feat(qa): recital detection, review split, duplicate comparison
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Add _detect_recital() to QA pipeline — flags controls where
source_original_text contains Erwägungsgrund markers instead of
article text (28% of controls with source text affected).

- Recital detection via regex + phrase matching in QA validation
- 10 new tests (TestRecitalDetection), 81 total
- ReviewCompare component for side-by-side duplicate comparison
- Review mode split: Duplikat-Verdacht vs Rule-3-ohne-Anchor tabs
- MkDocs: recital detection documentation
- Detection script for bulk analysis (scripts/find_recital_controls.py)

Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
This commit is contained in:
Benjamin Admin
2026-03-18 08:20:02 +01:00
parent a9e0869205
commit 148c7ba3af
7 changed files with 657 additions and 28 deletions

View File

@@ -321,6 +321,62 @@ VALID_CATEGORIES = set(CATEGORY_KEYWORDS.keys())
VALID_DOMAINS = {"AUTH", "CRYP", "NET", "DATA", "LOG", "ACC", "SEC", "INC",
"AI", "COMP", "GOV", "LAB", "FIN", "TRD", "ENV", "HLT"}
# ---------------------------------------------------------------------------
# Recital (Erwägungsgrund) detection in source text
# ---------------------------------------------------------------------------
# Pattern: standalone recital number like (125)\n or (126) at line start
_RECITAL_RE = re.compile(r'\((\d{1,3})\)\s*\n')
# Recital-typical phrasing (German EU law Erwägungsgründe)
_RECITAL_PHRASES = [
"in erwägung nachstehender gründe",
"erwägungsgrund",
"in anbetracht",
"daher sollte",
"aus diesem grund",
"es ist daher",
"folglich sollte",
"es sollte daher",
"in diesem zusammenhang",
]
def _detect_recital(text: str) -> Optional[dict]:
"""Detect if source text is a recital (Erwägungsgrund) rather than an article.
Returns a dict with detection details if recital markers are found,
or None if the text appears to be genuine article text.
Detection criteria:
1. Standalone recital numbers like (126)\\n in the text
2. Recital-typical phrasing ("daher sollte", "erwägungsgrund", etc.)
"""
if not text:
return None
# Check 1: Recital number markers
recital_matches = _RECITAL_RE.findall(text)
# Check 2: Recital phrasing
text_lower = text.lower()
phrase_hits = [p for p in _RECITAL_PHRASES if p in text_lower]
if not recital_matches and not phrase_hits:
return None
# Require at least recital numbers OR >=2 phrase hits to be a suspect
if not recital_matches and len(phrase_hits) < 2:
return None
return {
"recital_suspect": True,
"recital_numbers": recital_matches[:10],
"recital_phrases": phrase_hits[:5],
"detection_method": "regex+phrases" if recital_matches and phrase_hits
else "regex" if recital_matches else "phrases",
}
CATEGORY_LIST_STR = ", ".join(sorted(VALID_CATEGORIES))
VERIFICATION_KEYWORDS = {
@@ -1520,9 +1576,23 @@ Gib ein JSON-Array zurueck mit GENAU {len(chunks)} Elementen. Fuer Aspekte ohne
) -> tuple[GeneratedControl, bool]:
"""Cross-validate category/domain using keyword detection + local LLM.
Also checks for recital (Erwägungsgrund) contamination in source text.
Returns (control, was_fixed). Only triggers Ollama QA when the LLM
classification disagrees with keyword detection — keeps it fast.
"""
# ── Recital detection ──────────────────────────────────────────
source_text = control.source_original_text or ""
recital_info = _detect_recital(source_text)
if recital_info:
control.generation_metadata["recital_suspect"] = True
control.generation_metadata["recital_detection"] = recital_info
control.release_state = "needs_review"
logger.warning(
"Recital suspect: '%s' — recitals %s detected in source text",
control.title[:40],
recital_info.get("recital_numbers", []),
)
kw_category = _detect_category(chunk_text) or _detect_category(control.objective)
kw_domain = _detect_domain(chunk_text)
llm_domain = control.generation_metadata.get("_effective_domain", "")

