strings, back_populates,
cascade directives all preserved.

All new sibling files are under the 500-line hard cap; largest is
isms_audit_models.py at 468. No file in compliance/db/ now exceeds
the hard cap.

## Phase 1 Step 3 — infrastructure only

backend-compliance/compliance/{schemas,domain,repositories}/ packages
are created as landing zones with docstrings. compliance/domain/
exports DomainError / NotFoundError / ConflictError / ValidationError /
PermissionError — the base classes services will use to raise
domain-level errors instead of HTTPException.

PHASE1_RUNBOOK.md at backend-compliance/PHASE1_RUNBOOK.md documents
the nine-step execution plan for Phase 1: snapshot baseline,
characterization tests, split models.py (this commit), split schemas.py
(next), extract services, extract repositories, mypy --strict, coverage.

## Verification

  backend-compliance/.venv-phase1: uv python install 3.12 + pip -r requirements.txt
  PYTHONPATH=. pytest compliance/tests/ tests/contracts/
  -> 173 passed, 0 failed, 35 warnings, OpenAPI 360/484 unchanged

Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
This commit is contained in:
Sharang Parnerkar
2026-04-07 13:18:29 +02:00
parent 1dfea51919
commit 3320ef94fc
84 changed files with 52849 additions and 1731 deletions

View File

@@ -10,7 +10,7 @@ Provides CRUD operations for ISO 27001 certification-related entities:
"""
import uuid
from datetime import datetime, date
from datetime import datetime, date, timezone
from typing import List, Optional, Dict, Any, Tuple
from sqlalchemy.orm import Session as DBSession
@@ -94,11 +94,11 @@ class ISMSScopeRepository:
import hashlib
scope.status = ApprovalStatusEnum.APPROVED
scope.approved_by = approved_by
scope.approved_at = datetime.utcnow()
scope.approved_at = datetime.now(timezone.utc)
scope.effective_date = effective_date
scope.review_date = review_date
scope.approval_signature = hashlib.sha256(
f"{scope.scope_statement}|{approved_by}|{datetime.utcnow().isoformat()}".encode()
f"{scope.scope_statement}|{approved_by}|{datetime.now(timezone.utc).isoformat()}".encode()
).hexdigest()
self.db.commit()
@@ -185,7 +185,7 @@ class ISMSPolicyRepository:
policy.status = ApprovalStatusEnum.APPROVED
policy.reviewed_by = reviewed_by
policy.approved_by = approved_by
policy.approved_at = datetime.utcnow()
policy.approved_at = datetime.now(timezone.utc)
policy.effective_date = effective_date
policy.next_review_date = date(
effective_date.year + (policy.review_frequency_months // 12),
@@ -193,7 +193,7 @@ class ISMSPolicyRepository:
effective_date.day
)
policy.approval_signature = hashlib.sha256(
f"{policy.policy_id}|{approved_by}|{datetime.utcnow().isoformat()}".encode()
f"{policy.policy_id}|{approved_by}|{datetime.now(timezone.utc).isoformat()}".encode()
).hexdigest()
self.db.commit()
@@ -472,7 +472,7 @@ class AuditFindingRepository:
finding.verification_method = verification_method
finding.verification_evidence = verification_evidence
finding.verified_by = closed_by
finding.verified_at = datetime.utcnow()
finding.verified_at = datetime.now(timezone.utc)
self.db.commit()
self.db.refresh(finding)
@@ -644,7 +644,7 @@ class ManagementReviewRepository:
review.status = "approved"
review.approved_by = approved_by
review.approved_at = datetime.utcnow()
review.approved_at = datetime.now(timezone.utc)
review.next_review_date = next_review_date
review.minutes_document_path = minutes_document_path
@@ -761,7 +761,7 @@ class AuditTrailRepository:
new_value=new_value,
change_summary=change_summary,
performed_by=performed_by,
performed_at=datetime.utcnow(),
performed_at=datetime.now(timezone.utc),
checksum=hashlib.sha256(
f"{entity_type}|{entity_id}|{action}|{performed_by}".encode()
).hexdigest(),