View File

@@ -7,6 +7,7 @@ from unittest.mock import AsyncMock, MagicMock, patch
from compliance.services.control_generator import (
_classify_regulation,
_detect_domain,
_detect_recital,
_parse_llm_json,
_parse_llm_json_array,
GeneratorConfig,
@@ -1306,3 +1307,92 @@ class TestPipelineVersion:
assert controls[0] is not None
assert controls[1] is None # Null entry from LLM
assert controls[2] is not None
# =============================================================================
# Recital (Erwägungsgrund) Detection Tests
# =============================================================================
class TestRecitalDetection:
"""Tests for _detect_recital — identifying Erwägungsgrund text in source."""
def test_recital_number_detected(self):
"""Text with (126)\\n pattern is flagged as recital suspect."""
text = "Daher ist es wichtig...\n(126)\nDie Konformitätsbewertung sollte..."
result = _detect_recital(text)
assert result is not None
assert result["recital_suspect"] is True
assert "126" in result["recital_numbers"]
def test_multiple_recital_numbers(self):
"""Multiple recital markers are all captured."""
text = "(124)\nErster Punkt.\n(125)\nZweiter Punkt.\n(126)\nDritter Punkt."
result = _detect_recital(text)
assert result is not None
assert "124" in result["recital_numbers"]
assert "125" in result["recital_numbers"]
assert "126" in result["recital_numbers"]
def test_article_text_not_flagged(self):
"""Normal article text without recital markers returns None."""
text = ("Der Anbieter eines Hochrisiko-KI-Systems muss sicherstellen, "
"dass die technische Dokumentation erstellt wird.")
result = _detect_recital(text)
assert result is None
def test_empty_text_returns_none(self):
result = _detect_recital("")
assert result is None
def test_none_text_returns_none(self):
result = _detect_recital(None)
assert result is None
def test_recital_phrases_detected(self):
"""Text with multiple recital-typical phrases is flagged."""
text = ("In Erwägung nachstehender Gründe wurde beschlossen, "
"daher sollte der Anbieter folgende Maßnahmen ergreifen. "
"Es ist daher notwendig, die Konformität sicherzustellen.")
result = _detect_recital(text)
assert result is not None
assert result["detection_method"] == "phrases"
def test_single_phrase_not_enough(self):
"""A single recital phrase alone is not sufficient for detection."""
text = "Daher sollte das System regelmäßig geprüft werden."
result = _detect_recital(text)
assert result is None
def test_combined_regex_and_phrases(self):
"""Both recital numbers and phrases → detection_method is regex+phrases."""
text = "(42)\nIn Erwägung nachstehender Gründe wurde entschieden..."
result = _detect_recital(text)
assert result is not None
assert result["detection_method"] == "regex+phrases"
assert "42" in result["recital_numbers"]
def test_parenthesized_number_without_newline_ignored(self):
"""Numbers in parentheses without trailing newline are not recital markers.
e.g. 'gemäß Absatz (3) des Artikels' should not be flagged."""
text = "Gemäß Absatz (3) des Artikels 52 muss der Anbieter sicherstellen..."
result = _detect_recital(text)
assert result is None
def test_real_world_recital_text(self):
"""Real-world example: AI Act Erwägungsgrund (126) about conformity assessment."""
text = (
"(126)\n"
"Um den Verwaltungsaufwand zu verringern und die Konformitätsbewertung "
"zu vereinfachen, sollten bestimmte Hochrisiko-KI-Systeme, die von "
"Anbietern zertifiziert oder für die eine Konformitätserklärung "
"ausgestellt wurde, automatisch als konform mit den Anforderungen "
"dieser Verordnung gelten, sofern sie den harmonisierten Normen oder "
"gemeinsamen Spezifikationen entsprechen.\n"
"(127)\n"
"Es ist daher angezeigt, dass der Anbieter das entsprechende "
"Konformitätsbewertungsverfahren anwendet."
)
result = _detect_recital(text)
assert result is not None
assert "126" in result["recital_numbers"]
assert "127" in result["recital_numbers"]